SearcharxivSearch

arXiv subjects

Jicheng Shi

Publications and source records attributed to Jicheng Shi.

15 recordsLinked to original sources

User-specified Kelvin-hour budgets within model predictive control for energy-efficient buildings: Simulation and field demonstration

For energy-efficient building control, model predictive control (MPC) has been widely proposed to reduce energy use while maintaining prescribed indoor temperature bounds. In practice, MPC implementations may still produce temperature-bound violations because of model mismatch, weather-forecast errors, and softened constraints introduced to preserve feasibility. Existing soft- constrained MPC usually handles this trade-off through slack-weight tuning, so users cannot prescribe a violation-severity budget before operation. This paper develops a Kelvin-hour (Kh)-budget MPC that allows users to specify a running-average budget for temperature-bound violation severity. During operation, the controller uses the realized Kh budget surplus or overspend to update the temperature bounds, providing step-by-step budget feedback. We evaluate the method in two high-fidelity BOPTEST simulation cases and in an occupied residential deployment. In the first one-zone case, prescribed budgets produce clear running-average Kh violation responses across predictors and disturbance settings. At a prescribed budget of 0.005 Kh/step, the controller reduces energy use by 31.9% and Kh violation by 36.2% relative to the built-in default controller. In the second coupled two-zone case, separate zone budgets produce zone-level responses, with 18.9%-20.5% energy reduction and 9.4%-64.3% zone-level Kh violation reduction. In the occupied residential deployment, the running-average Kh violations remain close to or below their prescribed budgets under real sensing, actuation, weather, and occupancy conditions.

eess.SY

Personalized Building Climate Control with Contextual Preferential Bayesian Optimization

Efficient tuning of building climate controllers to optimize occupant utility is essential for ensuring overall comfort and satisfaction. However, this is a challenging task since the latent utility are difficult to measure directly. Time-varying contextual factors, such as outdoor temperature, further complicate the problem. To address these challenges, we propose a contextual preferential Bayesian optimization algorithm that leverages binary preference feedback together with contextual information to enable efficient real-time controller tuning. We validate the approach by tuning an economic MPC controller on BOPTEST, a high-fidelity building simulation platform. Over a two-month simulation period, our method outperforms the baseline controller and achieves an improvement of up to 23% in utility. Moreover, for different occupant types, we demonstrate that the algorithm automatically adapts to individual preferences, enabling personalized controller tuning.

eess.SY

Distributionally Robust System Level Synthesis With Output Feedback Affine Control Policy

This paper studies the finite-horizon robust optimal control of constrained linear systems subject to model mismatch and additive stochastic disturbances. Utilizing the system level synthesis (SLS) parameterization, we propose a novel SLS design using an output-feedback affine control policy and extend it to a distributionally robust setting to improve system resilience by minimizing the cost function while ensuring constraint satisfaction against the worst-case uncertainty distribution. The scopes of model mismatch and stochastic disturbances are quantified using the 1-norm and a Wasserstein metric-based ambiguity set, respectively. For the closed-loop dynamics, we analyze the distributional shift between the predicted output-input response -- computed using nominal parameters and empirical disturbance samples -- and the actual closed-loop distribution, highlighting its dependence on model mismatch and SLS parameterization. Assuming convex and Lipschitz continuous cost functions and constraints, we derive a tractable reformulation of the distributionally robust SLS (DR-SLS) problem by leveraging tools from robust control and distributionally robust optimization (DRO). Numerical experiments validate the performance and robustness of the proposed approach.

math.OC

Model Predictive Building Climate Control for Mitigating Heat Pump Noise Pollution (Extended Version)

Noise pollution from heat pumps (HPs) has been an emerging concern to their broader adoption, especially in densely populated areas. This paper explores a model predictive control (MPC) approach for building climate control, aimed at minimizing the noise nuisance generated by HPs. By exploiting a piecewise linear approximation of HP noise patterns and assuming linear building thermal dynamics, the proposed design can be generalized to handle various HP acoustic patterns with mixed-integer linear programming (MILP). Additionally, two computationally efficient options for defining the noise cost function in the proposed MPC design are discussed. Numerical experiments on a high-fidelity building simulator are performed to demonstrate the viability and effectiveness of the proposed design. Simulation results show that the proposed approach can effectively reduce the noise pollution caused by HPs with negligible energy cost increase.

eess.SY

Disturbance-adaptive Model Predictive Control for Bounded Average Constraint Violations

This paper considers stochastic linear time-invariant systems subject to constraints on the average number of state-constraint violations over time without knowing the disturbance distribution. We present a novel disturbance-adaptive model predictive control (DAD-MPC) framework, which adjusts the disturbance model based on measured constraint violations. Using a robust invariance method, DAD-MPC ensures recursive feasibility and guarantees asymptotic or robust bounds on average constraint violations. Additionally, the bounds hold even with an inaccurate disturbance model, which allows for data-driven disturbance quantification methods to be used, such as conformal prediction. Simulation results demonstrate that the proposed approach reduces closed-loop cumulative cost compared to state-of-the-art methods across different target violation rates, while satisfying average violation bounds.

eess.SY

What price to pay? Auto-tuning a building MPC controller for optimal economic cost

Demand-side management (DSM) programs introduce complex pricing, requiring advanced control for cost minimization. Model Predictive Control (MPC) offers a solution but its performance hinges on appropriate hyperparameter tuning. We propose using Constrained Bayesian Optimization (CONFIG) to automate this process. In a case study, our optimized MPC reduced electricity costs by 26.90% compared to a rule-based controller and by 17.46% versus an manually tuned MPC. Analysis of real contracts further showed that optimal DSM program selection can lower monthly bills by up to 20.18%, demonstrating a data-driven path to significant consumer savings.

eess.SY

Adaptive Data-Driven Prediction in a Building Control Hierarchy: A Case Study of Demand Response in Switzerland

By providing various services, such as Demand Response (DR), buildings can play a crucial role in the energy market due to their significant energy consumption. However, effectively commissioning buildings for such desired functionalities requires significant expert knowledge and design effort, considering the variations in building dynamics and intended use. In this study, we introduce an adaptive data-driven prediction scheme based on Willems' Fundamental Lemma within the building control hierarchy. This scheme offers a versatile, flexible, and user-friendly interface for diverse prediction and control objectives. We provide an easy-to-use tuning process and an adaptive update pipeline for the scheme, both validated through extensive prediction tests. We evaluate the proposed scheme by coordinating a building and an energy storage system to provide Secondary Frequency Control (SFC) in a Swiss DR program. Specifically, we integrate the scheme into a three-layer hierarchical SFC control framework, and each layer of this hierarchy is designed to achieve distinct operational goals. Apart from its flexibility, our approach significantly improves cost efficiency, resulting in a 28.74% reduction in operating costs compared to a conventional control scheme, as demonstrated by a 52-day experiment in an actual building. Our findings emphasize the potential of the proposed scheme to reduce the commissioning costs of advanced building control strategies and to facilitate the adoption of new techniques in building control.

eess.SY

Disturbance-Adaptive Data-Driven Predictive Control: Trading Comfort Violations for Savings in Building Climate Control

Model Predictive Control (MPC) has demonstrated significant potential in improving energy efficiency in building climate control, outperforming traditional controllers commonly used in modern building management systems. Among MPC variants, Data-driven Predictive Control (DPC) offers the advantage of modeling building dynamics directly from data, thereby substantially reducing commissioning efforts. However, inevitable model uncertainties and measurement noise can result in comfort violations, even with dedicated MPC setups. This paper introduces a Disturbance-Adaptive DPC (DAD-DPC) framework that ensures asymptotic satisfaction of predefined violation bounds without knowing the uncertainty and noise distributions. The framework employs a data-driven pipeline based on Willems' Fundamental Lemma and conformal prediction for application in building climate control. The proposed DAD-DPC framework was validated through four building cases using the high-fidelity BOPTEST simulation platform and an occupied campus building, Polydome. DAD-DPC successfully regulated the average comfort violations to meet pre-defined bounds. Notably, the 5%-violation DAD-DPC setup achieved 30.1%/11.2%/27.1%/20.5% energy savings compared to default controllers across four cases. These results demonstrate the framework's effectiveness in balancing energy consumption and comfort violations, offering a practical solution for building climate control applications.

eess.SY

Efficient Recursive Data-enabled Predictive Control (Extended Version)

In the field of model predictive control, Data-enabled Predictive Control (DeePC) offers direct predictive control, bypassing traditional modeling. However, challenges emerge with increased computational demand due to recursive data updates. This paper introduces a novel recursive updating algorithm for DeePC. It emphasizes the use of Singular Value Decomposition (SVD) for efficient low-dimensional transformations of DeePC in its general form, as well as a fast SVD update scheme. Importantly, our proposed algorithm is highly flexible due to its reliance on the general form of DeePC, which is demonstrated to encompass various data-driven methods that utilize Pseudoinverse and Hankel matrices. This is exemplified through a comparison to Subspace Predictive Control, where the algorithm achieves asymptotically consistent prediction for stochastic linear time-invariant systems. Our proposed methodologies' efficacy is validated through simulation studies.

eess.SY

Physically Consistent Multiple-Step Data-Driven Predictions Using Physics-based Filters

(Extended Version) Data-driven control can facilitate the rapid development of controllers, offering an alternative to conventional approaches. In order to maintain consistency between any known underlying physical laws and a data-driven decision-making process, preprocessing of raw data is necessary to account for measurement noise and any inconsistencies it may introduce. In this paper, we present a physics-based filter to achieve this and demonstrate its effectiveness through practical applications, using real-world datasets collected in a building on the Ecole Polytechnique Federale de Lausanne (EPFL) campus. Two distinct use cases are explored: indoor temperature control and demand response bidding.

eess.SY

Adaptive Robust Data-driven Building Control via Bi-level Reformulation: an Experimental Result

Data-driven control approaches for the minimization of energy consumption of buildings have the potential to significantly reduce deployment costs and increase uptake of advanced control in this sector. A number of recent approaches based on the application of Willems' fundamental lemma for data-driven controller design from input/output measurements are very promising for deterministic LTI systems. This paper \change{proposes a systematic way to handle unknown measurement noise and measurable process noise}, and extends these data-driven control schemes to adaptive building control via a robust bi-level formulation, whose upper level ensures robustness and whose lower level guarantees prediction quality. Corresponding numerical improvements and an active excitation mechanism are proposed to enable a computationally efficient reliable operation. The efficacy of the proposed scheme is validated by \change{a multi-zone building simulation} and a real-world experiment on a single-zone conference building on the EPFL campus. The real-world experiment includes a 20-day non-stop test, where, without extra modeling effort, our proposed controller improves 18.4\% energy efficiency against an industry-standard controller, while also robustly ensuring occupant comfort.

eess.SY

Lessons Learned from Data-Driven Building Control Experiments: Contrasting Gaussian Process-based MPC, Bilevel DeePC, and Deep Reinforcement Learning

This manuscript offers the perspective of experimentalists on a number of modern data-driven techniques: model predictive control relying on Gaussian processes, adaptive data-driven control based on behavioral theory, and deep reinforcement learning. These techniques are compared in terms of data requirements, ease of use, computational burden, and robustness in the context of real-world applications. Our remarks and observations stem from a number of experimental investigations carried out in the field of building control in diverse environments, from lecture halls and apartment spaces to a hospital surgery center. The final goal is to support others in identifying what technique is best suited to tackle their own problems.

eess.SY

Data-driven input reconstruction and experimental validation

This paper addresses a data-driven input reconstruction problem based on Willems' Fundamental Lemma in which unknown input estimators (UIEs) are constructed directly from historical I/O data. Given only output measurements, the inputs are estimated by the UIE, which is shown to asymptotically converge to the true input without knowing the initial conditions. Both open-loop and closed-loop UIEs are developed based on Lyapunov conditions and the Luenberger-observer-type feedback, whose convergence properties are studied. An experimental study is presented demonstrating the efficacy of the closed-loop UIE for estimating the occupancy of a building on the EPFL campus via measured carbon dioxide levels.

eess.SY

Robust Learning Model Predictive Control for Periodically Correlated Building Control

Accounting for more than 40% of global energy consumption, residential and commercial buildings will be key players in any future green energy systems. To fully exploit their potential while ensuring occupant comfort, a robust control scheme is required to handle various uncertainties, such as external weather and occupant behaviour. However, prominent patterns, especially periodicity, are widely seen in most sources of uncertainty. This paper incorporates this correlated structure into the learning model predictive control framework, in order to learn a global optimal robust control scheme for building operations.

eess.SY

Towards an Unified Structure for Reinforcement Learning: an Optimization Approach

Both the optimal value function and the optimal policy can be used to model an optimal controller based on the duality established by the Bellman equation. Even with this duality, no parametric model has been able to output both policy and value function with a common parameter set. In this paper, a unified structure is proposed with a parametric optimization problem. The policy and the value function modelled by this structure share all parameters, which enables seamless switching among reinforcement learning algorithms while continuing to learn. The Q-learning and policy gradient based on the proposed structure is detailed. An actor-critic algorithm based on this structure, whose actor and critic are both modelled by the same parameters, is validated by both linear and nonlinear control.

eess.SY