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Jie M. Zhang

Publications and source records attributed to Jie M. Zhang.

81 records · Page 5Linked to original sources

Stealthy Backdoor Attack for Code Models

Code models, such as CodeBERT and CodeT5, offer general-purpose representations of code and play a vital role in supporting downstream automated software engineering tasks. Most recently, code models were revealed to be vulnerable to backdoor attacks. A code model that is backdoor-attacked can behave normally on clean examples but will produce pre-defined malicious outputs on examples injected with triggers that activate the backdoors. Existing backdoor attacks on code models use unstealthy and easy-to-detect triggers. This paper aims to investigate the vulnerability of code models with stealthy backdoor attacks. To this end, we propose AFRAIDOOR (Adversarial Feature as Adaptive Backdoor). AFRAIDOOR achieves stealthiness by leveraging adversarial perturbations to inject adaptive triggers into different inputs. We evaluate AFRAIDOOR on three widely adopted code models (CodeBERT, PLBART and CodeT5) and two downstream tasks (code summarization and method name prediction). We find that around 85% of adaptive triggers in AFRAIDOOR bypass the detection in the defense process. By contrast, only less than 12% of the triggers from previous work bypass the defense. When the defense method is not applied, both AFRAIDOOR and baselines have almost perfect attack success rates. However, once a defense is applied, the success rates of baselines decrease dramatically to 10.47% and 12.06%, while the success rate of AFRAIDOOR are 77.05% and 92.98% on the two tasks. Our finding exposes security weaknesses in code models under stealthy backdoor attacks and shows that the state-of-the-art defense method cannot provide sufficient protection. We call for more research efforts in understanding security threats to code models and developing more effective countermeasures.

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COCO: Testing Code Generation Systems via Concretized Instructions

Code generation systems have been extensively developed in recent years to generate source code based on natural language instructions. However, despite their advancements, these systems still face robustness issues where even slightly different instructions can result in significantly different code semantics. Robustness is critical for code generation systems, as it can have significant impacts on software development, software quality, and trust in the generated code. Although existing testing techniques for general text-to-text software can detect some robustness issues, they are limited in effectiveness due to ignoring the characteristics of code generation systems. In this work, we propose a novel technique COCO to test the robustness of code generation systems. It exploits the usage scenario of code generation systems to make the original programming instruction more concrete by incorporating features known to be contained in the original code. A robust system should maintain code semantics for the concretized instruction, and COCO detects robustness inconsistencies when it does not. We evaluated COCO on eight advanced code generation systems, including commercial tools such as Copilot and ChatGPT, using two widely-used datasets. Our results demonstrate the effectiveness of COCO in testing the robustness of code generation systems, outperforming two techniques adopted from general text-to-text software testing by 466.66% and 104.02%, respectively. Furthermore, concretized instructions generated by COCO can help reduce robustness inconsistencies by 18.35% to 53.91% through fine-tuning.

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A Comprehensive Empirical Study of Bias Mitigation Methods for Machine Learning Classifiers

Software bias is an increasingly important operational concern for software engineers. We present a large-scale, comprehensive empirical study of 17 representative bias mitigation methods for Machine Learning (ML) classifiers, evaluated with 11 ML performance metrics (e.g., accuracy), 4 fairness metrics, and 20 types of fairness-performance trade-off assessment, applied to 8 widely-adopted software decision tasks. The empirical coverage is much more comprehensive, covering the largest numbers of bias mitigation methods, evaluation metrics, and fairness-performance trade-off measures compared to previous work on this important software property. We find that (1) the bias mitigation methods significantly decrease ML performance in 53% of the studied scenarios (ranging between 42%~66% according to different ML performance metrics); (2) the bias mitigation methods significantly improve fairness measured by the 4 used metrics in 46% of all the scenarios (ranging between 24%~59% according to different fairness metrics); (3) the bias mitigation methods even lead to decrease in both fairness and ML performance in 25% of the scenarios; (4) the effectiveness of the bias mitigation methods depends on tasks, models, the choice of protected attributes, and the set of metrics used to assess fairness and ML performance; (5) there is no bias mitigation method that can achieve the best trade-off in all the scenarios. The best method that we find outperforms other methods in 30% of the scenarios. Researchers and practitioners need to choose the bias mitigation method best suited to their intended application scenario(s).

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Vulnerability Detection with Graph Simplification and Enhanced Graph Representation Learning

Prior studies have demonstrated the effectiveness of Deep Learning (DL) in automated software vulnerability detection. Graph Neural Networks (GNNs) have proven effective in learning the graph representations of source code and are commonly adopted by existing DL-based vulnerability detection methods. However, the existing methods are still limited by the fact that GNNs are essentially difficult to handle the connections between long-distance nodes in a code structure graph. Besides, they do not well exploit the multiple types of edges in a code structure graph (such as edges representing data flow and control flow). Consequently, despite achieving state-of-the-art performance, the existing GNN-based methods tend to fail to capture global information (i.e., long-range dependencies among nodes) of code graphs. To mitigate these issues, in this paper, we propose a novel vulnerability detection framework with grAph siMplification and enhanced graph rePresentation LEarning, named AMPLE. AMPLE mainly contains two parts: 1) graph simplification, which aims at reducing the distances between nodes by shrinking the node sizes of code structure graphs; 2) enhanced graph representation learning, which involves one edge-aware graph convolutional network module for fusing heterogeneous edge information into node representations and one kernel-scaled representation module for well capturing the relations between distant graph nodes. Experiments on three public benchmark datasets show that AMPLE outperforms the state-of-the-art methods by 0.39%-35.32% and 7.64%-199.81% with respect to the accuracy and F1 score metrics, respectively. The results demonstrate the effectiveness of AMPLE in learning global information of code graphs for vulnerability detection.

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Leveraging Automated Unit Tests for Unsupervised Code Translation

With little to no parallel data available for programming languages, unsupervised methods are well-suited to source code translation. However, the majority of unsupervised machine translation approaches rely on back-translation, a method developed in the context of natural language translation and one that inherently involves training on noisy inputs. Unfortunately, source code is highly sensitive to small changes; a single token can result in compilation failures or erroneous programs, unlike natural languages where small inaccuracies may not change the meaning of a sentence. To address this issue, we propose to leverage an automated unit-testing system to filter out invalid translations, thereby creating a fully tested parallel corpus. We found that fine-tuning an unsupervised model with this filtered data set significantly reduces the noise in the translations so-generated, comfortably outperforming the state-of-the-art for all language pairs studied. In particular, for Java $\to$ Python and Python $\to$ C++ we outperform the best previous methods by more than 16% and 24% respectively, reducing the error rate by more than 35%.

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Model Validation Using Mutated Training Labels: An Exploratory Study

We introduce an exploratory study on Mutation Validation (MV), a model validation method using mutated training labels for supervised learning. MV mutates training data labels, retrains the model against the mutated data, then uses the metamorphic relation that captures the consequent training performance changes to assess model fit. It does not use a validation set or test set. The intuition underpinning MV is that overfitting models tend to fit noise in the training data. We explore 8 different learning algorithms, 18 datasets, and 5 types of hyperparameter tuning tasks. Our results demonstrate that MV is accurate in model selection: the model recommendation hit rate is 92\% for MV and less than 60\% for out-of-sample-validation. MV also provides more stable hyperparameter tuning results than out-of-sample-validation across different runs.

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A Study of Bug Resolution Characteristics in Popular Programming Languages

This paper presents a large-scale study that investigates the bug resolution characteristics among popular Github projects written in different programming languages. We explore correlations but, of course, we cannot infer causation. Specifically, we analyse bug resolution data from approximately 70 million Source Line of Code, drawn from 3 million commits to 600 GitHub projects, primarily written in 10 programming languages. We find notable variations in apparent bug resolution time and patch (fix) size. While interpretation of results from such large-scale empirical studies is inherently difficult, we believe that the differences in medians are sufficiently large to warrant further investigation, replication, re-analysis and follow up research. For example, in our corpus, the median apparent bug resolution time (elapsed time from raise to resolve) for Ruby was 4X that for Go and 2.5X for Java. We also found that patches tend to touch more files for the corpus of strongly typed and for statically typed programs. However, we also found evidence for a lower elapsed resolution time for bug resolution committed to projects constructed from statically typed languages. These findings, if replicated in subsequent follow on studies, may shed further empirical light on the debate about the importance of static typing.

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Automatic Testing and Improvement of Machine Translation

This paper presents TransRepair, a fully automatic approach for testing and repairing the consistency of machine translation systems. TransRepair combines mutation with metamorphic testing to detect inconsistency bugs (without access to human oracles). It then adopts probability-reference or cross-reference to post-process the translations, in a grey-box or black-box manner, to repair the inconsistencies. Our evaluation on two state-of-the-art translators, Google Translate and Transformer, indicates that TransRepair has a high precision (99%) on generating input pairs with consistent translations. With these tests, using automatic consistency metrics and manual assessment, we find that Google Translate and Transformer have approximately 36% and 40% inconsistency bugs. Black-box repair fixes 28% and 19% bugs on average for Google Translate and Transformer. Grey-box repair fixes 30% bugs on average for Transformer. Manual inspection indicates that the translations repaired by our approach improve consistency in 87% of cases (degrading it in 2%), and that our repairs have better translation acceptability in 27% of the cases (worse in 8%).

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Machine Learning Testing: Survey, Landscapes and Horizons

This paper provides a comprehensive survey of Machine Learning Testing (ML testing) research. It covers 144 papers on testing properties (e.g., correctness, robustness, and fairness), testing components (e.g., the data, learning program, and framework), testing workflow (e.g., test generation and test evaluation), and application scenarios (e.g., autonomous driving, machine translation). The paper also analyses trends concerning datasets, research trends, and research focus, concluding with research challenges and promising research directions in ML testing.

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