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Jinfeng Yi

Publications and source records attributed to Jinfeng Yi.

At least 19 recordsLinked to original sources

Self-supervised Graph Neural Network for Mechanical CAD Retrieval

CAD (Computer-Aided Design) plays a crucial role in mechanical industry, where large numbers of similar-shaped CAD parts are often created. Efficiently reusing these parts is key to reducing design and production costs for enterprises. Retrieval systems are vital for achieving CAD reuse, but the complex shapes of CAD models are difficult to accurately describe using text or keywords, making traditional retrieval methods ineffective. While existing representation learning approaches have been developed for CAD, manually labeling similar samples in these methods is expensive. Additionally, CAD models' unique parameterized data structure presents challenges for applying existing 3D shape representation learning techniques directly. In this work, we propose GC-CAD, a self-supervised contrastive graph neural network-based method for mechanical CAD retrieval that directly models parameterized CAD raw files. GC-CAD consists of two key modules: structure-aware representation learning and contrastive graph learning framework. The method leverages graph neural networks to extract both geometric and topological information from CAD models, generating feature representations. We then introduce a simple yet effective contrastive graph learning framework approach, enabling the model to train without manual labels and generate retrieval-ready representations. Experimental results on four datasets including human evaluation demonstrate that the proposed method achieves significant accuracy improvements and up to 100 times efficiency improvement over the baseline methods.

cs.IR

Efficient Algorithms for Generalized Linear Bandits with Heavy-tailed Rewards

This paper investigates the problem of generalized linear bandits with heavy-tailed rewards, whose $(1+ε)$-th moment is bounded for some $ε\in (0,1]$. Although there exist methods for generalized linear bandits, most of them focus on bounded or sub-Gaussian rewards and are not well-suited for many real-world scenarios, such as financial markets and web-advertising. To address this issue, we propose two novel algorithms based on truncation and mean of medians. These algorithms achieve an almost optimal regret bound of $\widetilde{O}(dT^{\frac{1}{1+ε}})$, where $d$ is the dimension of contextual information and $T$ is the time horizon. Our truncation-based algorithm supports online learning, distinguishing it from existing truncation-based approaches. Additionally, our mean-of-medians-based algorithm requires only $O(\log T)$ rewards and one estimator per epoch, making it more practical. Moreover, our algorithms improve the regret bounds by a logarithmic factor compared to existing algorithms when $ε=1$. Numerical experimental results confirm the merits of our algorithms.

cs.LG

On the Adversarial Robustness of Vision Transformers

Following the success in advancing natural language processing and understanding, transformers are expected to bring revolutionary changes to computer vision. This work provides a comprehensive study on the robustness of vision transformers (ViTs) against adversarial perturbations. Tested on various white-box and transfer attack settings, we find that ViTs possess better adversarial robustness when compared with MLP-Mixer and convolutional neural networks (CNNs) including ConvNeXt, and this observation also holds for certified robustness. Through frequency analysis and feature visualization, we summarize the following main observations contributing to the improved robustness of ViTs: 1) Features learned by ViTs contain less high-frequency patterns that have spurious correlation, which helps explain why ViTs are less sensitive to high-frequency perturbations than CNNs and MLP-Mixer, and there is a high correlation between how much the model learns high-frequency features and its robustness against different frequency-based perturbations. 2) Introducing convolutional or tokens-to-token blocks for learning high-frequency features in ViTs can improve classification accuracy but at the cost of adversarial robustness. 3) Modern CNN designs that borrow techniques from ViTs including activation function, layer norm, larger kernel size to imitate the global attention, and patchify the images as inputs, etc., could help bridge the performance gap between ViTs and CNNs not only in terms of performance, but also certified and empirical adversarial robustness. Moreover, we show adversarial training is also applicable to ViT for training robust models, and sharpness-aware minimization can also help improve robustness, while pre-training with clean images on larger datasets does not significantly improve adversarial robustness.

cs.CV

Can Adversarial Training Be Manipulated By Non-Robust Features?

Adversarial training, originally designed to resist test-time adversarial examples, has shown to be promising in mitigating training-time availability attacks. This defense ability, however, is challenged in this paper. We identify a novel threat model named stability attack, which aims to hinder robust availability by slightly manipulating the training data. Under this threat, we show that adversarial training using a conventional defense budget $ε$ provably fails to provide test robustness in a simple statistical setting, where the non-robust features of the training data can be reinforced by $ε$-bounded perturbation. Further, we analyze the necessity of enlarging the defense budget to counter stability attacks. Finally, comprehensive experiments demonstrate that stability attacks are harmful on benchmark datasets, and thus the adaptive defense is necessary to maintain robustness. Our code is available at https://github.com/TLMichael/Hypocritical-Perturbation.

cs.LG

Adversarial Attack across Datasets

Existing transfer attack methods commonly assume that the attacker knows the training set (e.g., the label set, the input size) of the black-box victim models, which is usually unrealistic because in some cases the attacker cannot know this information. In this paper, we define a Generalized Transferable Attack (GTA) problem where the attacker doesn't know this information and is acquired to attack any randomly encountered images that may come from unknown datasets. To solve the GTA problem, we propose a novel Image Classification Eraser (ICE) that trains a particular attacker to erase classification information of any images from arbitrary datasets. Experiments on several datasets demonstrate that ICE greatly outperforms existing transfer attacks on GTA, and show that ICE uses similar texture-like noises to perturb different images from different datasets. Moreover, fast fourier transformation analysis indicates that the main components in each ICE noise are three sine waves for the R, G, and B image channels. Inspired by this interesting finding, we then design a novel Sine Attack (SA) method to optimize the three sine waves. Experiments show that SA performs comparably to ICE, indicating that the three sine waves are effective and enough to break DNNs under the GTA setting.

cs.CV

Trustworthy AI: From Principles to Practices

The rapid development of Artificial Intelligence (AI) technology has enabled the deployment of various systems based on it. However, many current AI systems are found vulnerable to imperceptible attacks, biased against underrepresented groups, lacking in user privacy protection. These shortcomings degrade user experience and erode people's trust in all AI systems. In this review, we provide AI practitioners with a comprehensive guide for building trustworthy AI systems. We first introduce the theoretical framework of important aspects of AI trustworthiness, including robustness, generalization, explainability, transparency, reproducibility, fairness, privacy preservation, and accountability. To unify currently available but fragmented approaches toward trustworthy AI, we organize them in a systematic approach that considers the entire lifecycle of AI systems, ranging from data acquisition to model development, to system development and deployment, finally to continuous monitoring and governance. In this framework, we offer concrete action items for practitioners and societal stakeholders (e.g., researchers, engineers, and regulators) to improve AI trustworthiness. Finally, we identify key opportunities and challenges for the future development of trustworthy AI systems, where we identify the need for a paradigm shift toward comprehensively trustworthy AI systems.

cs.AI

Smoothed Online Convex Optimization Based on Discounted-Normal-Predictor

In this paper, we investigate an online prediction strategy named as Discounted-Normal-Predictor (Kapralov and Panigrahy, 2010) for smoothed online convex optimization (SOCO), in which the learner needs to minimize not only the hitting cost but also the switching cost. In the setting of learning with expert advice, Daniely and Mansour (2019) demonstrate that Discounted-Normal-Predictor can be utilized to yield nearly optimal regret bounds over any interval, even in the presence of switching costs. Inspired by their results, we develop a simple algorithm for SOCO: Combining online gradient descent (OGD) with different step sizes sequentially by Discounted-Normal-Predictor. Despite its simplicity, we prove that it is able to minimize the adaptive regret with switching cost, i.e., attaining nearly optimal regret with switching cost on every interval. By exploiting the theoretical guarantee of OGD for dynamic regret, we further show that the proposed algorithm can minimize the dynamic regret with switching cost in every interval.

cs.LG

On the Convergence and Robustness of Adversarial Training

Improving the robustness of deep neural networks (DNNs) to adversarial examples is an important yet challenging problem for secure deep learning. Across existing defense techniques, adversarial training with Projected Gradient Decent (PGD) is amongst the most effective. Adversarial training solves a min-max optimization problem, with the \textit{inner maximization} generating adversarial examples by maximizing the classification loss, and the \textit{outer minimization} finding model parameters by minimizing the loss on adversarial examples generated from the inner maximization. A criterion that measures how well the inner maximization is solved is therefore crucial for adversarial training. In this paper, we propose such a criterion, namely First-Order Stationary Condition for constrained optimization (FOSC), to quantitatively evaluate the convergence quality of adversarial examples found in the inner maximization. With FOSC, we find that to ensure better robustness, it is essential to use adversarial examples with better convergence quality at the \textit{later stages} of training. Yet at the early stages, high convergence quality adversarial examples are not necessary and may even lead to poor robustness. Based on these observations, we propose a \textit{dynamic} training strategy to gradually increase the convergence quality of the generated adversarial examples, which significantly improves the robustness of adversarial training. Our theoretical and empirical results show the effectiveness of the proposed method.

cs.LG

How to Robustify Black-Box ML Models? A Zeroth-Order Optimization Perspective

The lack of adversarial robustness has been recognized as an important issue for state-of-the-art machine learning (ML) models, e.g., deep neural networks (DNNs). Thereby, robustifying ML models against adversarial attacks is now a major focus of research. However, nearly all existing defense methods, particularly for robust training, made the white-box assumption that the defender has the access to the details of an ML model (or its surrogate alternatives if available), e.g., its architectures and parameters. Beyond existing works, in this paper we aim to address the problem of black-box defense: How to robustify a black-box model using just input queries and output feedback? Such a problem arises in practical scenarios, where the owner of the predictive model is reluctant to share model information in order to preserve privacy. To this end, we propose a general notion of defensive operation that can be applied to black-box models, and design it through the lens of denoised smoothing (DS), a first-order (FO) certified defense technique. To allow the design of merely using model queries, we further integrate DS with the zeroth-order (gradient-free) optimization. However, a direct implementation of zeroth-order (ZO) optimization suffers a high variance of gradient estimates, and thus leads to ineffective defense. To tackle this problem, we next propose to prepend an autoencoder (AE) to a given (black-box) model so that DS can be trained using variance-reduced ZO optimization. We term the eventual defense as ZO-AE-DS. In practice, we empirically show that ZO-AE- DS can achieve improved accuracy, certified robustness, and query complexity over existing baselines. And the effectiveness of our approach is justified under both image classification and image reconstruction tasks. Codes are available at https://github.com/damon-demon/Black-Box-Defense.

cs.LG

Characterizing Attacks on Deep Reinforcement Learning

Recent studies show that Deep Reinforcement Learning (DRL) models are vulnerable to adversarial attacks, which attack DRL models by adding small perturbations to the observations. However, some attacks assume full availability of the victim model, and some require a huge amount of computation, making them less feasible for real world applications. In this work, we make further explorations of the vulnerabilities of DRL by studying other aspects of attacks on DRL using realistic and efficient attacks. First, we adapt and propose efficient black-box attacks when we do not have access to DRL model parameters. Second, to address the high computational demands of existing attacks, we introduce efficient online sequential attacks that exploit temporal consistency across consecutive steps. Third, we explore the possibility of an attacker perturbing other aspects in the DRL setting, such as the environment dynamics. Finally, to account for imperfections in how an attacker would inject perturbations in the physical world, we devise a method for generating a robust physical perturbations to be printed. The attack is evaluated on a real-world robot under various conditions. We conduct extensive experiments both in simulation such as Atari games, robotics and autonomous driving, and on real-world robotics, to compare the effectiveness of the proposed attacks with baseline approaches. To the best of our knowledge, we are the first to apply adversarial attacks on DRL systems to physical robots.

cs.LG

With False Friends Like These, Who Can Notice Mistakes?

Adversarial examples crafted by an explicit adversary have attracted significant attention in machine learning. However, the security risk posed by a potential false friend has been largely overlooked. In this paper, we unveil the threat of hypocritical examples -- inputs that are originally misclassified yet perturbed by a false friend to force correct predictions. While such perturbed examples seem harmless, we point out for the first time that they could be maliciously used to conceal the mistakes of a substandard (i.e., not as good as required) model during an evaluation. Once a deployer trusts the hypocritical performance and applies the "well-performed" model in real-world applications, unexpected failures may happen even in benign environments. More seriously, this security risk seems to be pervasive: we find that many types of substandard models are vulnerable to hypocritical examples across multiple datasets. Furthermore, we provide the first attempt to characterize the threat with a metric called hypocritical risk and try to circumvent it via several countermeasures. Results demonstrate the effectiveness of the countermeasures, while the risk remains non-negligible even after adaptive robust training.

cs.LG

Better Safe Than Sorry: Preventing Delusive Adversaries with Adversarial Training

Delusive attacks aim to substantially deteriorate the test accuracy of the learning model by slightly perturbing the features of correctly labeled training examples. By formalizing this malicious attack as finding the worst-case training data within a specific $\infty$-Wasserstein ball, we show that minimizing adversarial risk on the perturbed data is equivalent to optimizing an upper bound of natural risk on the original data. This implies that adversarial training can serve as a principled defense against delusive attacks. Thus, the test accuracy decreased by delusive attacks can be largely recovered by adversarial training. To further understand the internal mechanism of the defense, we disclose that adversarial training can resist the delusive perturbations by preventing the learner from overly relying on non-robust features in a natural setting. Finally, we complement our theoretical findings with a set of experiments on popular benchmark datasets, which show that the defense withstands six different practical attacks. Both theoretical and empirical results vote for adversarial training when confronted with delusive adversaries.

cs.LG

Federated Two-stage Learning with Sign-based Voting

Federated learning is a distributed machine learning mechanism where local devices collaboratively train a shared global model under the orchestration of a central server, while keeping all private data decentralized. In the system, model parameters and its updates are transmitted instead of raw data, and thus the communication bottleneck has become a key challenge. Besides, recent larger and deeper machine learning models also pose more difficulties in deploying them in a federated environment. In this paper, we design a federated two-stage learning framework that augments prototypical federated learning with a cut layer on devices and uses sign-based stochastic gradient descent with the majority vote method on model updates. Cut layer on devices learns informative and low-dimension representations of raw data locally, which helps reduce global model parameters and prevents data leakage. Sign-based SGD with the majority vote method for model updates also helps alleviate communication limitations. Empirically, we show that our system is an efficient and privacy preserving federated learning scheme and suits for general application scenarios.

cs.DC

Fast Certified Robust Training with Short Warmup

Recently, bound propagation based certified robust training methods have been proposed for training neural networks with certifiable robustness guarantees. Despite that state-of-the-art (SOTA) methods including interval bound propagation (IBP) and CROWN-IBP have per-batch training complexity similar to standard neural network training, they usually use a long warmup schedule with hundreds or thousands epochs to reach SOTA performance and are thus still costly. In this paper, we identify two important issues in existing methods, namely exploded bounds at initialization, and the imbalance in ReLU activation states and improve IBP training. These two issues make certified training difficult and unstable, and thereby long warmup schedules were needed in prior works. To mitigate these issues and conduct faster certified training with shorter warmup, we propose three improvements based on IBP training: 1) We derive a new weight initialization method for IBP training; 2) We propose to fully add Batch Normalization (BN) to each layer in the model, since we find BN can reduce the imbalance in ReLU activation states; 3) We also design regularization to explicitly tighten certified bounds and balance ReLU activation states during wamrup. We are able to obtain 65.03% verified error on CIFAR-10 ($ε=\frac{8}{255}$) and 82.36% verified error on TinyImageNet ($ε=\frac{1}{255}$) using very short training schedules (160 and 80 total epochs, respectively), outperforming literature SOTA trained with hundreds or thousands epochs under the same network architecture. The code is available at https://github.com/shizhouxing/Fast-Certified-Robust-Training.

cs.LG

How and When Adversarial Robustness Transfers in Knowledge Distillation?

Knowledge distillation (KD) has been widely used in teacher-student training, with applications to model compression in resource-constrained deep learning. Current works mainly focus on preserving the accuracy of the teacher model. However, other important model properties, such as adversarial robustness, can be lost during distillation. This paper studies how and when the adversarial robustness can be transferred from a teacher model to a student model in KD. We show that standard KD training fails to preserve adversarial robustness, and we propose KD with input gradient alignment (KDIGA) for remedy. Under certain assumptions, we prove that the student model using our proposed KDIGA can achieve at least the same certified robustness as the teacher model. Our experiments of KD contain a diverse set of teacher and student models with varying network architectures and sizes evaluated on ImageNet and CIFAR-10 datasets, including residual neural networks (ResNets) and vision transformers (ViTs). Our comprehensive analysis shows several novel insights that (1) With KDIGA, students can preserve or even exceed the adversarial robustness of the teacher model, even when their models have fundamentally different architectures; (2) KDIGA enables robustness to transfer to pre-trained students, such as KD from an adversarially trained ResNet to a pre-trained ViT, without loss of clean accuracy; and (3) Our derived local linearity bounds for characterizing adversarial robustness in KD are consistent with the empirical results.

cs.LG

Training Meta-Surrogate Model for Transferable Adversarial Attack

We consider adversarial attacks to a black-box model when no queries are allowed. In this setting, many methods directly attack surrogate models and transfer the obtained adversarial examples to fool the target model. Plenty of previous works investigated what kind of attacks to the surrogate model can generate more transferable adversarial examples, but their performances are still limited due to the mismatches between surrogate models and the target model. In this paper, we tackle this problem from a novel angle -- instead of using the original surrogate models, can we obtain a Meta-Surrogate Model (MSM) such that attacks to this model can be easier transferred to other models? We show that this goal can be mathematically formulated as a well-posed (bi-level-like) optimization problem and design a differentiable attacker to make training feasible. Given one or a set of surrogate models, our method can thus obtain an MSM such that adversarial examples generated on MSM enjoy eximious transferability. Comprehensive experiments on Cifar-10 and ImageNet demonstrate that by attacking the MSM, we can obtain stronger transferable adversarial examples to fool black-box models including adversarially trained ones, with much higher success rates than existing methods. The proposed method reveals significant security challenges of deep models and is promising to be served as a state-of-the-art benchmark for evaluating the robustness of deep models in the black-box setting.

cs.LG

Understanding Clipping for Federated Learning: Convergence and Client-Level Differential Privacy

Providing privacy protection has been one of the primary motivations of Federated Learning (FL). Recently, there has been a line of work on incorporating the formal privacy notion of differential privacy with FL. To guarantee the client-level differential privacy in FL algorithms, the clients' transmitted model updates have to be clipped before adding privacy noise. Such clipping operation is substantially different from its counterpart of gradient clipping in the centralized differentially private SGD and has not been well-understood. In this paper, we first empirically demonstrate that the clipped FedAvg can perform surprisingly well even with substantial data heterogeneity when training neural networks, which is partly because the clients' updates become similar for several popular deep architectures. Based on this key observation, we provide the convergence analysis of a differential private (DP) FedAvg algorithm and highlight the relationship between clipping bias and the distribution of the clients' updates. To the best of our knowledge, this is the first work that rigorously investigates theoretical and empirical issues regarding the clipping operation in FL algorithms.

cs.LG

Towards Heterogeneous Clients with Elastic Federated Learning

Federated learning involves training machine learning models over devices or data silos, such as edge processors or data warehouses, while keeping the data local. Training in heterogeneous and potentially massive networks introduces bias into the system, which is originated from the non-IID data and the low participation rate in reality. In this paper, we propose Elastic Federated Learning (EFL), an unbiased algorithm to tackle the heterogeneity in the system, which makes the most informative parameters less volatile during training, and utilizes the incomplete local updates. It is an efficient and effective algorithm that compresses both upstream and downstream communications. Theoretically, the algorithm has convergence guarantee when training on the non-IID data at the low participation rate. Empirical experiments corroborate the competitive performance of EFL framework on the robustness and the efficiency.

cs.LG