arXiv subjects

Jinhao Duan

Publications and source records attributed to Jinhao Duan.

At least 37 records · Page 2Linked to original sources

arXiv2025

Sparse Neurons Carry Strong Signals of Question Ambiguity in LLMs

Ambiguity is pervasive in real-world questions, yet large language models (LLMs) often respond with confident answers rather than seeking clarification. In this work, we show that question ambiguity is linearly encoded in the internal representations of LLMs and can be both detected and controlled at the neuron level. During the model's pre-filling stage, we identify that a small number of neurons, as few as one, encode question ambiguity information. Probes trained on these Ambiguity-Encoding Neurons (AENs) achieve strong performance on ambiguity detection and generalize across datasets, outperforming prompting-based and representation-based baselines. Layerwise analysis reveals that AENs emerge from shallow layers, suggesting early encoding of ambiguity signals in the model's processing pipeline. Finally, we show that through manipulating AENs, we can control LLM's behavior from direct answering to abstention. Our findings reveal that LLMs form compact internal representations of question ambiguity, enabling interpretable and controllable behavior.

cs.CL↗

arXiv2025

Transfer Attack for Bad and Good: Explain and Boost Adversarial Transferability across Multimodal Large Language Models

Multimodal Large Language Models (MLLMs) demonstrate exceptional performance in cross-modality interaction, yet they also suffer adversarial vulnerabilities. In particular, the transferability of adversarial examples remains an ongoing challenge. In this paper, we specifically analyze the manifestation of adversarial transferability among MLLMs and identify the key factors that influence this characteristic. We discover that the transferability of MLLMs exists in cross-LLM scenarios with the same vision encoder and indicate \underline{\textit{two key Factors}} that may influence transferability. We provide two semantic-level data augmentation methods, Adding Image Patch (AIP) and Typography Augment Transferability Method (TATM), which boost the transferability of adversarial examples across MLLMs. To explore the potential impact in the real world, we utilize two tasks that can have both negative and positive societal impacts: \ding{182} Harmful Content Insertion and \ding{183} Information Protection.

cs.CV↗

arXiv2025

COIN: Uncertainty-Guarding Selective Question Answering for Foundation Models with Provable Risk Guarantees

Uncertainty quantification (UQ) for foundation models is essential to identify and mitigate potential hallucinations in automatically generated text. However, heuristic UQ approaches lack formal guarantees for key metrics such as the false discovery rate (FDR) in selective prediction. Previous work adopts the split conformal prediction (SCP) framework to ensure desired coverage of admissible answers by constructing prediction sets, but these sets often contain incorrect candidates, limiting their practical utility. To address this, we propose COIN, an uncertainty-guarding selection framework that calibrates statistically valid thresholds to filter a single generated answer per question under user-specified FDR constraints. COIN estimates the empirical error rate on a calibration set and applies confidence interval methods such as Clopper-Pearson to establish a high-probability upper bound on the true error rate (i.e., FDR). This enables the selection of the largest uncertainty threshold that ensures FDR control on test data while significantly increasing sample retention. We demonstrate COIN's robustness in risk control, strong test-time power in retaining admissible answers, and predictive efficiency under limited calibration data across both general and multimodal text generation tasks. Furthermore, we show that employing alternative upper bound constructions and UQ strategies can further boost COIN's power performance, which underscores its extensibility and adaptability to diverse application scenarios.

cs.CL↗

arXiv2025

UProp: Investigating the Uncertainty Propagation of LLMs in Multi-Step Agentic Decision-Making

As Large Language Models (LLMs) are integrated into safety-critical applications involving sequential decision-making in the real world, it is essential to know when to trust LLM decisions. Existing LLM Uncertainty Quantification (UQ) methods are primarily designed for single-turn question-answering formats, resulting in multi-step decision-making scenarios, e.g., LLM agentic system, being underexplored. In this paper, we introduce a principled, information-theoretic framework that decomposes LLM sequential decision uncertainty into two parts: (i) internal uncertainty intrinsic to the current decision, which is focused on existing UQ methods, and (ii) extrinsic uncertainty, a Mutual-Information (MI) quantity describing how much uncertainty should be inherited from preceding decisions. We then propose UProp, an efficient and effective extrinsic uncertainty estimator that converts the direct estimation of MI to the estimation of Pointwise Mutual Information (PMI) over multiple Trajectory-Dependent Decision Processes (TDPs). UProp is evaluated over extensive multi-step decision-making benchmarks, e.g., AgentBench and HotpotQA, with state-of-the-art LLMs, e.g., GPT-4.1 and DeepSeek-V3. Experimental results demonstrate that UProp significantly outperforms existing single-turn UQ baselines equipped with thoughtful aggregation strategies. Moreover, we provide a comprehensive analysis of UProp, including sampling efficiency, potential applications, and intermediate uncertainty propagation, to demonstrate its effectiveness. Codes will be available at https://github.com/jinhaoduan/UProp.

cs.CL↗

arXiv2025

DynaCode: A Dynamic Complexity-Aware Code Benchmark for Evaluating Large Language Models in Code Generation

The rapid advancement of large language models (LLMs) has significantly improved their performance in code generation tasks. However, existing code benchmarks remain static, consisting of fixed datasets with predefined problems. This makes them vulnerable to memorization during training, where LLMs recall specific test cases instead of generalizing to new problems, leading to data contamination and unreliable evaluation results. To address these issues, we introduce DynaCode, a dynamic, complexity-aware benchmark that overcomes the limitations of static datasets. DynaCode evaluates LLMs systematically using a complexity-aware metric, incorporating both code complexity and call-graph structures. DynaCode achieves large-scale diversity, generating up to 189 million unique nested code problems across four distinct levels of code complexity, referred to as units, and 16 types of call graphs. Results on 12 latest LLMs show an average performance drop of 16.8% to 45.7% compared to MBPP+, a static code generation benchmark, with performance progressively decreasing as complexity increases. This demonstrates DynaCode's ability to effectively differentiate LLMs. Additionally, by leveraging call graphs, we gain insights into LLM behavior, particularly their preference for handling subfunction interactions within nested code. Our benchmark and evaluation code are available at https://github.com/HWH-2000/DynaCode.

cs.CL↗

arXiv2025

Unlearnable Examples Give a False Sense of Data Privacy: Understanding and Relearning

Unlearnable examples are proposed to prevent third parties from exploiting unauthorized data, which generates unlearnable examples by adding imperceptible perturbations to public publishing data. These unlearnable examples proficiently misdirect the model training process, leading it to focus on learning perturbation features while neglecting the semantic features of the image. In this paper, we make an in-depth analysis and observe that models can learn both image features and perturbation features of unlearnable examples at an early training stage, but are rapidly trapped in perturbation features learning since the shallow layers tend to learn on perturbation features and propagate harmful activations to deeper layers. Based on the observations, we propose Progressive Staged Training, a self-adaptive training framework specially designed to break unlearnable examples. The proposed framework effectively prevents models from becoming trapped in learning perturbation features. We evaluated our method on multiple model architectures over diverse datasets, e.g., CIFAR-10, CIFAR-100, and ImageNet-mini. Our method circumvents the unlearnability of all state-of-the-art methods in the literature, revealing that existing unlearnable examples give a false sense of privacy protection and provide a reliable baseline for further evaluation of unlearnable techniques.

cs.CV↗

arXiv2025

GuideLLM: Exploring LLM-Guided Conversation with Applications in Autobiography Interviewing

Although Large Language Models (LLMs) succeed in human-guided conversations such as instruction following and question answering, the potential of LLM-guided conversations-where LLMs direct the discourse and steer the conversation's objectives-remains under-explored. In this study, we first characterize LLM-guided conversation into three fundamental components: (i) Goal Navigation; (ii) Context Management; (iii) Empathetic Engagement, and propose GuideLLM as an installation. We then implement an interviewing environment for the evaluation of LLM-guided conversation. Specifically, various topics are involved in this environment for comprehensive interviewing evaluation, resulting in around 1.4k turns of utterances, 184k tokens, and over 200 events mentioned during the interviewing for each chatbot evaluation. We compare GuideLLM with 6 state-of-the-art LLMs such as GPT-4o and Llama-3-70b-Instruct, from the perspective of interviewing quality, and autobiography generation quality. For automatic evaluation, we derive user proxies from multiple autobiographies and employ LLM-as-a-judge to score LLM behaviors. We further conduct a human-involved experiment by employing 45 human participants to chat with GuideLLM and baselines. We then collect human feedback, preferences, and ratings regarding the qualities of conversation and autobiography. Experimental results indicate that GuideLLM significantly outperforms baseline LLMs in automatic evaluation and achieves consistent leading performances in human ratings.

cs.CL↗

arXiv2024

Word-Sequence Entropy: Towards Uncertainty Estimation in Free-Form Medical Question Answering Applications and Beyond

Uncertainty estimation is crucial for the reliability of safety-critical human and artificial intelligence (AI) interaction systems, particularly in the domain of healthcare engineering. However, a robust and general uncertainty measure for free-form answers has not been well-established in open-ended medical question-answering (QA) tasks, where generative inequality introduces a large number of irrelevant words and sequences within the generated set for uncertainty quantification (UQ), which can lead to biases. This paper introduces Word-Sequence Entropy (WSE), a method that calibrates uncertainty at both the word and sequence levels, considering semantic relevance. WSE quantifies uncertainty in a way that is more closely aligned with the reliability of LLMs during uncertainty quantification (UQ). We compare WSE with six baseline methods on five free-form medical QA datasets, utilizing seven popular large language models (LLMs). Experimental results demonstrate that WSE exhibits superior performance in UQ under two standard criteria for correctness evaluation. Additionally, in terms of real-world medical QA applications, the performance of LLMs is significantly enhanced (e.g., a 6.36% improvement in model accuracy on the COVID-QA dataset) by employing responses with lower uncertainty that are identified by WSE as final answers, without any additional task-specific fine-tuning or architectural modifications.

cs.CL↗

arXiv2024

ConU: Conformal Uncertainty in Large Language Models with Correctness Coverage Guarantees

Uncertainty quantification (UQ) in natural language generation (NLG) tasks remains an open challenge, exacerbated by the closed-source nature of the latest large language models (LLMs). This study investigates applying conformal prediction (CP), which can transform any heuristic uncertainty notion into rigorous prediction sets, to black-box LLMs in open-ended NLG tasks. We introduce a novel uncertainty measure based on self-consistency theory, and then develop a conformal uncertainty criterion by integrating the uncertainty condition aligned with correctness into the CP algorithm. Empirical evaluations indicate that our uncertainty measure outperforms prior state-of-the-art methods. Furthermore, we achieve strict control over the correctness coverage rate utilizing 7 popular LLMs on 4 free-form NLG datasets, spanning general-purpose and medical scenarios. Additionally, the calibrated prediction sets with small size further highlights the efficiency of our method in providing trustworthy guarantees for practical open-ended NLG applications.

cs.CL↗

arXiv2024

Unveiling Typographic Deceptions: Insights of the Typographic Vulnerability in Large Vision-Language Model

Large Vision-Language Models (LVLMs) rely on vision encoders and Large Language Models (LLMs) to exhibit remarkable capabilities on various multi-modal tasks in the joint space of vision and language. However, typographic attacks, which disrupt Vision-Language Models (VLMs) such as Contrastive Language-Image Pretraining (CLIP), have also been expected to be a security threat to LVLMs. Firstly, we verify typographic attacks on current well-known commercial and open-source LVLMs and uncover the widespread existence of this threat. Secondly, to better assess this vulnerability, we propose the most comprehensive and largest-scale Typographic Dataset to date. The Typographic Dataset not only considers the evaluation of typographic attacks under various multi-modal tasks but also evaluates the effects of typographic attacks, influenced by texts generated with diverse factors. Based on the evaluation results, we investigate the causes why typographic attacks impacting VLMs and LVLMs, leading to three highly insightful discoveries. During the process of further validating the rationality of our discoveries, we can reduce the performance degradation caused by typographic attacks from 42.07\% to 13.90\%. Code and Dataset are available in \href{https://github.com/ChaduCheng/TypoDeceptions}

cs.CV↗

arXiv2024

Unlearnable Examples for Diffusion Models: Protect Data from Unauthorized Exploitation

Diffusion models have demonstrated remarkable performance in image generation tasks, paving the way for powerful AIGC applications. However, these widely-used generative models can also raise security and privacy concerns, such as copyright infringement, and sensitive data leakage. To tackle these issues, we propose a method, Unlearnable Diffusion Perturbation, to safeguard images from unauthorized exploitation. Our approach involves designing an algorithm to generate sample-wise perturbation noise for each image to be protected. This imperceptible protective noise makes the data almost unlearnable for diffusion models, i.e., diffusion models trained or fine-tuned on the protected data cannot generate high-quality and diverse images related to the protected training data. Theoretically, we frame this as a max-min optimization problem and introduce EUDP, a noise scheduler-based method to enhance the effectiveness of the protective noise. We evaluate our methods on both Denoising Diffusion Probabilistic Model and Latent Diffusion Models, demonstrating that training diffusion models on the protected data lead to a significant reduction in the quality of the generated images. Especially, the experimental results on Stable Diffusion demonstrate that our method effectively safeguards images from being used to train Diffusion Models in various tasks, such as training specific objects and styles. This achievement holds significant importance in real-world scenarios, as it contributes to the protection of privacy and copyright against AI-generated content.

cs.CV↗

arXiv2024

Can Protective Perturbation Safeguard Personal Data from Being Exploited by Stable Diffusion?

Stable Diffusion has established itself as a foundation model in generative AI artistic applications, receiving widespread research and application. Some recent fine-tuning methods have made it feasible for individuals to implant personalized concepts onto the basic Stable Diffusion model with minimal computational costs on small datasets. However, these innovations have also given rise to issues like facial privacy forgery and artistic copyright infringement. In recent studies, researchers have explored the addition of imperceptible adversarial perturbations to images to prevent potential unauthorized exploitation and infringements when personal data is used for fine-tuning Stable Diffusion. Although these studies have demonstrated the ability to protect images, it is essential to consider that these methods may not be entirely applicable in real-world scenarios. In this paper, we systematically evaluate the use of perturbations to protect images within a practical threat model. The results suggest that these approaches may not be sufficient to safeguard image privacy and copyright effectively. Furthermore, we introduce a purification method capable of removing protected perturbations while preserving the original image structure to the greatest extent possible. Experiments reveal that Stable Diffusion can effectively learn from purified images over all protective methods.

cs.CV↗

arXiv2024

GTBench: Uncovering the Strategic Reasoning Limitations of LLMs via Game-Theoretic Evaluations

As Large Language Models (LLMs) are integrated into critical real-world applications, their strategic and logical reasoning abilities are increasingly crucial. This paper evaluates LLMs' reasoning abilities in competitive environments through game-theoretic tasks, e.g., board and card games that require pure logic and strategic reasoning to compete with opponents. We first propose GTBench, a language-driven environment composing 10 widely recognized tasks, across a comprehensive game taxonomy: complete versus incomplete information, dynamic versus static, and probabilistic versus deterministic scenarios. Then, we (1) Characterize the game-theoretic reasoning of LLMs; and (2) Perform LLM-vs.-LLM competitions as reasoning evaluation. We observe that (1) LLMs have distinct behaviors regarding various gaming scenarios; for example, LLMs fail in complete and deterministic games yet they are competitive in probabilistic gaming scenarios; (2) Most open-source LLMs, e.g., CodeLlama-34b-Instruct and Llama-2-70b-chat, are less competitive than commercial LLMs, e.g., GPT-4, in complex games, yet the recently released Llama-3-70b-Instruct makes up for this shortcoming. In addition, code-pretraining greatly benefits strategic reasoning, while advanced reasoning methods such as Chain-of-Thought (CoT) and Tree-of-Thought (ToT) do not always help. We further characterize the game-theoretic properties of LLMs, such as equilibrium and Pareto Efficiency in repeated games. Detailed error profiles are provided for a better understanding of LLMs' behavior. We hope our research provides standardized protocols and serves as a foundation to spur further explorations in the strategic reasoning of LLMs.

cs.CL↗

arXiv2024

Decoding Compressed Trust: Scrutinizing the Trustworthiness of Efficient LLMs Under Compression

Compressing high-capability Large Language Models (LLMs) has emerged as a favored strategy for resource-efficient inferences. While state-of-the-art (SoTA) compression methods boast impressive advancements in preserving benign task performance, the potential risks of compression in terms of safety and trustworthiness have been largely neglected. This study conducts the first, thorough evaluation of three (3) leading LLMs using five (5) SoTA compression techniques across eight (8) trustworthiness dimensions. Our experiments highlight the intricate interplay between compression and trustworthiness, revealing some interesting patterns. We find that quantization is currently a more effective approach than pruning in achieving efficiency and trustworthiness simultaneously. For instance, a 4-bit quantized model retains the trustworthiness of its original counterpart, but model pruning significantly degrades trustworthiness, even at 50% sparsity. Moreover, employing quantization within a moderate bit range could unexpectedly improve certain trustworthiness dimensions such as ethics and fairness. Conversely, extreme quantization to very low bit levels (3 bits) tends to reduce trustworthiness significantly. This increased risk cannot be uncovered by looking at benign performance alone, in turn, mandating comprehensive trustworthiness evaluation in practice. These findings culminate in practical recommendations for simultaneously achieving high utility, efficiency, and trustworthiness in LLMs. Code and models are available at https://decoding-comp-trust.github.io.

cs.CL↗

arXiv2024

Shifting Attention to Relevance: Towards the Predictive Uncertainty Quantification of Free-Form Large Language Models

Large Language Models (LLMs) show promising results in language generation and instruction following but frequently "hallucinate", making their outputs less reliable. Despite Uncertainty Quantification's (UQ) potential solutions, implementing it accurately within LLMs is challenging. Our research introduces a simple heuristic: not all tokens in auto-regressive LLM text equally represent the underlying meaning, as "linguistic redundancy" often allows a few keywords to convey the essence of long sentences. However, current methods underestimate this inequality when assessing uncertainty, causing tokens with limited semantics to be equally or excessively weighted in UQ. To correct this, we propose Shifting Attention to more Relevant (SAR) components at both token- and sentence-levels for better UQ. We conduct extensive experiments involving a range of popular "off-the-shelf" LLMs, such as Vicuna, WizardLM, and LLaMA-2-chat, with model sizes extending up to 33B parameters. We evaluate various free-form question-answering tasks, encompassing domains such as reading comprehension, science Q&A, and medical Q&A. Our experimental results, coupled with a comprehensive demographic analysis, demonstrate the superior performance of SAR. The code is available at https://github.com/jinhaoduan/SAR.

cs.CL↗

arXiv2024

ACT-Diffusion: Efficient Adversarial Consistency Training for One-step Diffusion Models

Though diffusion models excel in image generation, their step-by-step denoising leads to slow generation speeds. Consistency training addresses this issue with single-step sampling but often produces lower-quality generations and requires high training costs. In this paper, we show that optimizing consistency training loss minimizes the Wasserstein distance between target and generated distributions. As timestep increases, the upper bound accumulates previous consistency training losses. Therefore, larger batch sizes are needed to reduce both current and accumulated losses. We propose Adversarial Consistency Training (ACT), which directly minimizes the Jensen-Shannon (JS) divergence between distributions at each timestep using a discriminator. Theoretically, ACT enhances generation quality, and convergence. By incorporating a discriminator into the consistency training framework, our method achieves improved FID scores on CIFAR10 and ImageNet 64$\times$64 and LSUN Cat 256$\times$256 datasets, retains zero-shot image inpainting capabilities, and uses less than $1/6$ of the original batch size and fewer than $1/2$ of the model parameters and training steps compared to the baseline method, this leads to a substantial reduction in resource consumption. Our code is available:https://github.com/kong13661/ACT

cs.CV↗

arXiv2024

A Survey on Large Language Model (LLM) Security and Privacy: The Good, the Bad, and the Ugly

Large Language Models (LLMs), such as ChatGPT and Bard, have revolutionized natural language understanding and generation. They possess deep language comprehension, human-like text generation capabilities, contextual awareness, and robust problem-solving skills, making them invaluable in various domains (e.g., search engines, customer support, translation). In the meantime, LLMs have also gained traction in the security community, revealing security vulnerabilities and showcasing their potential in security-related tasks. This paper explores the intersection of LLMs with security and privacy. Specifically, we investigate how LLMs positively impact security and privacy, potential risks and threats associated with their use, and inherent vulnerabilities within LLMs. Through a comprehensive literature review, the paper categorizes the papers into "The Good" (beneficial LLM applications), "The Bad" (offensive applications), and "The Ugly" (vulnerabilities of LLMs and their defenses). We have some interesting findings. For example, LLMs have proven to enhance code security (code vulnerability detection) and data privacy (data confidentiality protection), outperforming traditional methods. However, they can also be harnessed for various attacks (particularly user-level attacks) due to their human-like reasoning abilities. We have identified areas that require further research efforts. For example, Research on model and parameter extraction attacks is limited and often theoretical, hindered by LLM parameter scale and confidentiality. Safe instruction tuning, a recent development, requires more exploration. We hope that our work can shed light on the LLMs' potential to both bolster and jeopardize cybersecurity.

cs.CR↗

arXiv2023

An Efficient Membership Inference Attack for the Diffusion Model by Proximal Initialization

Recently, diffusion models have achieved remarkable success in generating tasks, including image and audio generation. However, like other generative models, diffusion models are prone to privacy issues. In this paper, we propose an efficient query-based membership inference attack (MIA), namely Proximal Initialization Attack (PIA), which utilizes groundtruth trajectory obtained by $ε$ initialized in $t=0$ and predicted point to infer memberships. Experimental results indicate that the proposed method can achieve competitive performance with only two queries on both discrete-time and continuous-time diffusion models. Moreover, previous works on the privacy of diffusion models have focused on vision tasks without considering audio tasks. Therefore, we also explore the robustness of diffusion models to MIA in the text-to-speech (TTS) task, which is an audio generation task. To the best of our knowledge, this work is the first to study the robustness of diffusion models to MIA in the TTS task. Experimental results indicate that models with mel-spectrogram (image-like) output are vulnerable to MIA, while models with audio output are relatively robust to MIA. {Code is available at \url{https://github.com/kong13661/PIA}}.

cs.SD↗