arXiv subjects

Jinhong Yuan

Publications and source records attributed to Jinhong Yuan.

At least 181 records · Page 10Linked to original sources

arXiv2017

Fairness Comparison of Uplink NOMA and OMA

In this paper, we compare the resource allocation fairness of uplink communications between non-orthogonal multiple access (NOMA) schemes and orthogonal multiple access (OMA) schemes. Through characterizing the contribution of the individual user data rate to the system sum rate, we analyze the fundamental reasons that NOMA offers a more fair resource allocation than that of OMA in asymmetric channels. Furthermore, a fairness indicator metric based on Jain's index is proposed to measure the asymmetry of multiuser channels. More importantly, the proposed metric provides a selection criterion for choosing between NOMA and OMA for fair resource allocation. Based on this discussion, we propose a hybrid NOMA-OMA scheme to further enhance the users fairness. Simulation results confirm the accuracy of the proposed metric and demonstrate the fairness enhancement of the proposed hybrid NOMA-OMA scheme compared to the conventional OMA and NOMA schemes.

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arXiv2017

Multi-user Precoding and Channel Estimation for Hybrid Millimeter Wave Systems

In this paper, we develop a low-complexity channel estimation for hybrid millimeter wave (mmWave) systems, where the number of radio frequency (RF) chains is much less than the number of antennas equipped at each transceiver. The proposed mmWave channel estimation algorithm first exploits multiple frequency tones to estimate the strongest angle-of-arrivals (AoAs) at both base station (BS) and user sides for the design of analog beamforming matrices. Then all the users transmit orthogonal pilot symbols to the BS along the directions of the estimated strongest AoAs in order to estimate the channel. The estimated channel will be adopted to design the digital zero-forcing (ZF) precoder at the BS for the multi-user downlink transmission. The proposed channel estimation algorithm is applicable to both nonsparse and sparse mmWave channel environments. Furthermore, we derive a tight achievable rate upper bound of the digital ZF precoding with the proposed channel estimation algorithm scheme. Our analytical and simulation results show that the proposed scheme obtains a considerable achievable rate of fully digital systems, where the number of RF chains equipped at each transceiver is equal to the number of antennas. Besides, by taking into account the effect of various types of errors, i.e., random phase errors, transceiver analog beamforming errors, and equivalent channel estimation errors, we derive a closed-form approximation for the achievable rate of the considered scheme. We illustrate the robustness of the proposed channel estimation and multi-user downlink precoding scheme against the system imperfection.

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arXiv2017

Performance Analysis of a Hybrid Downlink-Uplink Cooperative NOMA Scheme

This paper proposes a novel hybrid downlinkuplink cooperative NOMA (HDU-CNOMA) scheme to achieve a better tradeoff between spectral efficiency and signal reception reliability than the conventional cooperative NOMA schemes. In particular, the proposed scheme enables the strong user to perform a cooperative transmission and an interference-free uplink transmission simultaneously during the cooperative phase, at the expense of a slightly decrease in signal reception reliability at the weak user. We analyze the outage probability, diversity order, and outage throughput of the proposed scheme. Simulation results not only confirm the accuracy of the developed analytical results, but also unveil the spectral efficiency gains achieved by the proposed scheme over a baseline cooperative NOMA scheme and a non-cooperative NOMA scheme.

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arXiv2017

Multiuser Precoding and Channel Estimation for Hybrid Millimeter Wave MIMO Systems

In this paper, we develop a low-complexity channel estimation for hybrid millimeter wave (mmWave) systems, where the number of radio frequency (RF) chains is much less than the number of antennas equipped at each transceiver. The proposed channel estimation algorithm aims to estimate the strongest angle-of-arrivals (AoAs) at both the base station (BS) and the users. Then all the users transmit orthogonal pilot symbols to the BS via these estimated strongest AoAs to facilitate the channel estimation. The algorithm does not require any explicit channel state information (CSI) feedback from the users and the associated signalling overhead of the algorithm is only proportional to the number of users, which is significantly less compared to various existing schemes. Besides, the proposed algorithm is applicable to both non-sparse and sparse mmWave channel environments. Based on the estimated CSI, zero-forcing (ZF) precoding is adopted for multiuser downlink transmission. In addition, we derive a tight achievable rate upper bound of the system. Our analytical and simulation results show that the proposed scheme offer a considerable achievable rate gain compared to fully digital systems, where the number of RF chains equipped at each transceiver is equal to the number of antennas. Furthermore, the achievable rate performance gap between the considered hybrid mmWave systems and the fully digital system is characterized, which provides useful system design insights.

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arXiv2016

Mitigating Pilot Contamination Through Location-Aware Pilot Assignment in Massive MIMO Networks

We propose a novel location-aware pilot assignment scheme to mitigate pilot contamination in massive multiple-input multiple-output (MIMO) networks, where the channels are subjected to Rician fading. Our proposed scheme utilizes the location information of users as the input to conduct pilot assignment in the network. Based on the location information, we first determine the line of sight (LOS) interference between the intended signal and the interfering signal. Our analysis reveals that the LOS interference converges to zero as the number of antennas at the base station (BS) goes to infinity, whereas for finite number of antennas at the BS the LOS interference indeed depends on specific pilot allocation strategies. Following this revelation, we assign pilot sequences to all the users in the massive MIMO network such that the LOS interference is minimized for finite number of antennas at the BS. Our proposed scheme outperforms the random pilot assignment in terms of achieving a much higher uplink sum rate for reasonable values of the Rician K-factor. Moreover, we propose a new performance metric, which measures the strength of the LOS interference and demonstrate that it is a good metric to analyze the performance of pilot assignment schemes. Theoretical analysis is provided and verified through numerical simulations to support the proposed scheme.

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arXiv2016

A Survey of Downlink Non-orthogonal Multiple Access for 5G Wireless Communication Networks

Non-orthogonal multiple access (NOMA) has been recognized as a promising multiple access technique for the next generation cellular communication networks. In this paper, we first discuss a simple NOMA model with two users served by a single-carrier simultaneously to illustrate its basic principles. Then, a more general model with multicarrier serving an arbitrary number of users on each subcarrier is also discussed. An overview of existing works on performance analysis, resource allocation, and multiple-input multiple-output NOMA are summarized and discussed. Furthermore, we discuss the key features of NOMA and its potential research challenges.

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arXiv2016

Low Complexity Power Allocation Schemes in Regenerative Multi-user Relay Networks

In relay assisted wireless communications, the multi-source, single relay and single destination system (an $M$-1-1 system) is of growing importance, due to the increased demand for higher network throughput and connectivity. Previously, power allocation in $M$-1-1 systems have assumed availability of instantaneous channel state information (CSI), which is rather idealistic. In this paper we consider an $M$-1-1 Decode-and-Forward (DF), Full-Duplex, orthogonal frequencey division multiple access (OFDMA) based relay system with statistical-CSI and analyze the achievable rate $R$ of such a system. We show how $R$ can only be maximized by numerical power allocation schemes which has a high-complexity of order $\mathcal O(M^3)$. By introducing a rational approximation in the achievable rate analysis, we develop two low-complexity power allocation schemes that can obtain a system achievable rate very close to the maximum $R$. Most importantly, we show that the complexity of our power allocation schemes is of order $\mathcal O(M\log M)$. We then show how our power allocation schemes are suitable for a multi-user relay system, where either the priority is to maximize system throughput, or where lower computations in power allocation scheme are essential. The work we present in this paper will be of value to the design and implementation of real-time multi-user relay systems operating under realistic channel conditions.

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arXiv2016

Secure Communication in Uplink Transmissions: User Selection and Multiuser Secrecy Gain

In this paper, we investigate secure communications in uplink transmissions, where there are a base station (BS) with M receive antennas, K mobile users each with a single antenna, and an eavesdropper with N receive antennas. The closed-form expressions of the achievable ergodic secrecy sumrates (ESSR) for a random k users selection scheme in the high and low SNR regimes are presented. It is shown that the scaling behavior of ESSR with respect to the number of served users k can be quite different under different system configurations, determined by the numbers of the BS antennas and that of the eavesdropper antennas. In order to achieve a multiuser gain, two low-complexity user selection schemes are proposed under different assumptions on the eavesdropper's channel state information (CSI). The closed-form expressions of the achievable ESSRs and the multiuser secrecy gains of the two schemes are also presented in both low and high SNR regimes. We observe that, as k increases, the multiuser secrecy gain increases, while the ESSR may decrease. Therefore, when N is much larger than M, serving one user with the strongest channel (TDMA-like) is a favourable secrecy scheme, where the ESSR scales with root square of 2 log K.

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arXiv2016

Power-Efficient Resource Allocation for MC-NOMA with Statistical Channel State Information

In this paper, we study the power-efficient resource allocation for multicarrier non-orthogonal multiple access (MC-NOMA) systems. The resource allocation algorithm design is formulated as a non-convex optimization problem which takes into account the statistical channel state information at transmitter and quality of service (QoS) constraints. To strike a balance between system performance and computational complexity, we propose a suboptimal power allocation and user scheduling with low computational complexity to minimize the total power consumption. The proposed design exploits the heterogeneity of QoS requirement to determine the successive interference cancellation decoding order. Simulation results demonstrate that the proposed scheme achieves a close-to-optimal performance and significantly outperforms a conventional orthogonal multiple access (OMA) scheme.

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arXiv2016

Secure Index Coding: Existence and Construction

We investigate the construction of weakly-secure index codes for a sender to send messages to multiple receivers with side information in the presence of an eavesdropper. We derive a sufficient and necessary condition for the existence of index codes that are secure against an eavesdropper with access to any subset of messages of cardinality $t$, for any fixed $t$. In contrast to the benefits of using random keys in secure network coding, we prove that random keys do not promote security in three classes of index-coding instances.

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arXiv2016

Artificial-Noise-Aided Transmission in Multi-Antenna Relay Wiretap Channels with Spatially Random Eavesdroppers

We design a new secure transmission scheme in the relay wiretap channel where a source communicates with a destination through a decode-and-forward relay in the presence of spatially random-distributed eavesdroppers. For the sake of practicality, we consider a general antenna configuration in which the source, relay, destination, and eavesdroppers are equipped with multiple antennas. In order to confuse the eavesdroppers, we assume that both the source and the relay transmit artificial noise signals in addition to information signals. We first derive a closed-form expression for the transmission outage probability and an easy-to-compute expression for the secrecy outage probability. Notably, these expressions are valid for an arbitrary number of antennas at the source, relay, and destination. We then derive simple yet valuable expressions for the asymptotic transmission outage probability and the asymptotic secrecy outage probability, which reveal the secrecy performance when the number of antennas at the source grows sufficiently large. Using our expressions, we quantify a practical performance metric, namely the secrecy throughput, under a secrecy outage probability constraint. We further determine the system and channel parameters that maximize the secrecy throughput, leading to analytical security solutions suitable for real-world deployment.

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arXiv2016

Artificial-Noise Aided Secure Transmission in Large Scale Spectrum Sharing Networks

We investigate beamforming and artificial noise generation at the secondary transmitters to establish secure transmission in large scale spectrum sharing networks,where multiple non-colluding eavesdroppers attempt to intercept the secondary transmission. We develop a comprehensive analytical framework to accurately assess the secrecy performance under the primary users' quality of service constraint. Our aim is to characterize the impact of beamforming and artificial noise generation on this complex large scale network. We first derive exact expressions for the average secrecy rate and the secrecy outage probability.We then derive an easy-to-evaluate asymptotic average secrecy rate and asymptotic secrecy outage probability when the number of antennas at the secondary transmitter goes to infinity. Our results show that the equal power allocation between the useful signal and artificial noise is not always the best strategy to achieve maximum average secrecy rate in large scale spectrum sharing networks. Another interesting observation is that the advantage of beamforming and artificial noise generation over beamforming on the average secrecy rate is lost when the aggregate interference from the primary and secondary transmitters is strong, such that it overtakes the effect of the generated artificial noise.

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arXiv2016

Non-orthogonal Multiple Access in Large-Scale Underlay Cognitive Radio Networks

In this paper, non-orthogonal multiple access (NOMA) is applied to large-scale underlay cognitive radio (CR) networks with randomly deployed users. In order to characterize the performance of the considered network, new closed-form expressions of the outage probability are derived using stochastic-geometry. More importantly, by carrying out the diversity analysis, new insights are obtained under the two scenarios with different power constraints: 1) fixed transmit power of the primary transmitters (PTs), and 2) transmit power of the PTs being proportional to that of the secondary base station. For the first scenario, a diversity order of $m$ is experienced at the $m$-th ordered NOMA user. For the second scenario, there is an asymptotic error floor for the outage probability. Simulation results are provided to verify the accuracy of the derived results. A pivotal conclusion is reached that by carefully designing target data rates and power allocation coefficients of users, NOMA can outperform conventional orthogonal multiple access in underlay CR networks.

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arXiv2016

Physical Layer Security in Heterogeneous Cellular Networks

The heterogeneous cellular network (HCN) is a promising approach to the deployment of 5G cellular networks. This paper comprehensively studies physical layer security in a multi-tier HCN where base stations (BSs), authorized users and eavesdroppers are all randomly located. We first propose an access threshold based secrecy mobile association policy that associates each user with the BS providing the maximum \emph{truncated average received signal power} beyond a threshold. Under the proposed policy, we investigate the connection probability and secrecy probability of a randomly located user, and provide tractable expressions for the two metrics. Asymptotic analysis reveals that setting a larger access threshold increases the connection probability while decreases the secrecy probability. We further evaluate the network-wide secrecy throughput and the minimum secrecy throughput per user with both connection and secrecy probability constraints. We show that introducing a properly chosen access threshold significantly enhances the secrecy throughput performance of a HCN.

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arXiv2015

Secure Transmission for Relay Wiretap Channels in the Presence of Spatially Random Eavesdroppers

We propose a secure transmission scheme for a relay wiretap channel, where a source communicates with a destination via a decode-and-forward relay in the presence of spatially random-distributed eavesdroppers. We assume that the source is equipped with multiple antennas, whereas the relay, the destination, and the eavesdroppers are equipped with a single antenna each. In the proposed scheme, in addition to information signals, the source transmits artificial noise signals in order to confuse the eavesdroppers. With the target of maximizing the secrecy throughput of the relay wiretap channel, we derive a closed-form expression for the transmission outage probability and an easy-to-compute expression for the secrecy outage probability. Using these expressions, we determine the optimal power allocation factor and wiretap code rates that guarantee the maximum secrecy throughput, while satisfying a secrecy outage probability constraint. Furthermore, we examine the impact of source antenna number on the secrecy throughput, showing that adding extra transmit antennas at the source brings about a significant increase in the secrecy throughput.

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arXiv2015

Binary Compressive Sensing via Analog Fountain Coding

In this paper, a compressive sensing (CS) approach is proposed for sparse binary signals' compression and reconstruction based on analog fountain codes (AFCs). In the proposed scheme, referred to as the analog fountain compressive sensing (AFCS), each measurement is generated from a linear combination of L randomly selected binary signal elements with real weight coefficients. The weight coefficients are chosen from a finite weight set and L, called measurement degree, is obtained based on a predefined degree distribution function. We propose a simple verification based reconstruction algorithm for the AFCS in the noiseless case. The proposed verification based decoder is analyzed through SUM-OR tree analytical approach and an optimization problem is formulated to find the optimum measurement degree to minimize the number of measurements required for the reconstruction of binary sparse signals. We show that in the AFCS, the number of required measurements is of O(-n log(1-k/n)), where n is the signal length and k is the signal sparsity level. We then consider the signal reconstruction of AFCS in the presence of additive white Gaussian noise (AWGN) and the standard message passing decoder is then used for the signal recovery. Simulation results show that the AFCS can perfectly recover all non-zero elements of the sparse binary signal with a significantly reduced number of measurements, compared to the conventional binary CS and L1-minimization approaches in a wide range of signal to noise ratios (SNRs). Finally, we show a practical application of the AFCS for the sparse event detection in wireless sensor networks (WSNs), where the sensors' readings can be treated as measurements from the CS point of view.

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arXiv2015

Optimization of Code Rates in SISOME Wiretap Channels

We propose a new framework for determining the wiretap code rates of single-input single-output multi-antenna eavesdropper (SISOME) wiretap channels when the capacity of the eavesdropper's channel is not available at the transmitter. In our framework we introduce the effective secrecy throughput (EST) as a new performance metric that explicitly captures the two key features of wiretap channels, namely, reliability and secrecy. Notably, the EST measures the average rate of the confidential information transmitted from the transmitter to the intended receiver without being eavesdropped on. We provide easy-to-implement methods to determine the wiretap code rates for two transmission schemes: 1) adaptive transmission scheme in which the capacity of the main channel is available at the transmitter and 2) fixed-rate transmission scheme in which the capacity of the main channel is not available at the transmitter. Such determinations are further extended into an absolute-passive eavesdropping scenario where even the average signal-to-noise ratio of the eavesdropper's channel is not available at the transmitter. Notably, our solutions for the wiretap code rates do not require us to set reliability or secrecy constraints for the transmission within wiretap channels.

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arXiv2015

Improved Quantum LDPC Decoding Strategies For The Misidentified Quantum Depolarizing Channel

Quantum cryptography via key distribution mechanisms that utilize quantum entanglement between sender-receiver pairs will form the basis of future large-scale quantum networks. A key engineering challenge in such networks will be the ability to correct for decoherence effects in the distributed entanglement resources. It is widely believed that sophisticated quantum error correction codes, such as quantum low-density parity-check (LDPC) codes, will be pivotal in such a role. However, recently the importance of the channel mismatch effect in degrading the performance of deployed quantum LDPC codes has been pointed out. In this work we help remedy this situation by proposing new quantum LDPC decoding strategies that can significantly reduce performance degradation by as much as $50\%$. Our new strategies for the quantum LDPC decoder are based on previous insights from classical LDPC decoders in mismatched channels, where an asymmetry in performance is known as a function of the estimated channel noise. We show how similar asymmetries carry over to the quantum depolarizing channel, and how an estimate of the depolarization flip parameter weighted to larger values leads to significant performance improvement.

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