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Jinhong Yuan

Publications and source records attributed to Jinhong Yuan.

At least 55 records · Page 3Linked to original sources

Performance of orthogonal delay-doppler division multiplexing modulation with imperfect channel estimation

The orthogonal delay-Doppler division multiplexing (ODDM) modulation is a recently proposed multi-carrier modulation that features a realizable pulse orthogonal with respect to the delay-Doppler (DD) plane's fine resolutions. In this paper, we investigate the performance of ODDM systems with imperfect channel estimation considering three detectors, namely the message passing algorithm (MPA) detector, iterative maximum-ratio combining (MRC) detector, and successive interference cancellation with minimum mean square error (SIC-MMSE) detector. We derive the post-equalization signal-to-interference-plus-noise ratio (SINR) for MRC and SIC-MMSE and analyze their bit error rate (BER) performance. Based on this analysis, we propose the MRC with subtractive dither (MRC-SD) and soft SIC-MMSE initialized MRC (SSMI-MRC) detector to improve the BER of iterative MRC. Our results demonstrate that soft SIC-MMSE consistently outperforms the other detectors in BER performance under perfect and imperfect CSI. While MRC exhibits a BER floor above $10^{-5}$, MRC-SD effectively lowers the BER with a negligible increase in detection complexity. SSMI-MRC achieves better BER than hard SIC-MMSE with the same detection complexity order. Additionally, we show that MPA has an error floor and is sensitive to imperfect CSI.

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Delay Alignment Modulation with Hybrid Analog/Digital Beamforming for Millimeter Wave and Terahertz Communications

For millimeter wave (mmWave) or Terahertz (THz) communications, by leveraging the high spatial resolution offered by large antenna arrays and the multi-path sparsity of mmWave/THz channels, a novel inter-symbol interference (ISI) mitigation technique called delay alignment modulation (DAM) has been recently proposed. The key ideas of DAM are delay pre-compensation and path-based beamforming. However, existing research on DAM is mainly based on fully digital beamforming, which requires the number of radio frequency (RF) chains to be equal to the number of antennas. This paper proposes the hybrid analog/digital beamforming based DAM, including both fully and partially connected structures. The analog and digital beamforming matrices are designed to achieve performance close to DAM based on fully digital beamforming. While DAM was considered for the path-based channel model with integer delays in the previous work, this paper extends DAM to a more general tap-based model that accounts for fractional path delays. To further reduce the cost of channel estimation and improve the performance for wireless channels with fractional delays, DAM with codebook-based beam alignment and DAM-orthogonal frequency division multiplexing (DAM-OFDM) with hybrid beamforming are proposed. The effectiveness of the proposed techniques is verified by extensive simulation results.

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Off-grid Channel Estimation for Orthogonal Delay-Doppler Division Multiplexing Using Grid Refinement and Adjustment

Orthogonal delay-Doppler (DD) division multiplexing (ODDM) has been recently proposed as a promising multicarrier modulation scheme to tackle Doppler spread in high-mobility environments. Accurate channel estimation is of paramount importance to guarantee reliable communication for the ODDM, especially when the delays and Dopplers of the propagation paths are off-grid. In this paper, we propose a novel grid refinement and adjustment-based sparse Bayesian inference (GRASBI) scheme for DD domain channel estimation. The GRASBI involves first formulating the channel estimation problem as a sparse signal recovery through the introduction of a virtual DD grid. Then, an iterative process is proposed that involves (i) sparse Bayesian learning to estimate the channel parameters and (ii) a novel grid refinement and adjustment process to adjust the virtual grid points. The grid adjustment in GRASBI relies on the maximum likelihood principle to attain the adjustment and utilizes refined grids that have much higher resolution than the virtual grid. Moreover, a low-complexity grid refinement and adjustment-based channel estimation scheme is proposed, that can provides a good tradeoff between the estimation accuracy and the complexity. Finally, numerical results are provided to demonstrate the accuracy and efficiency of the proposed channel estimation schemes.

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On the Coexistence of OTFS Modulation with OFDM-based Communication Systems

We investigate the coexistence of orthogonal time-frequency space (OTFS) modulation with current fourth- and fifth-generation (4G/5G) communication systems that primarily use orthogonal frequency-division multiplexing (OFDM) waveforms. We first derive the input-output-relation of OTFS in the considered coexisting system. In this derivation, we consider (i) the inclusion of multiple cyclic prefixes (CPs) with unequal lengths to the OTFS signal and (ii) edge carrier unloading (ECU), to account for the impacts of CP length, frame structure, and subcarrier arrangement described in 3GPP standards for 4G/5G systems. Our analysis reveals that the inclusion of multiple CPs to the OTFS signal and ECU lead to the channel response exhibiting spreading effects/leakage along the Doppler and delay dimensions, respectively. Consequently, the effective sampled delay-Doppler (DD) domain channel model for OTFS in coexisting systems may exhibit reduced sparsity. We also show that the effective DD domain channel coefficients for OTFS in coexisting systems are influenced by the unequal lengths of CPs. Subsequently, we propose an interference cancellation-based channel estimation (CE) technique for OTFS in coexisting systems. Through numerical results, we validate our analysis, highlight the importance of not ignoring the unequal lengths of CPs during signal detection, and show the significance of the proposed CE technique.

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OFDM-Standard Compatible SC-NOFS Waveforms for Low-Latency and Jitter-Tolerance Industrial IoT Communications

Traditional communications focus on regular and orthogonal signal waveforms for simplified signal processing and improved spectral efficiency. In contrast, the next-generation communications would aim for irregular and non-orthogonal signal waveforms to introduce new capabilities. This work proposes a spectrally efficient irregular Sinc (irSinc) shaping technique, revisiting the traditional Sinc back to 1924, with the aim of enhancing performance in industrial Internet of things (IIoT). In time-critical IIoT applications, low-latency and time-jitter tolerance are two critical factors that significantly impact the performance and reliability. Recognizing the inevitability of latency and jitter in practice, this work aims to propose a waveform technique to mitigate these effects via reducing latency and enhancing the system robustness under time jitter effects. The utilization of irSinc yields a signal with increased spectral efficiency without sacrificing error performance. Integrating the irSinc in a two-stage framework, a single-carrier non-orthogonal frequency shaping (SC-NOFS) waveform is developed, showcasing perfect compatibility with 5G standards, enabling the direct integration of irSinc in existing industrial IoT setups. Through 5G standard signal configuration, our signal achieves faster data transmission within the same spectral bandwidth. Hardware experiments validate an 18% saving in timing resources, leading to either reduced latency or enhanced jitter tolerance.

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Reverse PAC Codes: Look-ahead List Decoding

Convolutional precoding in polarization-adjusted convolutional (PAC) codes is a recently introduced variant of polar codes. It has demonstrated an effective reduction in the number of minimum weight codewords (a.k.a error coefficient) of polar codes. This reduction has the potential to significantly improve the error correction performance. From a codeword formation perspective, this reduction has limitations. Capitalizing on the understanding of the decomposition of minimum-weight codewords, this paper studies reverse precoding that can effectively reduce minimum-weight codewords more than in PAC codes. We propose a look-ahead list decoding for the reverse PAC codes, which has the same order of complexity as list decoding in PAC codes. Through numerical analysis, we demonstrate a notable reduction in error coefficients compared to PAC codes and polar codes, resulting in a remarkable improvement in the block error rate, in particular at high code rates.

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Channel Coding Toward 6G: Technical Overview and Outlook

Channel coding plays a pivotal role in ensuring reliable communication over wireless channels. With the growing need for ultra-reliable communication in emerging wireless use cases, the significance of channel coding has amplified. Furthermore, minimizing decoding latency is crucial for critical-mission applications, while optimizing energy efficiency is paramount for mobile and the Internet of Things (IoT) communications. As the fifth generation (5G) of mobile communications is currently in operation and 5G-advanced is on the horizon, the objective of this paper is to assess prominent channel coding schemes in the context of recent advancements and the anticipated requirements for the sixth generation (6G). In this paper, after considering the potential impact of channel coding on key performance indicators (KPIs) of wireless networks, we review the evolution of mobile communication standards and the organizations involved in the standardization, from the first generation (1G) to the current 5G, highlighting the technologies integral to achieving targeted KPIs such as reliability, data rate, latency, energy efficiency, spectral efficiency, connection density, and traffic capacity. Following this, we delve into the anticipated requirements for potential use cases in 6G. The subsequent sections of the paper focus on a comprehensive review of three primary coding schemes utilized in past generations and their recent advancements: low-density parity-check (LDPC) codes, turbo codes (including convolutional codes), polar codes (alongside Reed-Muller codes). Additionally, we examine alternative coding schemes like Fountain codes and sparse regression codes. Our evaluation includes a comparative analysis of error correction performance and the performance of hardware implementation for these coding schemes, providing insights into their potential and suitability for the upcoming 6G era.

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Mitigating Automotive Radar Interference using Onboard Intelligent Reflective Surface

The use of automotive radars is gaining popularity as a means to enhance a vehicle's sensing capabilities. However, these radars can suffer from interference caused by transmissions from other radars mounted on nearby vehicles. To address this issue, we investigate the use of an onboard intelligent reflective surface (IRS) to artificially increase a vehicle's effective radar cross section (RCS), or its "electromagnetic visibility." Our proposed method utilizes the IRS's ability to form a coherent reflection of the incident radar waveform back towards the source radar, thereby improving radar performance under interference. We evaluated both passive and active IRS options. Passive IRS, which does not support reflection amplification, was found to be counter-productive and actually decreased the vehicle's effective RCS instead of enhancing it. In contrast, active IRS, which can amplify the reflection power of individual elements, effectively combats all types of automotive radar interference when the reflective elements are configured with a 15-35 dB reflection gain.

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Fundamentals of Delay-Doppler Communications: Practical Implementation and Extensions to OTFS

The recently proposed orthogonal time frequency space (OTFS) modulation, which is a typical Delay-Doppler (DD) communication scheme, has attracted significant attention thanks to its appealing performance over doubly-selective channels. In this paper, we present the fundamentals of general DD communications from the viewpoint of the Zak transform. We start our study by constructing DD domain basis functions aligning with the time-frequency (TF)-consistency condition, which are globally quasi-periodic and locally twisted-shifted. We unveil that these features are translated to unique signal structures in both time and frequency, which are beneficial for communication purposes. Then, we focus on the practical implementations of DD Nyquist communications, where we show that rectangular windows achieve perfect DD orthogonality, while truncated periodic signals can obtain sufficient DD orthogonality. Particularly, smoothed rectangular window with excess bandwidth can result in a slightly worse orthogonality but better pulse localization in the DD domain. Furthermore, we present a practical pulse shaping framework for general DD communications and derive the corresponding input-output relation under various shaping pulses. Our numerical results agree with our derivations and also demonstrate advantages of DD communications over conventional orthogonal frequency-division multiplexing (OFDM).

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Joint Optimization for Achieving Covertness in MIMO Over-the-Air Computation Networks

This paper investigates covert data transmission within a multiple-input multiple-output (MIMO) over-the-air computation (AirComp) network, where sensors transmit data to the access point (AP) while guaranteeing covertness to the warden (Willie). Simultaneously, the AP introduces artificial noise (AN) to confuse Willie, meeting the covert requirement. We address the challenge of minimizing mean-square-error (MSE) of the AP, while considering transmit power constraints at both the AP and the sensors, as well as ensuring the covert transmission to Willie with a low detection error probability (DEP). However, obtaining globally optimal solutions for the investigated non-convex problem is challenging due to the interdependence of optimization variables. To tackle this problem, we introduce an exact penalty algorithm and transform the optimization problem into a difference-of-convex (DC) form problem to find a locally optimal solution. Simulation results showcase the superior performance in terms of our proposed scheme in comparison to the benchmark schemes.

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OTFS vs OFDM: Which is Superior in Multiuser LEO Satellite Communications

Orthogonal time frequency space (OTFS) modulation, a delay-Doppler (DD) domain communication scheme exhibiting strong robustness against the Doppler shifts, has the potentials to be employed in LEO satellite communications. However, the performance comparison with the orthogonal frequency division multiplexing (OFDM) modulation and the resource allocation scheme for multiuser OTFS-based LEO satellite communication system have rarely been investigated. In this paper, we conduct a performance comparison under various channel conditions between the OTFS and OFDM modulations, encompassing evaluations of sum-rate and bit error ratio (BER). Additionally, we investigate the joint optimal allocation of power and delay-Doppler resource blocks aiming at maximizing sum-rate for multiuser downlink OTFS-based LEO satellite communication systems. Unlike the conventional modulations relaying on complex input-output relations within the Time-Frequency (TF) domain, the OTFS modulation exploits both time and frequency diversities, i.e., delay and Doppler shifts remain constant during a OTFS frame, which facilitates a DD domain input-output simple relation for our investigation. We transform the resulting non-convex and combinatorial optimization problem into an equivalent difference of convex problem by decoupling the conditional constraints, and solve the transformed problem via penalty convex-concave procedure algorithm. Simulation results demonstrate that the OTFS modulation is robust to carrier frequency offsets (CFO) caused by high-mobility of LEO satellites, and has superior performance to the OFDM modulation. Moreover, numerical results indicate that our proposed resource allocation scheme has higher sum-rate than existed schemes for the OTFS modulation, such as delay divided multiple access and Doppler divided multiple access, especially in the high signal-to-noise ratio (SNR) regime.

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Weight Structure of Low/High-Rate Polar Codes and Its Applications

The structure of a linear block code is pivotal in defining fundamental properties, particularly weight distribution, and code design. In this study, we characterize the Type II structure of polar codewords with weights less than twice the minimum weight $w_{min}$, utilizing the lower triangular affine (LTA) transform. We present a closed-form formula for their enumeration. Leveraging this structure and additionally characterizing the structure of weight $2w_{min}$, we ascertain the complete weight distribution of low-rate and, through the utilization of dual codes properties, high-rate polar codes, subcodes of Reed--Muller (RM) codes, and RMxPolar codes. Furthermore, we introduce a partial order based on the weight distribution and briefly explore its properties and applications in code construction and analysis.

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Rate-Splitting Multiple Access for Transmissive Reconfigurable Intelligent Surface Transceiver Empowered ISAC System

In this paper, a novel transmissive reconfigurable intelligent surface (TRIS) transceiver empowered integrated sensing and communications (ISAC) system is proposed for future multi-demand terminals. To address interference management, we implement rate-splitting multiple access (RSMA), where the common stream is independently designed for the sensing service. We introduce the sensing quality of service (QoS) criteria based on this structure and construct an optimization problem with the sensing QoS criteria as the objective function to optimize the sensing stream precoding matrix and the communication stream precoding matrix. Due to the coupling of optimization variables, the formulated problem is a non-convex optimization problem that cannot be solved directly. To tackle the above-mentioned challenging problem, alternating optimization (AO) is utilized to decouple the optimization variables. Specifically, the problem is decoupled into three subproblems about the sensing stream precoding matrix, the communication stream precoding matrix, and the auxiliary variables, which is solved alternatively through AO until the convergence is reached. For solving the problem, successive convex approximation (SCA) is applied to deal with the sum-rate threshold constraints on communications, and difference-of-convex (DC) programming is utilized to solve rank-one non-convex constraints. Numerical simulation results verify the superiority of the proposed scheme in terms of improving the communication and sensing QoS.

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Low Complexity Turbo SIC-MMSE Detection for Orthogonal Time Frequency Space Modulation

Recently, orthogonal time frequency space (OTFS) modulation has garnered considerable attention due to its robustness against doubly-selective wireless channels. In this paper, we propose a low-complexity iterative successive interference cancellation based minimum mean squared error (SIC-MMSE) detection algorithm for zero-padded OTFS (ZP-OTFS) modulation. In the proposed algorithm, signals are detected based on layers processed by multiple SIC-MMSE linear filters for each sub-channel, with interference on the targeted signal layer being successively canceled either by hard or soft information. To reduce the complexity of computing individual layer filter coefficients, we also propose a novel filter coefficients recycling approach in place of generating the exact form of MMSE filter weights. Moreover, we design a joint detection and decoding algorithm for ZP-OTFS to enhance error performance. Compared to the conventional SIC-MMSE detection, our proposed algorithms outperform other linear detectors, e.g., maximal ratio combining (MRC), for ZP-OTFS with up to 3 dB gain while maintaining comparable computation complexity.

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Multiple Access Techniques for Intelligent and Multi-Functional 6G: Tutorial, Survey, and Outlook

Multiple access (MA) is a crucial part of any wireless system and refers to techniques that make use of the resource dimensions to serve multiple users/devices/machines/services, ideally in the most efficient way. Given the needs of multi-functional wireless networks for integrated communications, sensing, localization, computing, coupled with the surge of machine learning / artificial intelligence (AI) in wireless networks, MA techniques are expected to experience a paradigm shift in 6G and beyond. In this paper, we provide a tutorial, survey and outlook of past, emerging and future MA techniques and pay a particular attention to how wireless network intelligence and multi-functionality will lead to a re-thinking of those techniques. The paper starts with an overview of orthogonal, physical layer multicasting, space domain, power domain, ratesplitting, code domain MAs, and other domains, and highlight the importance of researching universal multiple access to shrink instead of grow the knowledge tree of MA schemes by providing a unified understanding of MA schemes across all resource dimensions. It then jumps into rethinking MA schemes in the era of wireless network intelligence, covering AI for MA such as AI-empowered resource allocation, optimization, channel estimation, receiver designs, user behavior predictions, and MA for AI such as federated learning/edge intelligence and over the air computation. We then discuss MA for network multi-functionality and the interplay between MA and integrated sensing, localization, and communications. We finish with studying MA for emerging intelligent applications before presenting a roadmap toward 6G standardization. We also point out numerous directions that are promising for future research.

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On the Pulse Shaping for Delay-Doppler Communications

In this paper, we study the pulse shaping for delay-Doppler (DD) communications. We start with constructing a basis function in the DD domain following the properties of the Zak transform. Particularly, we show that the constructed basis functions are globally quasi-periodic while locally twisted-shifted, and their significance in time and frequency domains are then revealed. We further analyze the ambiguity function of the basis function, and show that fully localized ambiguity function can be achieved by constructing the basis function using periodic signals. More importantly, we prove that time and frequency truncating such basis functions naturally leads to approximate delay and Doppler orthogonalities, if the truncating windows are periodic within the support. Motivated by this, we propose a DD Nyquist pulse shaping scheme considering signals with periodicity. Finally, our conclusions are verified by using various strictly or approximately periodic pulses.

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Time-Frequency Localization Characteristics of the Delay-Doppler Plane Orthogonal Pulse

The orthogonal delay-Doppler (DD) division multiplexing (ODDM) modulation has recently been proposed as a promising solution for ensuring reliable communications in high mobility scenarios. In this work, we investigate the time-frequency (TF) localization characteristics of the DD plane orthogonal pulse (DDOP), which is the prototype pulse of ODDM modulation. The TF localization characteristics examine how concentrated or spread out the energy of a pulse is in the joint TF domain. We first derive the TF localization metric, TF area (TFA), for the DDOP. Based on this result, we provide insights into the energy spread of the DDOP in the joint TF domain. Then, we delve into the potential advantages of the DDOP due to its energy spread, particularly in terms of leveraging both time and frequency diversities, and enabling high-resolution sensing. Furthermore, we determine the TFA for the recently proposed generalized design of the DDOP. Finally, we validate our analysis based on numerical results and show that the energy spread for the generalized design of the DDOP in the joint TF domain exhibits a step-wise increase as the duration of sub-pulses increases.

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Coexistence of OTFS Modulation With OFDM-based Communication Systems

This study examines the coexistence of orthogonal time-frequency space (OTFS) modulation with current fourth- and fifth-generation (4G/5G) wireless communication systems that primarily use orthogonal frequency-division multiplexing (OFDM) waveforms. We first derive the input-output-relation (IOR) of OTFS when it coexists with an OFDM system while considering the impact of unequal lengths of the cyclic prefixes (CPs) in the OTFS signal. We show analytically that the inclusion of multiple CPs to the OTFS signal results in the effective sampled delay-Doppler (DD) domain channel response to be less sparse. We also show that the effective DD domain channel coefficients for OTFS in coexisting systems are influenced by the unequal lengths of the CPs. Subsequently, we propose an embedded pilot-aided channel estimation (CE) technique for OTFS in coexisting systems that leverages the derived IOR for accurate channel characterization. Using numerical results, we show that ignoring the impact of unequal lengths of the CPs during signal detection can degrade the bit error rate performance of OTFS in coexisting systems. We also show that the proposed CE technique for OTFS in coexisting systems outperforms the state-of-the-art threshold-based CE technique.

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