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Jinming Wen

Publications and source records attributed to Jinming Wen.

At least 19 recordsLinked to original sources

Recovery Performance of PhaseLift for Phase Retrieval from Coded Diffraction Patterns

The PhaseLift algorithm is an effective convex method for solving the phase retrieval problem from Fourier measurements with coded diffraction patterns (CDP). While exact reconstruction guarantees are well-established in the noiseless case, the stability of recovery under noise remains less well understood. In particular, when the measurements are corrupted by an additive noise vector $\vw \in \R^m$, existing recovery bounds scale on the order of $\norm{\vw}$, which is conjectured to be suboptimal. More recently, Soltanolkotabi conjectured that the optimal PhaseLift recovery bound should scale with the average noise magnitude, that is, on the order of $\norm{\vw}/\sqrt m$. However, establishing this theoretically is considerably more challenging and has remained an open problem. In this paper, we focus on this conjecture and prove that under adversarial noise, the recovery error of PhaseLift is bounded by $O\xkh{ \sqrt{\frac{\norm{\vw}\log n }{\sqrt m}}}\norm{\vx_0}$. Here, $\vx_0 \in \C^n$ is the signals we aim to recover. Moreover, for mean-zero sub-Gaussian noise vector $\vw \in \R^m$, a upper error bound and its corresponding minimax lower bound are also provided. Our results represent a significant step toward Soltanolkotabi's conjecture, offering new insights into the stability of PhaseLift under noisy CDP measurements.

math.NA

Sparse Signal Recovery From Quadratic Systems with Full-Rank Matrices

In signal processing and data recovery, reconstructing a signal from quadratic measurements poses a significant challenge, particularly in high-dimensional settings where measurements $m$ is far less than the signal dimension $n$ (i.e., $m \ll n$). This paper addresses this problem by exploiting signal sparsity. Using tools from algebraic geometry, we derive theoretical recovery guarantees for sparse quadratic systems, showing that $m\ge 2s$ (real case) and $m\ge 4s-2$ (complex case) generic measurements suffice to uniquely recover all $s$-sparse signals. Under a Gaussian measurement model, we propose a novel two-stage Sparse Gauss-Newton (SGN) algorithm. The first stage employs a support-restricted spectral initialization, yielding an accurate initial estimate with $m=O(s^2\log{n})$ measurements. The second stage refines this estimate via an iterative hard-thresholding Gauss-Newton method, achieving quadratic convergence to the true signal within finitely many iterations when $m\ge O(s\log{n})$. Compared to existing second-order methods, our algorithm achieves near-optimal sampling complexity for the refinement stage without requiring resampling. Numerical experiments indicate that SGN significantly outperforms state-of-the-art algorithms in both accuracy and computational efficiency. In particular, (1) when sparsity level $s$ is high, compared with existing algorithms, SGN can achieve the same success rate with fewer measurements. (2) SGN converges with only about $1/10$ iterations of the best existing algorithm and reach lower relative error.

cs.IT

Investigating Vulnerabilities and Defenses Against Audio-Visual Attacks: A Comprehensive Survey Emphasizing Multimodal Models

Multimodal large language models (MLLMs), which bridge the gap between audio-visual and natural language processing, achieve state-of-the-art performance on several audio-visual tasks. Despite the superior performance of MLLMs, the scarcity of high-quality audio-visual training data and computational resources necessitates the utilization of third-party data and open-source MLLMs, a trend that is increasingly observed in contemporary research. This prosperity masks significant security risks. Empirical studies demonstrate that the latest MLLMs can be manipulated to produce malicious or harmful content. This manipulation is facilitated exclusively through instructions or inputs, including adversarial perturbations and malevolent queries, effectively bypassing the internal security mechanisms embedded within the models. To gain a deeper comprehension of the inherent security vulnerabilities associated with audio-visual-based multimodal models, a series of surveys investigates various types of attacks, including adversarial and backdoor attacks. While existing surveys on audio-visual attacks provide a comprehensive overview, they are limited to specific types of attacks, which lack a unified review of various types of attacks. To address this issue and gain insights into the latest trends in the field, this paper presents a comprehensive and systematic review of audio-visual attacks, which include adversarial attacks, backdoor attacks, and jailbreak attacks. Furthermore, this paper also reviews various types of attacks in the latest audio-visual-based MLLMs, a dimension notably absent in existing surveys. Drawing upon comprehensive insights from a substantial review, this paper delineates both challenges and emergent trends for future research on audio-visual attacks and defense.

cs.CR

Confined Orthogonal Matching Pursuit for Sparse Random Combinatorial Matrices

Orthogonal matching pursuit~(OMP) is a commonly used greedy algorithm for recovering sparse signals from compressed measurements. In this paper, we introduce a variant of the OMP algorithm to reduce the complexity of reconstructing a class of $K$-sparse signals $\boldsymbol{x} \in \mathbb{R}^{n}$ from measurements $\boldsymbol{y} = \boldsymbol{A}\boldsymbol{x}$. In particular, $\boldsymbol{A} \in \{0,1\}^{m \times n}$ is a sparse random combinatorial matrix with independent columns, where each column is chosen uniformly among the vectors with exactly $d~(d \leq m/2)$ ones. The proposed algorithm, referred to as the confined OMP algorithm, leverages the properties of the sparse signal $\boldsymbol{x}$ and the measurement matrix $\boldsymbol{A}$ to reduce redundancy in $\boldsymbol{A}$, thereby requiring fewer column indices to be identified. To this end, we first define a confined set $\Gamma$ with $|\Gamma| \leq n$ and then prove that the support of $\boldsymbol{x}$ is a subset of $\Gamma$ with probability 1 if the distributions of nonzero components of $\boldsymbol{x}$ satisfy a certain condition. During the process of the confined OMP algorithm, the possibly chosen column indices are strictly confined to the confined set $\Gamma$. We further develop the lower bound on the probability of exact recovery of $\boldsymbol{x}$ using the confined OMP algorithm. Furthermore, the obtained theoretical results can be used to optimize the column degree $d$ of $\boldsymbol{A}$. Finally, experimental results show that the confined OMP algorithm is more efficient in reconstructing a class of sparse signals compared to the OMP algorithm.

eess.SP

A New Linear Programming Method in Sphere Packing

Inspired by the linear programming method developed by Cohn and Elkies (Ann. Math. 157(2): 689-714, 2003), we introduce a new linear programming method to solve the sphere packing problem. More concretely, we consider sequences of auxiliary functions $\{g_m\}_{m\in \mathbb{N}^{+}}$, where $g_m$ is a $m\Lambda$-periodic auxiliary function defined on $\mathbb{R}^n$, with $\Lambda$ being a given full-rank lattice in $\mathbb{R}^n$. This new method extends the original approach and offers a greater flexibility. Furthermore, using this new linear programming framework, we construct several effective auxiliary functions for dimensions $n=1,2,3$. We hope this approach provides valuable insights into solving sphere packing problems for $n=2,3$ and even higher dimensions.

math.MG

Defending Against Weight-Poisoning Backdoor Attacks for Parameter-Efficient Fine-Tuning

Recently, various parameter-efficient fine-tuning (PEFT) strategies for application to language models have been proposed and successfully implemented. However, this raises the question of whether PEFT, which only updates a limited set of model parameters, constitutes security vulnerabilities when confronted with weight-poisoning backdoor attacks. In this study, we show that PEFT is more susceptible to weight-poisoning backdoor attacks compared to the full-parameter fine-tuning method, with pre-defined triggers remaining exploitable and pre-defined targets maintaining high confidence, even after fine-tuning. Motivated by this insight, we developed a Poisoned Sample Identification Module (PSIM) leveraging PEFT, which identifies poisoned samples through confidence, providing robust defense against weight-poisoning backdoor attacks. Specifically, we leverage PEFT to train the PSIM with randomly reset sample labels. During the inference process, extreme confidence serves as an indicator for poisoned samples, while others are clean. We conduct experiments on text classification tasks, five fine-tuning strategies, and three weight-poisoning backdoor attack methods. Experiments show near 100% success rates for weight-poisoning backdoor attacks when utilizing PEFT. Furthermore, our defensive approach exhibits overall competitive performance in mitigating weight-poisoning backdoor attacks.

cs.CR

Cooperative Backscatter Communications with Reconfigurable Intelligent Surfaces: An APSK Approach

In this paper, a novel amplitude phase shift keying (APSK) modulation scheme for cooperative backscatter communications aided by a reconfigurable intelligent surface (RIS-CBC) is presented, according to which the RIS is configured to modulate backscatter information onto unmodulated or PSK-modulated signals impinging on its surface via APSK. We consider both passive and active RISs, with the latter including an amplification unit at each reflecting element. In the passive (resp. active) RIS-CBC-APSK, backscatter information is conveyed through the number of RIS reflecting elements being on the ON state (resp. active mode) and their phase shift values. By using the optimal APSK constellation to ensure that reflected signals from the RIS undergo APSK modulation, a bit-mapping mechanism is presented. Assuming maximum-likelihood detection, we also present closed-form upper bounds for the symbol error rate (SER) performance for both passive and active RIS-CBC-APSK schemes over Rician fading channels. In addition, we devise a low-complexity detector that can achieve flexible trade-offs between performance and complexity. Finally, we extend RIS-CBC-APSK to multiple-input single-output scenarios and present an alternating optimization approach for the joint design of transmit beamforming and RIS reflection. Our extensive simulation results on the SER performance corroborate our conducted performance analysis and showcase the superiority of the proposed RIS-CBC-APSK schemes over the state-of-the-art RIS-CBC benchmarks.

cs.IT

Universal Vulnerabilities in Large Language Models: Backdoor Attacks for In-context Learning

In-context learning, a paradigm bridging the gap between pre-training and fine-tuning, has demonstrated high efficacy in several NLP tasks, especially in few-shot settings. Despite being widely applied, in-context learning is vulnerable to malicious attacks. In this work, we raise security concerns regarding this paradigm. Our studies demonstrate that an attacker can manipulate the behavior of large language models by poisoning the demonstration context, without the need for fine-tuning the model. Specifically, we design a new backdoor attack method, named ICLAttack, to target large language models based on in-context learning. Our method encompasses two types of attacks: poisoning demonstration examples and poisoning demonstration prompts, which can make models behave in alignment with predefined intentions. ICLAttack does not require additional fine-tuning to implant a backdoor, thus preserving the model's generality. Furthermore, the poisoned examples are correctly labeled, enhancing the natural stealth of our attack method. Extensive experimental results across several language models, ranging in size from 1.3B to 180B parameters, demonstrate the effectiveness of our attack method, exemplified by a high average attack success rate of 95.0% across the three datasets on OPT models.

cs.CL

Time and Frequency Offset Estimation and Intercarrier Interference Cancellation for AFDM Systems

Affine frequency division multiplexing (AFDM) is an emerging multicarrier waveform that offers a potential solution for achieving reliable communications over time-varying channels. This paper proposes two maximum-likelihood (ML) estimators of symbol time offset and carrier frequency offset for AFDM systems. One is called joint ML estimator, which evaluates the arrival time and carrier frequency offset by comparing the correlations of samples. Moreover, we propose the other so-called stepwise ML estimator to reduce the complexity. Both proposed estimators exploit the redundant information contained within the chirp-periodic prefix inherent in AFDM symbols, thus dispensing with any additional pilots. To further mitigate the intercarrier interference resulting from the residual frequency offset, we design a mirror-mapping-based scheme for AFDM systems. Numerical results verify the effectiveness of the proposed time and carrier frequency offset estimation criteria and the mirror-mapping-based modulation for AFDM systems.

cs.IT

Prompt as Triggers for Backdoor Attack: Examining the Vulnerability in Language Models

The prompt-based learning paradigm, which bridges the gap between pre-training and fine-tuning, achieves state-of-the-art performance on several NLP tasks, particularly in few-shot settings. Despite being widely applied, prompt-based learning is vulnerable to backdoor attacks. Textual backdoor attacks are designed to introduce targeted vulnerabilities into models by poisoning a subset of training samples through trigger injection and label modification. However, they suffer from flaws such as abnormal natural language expressions resulting from the trigger and incorrect labeling of poisoned samples. In this study, we propose ProAttack, a novel and efficient method for performing clean-label backdoor attacks based on the prompt, which uses the prompt itself as a trigger. Our method does not require external triggers and ensures correct labeling of poisoned samples, improving the stealthy nature of the backdoor attack. With extensive experiments on rich-resource and few-shot text classification tasks, we empirically validate ProAttack's competitive performance in textual backdoor attacks. Notably, in the rich-resource setting, ProAttack achieves state-of-the-art attack success rates in the clean-label backdoor attack benchmark without external triggers.

cs.CL

Secure HARQ-IR-Aided Terahertz Communications

Terahertz (THz) communication is one of the most promising candidates to accommodate high-speed mobile data services. This paper proposes a secure hybrid automatic repeat request with incremental redundancy (HARQ-IR) aided THz communication scheme, where the transmission secrecy is ensured by confusing the eavesdropper with dummy messages. The connection and secrecy outage probabilities are then derived in closed-form. Besides, the tail behaviour of the connection outage probability in high signal-to-noise ratio (SNR) is examined by carrying out the asymptotic analysis, and the upper bound of the secrecy outage probability is obtained in a simple form by capitalizing on large deviations. With these results, we take a step further to investigate the secrecy long term average throughput (LTAT). By noticing that HARQ-IR not only improves the reliability of the legitimate user, but also increases the probability of being eavesdropped, a robust rate adaption policy is finally proposed to maximize the LTAT while restricting the connection and secrecy outage probabilities within satisfactory requirements.

cs.IT

Lattice-Aided Extraction of Spread-Spectrum Hidden Data

This paper discusses the problem of extracting spread spectrum hidden data from the perspective of lattice decoding. Since the conventional blind extraction scheme multi-carrier iterative generalize least-squares (M-IGLS) and non-blind extraction scheme minimum mean square error (MMSE) suffer from performance degradation when the carriers lack sufficient orthogonality, we present two novel schemes from the viewpoint of lattice decoding, namely multi-carrier iterative successive interference cancellation (M-ISIC) and sphere decoding (SD). The better performance of M-ISIC and SD are confirmed by both theoretical justification and numerical simulations.

cs.CR

Sharper Bounds on Four Lattice Constants

The Korkine--Zolotareff (KZ) reduction, and its generalisations, are widely used lattice reduction strategies in communications and cryptography. The KZ constant and Schnorr's constant were defined by Schnorr in 1987. The KZ constant can be used to quantify some useful properties of KZ reduced matrices. Schnorr's constant can be used to characterize the output quality of his block $2k$-reduction and is used to define his semi block $2k$-reduction, which was also developed in 1987. Hermite's constant, which is a fundamental constant lattices, has many applications, such as bounding the length of the shortest nonzero lattice vector and the orthogonality defect of lattices. Rankin's constant was introduced by Rankin in 1953 as a generalization of Hermite's constant. It plays an important role in characterizing the output quality of block-Rankin reduction, proposed by Gama et al. in 2006. In this paper, we first develop a linear upper bound on Hermite's constant and then use it to develop an upper bound on the KZ constant. These upper bounds are sharper than those obtained recently by the authors, and the ratio of the new linear upper bound to the nonlinear upper bound, developed by Blichfeldt in 1929, on Hermite's constant is asymptotically 1.0047. Furthermore, we develop lower and upper bounds on Schnorr's constant. The improvement to the lower bound over the sharpest existing one developed by Gama et al. is around 1.7 times asymptotically, and the improvement to the upper bound over the sharpest existing one which was also developed by Gama et al. is around 4 times asymptotically. Finally, we develop lower and upper bounds on Rankin's constant. The improvements of the bounds over the sharpest existing ones, also developed by Gama et al., are exponential in the parameter defining the constant.

cs.IT

On the Success Probability of Three Detectors for the Box-Constrained Integer Linear Model

This paper is concerned with detecting an integer parameter vector inside a box from a linear model that is corrupted with a noise vector following the Gaussian distribution. One of the commonly used detectors is the maximum likelihood detector, which is obtained by solving a box-constrained integer least squares problem, that is NP-hard. Two other popular detectors are the box-constrained rounding and Babai detectors due to their high efficiency of implementation. In this paper, we first present formulas for the success probabilities (the probabilities of correct detection) of these three detectors for two different situations: the integer parameter vector is deterministic and is uniformly distributed over the constraint box. Then, we give two simple examples to respectively show that the success probability of the box-constrained rounding detector can be larger than that of the box-constrained Babai detector and the latter can be larger than the success probability of the maximum likelihood detector when the parameter vector is deterministic, and prove that the success probability of the box-constrained rounding detector is always not larger than that of the box-constrained Babai detector when the parameter vector is uniformly distributed over the constraint box. Some relations between the results for the box constrained and ordinary cases are presented, and two bounds on the success probability of the maximum likelihood detector, which can easily be computed, are developed. Finally, simulation results are provided to illustrate our main theoretical findings.

cs.IT

Signal-Dependent Performance Analysis of Orthogonal Matching Pursuit for Exact Sparse Recovery

Exact recovery of $K$-sparse signals $x \in \mathbb{R}^{n}$ from linear measurements $y=Ax$, where $A\in \mathbb{R}^{m\times n}$ is a sensing matrix, arises from many applications. The orthogonal matching pursuit (OMP) algorithm is widely used for reconstructing $x$. A fundamental question in the performance analysis of OMP is the characterizations of the probability of exact recovery of $x$ for random matrix $A$ and the minimal $m$ to guarantee a target recovery performance. In many practical applications, in addition to sparsity, $x$ also has some additional properties. This paper shows that these properties can be used to refine the answer to the above question. In this paper, we first show that the prior information of the nonzero entries of $x$ can be used to provide an upper bound on $\|x\|_1^2/\|x\|_2^2$. Then, we use this upper bound to develop a lower bound on the probability of exact recovery of $x$ using OMP in $K$ iterations. Furthermore, we develop a lower bound on the number of measurements $m$ to guarantee that the exact recovery probability using $K$ iterations of OMP is no smaller than a given target probability. Finally, we show that when $K=O(\sqrt{\ln n})$, as both $n$ and $K$ go to infinity, for any $0<ζ\leq 1/\sqrtπ$, $m=2K\ln (n/ζ)$ measurements are sufficient to ensure that the probability of exact recovering any $K$-sparse $x$ is no lower than $1-ζ$ with $K$ iterations of OMP. For $K$-sparse $α$-strongly decaying signals and for $K$-sparse $x$ whose nonzero entries independently and identically follow the Gaussian distribution, the number of measurements sufficient for exact recovery with probability no lower than $1-ζ$ reduces further to $m=(\sqrt{K}+4\sqrt{\frac{α+1}{α-1}\ln(n/ζ)})^2$ and asymptotically $m\approx 1.9K\ln (n/ζ)$, respectively.

cs.IT

On Low-complexity Lattice Reduction Algorithms for Large-scale MIMO Detection: the Blessing of Sequential Reduction

Lattice reduction is a popular preprocessing strategy in multiple-input multiple-output (MIMO) detection. In a quest for developing a low-complexity reduction algorithm for large-scale problems, this paper investigates a new framework called sequential reduction (SR), which aims to reduce the lengths of all basis vectors. The performance upper bounds of the strongest reduction in SR are given when the lattice dimension is no larger than 4. The proposed new framework enables the implementation of a hash-based low-complexity lattice reduction algorithm, which becomes especially tempting when applied to large-scale MIMO detection. Simulation results show that, compared to other reduction algorithms, the hash-based SR algorithm exhibits the lowest complexity while maintaining comparable error performance.

cs.IT

Improved Upper Bounds on the Hermite and KZ Constants

The Korkine-Zolotareff (KZ) reduction is a widely used lattice reduction strategy in communications and cryptography. The Hermite constant, which is a vital constant of lattice, has many applications, such as bounding the length of the shortest nonzero lattice vector and orthogonality defect of lattices. The KZ constant can be used in quantifying some useful properties of KZ reduced matrices. In this paper, we first develop a linear upper bound on the Hermite constant and then use the bound to develop an upper bound on the KZ constant. These upper bounds are sharper than those obtained recently by the first two authors. Some examples on the applications of the improved upper bounds are also presented.

cs.IT

Exact Sparse Signal Recovery via Orthogonal Matching Pursuit with Prior Information

The orthogonal matching pursuit (OMP) algorithm is a commonly used algorithm for recovering $K$-sparse signals $\x\in \mathbb{R}^{n}$ from linear model $\y=\A\x$, where $\A\in \mathbb{R}^{m\times n}$ is a sensing matrix. A fundamental question in the performance analysis of OMP is the characterization of the probability that it can exactly recover $\x$ for random matrix $\A$. Although in many practical applications, in addition to the sparsity, $\x$ usually also has some additional property (for example, the nonzero entries of $\x$ independently and identically follow the Gaussian distribution), none of existing analysis uses these properties to answer the above question. In this paper, we first show that the prior distribution information of $\x$ can be used to provide an upper bound on $\|\x\|_1^2/\|\x\|_2^2$, and then explore the bound to develop a better lower bound on the probability of exact recovery with OMP in $K$ iterations. Simulation tests are presented to illustrate the superiority of the new bound.

cs.IT