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Jinyang Gao

Publications and source records attributed to Jinyang Gao.

At least 19 recordsLinked to original sources

XiYan-SQL: A Novel Multi-Generator Framework For Text-to-SQL

To leverage the advantages of LLM in addressing challenges in the Text-to-SQL task, we present XiYan-SQL, an innovative framework effectively generating and utilizing multiple SQL candidates. It consists of three components: 1) a Schema Filter module filtering and obtaining multiple relevant schemas; 2) a multi-generator ensemble approach generating multiple highquality and diverse SQL queries; 3) a selection model with a candidate reorganization strategy implemented to obtain the optimal SQL query. Specifically, for the multi-generator ensemble, we employ a multi-task fine-tuning strategy to enhance the capabilities of SQL generation models for the intrinsic alignment between SQL and text, and construct multiple generation models with distinct generation styles by fine-tuning across different SQL formats. The experimental results and comprehensive analysis demonstrate the effectiveness and robustness of our framework. Overall, XiYan-SQL achieves a new SOTA performance of 75.63% on the notable BIRD benchmark, surpassing all previous methods. It also attains SOTA performance on the Spider test set with an accuracy of 89.65%.

cs.CL

Incentivizing Strong Reasoning from Weak Supervision

Large language models (LLMs) have demonstrated impressive performance on reasoning-intensive tasks, but enhancing their reasoning abilities typically relies on either reinforcement learning (RL) with verifiable signals or supervised fine-tuning (SFT) with high-quality long chain-of-thought (CoT) demonstrations, both of which are expensive. In this paper, we study a novel problem of incentivizing the reasoning capacity of LLMs without expensive high-quality demonstrations and reinforcement learning. We investigate whether the reasoning capabilities of LLMs can be effectively incentivized via supervision from significantly weaker models. We further analyze when and why such weak supervision succeeds in eliciting reasoning abilities in stronger models. Our findings show that supervision from significantly weaker reasoners can substantially improve student reasoning performance, recovering close to 94% of the gains of expensive RL at a fraction of the cost. Experiments across diverse benchmarks and model architectures demonstrate that weak reasoners can effectively incentivize reasoning in stronger student models, consistently improving performance across a wide range of reasoning tasks. Our results suggest that this simple weak-to-strong paradigm is a promising and generalizable alternative to costly methods for incentivizing strong reasoning capabilities at inference-time in LLMs. The code is publicly available at https://github.com/yuanyige/w2sr.

cs.CL

ThinkFL: Self-Refining Failure Localization for Microservice Systems via Reinforcement Fine-Tuning

As modern microservice systems grow increasingly popular and complex-often consisting of hundreds or even thousands of fine-grained, interdependent components-they are becoming more susceptible to frequent and subtle failures. Ensuring system reliability therefore hinges on accurate and efficient failure localization. Traditional failure localization approaches based on small models lack the flexibility to adapt to diverse failure scenarios, while recent LLM-based methods suffer from two major limitations: they often rely on rigid invocation workflows that constrain the model's ability to dynamically explore optimal localization paths, and they require resource-intensive inference, making them cost-prohibitive for real-world deployment. To address these challenges, we explore the use of reinforcement fine-tuning to equip lightweight LLMs with reasoning and self-refinement capabilities, significantly improving the cost-effectiveness and adaptability of LLM-based failure localization. We begin with an empirical study to identify three key capabilities essential for accurate localization. Building on these insights, we propose a progressive multi-stage GRPO fine-tuning framework, which integrates a multi-factor failure localization grader and a recursion-of-thought actor module. The resulting model, ThinkFL, not only outperforms existing state-of-the-art LLMs and baseline methods in localization accuracy but also reduces end-to-end localization latency from minutes to seconds, demonstrating strong potential for real-world applications.

cs.SE

RePO: Understanding Preference Learning Through ReLU-Based Optimization

Aligning large language models (LLMs) with human preferences is critical for real-world deployment, yet existing methods like RLHF face computational and stability challenges. While DPO establishes an offline paradigm with single hyperparameter $β$, subsequent methods like SimPO reintroduce complexity through dual parameters ($β$, $γ$). We propose {ReLU-based Preference Optimization (RePO)}, a streamlined algorithm that eliminates $β$ via two advances: (1) retaining SimPO's reference-free margins but removing $β$ through gradient analysis, and (2) adopting a ReLU-based max-margin loss that naturally filters trivial pairs. Theoretically, RePO is characterized as SimPO's limiting case ($β\to \infty$), where the logistic weighting collapses to binary thresholding, forming a convex envelope of the 0-1 loss. Empirical results on AlpacaEval 2 and Arena-Hard show that RePO outperforms DPO and SimPO across multiple base models, requiring only one hyperparameter to tune.

cs.LG

What is Wrong with Perplexity for Long-context Language Modeling?

Handling long-context inputs is crucial for large language models (LLMs) in tasks such as extended conversations, document summarization, and many-shot in-context learning. While recent approaches have extended the context windows of LLMs and employed perplexity (PPL) as a standard evaluation metric, PPL has proven unreliable for assessing long-context capabilities. The underlying cause of this limitation has remained unclear. In this work, we provide a comprehensive explanation for this issue. We find that PPL overlooks key tokens, which are essential for long-context understanding, by averaging across all tokens and thereby obscuring the true performance of models in long-context scenarios. To address this, we propose \textbf{LongPPL}, a novel metric that focuses on key tokens by employing a long-short context contrastive method to identify them. Our experiments demonstrate that LongPPL strongly correlates with performance on various long-context benchmarks (e.g., Pearson correlation of -0.96), significantly outperforming traditional PPL in predictive accuracy. Additionally, we introduce \textbf{LongCE} (Long-context Cross-Entropy) loss, a re-weighting strategy for fine-tuning that prioritizes key tokens, leading to consistent improvements across diverse benchmarks. In summary, these contributions offer deeper insights into the limitations of PPL and present effective solutions for accurately evaluating and enhancing the long-context capabilities of LLMs. Code is available at https://github.com/PKU-ML/LongPPL.

cs.CL

AlphaDPO: Adaptive Reward Margin for Direct Preference Optimization

Aligning large language models (LLMs) with human values and intentions is crucial for their utility, honesty, and safety. Reinforcement learning from human feedback (RLHF) is a popular approach to achieve this alignment, but it faces challenges in computational efficiency and training stability. Recent methods like Direct Preference Optimization (DPO) and Simple Preference Optimization (SimPO) have proposed offline alternatives to RLHF, simplifying the process by reparameterizing the reward function. However, DPO depends on a potentially suboptimal reference model, and SimPO's assumption of a fixed target reward margin may lead to suboptimal decisions in diverse data settings. In this work, we propose $α$-DPO, an adaptive preference optimization algorithm designed to address these limitations by introducing a dynamic reward margin. Specifically, $α$-DPO employs an adaptive preference distribution, balancing the policy model and the reference model to achieve personalized reward margins. We provide theoretical guarantees for $α$-DPO, demonstrating its effectiveness as a surrogate optimization objective and its ability to balance alignment and diversity through KL divergence control. Empirical evaluations on AlpacaEval 2 and Arena-Hard show that $α$-DPO consistently outperforms DPO and SimPO across various model settings, establishing it as a robust approach for fine-tuning LLMs. Our method achieves significant improvements in win rates, highlighting its potential as a powerful tool for LLM alignment. The code is available at https://github.com/junkangwu/alpha-DPO

cs.LG

Provoking Multi-modal Few-Shot LVLM via Exploration-Exploitation In-Context Learning

In-context learning (ICL), a predominant trend in instruction learning, aims at enhancing the performance of large language models by providing clear task guidance and examples, improving their capability in task understanding and execution. This paper investigates ICL on Large Vision-Language Models (LVLMs) and explores the policies of multi-modal demonstration selection. Existing research efforts in ICL face significant challenges: First, they rely on pre-defined demonstrations or heuristic selecting strategies based on human intuition, which are usually inadequate for covering diverse task requirements, leading to sub-optimal solutions; Second, individually selecting each demonstration fails in modeling the interactions between them, resulting in information redundancy. Unlike these prevailing efforts, we propose a new exploration-exploitation reinforcement learning framework, which explores policies to fuse multi-modal information and adaptively select adequate demonstrations as an integrated whole. The framework allows LVLMs to optimize themselves by continually refining their demonstrations through self-exploration, enabling the ability to autonomously identify and generate the most effective selection policies for in-context learning. Experimental results verify the superior performance of our approach on four Visual Question-Answering (VQA) datasets, demonstrating its effectiveness in enhancing the generalization capability of few-shot LVLMs.

cs.CV

ToolCoder: A Systematic Code-Empowered Tool Learning Framework for Large Language Models

Tool learning has emerged as a crucial capability for large language models (LLMs) to solve complex real-world tasks through interaction with external tools. Existing approaches face significant challenges, including reliance on hand-crafted prompts, difficulty in multi-step planning, and lack of precise error diagnosis and reflection mechanisms. We propose ToolCoder, a novel framework that reformulates tool learning as a code generation task. Inspired by software engineering principles, ToolCoder transforms natural language queries into structured Python function scaffold and systematically breaks down tasks with descriptive comments, enabling LLMs to leverage coding paradigms for complex reasoning and planning. It then generates and executes function implementations to obtain final responses. Additionally, ToolCoder stores successfully executed functions in a repository to promote code reuse, while leveraging error traceback mechanisms for systematic debugging, optimizing both execution efficiency and robustness. Experiments demonstrate that ToolCoder achieves superior performance in task completion accuracy and execution reliability compared to existing approaches, establishing the effectiveness of code-centric approaches in tool learning.

cs.CL

Output Scaling: YingLong-Delayed Chain of Thought in a Large Pretrained Time Series Forecasting Model

We present a joint forecasting framework for time series prediction that contrasts with traditional direct or recursive methods. This framework achieves state-of-the-art performance for our designed foundation model, YingLong, and reveals a novel scaling effect: longer outputs significantly enhance model accuracy due to delayed chain-of-thought reasoning in our non-causal approach. YingLong is a non-causal, bidirectional attention encoder-only transformer trained through masked token recovery, aligning more effectively with language understanding tasks than with generation tasks. Additionally, we boost performance by tackling output variance with a multi-input ensemble. We release four foundation models ranging from 6M to 300M parameters, demonstrating superior results in zero-shot tasks on the ETT and Weather datasets. YingLong achieves more than 60% best performance. To ensure generalizability, we assessed the models using the GIFT-Eval benchmark, which comprises 23 time series datasets across 7 domains. Yinglong significantly outperformed the best time-series foundation models, end-to-end trained models by 14% and 44% in rank respectively.The pretrained 300M model is available at https://huggingface.co/qcw1314/YingLong_300m

cs.LG

Towards Robust Alignment of Language Models: Distributionally Robustifying Direct Preference Optimization

This study addresses the challenge of noise in training datasets for Direct Preference Optimization (DPO), a method for aligning Large Language Models (LLMs) with human preferences. We categorize noise into pointwise noise, which includes low-quality data points, and pairwise noise, which encompasses erroneous data pair associations that affect preference rankings. Utilizing Distributionally Robust Optimization (DRO), we enhance DPO's resilience to these types of noise. Our theoretical insights reveal that DPO inherently embeds DRO principles, conferring robustness to pointwise noise, with the regularization coefficient $β$ playing a critical role in its noise resistance. Extending this framework, we introduce Distributionally Robustifying DPO (Dr. DPO), which integrates pairwise robustness by optimizing against worst-case pairwise scenarios. The novel hyperparameter $β'$ in Dr. DPO allows for fine-tuned control over data pair reliability, providing a strategic balance between exploration and exploitation in noisy training environments. Empirical evaluations demonstrate that Dr. DPO substantially improves the quality of generated text and response accuracy in preference datasets, showcasing enhanced performance in both noisy and noise-free settings. The code is available at https://github.com/junkangwu/Dr_DPO.

cs.LG

Evaluation Report on MCP Servers

With the rise of LLMs, a large number of Model Context Protocol (MCP) services have emerged since the end of 2024. However, the effectiveness and efficiency of MCP servers have not been well studied. To study these questions, we propose an evaluation framework, called MCPBench. We selected several widely used MCP server and conducted an experimental evaluation on their accuracy, time, and token usage. Our experiments showed that the most effective MCP, Bing Web Search, achieved an accuracy of 64%. Importantly, we found that the accuracy of MCP servers can be substantially enhanced by involving declarative interface. This research paves the way for further investigations into optimized MCP implementations, ultimately leading to better AI-driven applications and data retrieval solutions.

cs.IR

Larger or Smaller Reward Margins to Select Preferences for Alignment?

Preference learning is critical for aligning large language models (LLMs) with human values, with the quality of preference datasets playing a crucial role in this process. While existing metrics primarily assess data quality based on either explicit or implicit reward margins, they often provide contradictory evaluations for the same data. To address this issue, we introduce the alignment potential metric, which quantifies the gap from the model's current implicit reward margin to the target explicit reward margin, thereby estimating the model's potential to align with the preference data. Empirical results demonstrate that training on data selected by this metric consistently enhances alignment performance, surpassing existing metrics across different base models and optimization objectives. Furthermore, our method extends to self-play data generation frameworks, where the metric is used to identify high-quality data within the self-generated content by LLMs. Under this data generation scenario, our method surpasses current state-of-the-art (SOTA) results across various training settings and demonstrates continuous improvements in alignment performance as dataset size and training iterations increase.

cs.LG

A Preview of XiYan-SQL: A Multi-Generator Ensemble Framework for Text-to-SQL

To tackle the challenges of large language model performance in natural language to SQL tasks, we introduce XiYan-SQL, an innovative framework that employs a multi-generator ensemble strategy to improve candidate generation. We introduce M-Schema, a semi-structured schema representation method designed to enhance the understanding of database structures. To enhance the quality and diversity of generated candidate SQL queries, XiYan-SQL integrates the significant potential of in-context learning (ICL) with the precise control of supervised fine-tuning. On one hand, we propose a series of training strategies to fine-tune models to generate high-quality candidates with diverse preferences. On the other hand, we implement the ICL approach with an example selection method based on named entity recognition to prevent overemphasis on entities. The refiner optimizes each candidate by correcting logical or syntactical errors. To address the challenge of identifying the best candidate, we fine-tune a selection model to distinguish nuances of candidate SQL queries. The experimental results on multiple dialect datasets demonstrate the robustness of XiYan-SQL in addressing challenges across different scenarios. Overall, our proposed XiYan-SQL achieves the state-of-the-art execution accuracy of 75.63% on Bird benchmark, 89.65% on the Spider test set, 69.86% on SQL-Eval, 41.20% on NL2GQL. The proposed framework not only enhances the quality and diversity of SQL queries but also outperforms previous methods.

cs.AI

MoMQ: Mixture-of-Experts Enhances Multi-Dialect Query Generation across Relational and Non-Relational Databases

The improvement in translating natural language to structured query language (SQL) can be attributed to the advancements in large language models (LLMs). Open-source LLMs, tailored for specific database dialects such as MySQL, have shown great performance. However, cloud service providers are looking for a unified database manager service (e.g., Cosmos DB from Azure, Amazon Aurora from AWS, Lindorm from AlibabaCloud) that can support multiple dialects. This requirement has led to the concept of multi-dialect query generation, which presents challenges to LLMs. These challenges include syntactic differences among dialects and imbalanced data distribution across multiple dialects. To tackle these challenges, we propose MoMQ, a novel Mixture-of-Experts-based multi-dialect query generation framework across both relational and non-relational databases. MoMQ employs a dialect expert group for each dialect and a multi-level routing strategy to handle dialect-specific knowledge, reducing interference during query generation. Additionally, a shared expert group is introduced to address data imbalance, facilitating the transfer of common knowledge from high-resource dialects to low-resource ones. Furthermore, we have developed a high-quality multi-dialect query generation benchmark that covers relational and non-relational databases such as MySQL, PostgreSQL, Cypher for Neo4j, and nGQL for NebulaGraph. Extensive experiments have shown that MoMQ performs effectively and robustly even in resource-imbalanced scenarios.

cs.CL

$β$-DPO: Direct Preference Optimization with Dynamic $β$

Direct Preference Optimization (DPO) has emerged as a compelling approach for training Large Language Models (LLMs) to adhere to human preferences. However, the performance of DPO is sensitive to the fine-tuning of its trade-off parameter $β$, as well as to the quality of the preference data. We analyze the impact of $β$ and data quality on DPO, uncovering that optimal $β$ values vary with the informativeness of pairwise data. Addressing the limitations of static $β$ values, we introduce a novel framework that dynamically calibrates $β$ at the batch level, informed by data quality considerations. Additionally, our method incorporates $β$-guided data filtering to safeguard against the influence of outliers. Through empirical evaluation, we demonstrate that our dynamic $β$ adjustment technique significantly improves DPO's performance across a range of models and datasets, offering a more robust and adaptable training paradigm for aligning LLMs with human feedback. The code is available at \url{https://github.com/junkangwu/beta-DPO}.

cs.AI

When to Trust LLMs: Aligning Confidence with Response Quality

Despite the success of large language models (LLMs) in natural language generation, much evidence shows that LLMs may produce incorrect or nonsensical text. This limitation highlights the importance of discerning when to trust LLMs, especially in safety-critical domains. Existing methods often express reliability by confidence level, however, their effectiveness is limited by the lack of objective guidance. To address this, we propose CONfidence-Quality-ORDer-preserving alignment approach (CONQORD), which leverages reinforcement learning guided by a tailored dual-component reward function. This function integrates quality reward and order-preserving alignment reward functions. Specifically, the order-preserving reward incentivizes the model to verbalize greater confidence for responses of higher quality to align the order of confidence and quality. Experiments demonstrate that CONQORD significantly improves the alignment performance between confidence and response accuracy, without causing over-cautious. Furthermore, the aligned confidence provided by CONQORD informs when to trust LLMs, and acts as a determinant for initiating the retrieval process of external knowledge. Aligning confidence with response quality ensures more transparent and reliable responses, providing better trustworthiness.

cs.CL

Semantic Alignment for Multimodal Large Language Models

Research on Multi-modal Large Language Models (MLLMs) towards the multi-image cross-modal instruction has received increasing attention and made significant progress, particularly in scenarios involving closely resembling images (e.g., change captioning). Existing MLLMs typically follow a two-step process in their pipelines: first, extracting visual tokens independently for each input image, and then aligning these visual tokens from different images with the Large Language Model (LLM) in its textual feature space. However, the independent extraction of visual tokens for each image may result in different semantics being prioritized for different images in the first step, leading to a lack of preservation of linking information among images for subsequent LLM analysis. This issue becomes more serious in scenarios where significant variations exist among the images (e.g., visual storytelling). To address this challenge, we introduce Semantic Alignment for Multi-modal large language models (SAM). By involving the bidirectional semantic guidance between different images in the visual-token extraction process, SAM aims to enhance the preservation of linking information for coherent analysis and align the semantics of different images before feeding them into LLM. As the test bed, we propose a large-scale dataset named MmLINK consisting of 69K samples. Different from most existing datasets for MLLMs fine-tuning, our MmLINK dataset comprises multi-modal instructions with significantly diverse images. Extensive experiments on the group captioning task and the storytelling task prove the effectiveness of our SAM model, surpassing the state-of-the-art methods by a large margin (+37% for group captioning and +22% for storytelling on CIDEr score). Project page: https://mccartney01.github.io/SAM.

cs.CV

Double-I Watermark: Protecting Model Copyright for LLM Fine-tuning

To support various applications, a prevalent and efficient approach for business owners is leveraging their valuable datasets to fine-tune a pre-trained LLM through the API provided by LLM owners or cloud servers. However, this process carries a substantial risk of model misuse, potentially resulting in severe economic consequences for business owners. Thus, safeguarding the copyright of these customized models during LLM fine-tuning has become an urgent practical requirement, but there are limited existing solutions to provide such protection. To tackle this pressing issue, we propose a novel watermarking approach named ``Double-I watermark''. Specifically, based on the instruct-tuning data, two types of backdoor data paradigms are introduced with trigger in the instruction and the input, respectively. By leveraging LLM's learning capability to incorporate customized backdoor samples into the dataset, the proposed approach effectively injects specific watermarking information into the customized model during fine-tuning, which makes it easy to inject and verify watermarks in commercial scenarios. We evaluate the proposed "Double-I watermark" under various fine-tuning methods, demonstrating its harmlessness, robustness, uniqueness, imperceptibility, and validity through both quantitative and qualitative analyses.

cs.CR