Searcharxiv⌕ Search

arXiv subjects

Jinyang Li

Publications and source records attributed to Jinyang Li.

At least 73 records · Page 4Linked to original sources

A Deep Reinforcement Learning Framework For Financial Portfolio Management

In this research paper, we investigate into a paper named "A Deep Reinforcement Learning Framework for the Financial Portfolio Management Problem" [arXiv:1706.10059]. It is a portfolio management problem which is solved by deep learning techniques. The original paper proposes a financial-model-free reinforcement learning framework, which consists of the Ensemble of Identical Independent Evaluators (EIIE) topology, a Portfolio-Vector Memory (PVM), an Online Stochastic Batch Learning (OSBL) scheme, and a fully exploiting and explicit reward function. Three different instants are used to realize this framework, namely a Convolutional Neural Network (CNN), a basic Recurrent Neural Network (RNN), and a Long Short-Term Memory (LSTM). The performance is then examined by comparing to a number of recently reviewed or published portfolio-selection strategies. We have successfully replicated their implementations and evaluations. Besides, we further apply this framework in the stock market, instead of the cryptocurrency market that the original paper uses. The experiment in the cryptocurrency market is consistent with the original paper, which achieve superior returns. But it doesn't perform as well when applied in the stock market.

q-fin.PM↗

Data-Algorithm-Architecture Co-Optimization for Fair Neural Networks on Skin Lesion Dataset

As Artificial Intelligence (AI) increasingly integrates into our daily lives, fairness has emerged as a critical concern, particularly in medical AI, where datasets often reflect inherent biases due to social factors like the underrepresentation of marginalized communities and socioeconomic barriers to data collection. Traditional approaches to mitigating these biases have focused on data augmentation and the development of fairness-aware training algorithms. However, this paper argues that the architecture of neural networks, a core component of Machine Learning (ML), plays a crucial role in ensuring fairness. We demonstrate that addressing fairness effectively requires a holistic approach that simultaneously considers data, algorithms, and architecture. Utilizing Automated ML (AutoML) technology, specifically Neural Architecture Search (NAS), we introduce a novel framework, BiaslessNAS, designed to achieve fair outcomes in analyzing skin lesion datasets. BiaslessNAS incorporates fairness considerations at every stage of the NAS process, leading to the identification of neural networks that are not only more accurate but also significantly fairer. Our experiments show that BiaslessNAS achieves a 2.55% increase in accuracy and a 65.50% improvement in fairness compared to traditional NAS methods, underscoring the importance of integrating fairness into neural network architecture for better outcomes in medical AI applications.

cs.LG↗

Sensitivity and Bandwidth of a Point-Source-Interferometry-based Inertial Measurement Unit Employing Large Momentum Transfer and Launched Atoms

We analyze theoretically the sensitivity of accelerometry and rotation sensing with a point source interferometer employing large momentum transfer (LMT) and present a design of an inertial measurement unit (IMU) that can measure rotation around and acceleration along each of the three axes. In this design, the launching technique is used to realize the LMT process without the need to physically change directions of the Raman pulses, thus significantly simplifying the apparatus. We also describe an explicit scheme for such an IMU.

quant-ph↗

Monolithic Multi-parameter Terahertz Nano-micro Detector Based on Plasmon Polariton Atomic Cavity

Terahertz signals hold significant potential for ultra-wideband communication and high-resolution radar, necessitating miniaturized detectors capable of multi-parameter detection of intensity, frequency, polarization, and phase. Conventional detectors cannot meet these requirements. Here, we propose plasmon polariton atomic cavities (PPAC) made from single-atom-thick graphene, demonstrating the monolithic multifunctional miniaturized detector. With a footprint one-tenth the incident wavelength, the detector offers benchmarking intensity-, frequency-, and polarization-sensitive detection, rapid response, and sub-diffraction spatial resolution, all operating at room temperature across 0.22 to 4.24 THz. We present the monolithic detection applications for free-space THz polarization-coded communication and stealth imaging of physical properties. These results showcase the PPAC's unique ability to achieve strong absorption and weak signal detection with a thickness of only 10^-5 of the excitation wavelength, which is inaccessible with other approaches.

physics.app-ph↗

Delving into the Trajectory Long-tail Distribution for Muti-object Tracking

Multiple Object Tracking (MOT) is a critical area within computer vision, with a broad spectrum of practical implementations. Current research has primarily focused on the development of tracking algorithms and enhancement of post-processing techniques. Yet, there has been a lack of thorough examination concerning the nature of tracking data it self. In this study, we pioneer an exploration into the distribution patterns of tracking data and identify a pronounced long-tail distribution issue within existing MOT datasets. We note a significant imbalance in the distribution of trajectory lengths across different pedestrians, a phenomenon we refer to as ``pedestrians trajectory long-tail distribution''. Addressing this challenge, we introduce a bespoke strategy designed to mitigate the effects of this skewed distribution. Specifically, we propose two data augmentation strategies, including Stationary Camera View Data Augmentation (SVA) and Dynamic Camera View Data Augmentation (DVA) , designed for viewpoint states and the Group Softmax (GS) module for Re-ID. SVA is to backtrack and predict the pedestrian trajectory of tail classes, and DVA is to use diffusion model to change the background of the scene. GS divides the pedestrians into unrelated groups and performs softmax operation on each group individually. Our proposed strategies can be integrated into numerous existing tracking systems, and extensive experimentation validates the efficacy of our method in reducing the influence of long-tail distribution on multi-object tracking performance. The code is available at https://github.com/chen-si-jia/Trajectory-Long-tail-Distribution-for-MOT.

cs.CV↗

Before Generation, Align it! A Novel and Effective Strategy for Mitigating Hallucinations in Text-to-SQL Generation

Large Language Models (LLMs) driven by In-Context Learning (ICL) have significantly improved the performance of text-to-SQL. Previous methods generally employ a two-stage reasoning framework, namely 1) schema linking and 2) logical synthesis, making the framework not only effective but also interpretable. Despite these advancements, the inherent bad nature of the generalization of LLMs often results in hallucinations, which limits the full potential of LLMs. In this work, we first identify and categorize the common types of hallucinations at each stage in text-to-SQL. We then introduce a novel strategy, Task Alignment (TA), designed to mitigate hallucinations at each stage. TA encourages LLMs to take advantage of experiences from similar tasks rather than starting the tasks from scratch. This can help LLMs reduce the burden of generalization, thereby mitigating hallucinations effectively. We further propose TA-SQL, a text-to-SQL framework based on this strategy. The experimental results and comprehensive analysis demonstrate the effectiveness and robustness of our framework. Specifically, it enhances the performance of the GPT-4 baseline by 21.23% relatively on BIRD dev and it yields significant improvements across six models and four mainstream, complex text-to-SQL benchmarks.

cs.CL↗

Towards a spatial cat state of a massive pendulum

We propose an experiment for constructing a spatial cat state of a suspended mirror with an order of $\mathcal{O}$(mg). The mirror is set at the center of two mirrors, creating two optical cavities and optical springs. The induced potential exhibits a double-well shape, and its deformation resembles a second-order phase transition as a function of laser power. We estimate an adiabatic condition for the ground state wave function to metamorphose from a localized state at the origin to a spatial cat state within the double-well potential, within a coherence time determined by mechanical and environmental noises. Our estimation suggests that such a construction is possible if we can provide an ultra-high finesse optical cavity with $F = 2.5 \times 10^5$ and a length of $0.3$ cm, along with a shot-noise-limited laser at $7.9$ nW. The necessary mechanical coherence time is approximately one second.

quant-ph↗

On the Efficiency and Robustness of Vibration-based Foundation Models for IoT Sensing: A Case Study

This paper demonstrates the potential of vibration-based Foundation Models (FMs), pre-trained with unlabeled sensing data, to improve the robustness of run-time inference in (a class of) IoT applications. A case study is presented featuring a vehicle classification application using acoustic and seismic sensing. The work is motivated by the success of foundation models in the areas of natural language processing and computer vision, leading to generalizations of the FM concept to other domains as well, where significant amounts of unlabeled data exist that can be used for self-supervised pre-training. One such domain is IoT applications. Foundation models for selected sensing modalities in the IoT domain can be pre-trained in an environment-agnostic fashion using available unlabeled sensor data and then fine-tuned to the deployment at hand using a small amount of labeled data. The paper shows that the pre-training/fine-tuning approach improves the robustness of downstream inference and facilitates adaptation to different environmental conditions. More specifically, we present a case study in a real-world setting to evaluate a simple (vibration-based) FM-like model, called FOCAL, demonstrating its superior robustness and adaptation, compared to conventional supervised deep neural networks (DNNs). We also demonstrate its superior convergence over supervised solutions. Our findings highlight the advantages of vibration-based FMs (and FM-inspired selfsupervised models in general) in terms of inference robustness, runtime efficiency, and model adaptation (via fine-tuning) in resource-limited IoT settings.

cs.LG↗

Tapilot-Crossing: Benchmarking and Evolving LLMs Towards Interactive Data Analysis Agents

Interactive Data Analysis, the collaboration between humans and LLM agents, enables real-time data exploration for informed decision-making. The challenges and costs of collecting realistic interactive logs for data analysis hinder the quantitative evaluation of Large Language Model (LLM) agents in this task. To mitigate this issue, we introduce Tapilot-Crossing, a new benchmark to evaluate LLM agents on interactive data analysis. Tapilot-Crossing contains 1024 interactions, covering 4 practical scenarios: Normal, Action, Private, and Private Action. Notably, Tapilot-Crossing is constructed by an economical multi-agent environment, Decision Company, with few human efforts. We evaluate popular and advanced LLM agents in Tapilot-Crossing, which underscores the challenges of interactive data analysis. Furthermore, we propose Adaptive Interaction Reflection (AIR), a self-generated reflection strategy that guides LLM agents to learn from successful history. Experiments demonstrate that Air can evolve LLMs into effective interactive data analysis agents, achieving a relative performance improvement of up to 44.5%.

cs.AI↗

QuApprox: A Framework for Benchmarking the Approximability of Variational Quantum Circuit

Most of the existing quantum neural network models, such as variational quantum circuits (VQCs), are limited in their ability to explore the non-linear relationships in input data. This gradually becomes the main obstacle for it to tackle realistic applications, such as natural language processing, medical image processing, and wireless communications. Recently, there have emerged research efforts that enable VQCs to perform non-linear operations. However, it is still unclear on the approximability of a given VQC (i.e., the order of non-linearity that can be handled by a specified design). In response to this issue, we developed an automated tool designed to benchmark the approximation of a given VQC. The proposed tool will generate a set of synthetic datasets with different orders of non-linearity and train the given VQC on these datasets to estimate their approximability. Our experiments benchmark VQCs with different designs, where we know their theoretic approximability. We then show that the proposed tool can precisely estimate the approximability, which is consistent with the theoretic value, indicating that the proposed tool can be used for benchmarking the approximability of a given quantum circuit for learning tasks.

quant-ph↗

Implementation of large momentum transfer without swapping the directions of the Raman beams

Large momentum transfer (LMT) is an important technique for magnifying the phase shift accumulated in an atom interferometer. Existing approaches to implement Raman-transition-based LMT all involve physically swapping the propagation directions of the two counterpropagating Raman beams repeatedly, which could significantly complicate the experimental system. Here, we demonstrate a simpler approach for Raman-transition-based LMT that does not involve a physical swap of the directions of the Raman beams. In this approach, both Raman beams are retroreflected, and a Doppler shift induced by a bias velocity of the atoms is used to separate the transition frequencies of the two pairs of counterpropagating Raman beams. Therefore, an effective swap of the directions of the Raman beams can be achieved by shifting the relative frequency between the two Raman beams from the resonant frequency of one pair of the Raman beams to that of the other pair. We demonstrate the use of this technique for LMT-augmented accelerometry using atoms released from a magneto-optic trap.

quant-ph↗

SudokuSens: Enhancing Deep Learning Robustness for IoT Sensing Applications using a Generative Approach

This paper introduces SudokuSens, a generative framework for automated generation of training data in machine-learning-based Internet-of-Things (IoT) applications, such that the generated synthetic data mimic experimental configurations not encountered during actual sensor data collection. The framework improves the robustness of resulting deep learning models, and is intended for IoT applications where data collection is expensive. The work is motivated by the fact that IoT time-series data entangle the signatures of observed objects with the confounding intrinsic properties of the surrounding environment and the dynamic environmental disturbances experienced. To incorporate sufficient diversity into the IoT training data, one therefore needs to consider a combinatorial explosion of training cases that are multiplicative in the number of objects considered and the possible environmental conditions in which such objects may be encountered. Our framework substantially reduces these multiplicative training needs. To decouple object signatures from environmental conditions, we employ a Conditional Variational Autoencoder (CVAE) that allows us to reduce data collection needs from multiplicative to (nearly) linear, while synthetically generating (data for) the missing conditions. To obtain robustness with respect to dynamic disturbances, a session-aware temporal contrastive learning approach is taken. Integrating the aforementioned two approaches, SudokuSens significantly improves the robustness of deep learning for IoT applications. We explore the degree to which SudokuSens benefits downstream inference tasks in different data sets and discuss conditions under which the approach is particularly effective.

cs.LG↗

SAMF: Small-Area-Aware Multi-focus Image Fusion for Object Detection

Existing multi-focus image fusion (MFIF) methods often fail to preserve the uncertain transition region and detect small focus areas within large defocused regions accurately. To address this issue, this study proposes a new small-area-aware MFIF algorithm for enhancing object detection capability. First, we enhance the pixel attributes within the small focus and boundary regions, which are subsequently combined with visual saliency detection to obtain the pre-fusion results used to discriminate the distribution of focused pixels. To accurately ensure pixel focus, we consider the source image as a combination of focused, defocused, and uncertain regions and propose a three-region segmentation strategy. Finally, we design an effective pixel selection rule to generate segmentation decision maps and obtain the final fusion results. Experiments demonstrated that the proposed method can accurately detect small and smooth focus areas while improving object detection performance, outperforming existing methods in both subjective and objective evaluations. The source code is available at https://github.com/ixilai/SAMF.

cs.CV↗

Can LLM Already Serve as A Database Interface? A BIg Bench for Large-Scale Database Grounded Text-to-SQLs

Text-to-SQL parsing, which aims at converting natural language instructions into executable SQLs, has gained increasing attention in recent years. In particular, Codex and ChatGPT have shown impressive results in this task. However, most of the prevalent benchmarks, i.e., Spider, and WikiSQL, focus on database schema with few rows of database contents leaving the gap between academic study and real-world applications. To mitigate this gap, we present Bird, a big benchmark for large-scale database grounded in text-to-SQL tasks, containing 12,751 pairs of text-to-SQL data and 95 databases with a total size of 33.4 GB, spanning 37 professional domains. Our emphasis on database values highlights the new challenges of dirty database contents, external knowledge between NL questions and database contents, and SQL efficiency, particularly in the context of massive databases. To solve these problems, text-to-SQL models must feature database value comprehension in addition to semantic parsing. The experimental results demonstrate the significance of database values in generating accurate text-to-SQLs for big databases. Furthermore, even the most effective text-to-SQL models, i.e. ChatGPT, only achieves 40.08% in execution accuracy, which is still far from the human result of 92.96%, proving that challenges still stand. Besides, we also provide an efficiency analysis to offer insights into generating text-to-efficient-SQLs that are beneficial to industries. We believe that BIRD will contribute to advancing real-world applications of text-to-SQL research. The leaderboard and source code are available: https://bird-bench.github.io/.

cs.CL↗

An Investigation of LLMs' Inefficacy in Understanding Converse Relations

Large Language Models (LLMs) have achieved remarkable success in many formal language oriented tasks, such as structural data-to-text and semantic parsing. However current benchmarks mostly follow the data distribution of the pre-training data of LLMs. Therefore, a natural question rises that do LLMs really understand the structured semantics of formal languages. In this paper, we investigate this problem on a special case, converse binary relation. We introduce a new benchmark ConvRe focusing on converse relations, which contains 17 relations and 1240 triples extracted from popular knowledge graph completion datasets. Our ConvRE features two tasks, Re2Text and Text2Re, which are formulated as multi-choice question answering to evaluate LLMs' ability to determine the matching between relations and associated text. For the evaluation protocol, apart from different prompting methods, we further introduce variants to the test text and few-shot example text. We conduct experiments on three popular LLM families and have observed various scaling trends. The results suggest that LLMs often resort to shortcut learning and still face challenges on our proposed benchmark.

cs.CL↗

Causal Document-Grounded Dialogue Pre-training

The goal of document-grounded dialogue (DocGD) is to generate a response by grounding the evidence in a supporting document in accordance with the dialogue context. This process involves four variables that are causally connected. Recently, task-specific pre-training has greatly boosted performances on many downstream tasks. Existing DocGD methods, however, continue to rely on general pre-trained language models without a specifically tailored pre-training approach that explicitly captures the causal relationships. To tackle this issue, we are the first to present a causally-complete dataset construction strategy for building million-level DocGD pre-training corpora. To better capture causality, we further propose a causally-perturbed pre-training strategy, which introduces causal perturbations on the variables and optimizes the overall causal effect. Experiments on three benchmark datasets demonstrate that our causal pre-training achieves considerable and consistent improvements under fully-supervised, low-resource, few-shot, and zero-shot settings.

cs.CL↗

FOCAL: Contrastive Learning for Multimodal Time-Series Sensing Signals in Factorized Orthogonal Latent Space

This paper proposes a novel contrastive learning framework, called FOCAL, for extracting comprehensive features from multimodal time-series sensing signals through self-supervised training. Existing multimodal contrastive frameworks mostly rely on the shared information between sensory modalities, but do not explicitly consider the exclusive modality information that could be critical to understanding the underlying sensing physics. Besides, contrastive frameworks for time series have not handled the temporal information locality appropriately. FOCAL solves these challenges by making the following contributions: First, given multimodal time series, it encodes each modality into a factorized latent space consisting of shared features and private features that are orthogonal to each other. The shared space emphasizes feature patterns consistent across sensory modalities through a modal-matching objective. In contrast, the private space extracts modality-exclusive information through a transformation-invariant objective. Second, we propose a temporal structural constraint for modality features, such that the average distance between temporally neighboring samples is no larger than that of temporally distant samples. Extensive evaluations are performed on four multimodal sensing datasets with two backbone encoders and two classifiers to demonstrate the superiority of FOCAL. It consistently outperforms the state-of-the-art baselines in downstream tasks with a clear margin, under different ratios of available labels. The code and self-collected dataset are available at https://github.com/tomoyoshki/focal.

cs.AI↗

QuMoS: A Framework for Preserving Security of Quantum Machine Learning Model

Security has always been a critical issue in machine learning (ML) applications. Due to the high cost of model training -- such as collecting relevant samples, labeling data, and consuming computing power -- model-stealing attack is one of the most fundamental but vitally important issues. When it comes to quantum computing, such a quantum machine learning (QML) model-stealing attack also exists and is even more severe because the traditional encryption method, such as homomorphic encryption can hardly be directly applied to quantum computation. On the other hand, due to the limited quantum computing resources, the monetary cost of training QML model can be even higher than classical ones in the near term. Therefore, a well-tuned QML model developed by a third-party company can be delegated to a quantum cloud provider as a service to be used by ordinary users. In this case, the QML model will likely be leaked if the cloud provider is under attack. To address such a problem, we propose a novel framework, namely QuMoS, to preserve model security. We propose to divide the complete QML model into multiple parts and distribute them to multiple physically isolated quantum cloud providers for execution. As such, even if the adversary in a single provider can obtain a partial model, it does not have sufficient information to retrieve the complete model. Although promising, we observed that an arbitrary model design under distributed settings cannot provide model security. We further developed a reinforcement learning-based security engine, which can automatically optimize the model design under the distributed setting, such that a good trade-off between model performance and security can be made. Experimental results on four datasets show that the model design proposed by QuMoS can achieve competitive performance while providing the highest security than the baselines.

quant-ph↗