Searcharxiv⌕ Search

arXiv subjects

Jinyi Yang

Publications and source records attributed to Jinyi Yang.

At least 109 records · Page 6Linked to original sources
arXiv2023

Measuring the photo-ionization rate, neutral fraction and mean free path of HI ionizing photons at $4.9 \leq z \leq 6.0$ from a large sample of XShooter and ESI spectra

We measure the mean free path ($λ_{\rm mfp,HI}$), photo-ionization rate ($\langle Γ_{\rm HI} \rangle$) and neutral fraction ($\langle f_{\rm HI} \rangle$) of hydrogen in 12 redshift bins at $4.85<z<6.05$ from a large sample of moderate resolution XShooter and ESI QSO absorption spectra. The fluctuations in ionizing radiation field are modeled by post-processing simulations from the Sherwood suite using our new code "EXtended reionization based on the Code for Ionization and Temperature Evolution" (EX-CITE). EX-CITE uses efficient Octree summation for computing intergalactic medium attenuation and can generate large number of high resolution $Γ_{\rm HI}$ fluctuation models. Our simulation with EX-CITE shows remarkable agreement with simulations performed with the radiative transfer code Aton and can recover the simulated parameters within $1σ$ uncertainty. We measure the three parameters by forward-modeling the Ly$α$ forest and comparing the effective optical depth ($τ_{\rm eff, HI}$) distribution in simulations and observations. The final uncertainties in our measured parameters account for the uncertainties due to thermal parameters, modeling parameters, observational systematics and cosmic variance. Our best fit parameters show significant evolution with redshift such that $λ_{\rm mfp,HI}$ and $\langle f_{\rm HI} \rangle$ decreases and increases by a factor $\sim 6$ and $\sim 10^{4}$, respectively from $z \sim 5$ to $z \sim 6$. By comparing our $λ_{\rm mfp,HI}$, $\langle Γ_{\rm HI} \rangle$ and $\langle f_{\rm HI} \rangle$ evolution with that in state-of-the-art Aton radiative transfer simulations and the Thesan and CoDa-III simulations, we find that our best fit parameter evolution is consistent with a model in which reionization completes by $z \sim 5.2$.

astro-ph.CO↗
arXiv2023

First measurement of the Mg II forest correlation function in the Epoch of Reionization

In the process of producing the roughly three ionizing photons per atom required to reionize the IGM, the same massive stars explode and eject metals into their surroundings. While the overly sensitive Lya transition makes Gunn-Peterson absorption of background quasar light an ineffective probe of reionization at z > 6, strong low-ionization transitions like the MgII doublet will give rise to a detectable "metal-line forest", if metals pollute the neutral IGM. We measure the auto-correlation of the MgII forest transmission using a sample of ten ground based z >= 6.80 quasar spectra probing the redshift range 5.96 < z_MgII < 7.42 (z_MgII,median = 6.47). The correlation function exhibits strong small-scale clustering and a pronounced peak at the doublet velocity (768 km/s) arising from strong absorbers in the CGM of galaxies. After these strong absorbers are identified and masked the signal is consistent with noise. Our measurements are compared to a suite of models generated by combining a large hydrodynamical simulation with a semi-numerical reionization topology, assuming a simple uniform enrichment model. We obtain a 95% credibility upper limit of [Mg/H] < -3.73 at z_MgII,median = 6.47, assuming uninformative priors on [Mg/H] and the IGM neutral fraction x_HI. Splitting the data into low-z (5.96 < z_MgII < 6.47; z_MgII,median = 6.235) and high-z (6.47 < z_MgII < 7.42; z_MgII,median = 6.72) subsamples again yields null-detections and 95% upper limits of [Mg/H] < -3.75 and [Mg/H] < -3.45, respectively. These first measurements set the stage for an approved JWST Cycle 2 program (GO 3526) targeting a similar number of quasars that will be an order of magnitude more sensitive, making the Mgii forest an emerging powerful tool to deliver precision constraints on the reionization and enrichment history of the Universe.

astro-ph.CO↗
arXiv2023

Predicting the Yields of $z$ > 6.5 Quasar Surveys in the Era of Roman and Rubin

Around 70 $z>6.5$ luminous quasars have been discovered, strongly biased toward the bright end, thus not providing a comprehensive view on quasar abundance beyond cosmic dawn. We present the predicted results of Roman/Rubin high-redshift quasar survey, yielding 3 times more, $2-4$ magnitudes deeper quasar samples, probing high-redshift quasars across broad range of luminosities, especially faint quasars at $L_\mathrm{bol}\sim 10^{10}\;L_{\odot}$ or $M_\mathrm{1450} \sim-22$ that are currently poorly explored. We include high-$z$ quasars, galactic dwarfs and low-$z$ compact galaxies with similar colors as quasar candidates. We create mock catalogs based on population models to evaluate selection completeness and efficiency. We utilize classical color dropout method in $z$ and $Y$ bands to select primary quasar candidates, followed up with Bayesian selection method to identify quasars. We show that overall selection completeness $> 80\%$ and efficiency $\sim 10\%$ at $6.5 6.5$, 20 at $z > 7.5$ and 2 at $z > 8.5$. The quasar yields depend sensitively on the assumed quasar luminosity shape and redshift evolution. Brown dwarf rejection through proper motion up to 50$\%$ can be made for stars brighter than 25 mag, low-$z$ galaxies dominate at fainter magnitude. Our results show that Roman/Rubin are able to discover a statistical sample of the earliest and faintest quasars in the Universe. The new valuable datasets worth follow up studies with James Webb Space Telescope and Extremely Large Telescopes, to determine quasar luminosity function faint end slope and constraint the supermassive black holes growth in the early Universe.

astro-ph.GA↗
arXiv2023

Probing Ultra-late Reionization: Direct Measurements of the Mean Free Path over $5<z<6$

The mean free path of ionizing photons, $λ_{\rm mfp}$, is a critical parameter for modeling the intergalactic medium (IGM) both during and after reionization. We present direct measurements of $λ_{\rm mfp}$ from QSO spectra over the redshift range $5<z<6$, including the first measurements at $z\simeq5.3$ and 5.6. Our sample includes data from the XQR-30 VLT large program, as well as new Keck/ESI observations of QSOs near $z \sim 5.5$, for which we also acquire new [C II] 158$μ$m redshifts with ALMA. By measuring the Lyman continuum transmission profile in stacked QSO spectra, we find $λ_{\rm mfp} = 9.33_{-1.80}^{+2.06}$, $5.40_{-1.40}^{+1.47}$, $3.31_{-1.34}^{+2.74}$, and $0.81_{-0.48}^{+0.73}$ pMpc at $z=5.08$, 5.31, 5.65, and 5.93, respectively. Our results demonstrate that $λ_{\rm mfp}$ increases steadily and rapidly with time over $5<z<6$. Notably, we find that $λ_{\rm mfp}$ deviates significantly from predictions based on a fully ionized and relaxed IGM as late as $z=5.3$. By comparing our results to model predictions and indirect $λ_{\rm mfp}$ constraints based on IGM Ly$α$ opacity, we find that the $λ_{\rm mfp}$ evolution is consistent with scenarios wherein the IGM is still undergoing reionization and/or retains large fluctuations in the ionizing UV background well below redshift six.

astro-ph.CO↗
arXiv2023

Detection of stellar light from quasar host galaxies at redshifts above 6

The detection of starlight from the host galaxies of quasars during the reionization epoch ($z>6$) has been elusive, even with deep HST observations. The current highest redshift quasar host detected, at $z=4.5$, required the magnifying effect of a foreground lensing galaxy. Low-luminosity quasars from the Hyper Suprime-Cam Subaru Strategic Program (HSC-SSP) mitigate the challenge of detecting their underlying, previously-undetected host galaxies. Here we report rest-frame optical images and spectroscopy of two HSC-SSP quasars at $z>6$ with JWST. Using NIRCam imaging at 3.6$μ$m and 1.5$μ$m and subtracting the light from the unresolved quasars, we find that the host galaxies are massive (stellar masses of $13\times$ and $3.4\times$ $10^{10}$ M$_{\odot}$, respectively), compact, and disk-like. NIRSpec medium-resolution spectroscopy shows stellar absorption lines in the more massive quasar, confirming the detection of the host. Velocity-broadened gas in the vicinity of these quasars enables measurements of their black hole masses ($1.4\times 10^9$ and $2.0\times$ $10^{8}$ M$_{\odot}$, respectively). Their location in the black hole mass - stellar mass plane is consistent with the distribution at low redshift, suggesting that the relation between black holes and their host galaxies was already in place less than a billion years after the Big Bang.

astro-ph.GA↗
arXiv2023

Astrometric Calibration of the Beijing$-$Arizona Sky Survey

We present the astrometric calibration of the Beijing-Arizona Sky Survey (BASS). The BASS astrometry was tied to the International Celestial Reference Frame via the \emph{Gaia} Data Release 2 reference catalog. For effects that were stable throughout the BASS observations, including differential chromatic refraction and the low charge transfer efficiency of the CCD, we corrected for these effects at the raw image coordinates. Fourth-order polynomial intermediate longitudinal and latitudinal corrections were used to remove optical distortions. The comparison with the \emph{Gaia} catalog shows that the systematic errors, depending on color or magnitude, are less than 2 milliarcseconds (mas). The position systematic error is estimated to be about $-0.01\pm0.7$ mas in the region between 30 and 60 degrees of declination and up to $-0.07 \pm 0.9$ mas in the region north of declination 60 degrees.

astro-ph.IM↗
arXiv2023

A SPectroscopic survey of biased halos In the Reionization Era (ASPIRE): A First Look at the Rest-frame Optical Spectra of $z > 6.5$ Quasars Using JWST

Studies of rest-frame optical emission in quasars at $z>6$ have historically been limited by the wavelengths accessible by ground-based telescopes. The James Webb Space Telescope (JWST) now offers the opportunity to probe this emission deep into the reionization epoch. We report the observations of eight quasars at $z>6.5$ using the JWST/NIRCam Wide Field Slitless Spectroscopy, as a part of the ''A SPectroscopic survey of biased halos In the Reionization Era (ASPIRE)" program. Our JWST spectra cover the quasars' emission between rest frame $\sim$ 4100 and 5100 Å. The profiles of these quasars' broad H$β$ emission lines span a FWHM from 3000 to 6000 $\rm{km~s^{-1}}$. The H$β$-based virial black hole (BH) masses, ranging from 0.6 to 2.1 billion solar masses, are generally consistent with their MgII-based BH masses. The new measurements based on the more reliable H$β$ tracer thus confirm the existence of billion solar-mass BHs in the reionization epoch. In the observed [OIII] $λλ$4960,5008 doublets of these luminous quasars, broad components are more common than narrow core components ($\le~1200~\rm{km~s^{-1}}$), and only one quasar shows stronger narrow components than broad. Two quasars exhibit significantly broad and blueshifted [OIII] emission, thought to trace galactic-scale outflows, with median velocities of $-610~\rm{km~s^{-1}}$ and $-1430~\rm{km~s^{-1}}$ relative to the [CII] $158\,μ$m line. All eight quasars show strong optical FeII emission, and follow the Eigenvector 1 relations defined by low-redshift quasars. The entire ASPIRE program will eventually cover 25 quasars and provide a statistical sample for the studies of the BHs and quasar spectral properties.

astro-ph.GA↗
arXiv2023

A SPectroscopic survey of biased halos In the Reionization Era (ASPIRE): JWST Reveals a Filamentary Structure around a z=6.61 Quasar

We present the first results from the JWST ASPIRE program (A SPectroscopic survey of biased halos In the Reionization Era). This program represents an imaging and spectroscopic survey of 25 reionization-era quasars and their environments by utilizing the unprecedented capabilities of NIRCam Wide Field Slitless Spectroscopy (WFSS) mode. ASPIRE will deliver the largest ($\sim280~{\rm arcmin}^2$) galaxy redshift survey at 3-4 $μ$m among JWST Cycle-1 programs and provide extensive legacy values for studying the formation of the earliest supermassive black holes (SMBHs), the assembly of galaxies, early metal enrichment, and cosmic reionization. In this first ASPIRE paper, we report the discovery of a filamentary structure traced by the luminous quasar J0305-3150 and ten [OIII] emitters at $z=6.6$. This structure has a 3D galaxy overdensity of $δ_{\rm gal}=12.6$ over 637 cMpc$^3$, one of the most overdense structures known in the early universe, and could eventually evolve into a massive galaxy cluster. Together with existing VLT/MUSE and ALMA observations of this field, our JWST observations reveal that J0305-3150 traces a complex environment where both UV-bright and dusty galaxies are present, and indicate that the early evolution of galaxies around the quasar is not simultaneous. In addition, we discovered 31 [OIII] emitters in this field at other redshifts, $5.3<z<6.7$, with half of them situated at $z\sim5.4$ and $z\sim6.2$. This indicates that star-forming galaxies, such as [OIII] emitters, are generally clustered at high redshifts. These discoveries demonstrate the unparalleled redshift survey capabilities of NIRCam WFSS and the potential of the full ASPIRE survey dataset.

astro-ph.GA↗
arXiv2023

TRINITY II: The Luminosity-dependent Bias of the Supermassive Black Hole Mass--Galaxy Mass Relation for Bright Quasars at $z=6$

Using recent empirical constraints on the dark matter halo--galaxy--supermassive black hole (SMBH) connection from $z=0-7$, we infer how undermassive, typical, and overmassive SMBHs contribute to the quasar luminosity function (QLF) at $z=6$. We find that beyond $L_\mathrm{bol} = 5 \times 10^{46}$ erg/s, the $z=6$ QLF is dominated by SMBHs that are at least 0.3 dex above the $z=6$ median $M_\bullet-M_*$ relation. The QLF is dominated by typical SMBHs (i.e., within $\pm 0.3$ dex around the $M_\bullet-M_*$ relation) at $L_\mathrm{bol} \lesssim 10^{45}$ erg/s. At $z\sim 6$, the intrinsic $M_\bullet-M_*$ relation for all SMBHs is slightly steeper than the $z=0$ scaling, with a similar normalization at $M_* \sim 10^{11} M_\odot$. We also predict the $M_\bullet-M_*$ relation for $z=6$ bright quasars selected by different bolometric luminosity thresholds, finding very good agreement with observations. For quasars with $L_\mathrm{bol} > 3 \times 10^{46}$ ($10^{48}$) erg/s, the scaling relation is shifted upwards by $\sim0.35$ (1.0) dex for $10^{11} M_\odot$ galaxies. To accurately measure the intrinsic $M_\bullet-M_*$ relation, it is essential to include fainter quasars with $L_\mathrm{bol} \lesssim 10^{45}$ erg/s. At high redshifts, low-luminosity quasars are thus the best targets for understanding typical formation paths for SMBHs in galaxies.

astro-ph.GA↗
arXiv2023

A Survey for High-redshift Gravitationally Lensed Quasars and Close Quasars Pairs. I. the Discoveries of an Intermediately-lensed Quasar and a Kpc-scale Quasar Pair at $z\sim5$

We present the first results from a new survey for high-redshift $(z\gtrsim5)$ gravitationally lensed quasars and close quasar pairs. We carry out candidate selection based on the colors and shapes of objects in public imaging surveys, then conduct follow-up observations to confirm the nature of high-priority candidates. In this paper, we report the discoveries of J0025--0145 ($z=5.07$) which we identify as an {intermediately-lensed quasar, and J2329--0522 ($z=4.85$) which is a kpc-scale close quasar pair. The {\em Hubble Space Telescope (HST)} image of J0025--0145 shows a foreground lensing galaxy located $0\farcs6$ away from the quasar. However, J0025--0145 does not exhibit multiple lensed images of the quasar, and we identify J0025--0145 as an intermediate lensing system (a lensing system that is not multiply imaged but has a significant magnification). The spectrum of J0025--0145 implies an extreme Eddington ratio if the quasar luminosity is intrinsic, which could be explained by a large lensing magnification. The {\em HST} image of J0025--0145 also indicates a tentative detection of the quasar host galaxy in rest-frame UV, illustrating the power of lensing magnification and distortion in studies of high-redshift quasar host galaxies. J2329--0522 consists of two resolved components with significantly different spectral properties, and a lack of lensing galaxy detection under sub-arcsecond seeing. We identify it as a close quasar pair, which is the highest confirmed kpc-scale quasar pair to date. We also report four lensed quasars and quasar pairs at $2<z<4$, and discuss possible improvements to our survey strategy.

astro-ph.GA↗
arXiv2023

ALMA Confirmation of an Obscured Hyperluminous Radio-Loud AGN at $z=6.853$ Associated with a Dusty Starburst in the 1.5 deg$^2$ COSMOS Field

We present band 6 ALMA observations of a heavily-obscured radio-loud ($L_{1.4\ \mathrm{GHz}}=10^{25.4}$ W Hz$^{-1}$) AGN candidate at $z_\mathrm{phot}=6.83\pm0.06$ found in the 1.5 deg$^2$ COSMOS field. The ALMA data reveal detections of exceptionally strong [CII]158$μ$m ($z_\mathrm{[CII]}=6.8532$) and underlying dust continuum emission from this object (COS-87259), where the [CII] line luminosity, line width, and 158$μ$m continuum luminosity are comparable to that seen from $z\sim7$ sub-mm galaxies and quasar hosts. The 158$μ$m continuum detection suggests a total infrared luminosity of $9\times10^{12}$ $L_\odot$ with corresponding very large obscured star formation rate (1300 $M_\odot$/yr) and dust mass ($2\times10^9$ $M_\odot$). The strong break seen between the VIRCam and IRAC photometry perhaps suggests that COS-87259 is an extremely massive reionization era galaxy with $M_\ast\approx1.7\times10^{11}$ $M_\odot$. Moreover, the MIPS, PACS, and SPIRE detections imply that this object harbors an AGN that is heavily obscured ($τ_{_{\mathrm{9.7μm}}}=2.3$) with a bolometric luminosity of approximately $5\times10^{13}$ $L_\odot$. Such a very high AGN luminosity suggests this object is powered by an $\approx$1.6 $\times$ 10$^9$ $M_\odot$ black hole if accreting near the Eddington limit, and is effectively a highly-obscured version of an extremely UV-luminous ($M_{1450}\approx-27.3$) $z\sim7$ quasar. Notably, these $z\sim7$ quasars are an exceedingly rare population ($\sim$0.001 deg$^{-2}$) while COS-87259 was identified over a relatively small field. Future very wide-area surveys with, e.g., Roman and Euclid have the potential to identify many more extremely red yet UV-bright $z\gtrsim7$ objects similar to COS-87259, providing richer insight into the occurrence of intense obscured star formation and supermassive black hole growth among this population.

astro-ph.GA↗
arXiv2023

The XQR-30 Metal Absorber Catalog: 778 Absorption Systems Spanning 2 < z < 6.5

Intervening metal absorption lines in the spectra of z > 6 quasars are fundamental probes of the ionization state and chemical composition of circumgalactic and intergalactic gas near the end of the reionization epoch. Large absorber samples are required to robustly measure typical absorber properties and to refine models of the synthesis, transport, and ionization of metals in the early Universe. The "Ultimate XSHOOTER legacy survey of quasars at z~5.8-6.6" (XQR-30) has obtained high signal-to-noise spectra of 30 luminous quasars, nearly quadrupling the existing sample of 12 high quality z~6 quasar spectra. We use this unprecedented sample to construct a catalog of 778 systems showing absorption in one or more of MgII (360 systems), FeII (184), CII (46), CIV (479), SiIV (127), and NV (13) which span 2 < z < 6.5. This catalog significantly expands on existing samples of z > 5 absorbers, especially for CIV and SiIV which are important probes of the ionizing photon background at high redshift. The sample is 50% (90%) complete for rest-frame equivalent widths W > 0.03AA (0.09AA). We publicly release the absorber catalog along with completeness statistics and a Python script to compute the absorption search path for different ions and redshift ranges. This dataset is a key legacy resource for studies of enriched gas from the era of galaxy assembly to cosmic noon, and paves the way for even higher redshift studies with the James Webb Space Telescope and 30m-class telescopes.

astro-ph.GA↗
arXiv2022

The Identification of a Dusty Multiarm Spiral Galaxy at $z=3.06$ with JWST and ALMA

Spiral arms serve crucial purposes in star formation and galaxy evolution. In this paper, we report the identification of A2744-DSG-$z3$, a dusty, multiarm spiral galaxy at $z=3.059$ using the James Webb Space Telescope (JWST) NIRISS imaging and grism spectroscopy. A2744-DSG-$z3$ was discovered as a gravitationally lensed sub-millimeter galaxy with ALMA. This is the most distant stellar spiral structure seen thus far, consistent with cosmological simulations which suggest $z\approx3$ as the epoch when spirals emerge. Thanks to the gravitational lensing and excellent spatial resolution of JWST, the spiral arms are resolved with a spatial resolution of $\approx290$\,pc. Based on SED fitting, the spiral galaxy has a de-lensed star formation rate of $85\pm30 \ M_{\odot}$ yr$^{-1}$, and a stellar mass of $\approx10^{10.6}\ M_{\odot}$, indicating that A2744-DSG-$z3$ is a main-sequence galaxy. After fitting the spiral arms, we find a stellar effective radius ($R_{e, \rm{star}}$) of $5.0\pm1.5$ kpc. Combing with ALMA measurements, we find that the effective radii ratio between dust and stars is $\approx0.4$, similar to {those} of massive SFGs at $z\sim2$, indicating a compact dusty core in A2744-DSG-$z3$. Moreover, this galaxy appears to be living in a group environment: including A2744-DSG-$z3$, at least three galaxies at $z=3.05 - 3.06$ {are} spectroscopically confirmed by JWST/NIRISS and ALMA, residing within a lensing-corrected projected scale of $\approx 70$ kpc. This, along with the asymmetric brightness profile, further suggests that the spiral arms may be triggered by minor merger events at $z\gtrsim3$.

astro-ph.GA↗
arXiv2022

High-$z$ Quasar Candidate Archive: A Spectroscopic Catalog of Quasars and Contaminants in Various Quasar Searches

We present the high-$z$ quasar candidate archive (HzQCA), summarizing the spectroscopic observations of 174 $z\gtrsim5$ quasar candidates using Keck/LRIS, Keck/MOSFIRE, and Keck/NIRES. We identify 7 candidates as $z\sim 6$ quasars 3 of them newly reported here, and 51 candidates as brown dwarfs. In the remaining sources, 74 candidates are unlikely to be quasars; 2 sources are inconclusive; the others could not be fully reduced or extracted. Based on the classifications we investigate the distributions of quasars and contaminants in color space with photometry measurements from DELS ($z$), VIKING/UKIDSS ($YJHK_s$/$YJHK$), and un\textit{WISE} ($W1W2$). We find that the identified brown dwarfs are not fully consistent with the empirical brown dwarf model that is commonly used in quasar candidate selection methods. To refine spectroscopic confirmation strategies, we simulate synthetic spectroscopy of high-$z$ quasars and contaminants for all three instruments. The simulations utilize the spectroscopic data in HzQCA. We predict the required exposure times for quasar confirmation and propose and optimal strategy for spectroscopic follow-up observations. For example, we demonstrate that we can identify a $m_J=21.5$ at $z=7.6$ or a $m_J=23.0$ at $z=7.0$ within 15\,min of exposure time with LRIS. With the publication of the HzQCA we aim to provide guidance for future quasar surveys and candidate classification.

astro-ph.GA↗
arXiv2022

(Nearly) Model-Independent Constraints on the Neutral Hydrogen Fraction in the Intergalactic Medium at $z\sim 5-7$ Using Dark Pixel Fractions in Ly$α$ and Ly$β$ Forests

Cosmic reionization was the last major phase transition of hydrogen from neutral to highly ionized in the intergalactic medium (IGM). Current observations show that the IGM is significantly neutral at $z>7$, and largely ionized by $z\sim5.5$. However, most methods to measure the IGM neutral fraction are highly model-dependent, and are limited to when the volume-averaged neutral fraction of the IGM is either relatively low ($\bar{x}_{\rm HI} \lesssim 10^{-3}$) or close to unity ($\bar{x}_{\rm HI}\sim 1$). In particular, the neutral fraction evolution of the IGM at the critical redshift range of $z=6-7$ is poorly constrained. We present new constraints on $\bar{x}_{\rm HI}$ at $z\sim5.1-6.8$, by analyzing deep optical spectra of $53$ quasars at $5.73 6.1$ are consistent with the redshift evolution of the neutral fraction of the IGM derived from the Planck 2018.

astro-ph.CO↗
arXiv2022

Demographics of z ~ 6 Quasars in the Black Hole Mass-Luminosity Plane

We study the demographics of z ~ 6 broad-line quasars in the black hole (BH) mass-luminosity plane using a sample of more than 100 quasars at 5.7 < z < 6.5. These quasars have well quantified selection functions and nearly one third of them also have virial BH masses estimated from near-IR spectroscopy. We use forward modeling of parameterized intrinsic distributions of BH masses and Eddington ratios, and account for the sample flux limits and measurement uncertainties of the BH masses and luminosities. We find significant differences between the intrinsic and observed distributions of the quantities due to measurement uncertainties and sample flux limits. There is also marginal evidence that the virial BH masses are susceptible to a positive luminosity-dependent bias (BH mass is overestimated when luminosity is above the average), and that the mean Eddington ratio increases with BH mass. Our models provide reliable constraints on the z ~ 6 black hole mass function at M_BH > 10^8.5 M_Sun, with a median 1-sigma uncertainty of ~0.5 dex in abundance. The intrinsic Eddington ratio distribution of M_BH > 10^8.5 M_Sun quasars can be approximated by a mass-dependent Schechter model, with a broad peak around log(L_bol/L_Edd}) ~ -0.9. We also find that, at 4.5 < z < 6, the number densities of more massive BHs tend to decline more rapidly with increasing redshift, contrary to the trend at 2.5 < z < 4.5 reported previously.

astro-ph.GA↗
arXiv2022

The X-shooter/ALMA Sample of Quasars in the Epoch of Reionization. II. Black Hole Masses, Eddington Ratios, and the Formation of the First Quasars

We present measurements of black hole masses and Eddington ratios for a sample of 38 bright (M$_{1450}$ < -24.4 mag) quasars at 5.8 < z < 7.5, derived from VLT/X-shooter near-IR spectroscopy of their broad CIV and MgII emission lines. The black hole masses (on average M$_{BH}$ ~ 4.6 x 10$^9$ M$_{\odot}$) and accretion rates (with Eddington ratios ranging between 0.1 and 1.0) are broadly consistent with that of similarly luminous 0.3 < z < 2.3 quasars, but there is evidence for a mild increase in the median Eddington ratio going towards z > 6. Combined with deep ALMA observations of the [CII] 158 $μ$m line from the quasar host galaxies and VLT/MUSE investigations of the extended Ly$α$ halos, this study provides fundamental clues to models of the formation and growth of the first massive galaxies and black holes. Compared to local scaling relations, z > 5.7 black holes appear to be over-massive with respect to their host galaxies, and their accretion properties do not change with host galaxy morphology. Under the assumption that the kinematics of the T ~ 10$^4$ K gas, traced by the extended Ly$α$ halos, are dominated by the gravitational potential of the dark matter halo, we report a similar relation between the black hole mass and circular velocity to the one reported for z ~ 0 galaxies. These results paint a picture where the first supermassive black holes reside in massive halos at z > 6 and lead the first stages of galaxy formation by rapidly growing in mass with a duty cycle of order unity. However, this duty cycle needs to drastically drop towards lower redshifts, while the host galaxies continue forming stars at a rate of hundreds of solar masses per year, sustained by the large reservoirs of cool gas surrounding them.

astro-ph.GA↗
arXiv2022

Trinity I: Self-Consistently Modeling the Dark Matter Halo-Galaxy-Supermassive Black Hole Connection from $z=0-10$

We present Trinity, a flexible empirical model that self-consistently infers the statistical connection between dark matter haloes, galaxies, and supermassive black holes (SMBHs). Trinity is constrained by galaxy observables from $0<z<10$ (galaxies' stellar mass functions, specific and cosmic SFRs, quenched fractions, and UV luminosity functions) and SMBH observables from $0<z<6.5$ (quasar luminosity functions, quasar probability distribution functions, active black hole mass functions, local SMBH mass--bulge mass relations, and the observed SMBH mass distributions of high redshift bright quasars). The model includes full treatment of observational systematics (e.g., AGN obscuration and errors in stellar masses). From these data, Trinity infers the average SMBH mass, SMBH accretion rate, merger rate, and Eddington ratio distribution as functions of halo mass, galaxy stellar mass, and redshift. Key findings include: 1) the normalization and the slope of the SMBH mass--bulge mass relation increases mildly from $z=0$ to $z=10$; 2) The best-fitting AGN radiative$+$kinetic efficiency is $\sim 0.05-0.06$, but can range from $\sim 0.035-0.07$ with alternative input assumptions; 3) AGNs show downsizing, i.e., the Eddington ratios of more massive SMBHs start to decrease earlier than those of lower-mass objects; 4) The average ratio between average SMBH accretion rate and SFR is $\sim 10^{-3}$ for low-mass galaxies, which are primarily star-forming. This ratio increases to $\sim 10^{-1}$ for the most massive haloes below $z\sim 1$, where star formation is quenched but SMBHs continue to accrete.

astro-ph.GA↗