arXiv subjects

João Pedro Silvestre

Publications and source records attributed to João Pedro Silvestre.

5 recordsLinked to original sources

arXiv2026

Deep learning from a control vantage point

This article offers an overview of recent developments in deep learning from a control vantage point. It reviews several classes of models including feedforward and residual neural networks, transformers, large-language models, and selective state space models while explaining how control theory plays an important role in understanding their training, properties, or architecture design. The article explains how residual neural networks can be interpreted as the discretization of a continuous-time control system thereby enabling the use of control theoretic techniques for its analysis. To illustrate the power of this bridge between control and deep learning, two technical results are discussed: 1) the ability of a residual neural network to approximate arbitrary continuous functions is a non-standard controllability problem that can be solved using geometric nonlinear control and 2) transformers, the key architectural component of most large language-models, can be seen the discretization of a consensus algorithm and thus large language-models exhibit consensus. Another point of contact between control theory and deep learning is the connection between backpropagation, the algorithm used to train neural networks, and optimal control. The article addresses how the older connection between these problems, established in the 80's using discrete-time models can be reconciled with the more recent approach using continuous-time models. Several open problems and directions for future research are discussed, including selective state-space models, a recent class of models inspired by the models used in control.

eess.SY↗

arXiv2026

The Attention Within: Consensus Dynamics in Selective State Space Models

Selective state space models (SSMs) have recently emerged as a compelling alternative to transformers, combining competitive performance with substantially improved inference efficiency. At each SSM layer, a sequence of hidden states are propagated by a recurrence, mixing information of different tokens. Despite using a different mechanism, this mixing plays a role analogous to attention in transformers. In fact, recent works have shown that the two architectures may be closer than they first appear, as this recurrence admits a formulation akin to linear attention. In transformers, attention is known to drive the tokens to cluster, i.e., to reach consensus, collapsing in the limit to a single direction. Thus, we ask: does the recurrence at the core of SSMs drive the tokens to consensus, as attention does in transformers? To answer this question, we take a dynamical systems perspective on SSMs, modeling the evolution of tokens across layers as an ordinary differential equation. By exploiting input-to-state stability arguments, we establish local exponential stability of the consensus equilibria and characterize their domain of attraction for time-varying weight matrices, a setting not addressed by previous results. We thereby show that the resemblance between SSMs and transformers does run deeper: the recurrence at the core of SSMs aggregates tokens just as attention does. Numerical experiments on a pretrained Mamba-2 model point to the output gate as the component that regulates the extent of this consensus, preventing the tokens from reaching it in full.

cs.LG↗

arXiv2026

Preventing Model Collapse: A Fisher-Rao Perspective on the Dynamics of Training with Synthetic Data

Large Language Models (LLMs) are now routinely trained using synthetic data, since high-quality human data has been exhausted by the ever increasing needs of larger and larger models. However, recursive training on synthetic data frequently induces model collapse, a degenerative feedback loop where models progressively forget the true underlying data distribution. Training on a mixture of synthetic and fresh human data is a logical countermeasure and can prevent model collapse. However, it is an open question as to what is the exact minimum required ratio of human-to-synthetic data to maintain training stability. In this paper, we establish rigorous theoretical guarantees on the minimum rate of human data required to prevent model collapse. Although previous work established a formal lower bound for this ratio, such bound can be vacuous for very high dimensions, as the analysis relies on the usual Euclidean metric in R^n and is not adapted to the space of categorical probability distributions. Instead, in this paper we explicitly leverage the information-geometric structure of the probability simplex by analyzing the dynamics of the process under the Fisher-Rao metric. We derive quantitative contraction and invariance bounds that are stable and do not become trivial as the dimensions increase. Thus, we show that the effective required data ratio to prevent model collapse is different than previously implied.

cs.LG↗

arXiv2025

The Asymptotic Behavior of Attention in Transformers

The transformer architecture has become the foundation of modern Large Language Models (LLMs), yet its theoretical properties are still not well understood. As with classic neural networks, a common approach to improve these models is to increase their size and depth. However, such strategies may be suboptimal, as several works have shown that adding more layers yields increasingly diminishing returns. More importantly, prior studies have shown that increasing depth may lead to model collapse, i.e., all the tokens converge to a single cluster, undermining the ability of LLMs to generate diverse outputs. Building on differential equation models for the transformer dynamics, we prove that all the tokens in a transformer asymptotically converge to a cluster as depth increases. At the technical level we leverage tools from control theory, including consensus dynamics on manifolds and input-to-state stability (ISS). We then extend our analysis to autoregressive models, exploiting their structure to further generalize the theoretical guarantees.

cs.AI↗

arXiv2024

A Framework for Time-Varying Optimization via Derivative Estimation

Optimization algorithms have a rich and fundamental relationship with ordinary differential equations given by its continuous-time limit. When the cost function varies with time -- typically in response to a dynamically changing environment -- online optimization becomes a continuous-time trajectory tracking problem. To accommodate these time variations, one typically requires some inherent knowledge about their nature such as a time derivative. In this paper, we propose a novel construction and analysis of a continuous-time derivative estimation scheme based on "dirty-derivatives", and show how it naturally interfaces with continuous-time optimization algorithms using the language of ISS (Input-to-State Stability). More generally, we show how a simple Lyapunov redesign technique leads to provable suboptimality guarantees when composing this estimator with any well-behaved optimization algorithm for time-varying costs.

math.OC↗