arXiv subjects

Johannes Köhler

Publications and source records attributed to Johannes Köhler.

At least 19 recordsLinked to original sources

arXiv2026

A model-free approach to control barrier functions for higher-order systems

Control barrier functions (CBFs) are a widely applied modular tool to ensure safe operation of nonlinear dynamical control systems. However, for their construction accurate knowledge of the system dynamics is typically needed. This requirement was recently alleviated for relative-degree-one systems using techniques from prescribed performance control (PPC) or funnel control (FC). This article extends the model-free CBF design to nonlinear systems of arbitrary relative degree. Moreover, we show with a simple example that a straightforward extension of existing results for relative-degree-one systems fails. Instead, we utilize novel techniques from funnel control to characterize a subset of the controls satisfying a CBF condition without requiring a dynamic model or state measurement. Finally, we demonstrate the applicability of our results on a seven degrees of freedom robotic manipulator with relative degree two.

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arXiv2026

Goal-oriented safe active learning for predictive control using Bayesian recurrent neural networks

A key challenge in learning-based model predictive control (MPC) is to collect informative data online for model adaptation while ensuring safety and without penalising control performance. In this paper, we propose an online model adaptation scheme embedded within an MPC framework in which the last-layer parameters of a recurrent neural network are recursively updated via Bayesian learning. This is achieved by means of a goal-oriented safe active learning algorithm that alternates between an exploration phase, where the MPC actively explores system dynamics to collect informative data for model adaptation while still pursuing the main control objective, and a goal-reaching phase, where it focuses exclusively on the main control objective. The algorithm is complemented with theoretical guarantees of (i) recursive feasibility, (ii) safety, (iii) termination of exploration in finite time, and (iv) close-to-optimal performance. Simulation results on a benchmark energy system demonstrate that the proposed framework achieves economic performance comparable to that of an MPC with full system knowledge, while progressively improving model accuracy and respecting operational safety constraints with high probability.

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arXiv2026

Finite-sample bounds for multi-output system identification

This paper presents uniform-in-time finite-sample bounds for regularized linear regression with vector-valued outputs and conditionally zero-mean subgaussian noise. By revisiting classical self-normalized martingale arguments, we obtain bounds that apply directly to multi-output regression, unlike most of the prior work. Compared to the state of the art, the new results are more general and yield tighter bounds, even for scalar-valued outputs. The mild assumptions we use allow for unknown dependencies between regressors and past noise terms, typically induced by system dynamics or feedback mechanisms. Therefore, these novel finite-sample bounds can be applied to many affine-in-parameter system identification problems, including the identification of a linear time-invariant system from full-state measurements. These new results may lead to significant improvements in stochastic learning-based controllers for safety-critical applications.

math.ST↗

arXiv2026

Certainty-equivalent adaptive MPC for uncertain nonlinear systems

We provide a method to design adaptive controllers for nonlinear systems using model predictive control (MPC). By combining a certainty-equivalent MPC formulation with least-mean-square parameter adaptation, we obtain an adaptive controller with strong robust performance guarantees: The cumulative tracking error and violation of state constraints scale linearly with noise energy, disturbance energy, and path length of parameter variation. A key technical contribution is developing the underlying certainty-equivalent MPC that tracks output references, accounts for actuator limitations and desired state constraints, requires no system-specific offline design, and provides strong inherent robustness properties. This is achieved by leveraging finite-horizon rollouts, artificial references, recent analysis techniques for optimization-based controllers, and relaxed soft state constraints. For open-loop stable systems, we derive a semi-global result that applies to arbitrarily large measurement noise, disturbances, and parametric uncertainty. For stabilizable systems, we derive a regional result that is valid within a given region of attraction and for sufficiently small uncertainty. Applicability and benefits are demonstrated with numerical simulations involving systems with large parametric uncertainty: a linear stable chain of mass-spring-dampers and a nonlinear unstable quadrotor navigating obstacles.

math.OC↗

arXiv2026

Optimal uncertainty bounds for multivariate kernel regression under bounded noise: A Gaussian process-based dual function

Non-conservative uncertainty bounds are essential for making reliable predictions about latent functions from noisy data, and thus, a key enabler for safe learning-based control. In this domain, kernel methods such as Gaussian process regression are established techniques, thanks to their inherent uncertainty quantification mechanism. Still, existing bounds either pose strong assumptions on the underlying noise distribution, are conservative, do not directly apply in the multi-output case, or are difficult to integrate into downstream tasks. This paper addresses these limitations by presenting a tight, deterministic bound for multi-output functions in Reproducing Kernel Hilbert Spaces (RKHSs) subject to bounded noise. It is obtained through an unconstrained, duality-based formulation, which shares the same structure as classic Gaussian process confidence bounds, and can thus be straightforwardly integrated into downstream optimization pipelines. We show that the proposed bound generalizes existing results and illustrate its application using an example inspired by quadrotor dynamics learning.

cs.LG↗

arXiv2026

Exponential stability of data-driven nonlinear MPC based on input/output models

We consider nonlinear model predictive control (MPC) schemes without stabilizing terminal conditions, where the model used in the optimization step is generated based on input-output data only. We establish exponential stability for sufficiently long prediction horizons assuming exponential stabilizability and a proportional error bound. Moreover, we verify the imposed condition on the approximation using kernel interpolation and demonstrate the practical applicability to nonlinear systems by numerical simulations.

math.OC↗

arXiv2025

Stability of data-driven Koopman MPC with terminal conditions

This paper derives conditions under which Model Predictive Control (MPC) with terminal conditions, using a data-driven surrogate model as a prediction model, asymptotically stabilizes the plant despite approximation errors. In particular, we prove recursive feasibility and asymptotic stability if a proportional error bound holds, where proportional means that the bound is linear in the norm of the state and the input. For a broad class of nonlinear systems, this condition can be satisfied using data-driven surrogate models generated by kernel Extended Dynamic Mode Decomposition (kEDMD) using the Koopman operator. Last, the applicability of the proposed framework is demonstrated in a numerical case study.

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arXiv2025

Stability of Certainty-Equivalent Adaptive LQR for Linear Systems with Unknown Time-Varying Parameters

Standard model-based control design deteriorates when the system dynamics change during operation. To overcome this challenge, online and adaptive methods have been proposed in the literature. In this work, we consider the class of discrete-time linear systems with unknown time-varying parameters. We propose a simple, modular, and computationally tractable approach by combining two classical and well-known building blocks from estimation and control: the least mean square filter and the certainty-equivalent linear quadratic regulator. Despite both building blocks being simple and off-the-shelf, our analysis shows that they can be seamlessly combined to a powerful pipeline with stability guarantees. Namely, finite-gain $\ell^2$-stability of the closed-loop interconnection of the unknown system, the parameter estimator, and the controller is proven, despite the presence of unknown disturbances and time-varying parametric uncertainties. Real-world applicability of the proposed algorithm is showcased by simulations carried out on a nonlinear planar quadrotor.

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arXiv2025

Robust reduced-order model predictive control using peak-to-peak analysis of filtered signals

We address the design of a model predictive control (MPC) scheme for large-scale linear systems using reduced-order models (ROMs). Our approach uses a ROM, leverages tools from robust control, and integrates them into an MPC framework to achieve computational tractability with robust constraint satisfaction. Our key contribution is a method to obtain guaranteed bounds on the predicted outputs of the full-order system by predicting a (scalar) error-bounding system alongside the ROM. This bound is then used to formulate a robust ROM-based MPC that guarantees constraint satisfaction and robust performance. Our method is developed step-by-step by (i) analysing the error, (ii) bounding the peak-to-peak gain, an (iii) using filtered signals. We demonstrate our method on a 100-dimensional mass-spring-damper system, achieving over four orders of magnitude reduction in conservatism relative to existing approaches.

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arXiv2025

Guaranteed Robust Nonlinear MPC via Disturbance Feedback

Robots must satisfy safety-critical state and input constraints despite disturbances and model mismatch. We introduce a robust model predictive control (RMPC) formulation that is fast, scalable, and compatible with real-time implementation. Our formulation guarantees robust constraint satisfaction, input-to-state stability (ISS) and recursive feasibility. The key idea is to decompose the uncertain nonlinear system into (i) a nominal nonlinear dynamic model, (ii) disturbance-feedback controllers, and (iii) bounds on the model error. These components are optimized jointly using sequential convex programming. The resulting convex subproblems are solved efficiently using a recent disturbance-feedback MPC solver. The approach is validated across multiple dynamics, including a rocket-landing problem with steerable thrust. An open-source implementation is available at https://github.com/antoineleeman/robust-nonlinear-mpc.

math.OC↗

arXiv2025

Safe and Near-Optimal Control with Online Dynamics Learning

Achieving both optimality and safety under unknown system dynamics is a central challenge in real-world deployment of agents. To address this, we introduce a notion of maximum safe dynamics learning, where sufficient exploration is performed within the space of safe policies. Our method executes $\textit{pessimistically}$ safe policies while $\textit{optimistically}$ exploring informative states and, despite not reaching them due to model uncertainty, ensures continuous online learning of dynamics. The framework achieves first-of-its-kind results: learning the dynamics model sufficiently $-$ up to an arbitrary small tolerance (subject to noise) $-$ in a finite time, while ensuring provably safe operation throughout with high probability and without requiring resets. Building on this, we propose an algorithm to maximize rewards while learning the dynamics $\textit{only to the extent needed}$ to achieve close-to-optimal performance. Unlike typical reinforcement learning (RL) methods, our approach operates online in a non-episodic setting and ensures safety throughout the learning process. We demonstrate the effectiveness of our approach in challenging domains such as autonomous car racing and drone navigation under aerodynamic effects $-$ scenarios where safety is critical and accurate modeling is difficult.

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arXiv2025

An MPC framework for efficient navigation of mobile robots in cluttered environments

We present a model predictive control (MPC) framework for efficient navigation of mobile robots in cluttered environments. The proposed approach integrates a finite-segment shortest path planner into the finite-horizon trajectory optimization of the MPC. This formulation ensures convergence to dynamically selected targets and guarantees collision avoidance, even under general nonlinear dynamics and cluttered environments. The approach is validated through hardware experiments on a small ground robot, where a human operator dynamically assigns target locations that a robot should reach while avoiding obstacles. The robot reached new targets within 2-3 seconds and responded to new commands within 50 ms to 100 ms, immediately adjusting its motion even while still moving at high speeds toward a previous target.

cs.RO↗

arXiv2025

Model Predictive Control with Reference Learning for Soft Robotic Intracranial Pressure Waveform Modulation

This paper introduces a learning-based control framework for a soft robotic actuator system designed to modulate intracranial pressure (ICP) waveforms, which is essential for studying cerebrospinal fluid dynamics and pathological processes underlying neurological disorders. A two-layer framework is proposed to safely achieve a desired ICP waveform modulation. First, a model predictive controller (MPC) with a disturbance observer is used for offset-free tracking of the system's motor position reference trajectory under safety constraints. Second, to address the unknown nonlinear dependence of ICP on the motor position, we employ a Bayesian optimization (BO) algorithm used for online learning of a motor position reference trajectory that yields the desired ICP modulation. The framework is experimentally validated using a test bench with a brain phantom that replicates realistic ICP dynamics in vitro. Compared to a previously employed proportional-integral-derivative controller, the MPC reduces mean and maximum motor position reference tracking errors by 83 % and 73 %, respectively. In less than 20 iterations, the BO algorithm learns a motor position reference trajectory that yields an ICP waveform with the desired mean and amplitude.

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arXiv2025

Robust Convex Model Predictive Control with collision avoidance guarantees for robot manipulators

Industrial manipulators typically operate in cluttered environments, where safe motion planning is critical. However, model uncertainties further complicate this task, which leads to conservative speed limits to reduce the influence of disturbances. Hence, there is a need for control methods that can guarantee safe motions which are executed fast. We address this by suggesting a novel model predictive control (MPC) solution for manipulators, where our two main components are a robust tube MPC and a corridor planning algorithm to obtain collision-free motion. Our solution results in a convex MPC formulation, which we can solve fast, making our method practically useful. We demonstrate the efficacy of our method in a simulated environment with a 6 DOF industrial robot operating in cluttered environments with uncertain model parameters. We outperform benchmark methods by tolerating higher levels of model uncertainty while achieving faster motion.

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arXiv2025

From Data to Safe Mobile Robot Navigation: An Efficient and Modular Robust MPC Design Pipeline

Model predictive control (MPC) is a powerful strategy for planning and control in autonomous mobile robot navigation. However, ensuring safety in real-world deployments remains challenging due to the presence of disturbances and measurement noise. Existing approaches often rely on idealized assumptions, neglect the impact of noisy measurements, and simply heuristically guess unrealistic bounds. In this work, we present an efficient and modular robust MPC design pipeline that systematically addresses these limitations. The pipeline consists of an iterative procedure that leverages closed-loop experimental data to estimate disturbance bounds and synthesize a robust output-feedback MPC scheme. We provide the pipeline in the form of deterministic and reproducible code to synthesize the robust output-feedback MPC from data. We empirically demonstrate robust constraint satisfaction and recursive feasibility in quadrotor simulations using Gazebo.

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arXiv2025

A Step-by-step Guide on Nonlinear Model Predictive Control for Safe Mobile Robot Navigation

Designing a model predictive control (MPC) scheme that enables a mobile robot to safely navigate through an obstacle-filled environment is a complicated yet essential task in robotics. In this technical report, safety refers to ensuring that the robot respects state and input constraints while avoiding collisions with obstacles despite the presence of disturbances and measurement noise. This report offers a step-by-step approach to implementing nonlinear model predictive control (NMPC) schemes addressing these safety requirements. Numerous books and survey papers provide comprehensive overviews of linear MPC (LMPC), NMPC, and their applications in various domains, including robotics. This report does not aim to replicate those exhaustive reviews. Instead, it focuses specifically on NMPC as a foundation for safe mobile robot navigation. The goal is to provide a practical and accessible path from theoretical concepts to mathematical proofs and implementation, emphasizing safety and performance guarantees. It is intended for researchers, robotics engineers, and practitioners seeking to bridge the gap between theoretical NMPC formulations and real-world robotic applications. This report is not necessarily meant to remain fixed over time. If someone finds an error in the presented theory, please reach out via the given email addresses. We are happy to update the document if necessary.

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arXiv2025

Time-Varying Coverage Control: A Distributed Tracker-Planner MPC Framework

Time-varying coverage control addresses the challenge of coordinating multiple agents covering an environment where regions of interest change over time. This problem has broad applications, including the deployment of autonomous taxis and coordination in search and rescue operations. The achievement of effective coverage is complicated by the presence of time-varying density functions, nonlinear agent dynamics, and stringent system and safety constraints. In this paper, we present a distributed multi-agent control framework for time-varying coverage under nonlinear constrained dynamics. Our approach integrates a reference trajectory planner and a tracking model predictive control (MPC) scheme, which operate at different frequencies within a multi-rate framework. For periodic density functions, we demonstrate closed-loop convergence to an optimal configuration of trajectories and provide formal guarantees regarding constraint satisfaction, collision avoidance, and recursive feasibility. Additionally, we propose an efficient algorithm capable of handling nonperiodic density functions, making the approach suitable for practical applications. Finally, we validate our method through hardware experiments using a fleet of four miniature race cars.

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arXiv2025

A robust and adaptive MPC formulation for Gaussian process models

In this paper, we present a robust and adaptive model predictive control (MPC) framework for uncertain nonlinear systems affected by bounded disturbances and unmodeled nonlinearities. We use Gaussian Processes (GPs) to learn the uncertain dynamics based on noisy measurements, including those collected during system operation. As a key contribution, we derive robust predictions for GP models using contraction metrics, which are incorporated in the MPC formulation. The proposed design guarantees recursive feasibility, robust constraint satisfaction and convergence to a reference state, with high probability. We provide a numerical example of a planar quadrotor subject to difficult-to-model ground effects, which highlights significant improvements achieved through the proposed robust prediction method and through online learning.

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