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Johannes Müller

Publications and source records attributed to Johannes Müller.

At least 19 recordsLinked to original sources

Algebraic optimization of sequential decision problems

We study the optimization of the expected long-term reward in finite partially observable Markov decision processes over the set of stationary stochastic policies. In the case of deterministic observations, also known as state aggregation, the problem is equivalent to optimizing a linear objective subject to quadratic constraints. We characterize the feasible set of this problem as the intersection of a product of affine varieties of rank one matrices and a polytope. Based on this description, we obtain bounds on the number of critical points of the optimization problem. Finally, we conduct experiments in which we solve the KKT equations or the Lagrange equations over different boundary components of the feasible set, and compare the result to the theoretical bounds and to other constrained optimization methods.

math.OC↗

Optimal Rates of Convergence for Entropy Regularization in Discounted Markov Decision Processes

We study the error introduced by entropy regularization in infinite-horizon discrete discounted Markov decision processes. We show that this error decreases exponentially in the inverse regularization strength, both in a weighted KL-divergence and in value with a problem-specific exponent. This is in contrast to previously known estimates, of the order $O(τ)$, where $τ$ is the regularization strength. We provide a lower bound that matches our upper bound up to a polynomial term, thereby characterizing the exponential convergence rate for entropy regularization. Our proof relies on the observation that the solutions of entropy-regularized Markov decision processes solve a gradient flow of the unregularized reward with respect to a Riemannian metric common in natural policy gradient methods. This correspondence allows us to identify the limit of this gradient flow as the generalized maximum entropy optimal policy, thereby characterizing the implicit bias of this gradient flow, which corresponds to a time-continuous version of the natural policy gradient method. We use our improved error estimates to show that for entropy-regularized natural policy gradient methods, the overall error decays exponentially in the square root of the number of iterations, improving over existing sublinear guarantees. Finally, we extend our analysis to settings beyond the entropy. In particular, we characterize the implicit bias regarding general convex potentials and their resulting generalized natural policy gradients.

math.OC↗

Fisher-Rao Gradient Flows of Linear Programs and State-Action Natural Policy Gradients

Kakade's natural policy gradient method has been studied extensively in recent years, showing linear convergence with and without regularization. We study another natural gradient method based on the Fisher information matrix of the state-action distributions which has received little attention from the theoretical side. Here, the state-action distributions follow the Fisher-Rao gradient flow inside the state-action polytope with respect to a linear potential. Therefore, we study Fisher-Rao gradient flows of linear programs more generally and show linear convergence with a rate that depends on the geometry of the linear program. Equivalently, this yields an estimate on the error induced by entropic regularization of the linear program which improves existing results. We extend these results and show sublinear convergence for perturbed Fisher-Rao gradient flows and natural gradient flows up to an approximation error. In particular, these general results cover the case of state-action natural policy gradients.

math.OC↗

The Advective Fisher-Rao Geometry of Deterministic Measure Transport

A novel advective Fisher-Rao metric is introduced for optimization tasks on paths of probability measures governed by the continuity equation. This metric is shown to lead to optimal descent directions. It is then shown that this metric arises naturally from three different perspectives: As the rescaled zero-noise limit of the Fisher-Rao metric on path measures, as the expected value of the second variation of the Freidlin--Wentzell large deviation rate functional, and as the Hessian of the Benamou--Brenier action functional from dynamic optimal transport. We supplement this geometric construction with computational experiments. Here, we demonstrate empirically that the advective Fisher-Rao metric yields the desired optimal fitting of probability densities, whereas the Gauss--Newton method yields optimal fitting of velocity fields.

math.OC↗

Multi-type branching inference on contact trees with application to COVID-19

Inferring epidemiological parameters from transmission trees is essential for understanding infectious disease dynamics. Existing tree-based likelihood methods, including the multi-type birth-death models originally applied in phylodynamic settings, provide powerful tools, but most assume homogeneous mixing and rarely capture how transmission potential changes as an individual infects more of their contacts. In this work, we develop a likelihood framework that operates directly on transmission trees, in which nodes are individuals and edges are reported transmission events, with no sequence data involved. We derive a likelihood for a stochastic SIR process on a rooted contact tree in which each infected individual is characterised by the total number of effective contacts, and the number of already infected downstream contacts. We obtain closed-form ordinary differential equations for the probability that a clade goes entirely unobserved and for the probability density that it produces an observed (sampled) tip in a given state. The resulting likelihood can be evaluated for a rooted contact tree with known tip states, and we extend it to partially resolved trees by treating internal branching times as latent variables. Validation on simulated outbreaks confirms accurate parameter recovery and well calibrated uncertainty. Application to empirical COVID-19 contact-tracing data from Karnataka, India, demonstrates the framework's utility for real epidemiological settings. By incorporating contact-degree heterogeneity in a multi-type branching likelihood, our work provides a principled baseline for inferring both transmission dynamics and contact structure from fully or partially resolved transmission trees, complementing rather than relying on sequence-based phylodynamic inference

q-bio.QM↗

Projected Inverse Iteration: An Eigenvalue Approach to Ground-State Computation with Neural Quantum States

Deep learning offers a powerful approach to quantum many-body problems via neural network wavefunctions, but their optimization remains a severe bottleneck. Existing optimization methods, including natural gradient descent and stochastic reconfiguration, suffer from spectral gap-dependent convergence that limits their effectiveness on systems fraught with competing orders and nearly degenerate ground states, such as frustrated magnets and strongly correlated electron materials. Here, we introduce Projected Inverse Iteration (PII) by re-framing the ground-state search as an eigenvalue problem. PII achieves rapid, gap-insensitive convergence while preserving the favorable polynomial computational scaling of stochastic reconfiguration. Demonstrated on challenging two-dimensional spin systems, including the highly frustrated $J_1$-$J_2$ model, PII outperforms standard optimization techniques and presents a promising algorithmic strategy for discovering complex quantum states in the presence of small spectral gaps. More broadly, PII can be interpreted as a novel natural gradient method tailored for eigenvalue problems, opening up its application to related challenges within deep learning.

quant-ph↗

Differentiable Simulator for Electrically Reconfigurable Electromagnetic Structures

This paper introduces a novel CUDA-enabled PyTorch-based framework designed for the gradient-based optimization of such reconfigurable electromagnetic structures with electrically tunable parameters. Traditional optimization techniques for these structures often rely on non-gradient-based methods, limiting efficiency and flexibility. Our framework leverages automatic differentiation, facilitating the application of gradient-based optimization methods. This approach is particularly advantageous for embedding within deep learning frameworks, enabling sophisticated optimization strategies. We demonstrate the framework's effectiveness through comprehensive simulations involving resonant structures with tunable parameters. Key contributions include the efficient solution of the inverse problem. The framework's performance is validated using three different resonant structures: a single-loop copper wire (Unit-Cell) as well as an 8x1 and an 8x8 array of resonant unit cells with multiple inductively coupled unit cells (1d and 2d Metasurfaces). Results show precise in-silico control over the magnetic field's component normal to the surface of each resonant structure, achieving desired field strengths with minimal error. The proposed framework is compatible with existing simulation software. This PyTorch-based framework sets the stage for advanced electromagnetic control strategies for resonant structures with application in e.g. MRI, providing a robust platform for further exploration and innovation in the design and optimization of resonant electromagnetic structures.

physics.comp-ph↗

Electrical detection of magnons with nanoscale magnetic tunnel junctions

Present information and communication technologies are largely based on electronic devices, which suffer from heat generation and high power consumption. Alternatives like spintronics and magnonics, which harness the spin degree of freedom, offer compelling pathways to overcome these fundamental limitations of charge-based electronics. Magnonics relies on spin waves, the collective excitations of magnetic moments in magnetically ordered materials, to achieve processing and transport of information at microwave frequencies without relying on charge currents. However, efficient means for all-electrical, high-resolution, semiconductor-compatible readout of information encoded in spin waves are still missing. Here, we demonstrate the electrical detection of spin waves using a nanoscale magnetic tunnel junction (MTJ) cell fabricated in a state-of-the-art complementary metal-oxide-semiconductor (CMOS) production line. By engineering the dynamic coupling between spin waves and the magnetization state of the MTJ, we demonstrate transduction of spin-wave excitations into measurable electrical signals with high fidelity. Moreover, through these measurements, we find spectral line widths, associated with nonlinear processes, down to a few hundreds of kHz, which opens up new perspectives for spin waves as quantum transducers.

cond-mat.mes-hall↗

Embedding Safety into RL: A New Take on Trust Region Methods

Reinforcement Learning (RL) agents can solve diverse tasks but often exhibit unsafe behavior. Constrained Markov Decision Processes (CMDPs) address this by enforcing safety constraints, yet existing methods either sacrifice reward maximization or allow unsafe training. We introduce Constrained Trust Region Policy Optimization (C-TRPO), which reshapes the policy space geometry to ensure trust regions contain only safe policies, guaranteeing constraint satisfaction throughout training. We analyze its theoretical properties and connections to TRPO, Natural Policy Gradient (NPG), and Constrained Policy Optimization (CPO). Experiments show that C-TRPO reduces constraint violations while maintaining competitive returns.

cs.LG↗

Central Path Proximal Policy Optimization

In constrained Markov decision processes, enforcing constraints during training is often thought of as decreasing the final return. Recently, it was shown that constraints can be incorporated directly into the policy geometry, yielding an optimization trajectory close to the central path of a barrier method, which does not compromise final return. Building on this idea, we introduce Central Path Proximal Policy Optimization (C3PO), a simple modification of the PPO loss that produces policy iterates, that stay close to the central path of the constrained optimization problem. Compared to existing on-policy methods, C3PO delivers improved performance with tighter constraint enforcement, suggesting that central path-guided updates offer a promising direction for constrained policy optimization.

cs.LG↗

Functional Neural Wavefunction Optimization

We propose a framework for the design and analysis of optimization algorithms in variational quantum Monte Carlo, drawing on geometric insights into the corresponding function space. The framework translates infinite-dimensional optimization dynamics into tractable parameter-space algorithms through a Galerkin projection onto the tangent space of the variational ansatz. This perspective unifies existing methods such as stochastic reconfiguration and Rayleigh-Gauss-Newton, provides connections to classic function-space algorithms, and motivates the derivation of novel algorithms with geometrically principled hyperparameter choices. We validate our framework with numerical experiments demonstrating its practical relevance through the accurate estimation of ground-state energies for several prototypical models in condensed matter physics modeled with neural network wavefunctions.

cond-mat.str-el↗

Quiescence wins: The Discovery Of Slowness

We investigate the evolution of quiescence within the framework of Adaptive Dynamics for an SIQS (Susceptible - Infected - Quiescent) model with constant environment. In the first part of the paper, the competition of two strains which have the same basic fitness (same reproduction number) but different timing in quiescence is analyzed. Thereto, the complexity of the model is reduced: By a time scale argument, we approximate the SQIS model by an SIS model under the assumption of rapid switching between I and Q. Furthermore, using dimension reduction methods for the van Kampen expansion of the models, we replace the multi-dimensional SDE by an effective one dimensional SDE on the center manifold of the models. Finally, the fixation probabilities of the strains are derived. In the second part of the paper, we use concepts from adaptive dynamics to analyze the stochastic random walk on the trait space. We find that quiescence is favored by intrinsic stochastic effects. In the end, a more intuitive explanation is added to the mathematical arguments. The analysis suggests a new paradigm for the evolution of quiescence in parasites: In the present context, quiescence is not a bed-hedging strategy to escape detrimental conditions in a fluctuating environment, but a simple and efficient method to continuously control and slow down the time scale of life-history traits. It turns out that evolution favors slowness, with the analysis suggesting that this effect may be widespread in systems where species interact only indirectly through competition for resources.

q-bio.PE↗

Non-Asymptotic Analysis of Projected Gradient Descent for Physics-Informed Neural Networks

In this work, we provide a non-asymptotic convergence analysis of projected gradient descent for physics-informed neural networks for the Poisson equation. Under suitable assumptions, we show that the optimization error can be bounded by $\mathcal{O}(1/\sqrt{T} + 1/\sqrt{m} + ε_{\text{approx}})$, where $T$ is the number of algorithm time steps, $m$ is the width of the neural network and $ε_{\text{approx}}$ is an approximation error. The proof of our optimization result relies on bounding the linearization error and using this result together with a Lyapunov drift analysis. Additionally, we quantify the generalization error by bounding the Rademacher complexities of the neural network and its Laplacian. Combining both the optimization and generalization results, we obtain an overall error estimate based on an existing error estimate from regularity theory.

math.OC↗

Kronecker-Factored Approximate Curvature for Physics-Informed Neural Networks

Physics-informed neural networks (PINNs) are infamous for being hard to train. Recently, second-order methods based on natural gradient and Gauss-Newton methods have shown promising performance, improving the accuracy achieved by first-order methods by several orders of magnitude. While promising, the proposed methods only scale to networks with a few thousand parameters due to the high computational cost to evaluate, store, and invert the curvature matrix. We propose Kronecker-factored approximate curvature (KFAC) for PINN losses that greatly reduces the computational cost and allows scaling to much larger networks. Our approach goes beyond the established KFAC for traditional deep learning problems as it captures contributions from a PDE's differential operator that are crucial for optimization. To establish KFAC for such losses, we use Taylor-mode automatic differentiation to describe the differential operator's computation graph as a forward network with shared weights. This allows us to apply KFAC thanks to a recently-developed general formulation for networks with weight sharing. Empirically, we find that our KFAC-based optimizers are competitive with expensive second-order methods on small problems, scale more favorably to higher-dimensional neural networks and PDEs, and consistently outperform first-order methods and LBFGS.

cs.LG↗

VeriCHERI: Exhaustive Formal Security Verification of CHERI at the RTL

Protecting data in memory from attackers continues to be a concern in computing systems. CHERI is a promising approach to achieve such protection, by providing and enforcing fine-grained memory protection directly in the hardware. Creating trust for the entire system stack, however, requires a gap-free verification of CHERI's hardware-based protection mechanisms. Existing verification methods for CHERI target the abstract ISA model rather than the underlying hardware implementation. Fully ensuring the CHERI security guarantees for a concrete RTL implementation is a challenge in previous flows and demands high manual efforts. This paper presents VeriCHERI, a novel approach to security verification. It is conceptionally different from previous works in that it does not require any ISA specification. Instead of checking compliance with a golden ISA model, we check against well-established global security objectives of confidentiality and integrity. Fully covering these objectives, VeriCHERI uses as few as four unbounded properties to exhaustively prove or disprove any vulnerability. We demonstrate the effectiveness and scalability of VeriCHERI on a RISC-V based processor implementing a CHERI variant.

cs.CR↗

MCU-Wide Timing Side Channels and Their Detection

Microarchitectural timing side channels have been thoroughly investigated as a security threat in hardware designs featuring shared buffers (e.g., caches) or parallelism between attacker and victim task execution. However, contradicting common intuitions, recent activities demonstrate that this threat is real even in microcontroller SoCs without such features. In this paper, we describe SoC-wide timing side channels previously neglected by security analysis and present a new formal method to close this gap. In a case study on the RISC-V Pulpissimo SoC, our method detected a vulnerability to a previously unknown attack variant that allows an attacker to obtain information about a victim's memory access behavior. After implementing a conservative fix, we were able to verify that the SoC is now secure w.r.t. the considered class of timing side channels.

cs.CR↗

Dynamical Measure Transport and Neural PDE Solvers for Sampling

The task of sampling from a probability density can be approached as transporting a tractable density function to the target, known as dynamical measure transport. In this work, we tackle it through a principled unified framework using deterministic or stochastic evolutions described by partial differential equations (PDEs). This framework incorporates prior trajectory-based sampling methods, such as diffusion models or Schrödinger bridges, without relying on the concept of time-reversals. Moreover, it allows us to propose novel numerical methods for solving the transport task and thus sampling from complicated targets without the need for the normalization constant or data samples. We employ physics-informed neural networks (PINNs) to approximate the respective PDE solutions, implying both conceptional and computational advantages. In particular, PINNs allow for simulation- and discretization-free optimization and can be trained very efficiently, leading to significantly better mode coverage in the sampling task compared to alternative methods. Moreover, they can readily be fine-tuned with Gauss-Newton methods to achieve high accuracy in sampling.

cs.LG↗

Position: Optimization in SciML Should Employ the Function Space Geometry

Scientific machine learning (SciML) is a relatively new field that aims to solve problems from different fields of natural sciences using machine learning tools. It is well-documented that the optimizers commonly used in other areas of machine learning perform poorly on many SciML problems. We provide an infinite-dimensional view on optimization problems encountered in scientific machine learning and advocate for the paradigm first optimize, then discretize for their solution. This amounts to first choosing an appropriate infinite-dimensional algorithm which is then discretized in a second step. To illustrate this point, we show that recently proposed state-of-the-art algorithms for SciML applications can be derived within this framework. As the infinite-dimensional viewpoint is presently underdeveloped in scientific machine learning, we formalize it here and advocate for its use in SciML in the development of efficient optimization algorithms.

math.OC↗