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John Joseph M. Carrasco

Publications and source records attributed to John Joseph M. Carrasco.

At least 19 recordsLinked to original sources

Entire Four-Graviton EFT from the Duality Between Color and Kinematics

The Bern-Carrasco-Johansson (BCJ) double-copy construction reveals a fundamental structural connection between gauge and gravity theories. At its core, the BCJ double copy is directly due to a duality between the algebraic relations of a color root and those of a kinematic root. We generalize this principle beyond the conventional Lie algebra structure of tree-level Yang-Mills theory. By demanding color-kinematics duality for the complete basis of four-point color structures -- including those involving the symmetric $d^{abc}$ constants -- we define the universal double copy. We systematically classify the bases of all such parity-even generalized gauge-theory numerators and, independently, the space of all parity-even four-graviton higher-derivative operators. We demonstrate that our universal double-copy construction precisely spans the entire tower of parity-even four-graviton amplitudes in any dimension, except for the Lovelock $R^3$ contribution in $D >6$ which we can express in terms of a particularly simple universal triple-copy involving gauge theories coupled to scalars. Explicit machine-readable expressions for the complete basis of gauge-theory numerators and fundamental gravitational building blocks are provided in the ancillary files. This establishes that all possible four-point gravitational interactions can be factorized into products of gauge-theory building blocks governed by this universal notion of color-kinematics duality.

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$D$-Dimensional Modular Assembly of Higher-Derivative Four-Point Contact Amplitudes Involving Fermions

We present a novel robust framework for systematically constructing $D$-dimensional four-point higher-derivative contact amplitudes. Our modular block ("LEGO"-like) approach builds amplitudes directly from manifestly gauge-invariant kinematic blocks, color-weight factors, and scalar Mandelstam polynomials. Symmetries (Bose/Fermi) are imposed algebraically, acting as filters on combinations of compatible pieces. This framework operates entirely in $D$ dimensions, naturally incorporating evanescent operators crucial for loop-level consistency. Scaling to arbitrary mass dimension is achieved in a highly controlled manner using permutation-invariant scalar polynomials, avoiding combinatorial explosion. A key feature is its manifest compatibility with the double-copy program, allowing the systematic generation of operator towers not only for gauge theories but also for gravity and other theories within the double-copy web.

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The double copy effective action: a quantum (chromodynamics) approach to space-time

Conventional Lagrangian formulations of gauge and gravity theories emphasize compactness and off-shell symmetry. This often obscures the structure of on-shell physical observables. In this work, we present a constructive framework that elevates gauge-invariant scattering amplitudes to the defining data for quantum field theory actions, including effective field theories. Focusing on double-copy theories, we promote color-dual amplitude numerators to quantum operators. This enables the systematic identification of novel local operator content at each multiplicity and the construction of double-copy-compatible actions. By applying this framework to the well-established double-copy relationship between Einstein gravity and Yang-Mills theory, which holds for all-multiplicity tree-level amplitudes, we demonstrate a systematic path to constructing the operator expansion of $\sqrt{-g}R$ from factorized gauge-theory components. This clarifies how gravitational interactions can be understood as emerging from simpler gauge-theoretic structures at the action level. This formalism extends color-kinematics duality from amplitude data to operator constructions, naturally realizing the double copy at the level of actions and asymptotic quantum states. We illustrate the method with Yang-Mills theory, Einstein gravity, and its application to generating higher-derivative operators inspired by Z-theory and open superstring amplitudes. This work provides a concrete bridge between structured amplitudes and effective actions, offering a physically grounded alternative to traditional EFT basis-building. It reveals at the operator level deep structural connections between gauge theory and gravity (connections long recognized in scattering amplitudes) from fundamental interactions to their quantum state descriptions and higher-derivative extensions.

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The Double-Copy Root of Hawking Thermality

The Hawking radiation spectrum from a collapsing null shell can be derived via the double copy of a simpler gauge theory calculation. Analyzing the non-abelian Yang-Mills root of this process, we demonstrate that the radiation spectrum is thermal in the color charge eigenvalue $λ$, not energy. Considering the $SU(N_c)$ gauge theory in the large $N_c$ limit, we find the differential spectrum $dN/ dλ$ is a product of the gravitationally familiar Planck-like factor and the color phase space density, modeled here as the Wigner semicircle from random matrix theory. This reveals that apparent energy thermality in gravity is the direct dual of charge thermality in its underlying non-abelian gauge theory.

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Nonperturbative double copy: worldline instantons, color thermality, and backreaction

We present a first-principles, non-perturbative worldline instanton analysis of vacuum decay in the non-abelian Yang-Mills root of a Schwarzschild background. We recover the gauge theory color-thermal spectrum as a topological winding mode. The double copy maps vacuum response from the gauge theory directly to the gravity theory. Furthermore, the decay exponent acquires a universal quadratic correction from color charge conservation, showing that the double copy correctly captures the non-linear backreaction as required for unitarity.

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Loop-level double-copy for massive fermions in the fundamental

We find that unitarity cuts and the duality between color and kinematics are sufficient constraints to bootstrap $D$-dimensional QCD scattering amplitudes starting from three-particle tree-level. Specifically, we calculate tree level amplitudes through six-points, as well as the four-point one-loop correction for massive fermions in the fundamental representation of the gauge group -- constructing a color-dual representation of the latter for the first time. To do so we clarify a prescription for functional kinematic ansatze involving fermionic matter. The advantages of color-dual calculation, familiar from particles in the adjoint, also apply here: only a small number of basis topologies must be constrained via physical information of the theory, and algebraic relations propagate this to a full solution. As all the QCD amplitudes we construct here are color-dual, they trivially generate $D$-dimensional amplitudes in gravitational theories via double-copy construction.

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An exercise in Color-Dual Cut Tiling: $\mathcal{N}=8$ Supergravity from Positivity

The BCJ duality between color and kinematics brings two advantages to calculating multi-loop scattering amplitudes. First the number of ordered cuts that need to be performed to fix the integrand to a gauge theory is minimal -- reducing the factorially-growing number of diagrams to a single-digit basis in all known cases. Second is the trivial generation of related gravitational amplitudes from gauge theory amplitudes via double-copy. Mounting evidence suggests there are some cases where no local color-dual representations exist, even when the semi-classical theory is color-dual. Can we still simplify the calculations without making the duality manifest at the level of the integrand? Here we take a non-trivial step in this direction by showing that the satisfaction of tree-level BCJ relations is sufficient to dramatically reduce the number of explicit cuts that must be performed, even when the loop-level relations are not explicitly satisfied. We introduce an agglomerative algorithm, color-dual cut tiling, that identifies and builds the entire integrand from the simplest on-shell conditions applied to a seed of off-shell integrand information. Specifically, we demonstrate that for two-to-two scattering at three loops in the maximally supersymmetric gauge theory there is sufficient information contained in planar cuts -- completely determined by positivity constraints -- to generate all of the non-planar sector. Additionally, we make use of the generalized double copy to generate a representation of maximally supersymmetric gravity as a functional of the planar SYM input. We discuss how the process might generalize, and then close by commenting on the applicability of this method for additional cases of interest where performing explicit unitarity cuts is expensive.

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UV Massive Resonance from IR Double Copy Consistency

From the perspective of effective field theory (EFT), Wilson coefficients of the low energy theory are determined by integrating out modes of the full ultraviolet (UV) theory. The spectrum can be in principle resummed if one has access to all available infrared (IR) coefficients at low energies. In this work we show that there exists a general class of consistent massive resonance double-copy (CMRDC) models where UV massive residues are reconstructed through double-copy consistency conditions between the IR Wilson coefficients of the full EFT expansion. Through a color-dual bootstrap, we find surprisingly that double-copy consistency alone introduces the kinematic factors of CMRDC models that soften high energy behavior by exponentiating color-dual contacts. This bootstrap suggests that our massive resonance paradigm is an inevitable consequence of the duality between color and kinematics, thereby providing a path towards emergent UV structure directly from the IR. We then demonstrate how CMRDC models can capture a spectrum of massive modes compatible with general multiplicity, and use Padé extrapolation to solve the inverse problem of identifying massive UV resonance from a small number of IR Wilson coefficients.

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Double-copy towards supergravity inflation with $α$-attractor models

Key to the simplicity of supergravity $α$-attractor models of inflation are Volkov-Akulov fermions, often in the form of nilpotent superfields. Here we explore the possibility of using the double-copy to construct theories of Dirac-Born-Infeld-Volkov-Akulov (DBIVA) coupled to supergravity. A color-dual bootstrap admits scattering amplitudes involving pions and vectors through five-point tree-level order by order in mass-dimension, but requires the introduction of a $\text{Tr}(F^3)$ operator. Gauge theories with this operator were recently found to require a tower of higher-derivative operators to be compatible with color-kinematics duality. Adjoint-type double-copy construction at its most conservative seems to require the UV completion of DBIVA + pure Poincaré supergravity scattering amplitudes to a family of theories involving DBIVA-like particles coupled to Weyl-Einstein supergravity. We also point out an alternative solution to color-dual gauged pions that allows adjoint double-copy without a tower of higher derivative corrections but at the cost of exchange symmetry between scalars.

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Virtues of a symmetric-structure double copy

We demonstrate a physical motivation for extending color-dual or BCJ double-copy construction to include theories with kinematic numerators that obey the same algebraic relations as symmetric structure constants, $d^{abc}=\text{Tr}[\{T^{a},T^{b}\}T^c]$. We verify that $U(N_c)$ nonlinear sigma model (NLSM) pions, long known to be color-dual in terms of antisymmetric adjoint factors, $f^{abc}$, are also color-dual in the sense of symmetric color structures, $d^{abc}$, explicitly through six-point scattering. This reframing of NLSM pion amplitudes complements our compositional construction of $d^{abc}$ color-dual higher derivative gauge operators. With adjoint and symmetric color-dual kinematics, we can span all four-point effective photon operators via a double-copy construction using amplitudes from physical theories. We further comment on a tension between locality and adjoint effective numerators, and the implications for spanning gravitational effective operators with non-adjoint kinematics.

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The Color-Dual Fates of $F^3$, $R^3$, and $\mathcal{N}=4$ Supergravity

We find that the duality between color and kinematics can be used to inform the high energy behavior of effective field theories. Namely, we demonstrate that the massless gauge theory of Yang-Mills deformed by a higher-derivative $F^3$ operator cannot be tree-level color-dual while consistently factorizing without a tower of additional four-point counterterms with rigidly fixed Wilson coefficients that reaches to the ultraviolet (UV). We find through explicit calculation a suggestive resummation, namely that their amplitudes are consistent with the $α'$ expansion of those generated by the $(DF)^2+\text{YM}$ theory, a known color-dual theory where the $F^2$ term has been given a mass squared proportional to $1 / α'$. As a result, considering consistent double-copy construction as a physical principle implies that an $F^3$-based color-dual resolution of the UV divergence in $\mathcal{N}=4$ supergravity comes at the cost of field-theoretic locality. Similarly, when double-copying $F^3$ with itself, double-copy consistency lifts $R^3$ gravity to a family of gravity theories with an all-order tower of higher-derivative corrections, which includes the closed bosonic string as a standard adjoint-type double-copy.

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Even-point Multi-loop Unitarity and its Applications: Exponentiation, Anomalies and Evanescence

We identify novel structure in newly computed multi-loop amplitudes and quantum actions for even-point effective field theories, including both the nonlinear sigma model (NLSM) and double-copy gauge theories such as Born-Infeld and its supersymmetric generalizations. We exploit special properties of all even-point theories towards efficient unitarity based amplitude construction. In doing so, we find evidence that the leading IR divergence of NLSM amplitudes exponentiates when the symmetry group is $\mathbb{CP}^1\cong SU(2)/U(1)$. We then systematically compute the two-loop anomalous behavior of Born-Infeld, and find that the counterterms needed to restore $U(1)$ invariant behavior at loop-level can be constructed via a symmetric-structure double-copy. We also demonstrate that the divergent part of the one-minus $(-+++)$ two-loop anomaly vanishes upon introducing an evanescent operator. In addition to these pure photon counterterms, we verify through explicit calculation that the anomalous matrix elements that violate $U(1)$ duality invariance can be alternatively cancelled by summing over internal $\mathcal{N}=4$ DBIVA superfields. Finally we find that $\mathcal{N}=4$ Dirac-Born-Infeld-Volkov-Akulov (DBIVA) amplitudes permit double-copy construction through two-loop order by reproducing our unitarity based result with a double copy between color-dual $\mathcal{N}=4$ super-Yang-Mills and our two-loop NLSM amplitudes. This result supports the possibility of color-dual representations for NLSM beyond one-loop. We conclude with an overview of how $D$-dimensional four-photon counterterms can be constructed in generality with the symmetric-structure double-copy, and outline a convenient way of counting evanescent operators using Hilbert series as generating functions.

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Supergravity amplitudes, the double copy and ultraviolet behavior

In this chapter, we present a scattering-amplitudes perspective on supergravity, and describe its application to the study of ultraviolet properties of supergravity theories at high loop orders. The basic on-shell tools that make such calculations feasible are reviewed, including generalized unitarity, color-kinematics duality, and the double-copy construction. We also outline the web of theories connected by the double copy. The results of various calculations of potential ultraviolet divergences are summarized. These include puzzling enhanced ultraviolet cancellations, for which no symmetry-based understanding currently exists, showing that there is much more to learn about the ultraviolet properties of supergravity theories. We finally comment on future calculations that should help resolve the puzzles.

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The SAGEX Review on Scattering Amplitudes

This is an introduction to, and invitation to read, a series of review articles on scattering amplitudes in gauge theory, gravity, and superstring theory. Our aim is to provide an overview of the field, from basic aspects to a selection of current (2022) research and developments.

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Snowmass White Paper: the Double Copy and its Applications

The double copy is, in essence, a map between scattering amplitudes in a broad variety of familiar field and string theories. In addition to the mathematically rich intrinsic structure, it underlies a multitude of active research directions and has a range of interesting applications in quantum, classical and effective field theories, including broad topics such as string theory, particle physics, astrophysics, and cosmology. This Snowmass white paper provides a brief introduction to the double copy, its applications, current research and future challenges.

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Maximal Super-Yang-Mills at Six Loops via Novel Integrand Bootstrap

We construct the complete (planar and non-planar) integrand for the six-loop four-point amplitude in maximal $D\le10$ super-Yang-Mills. This construction employs new advances that combat the proliferation of diagram contributions and state sums when evaluating multi-loop $D$-dimensional unitarity cuts. Concretely, we introduce two graph-based approaches to evaluating generalized unitarity cuts in $D$ dimensions: 1) recursively from lower-loop cuts, or 2) directly from known higher-loop planar cuts. Neither method relies on explicit state sums or any sewing of tree-level amplitudes. These methods are based on identities that we expect to hold for a broad family of theories, including QCD and Einstein gravity.

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Extracting Einstein from the Loop-Level Double-Copy

The naive double-copy of (multi) loop amplitudes involving massive matter coupled to gauge theories will generically produce amplitudes in a gravitational theory that contains additional contributions from propagating antisymmetric tensor and dilaton states even at tree-level. We present a graph-based approach that combines the method of maximal cuts with double-copy construction to offer a systematic framework to isolate the pure Einstein-Hilbert gravitational contributions through loop level. Indeed this allows for a bootstrap of pure-gravitational results from the double-copy of massive scalar-QCD. We apply this to construct the novel result of the D-dimensional one-loop five-point QFT integrand relevant in the classical limit to generating observables associated with the radiative effects of massive black-hole scattering via pure Einstein-Hilbert gravity.

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Composing Effective Prediction at Five Points

Color-kinematics duality in the adjoint has proven key to the relationship between gauge and gravity theory scattering amplitude predictions. In recent work, we demonstrated that at four-point tree-level, a small number of color-dual EFT building blocks could encode all higher-derivative single-trace massless corrections to gauge and gravity theories compatible with adjoint double-copy. One critical aspect was the trivialization of building higher-derivative color-weights -- indeed, it is the mixing of kinematics with non-adjoint-type color-weights (like the permutation-invariant d^4) which permits description via adjoint double-copy. Here we find that such ideas clarify the predictions of local five-point higher-dimensional operators as well. We demonstrate how a single scalar building block can be combined with color structures to build higher-derivative color factors that generate, through double copy, the predictions of higher-derivative gauge-theory operators. These may then be suitably mapped, through another double-copy, to higher-derivative corrections in gravity.

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