arXiv subjects

John P. Perdew

Publications and source records attributed to John P. Perdew.

At least 37 records · Page 2Linked to original sources

arXiv2022

Testing the r$^2$SCAN density functional for the thermodynamic stability of solids with and without a van der Waals correction

A central aim of materials discovery is an accurate and numerically reliable description of thermodynamic properties, such as the enthalpies of formation and decomposition. The r$^2$SCAN revision of the strongly constrained and appropriately normed (SCAN) meta-generalized gradient approximation (meta-GGA) balances numerical stability with high general accuracy. To assess the r$^2$SCAN description of solid-state thermodynamics, we evaluate the formation and decomposition enthalpies, equilibrium volumes, and fundamental bandgaps of more than 1,000 solids using r$^2$SCAN, SCAN, and PBE, as well as two dispersion-corrected variants, SCAN+rVV10 and r$^2$SCAN+rVV10. We show that r$^2$SCAN achieves accuracy comparable to SCAN and often improves upon SCAN's already excellent accuracy. Whereas SCAN+rVV10 is often observed to worsen the formation enthalpies of SCAN, and makes no substantial correction to SCAN's cell volume predictions, r$^2$SCAN+rVV10 predicts marginally less-accurate formation enthalpies than r$^2$SCAN, and slightly more-accurate cell volumes than r$^2$SCAN. The average absolute errors in predicted formation enthalpies are found to decrease by a factor of 1.5 to 2.5 from the GGA level to the meta-GGA level. Smaller decreases in error are observed for decomposition enthalpies. For formation enthalpies r$^2$SCAN improves over SCAN for intermetallic systems. For a few classes of systems -- transition metals, intermetallics, weakly-bound solids, and enthalpies of decomposition into compounds -- GGAs are comparable to meta-GGAs. In total, r$^2$SCAN and r$^2$SCAN+rVV10 can be recommended as stable, general-purpose meta-GGAs for materials discovery.

cond-mat.mtrl-sci↗

arXiv2022

Laplacian-level meta-generalized gradient approximation for solid and liquid metals

We derive and motivate a Laplacian-level, orbital-free meta-generalized-gradient approximation (LL-MGGA) for the exchange-correlation energy, targeting accurate ground-state properties of $sp$ and $sd$ metallic condensed matter, in which the density functional for the exchange-correlation energy is only weakly nonlocal due to perfect long-range screening. Our model for the orbital-free kinetic energy density restores the fourth-order gradient expansion for exchange to the r$^2$SCAN meta-GGA [Furness et al., J. Phys. Chem. Lett. 11, 8208 (2020)], yielding a LL-MGGA we call OFR2. OFR2 matches the accuracy of SCAN for prediction of common lattice constants and improves the equilibrium properties of alkali metals, transition metals, and intermetallics that were degraded relative to the PBE GGA values by both SCAN and r$^2$SCAN. We compare OFR2 to the r$^2$SCAN-L LL-MGGA [D. Mejia-Rodriguez and S.B. Trickey, Phys. Rev. B 102, 121109 (2020)] and show that OFR2 tends to outperform r$^2$SCAN-L for the equilibrium properties of solids, but r$^2$SCAN-L much better describes the atomization energies of molecules than OFR2 does. For best accuracy in molecules and non-metallic condensed matter, we continue to recommend SCAN and r$^2$SCAN. Numerical performance is discussed in detail, and our work provides an outlook to machine learning.

cond-mat.mtrl-sci↗

arXiv2022

Workhorse minimally-empirical dispersion-corrected density functional, with tests for weakly-bound systems: r$^{2}$SCAN+rVV10

SCAN+rVV10 has been demonstrated to be a versatile van der Waals (vdW) density functional that delivers good predictions of both energetic and structural properties for many types of bonding. Recently, the r$^{2}$SCAN functional has been devised as a revised form of SCAN with improved numerical stability. In this work, we refit the rVV10 functional to optimize the r$^{2}$SCAN+rVV10 vdW density functional, and test its performance for molecular interactions and layered materials. Our molecular tests demonstrate that r$^{2}$SCAN+rVV10 outperforms its predecessor SCAN+rVV10 in both efficiency (numerical stability) and accuracy. This good performance is also found in lattice constant predictions. In comparison with benchmark results from higher-level theories or experiments, r$^{2}$SCAN+rVV10 yields excellent interlayer binding energies and phonon dispersions for layered materials.

cond-mat.mtrl-sci↗

arXiv2022

Predictive Power of the Exact Constraints and Appropriate Norms in Density Functional Theory

Ground-state Kohn-Sham density functional theory provides, in principle, the exact ground-state energy and electronic spin-densities of real interacting electrons in a static external potential. In practice, the exact density functional for the exchange-correlation (xc) energy must be approximated in a computationally efficient way. About twenty mathematical properties of the exact xc functional are known. In this work, we review and discuss these known constraints on the xc energy and hole. By analyzing a sequence of increasingly sophisticated density functional approximations (DFAs), we argue that: (1) the satisfaction of more exact constraints and appropriate norms makes a functional more predictive over the immense space of many-electron systems; (2) fitting to bonded systems yields an interpolative DFA that may not extrapolate well to systems unlike those in the fitting set. We discuss how the class of well-described systems has grown along with constraint satisfaction, and the possibilities for future functional development.

physics.chem-ph↗

arXiv2022

The Lieb-Oxford Lower Bounds on the Coulomb Energy, Their Importance to Electron Density Functional Theory, and a Conjectured Tight Bound on Exchange

Lieb and Oxford (1981) derived rigorous lower bounds, in the form of local functionals of the electron density, on the indirect part of the Coulomb repulsion energy. The greatest lower bound for a given electron number N depends monotonically upon N, and the N-> infinity limit is a bound for all N. These bounds have been shown to apply to the exact density functionals for the exchange- and exchange-correlation energies that must be approximated for an accurate and computationally efficient description of atoms, molecules, and solids. A tight bound on the exact exchange energy has been derived therefrom for two-electron ground states, and is conjectured to apply to all spin-unpolarized electronic ground states. Some of these and other exact constraints have been used to construct two generations of non-empirical density functionals beyond the local density approximation: the Perdew-Burke-Ernzerhof (PBE) generalized gradient approximation (GGA), and the strongly constrained and appropriately normed (SCAN) meta-GGA.

physics.app-ph↗

arXiv2022

Incorporation of density scaling constraint in density functional design via contrastive representation learning

In a data-driven paradigm, machine learning (ML) is the central component for developing accurate and universal exchange-correlation (XC) functionals in density functional theory (DFT). It is well known that XC functionals must satisfy several exact conditions and physical constraints, such as density scaling, spin scaling, and derivative discontinuity. In this work, we demonstrate that contrastive learning is a computationally efficient and flexible method to incorporate a physical constraint in ML-based density functional design. We propose a schematic approach to incorporate the uniform density scaling property of electron density for exchange energies by adopting contrastive representation learning during the pretraining task. The pretrained hidden representation is transferred to the downstream task to predict the exchange energies calculated by DFT. The electron density encoder transferred from the pretraining task based on contrastive learning predicts exchange energies that satisfy the scaling property, while the model trained without using contrastive learning gives poor predictions for the scaling-transformed electron density systems. Furthermore, the model with pretrained encoder gives a satisfactory performance with only small fractions of the whole augmented dataset labeled, comparable to the model trained from scratch using the whole dataset. The results demonstrate that incorporating exact constraints through contrastive learning can enhance the understanding of density-energy mapping using neural network (NN) models with less data labeling, which will be beneficial to generalizing the application of NN-based XC functionals in a wide range of scenarios that are not always available experimentally but theoretically justified. This work represents a viable pathway toward the machine learning design of a universal density functional via representation learning.

physics.chem-ph↗

arXiv2021

First-principles wavevector- and frequency-dependent exchange-correlation kernel for jellium at all densities

We propose a spatially and temporally nonlocal exchange-correlation (xc) kernel for the spin-unpolarized fluid phase of ground-state jellium, for use in time-dependent density functional and linear response calculations. The kernel is constructed to satisfy known properties of the exact xc kernel, to accurately describe the correlation energies of bulk jellium, and to satisfy frequency-moment sum rules at a wide range of bulk jellium densities, including those low densities that display strong correlation and symmetry breaking. These effects are easier to understand in the simple jellium model than in real systems. All exact constraints satisfied by the recent MCP07 kernel [A. Ruzsinszky, et al., Phys. Rev. B 101, 245135 (2020)] are maintained in the new revised MCP07 (rMCP07) kernel, while others are added. The revision $f_\mathrm{xc}^\mathrm{rMCP07}(q,ω)$ differs from MCP07 only for non-zero frequencies $ω$. Only at densities much lower than those of real bulk metals is the frequency dependence of the kernel important for the correlation energy of jellium. As the wavevector $q$ tends to zero, the kernel has a $-4πα(ω)/q^2$ divergence whose frequency-dependent ultranonlocality coefficient $α(ω)$ vanishes in jellium, and is predicted by rMCP07 to be extremely small for the real metals Al and Na.}

cond-mat.mtrl-sci↗

arXiv2021

Spherical vs. Non-Spherical and Symmetry-Preserving vs. Symmetry-Breaking Densities of Open-Shell Atoms in Density Functional Theory

The atomization energies of molecules from first-principles density functional approximations improve from the local spin-density approximation (LSDA) to the Perdew-Burke-Ernzerhof (PBE)) generalized gradient approximation (GGA) to the strongly constrained and appropriately normed (SCAN) meta-GGA, and their sensitivities to non-spherical components of the density increase in the same order. Thus, these functional advances increase density sensitivity and imitate the exact constrained search over correlated wavefunctions better than that over ensembles. The diatomic molecules studied here, singlet C2 and F2 plus triplet B2 and O2, have cylindrically symmetric densities. Because the densities of the corresponding atoms are non-spherical, the approximate Kohn-Sham potentials for the atoms have a lower symmetry than that of the external (nuclear) potential, so that the non-interacting wavefunctions are not eigenstates of the square of total orbital angular momentum, breaking a symmetry that yields a feature of the exact ground-state density. That spatial symmetry can be preserved by a non-self-consistent approach in which a self-consistent equilibrium-ensemble calculation is followed by integer re-occupation of the Kohn-Sham orbitals, as the first of several steps. The symmetry-preserving approach is different from symmetry restoration based upon projection. First-step space- (and space-spin-) symmetry preservation in atoms is shown to have a small effect on the atomization energies of molecules, quantifying earlier observations by Fertig and Kohn. Thus, the standard Kohn-Sham way of calculating atomization energies, with self-consistent symmetry breaking to minimize the energy, is justified, at least for the common cases where the molecules cannot break symmetry.

physics.chem-ph↗

arXiv2021

Construction of meta-GGA functionals through restoration of exact constraint adherence to regularized SCAN functionals

The SCAN meta-GGA exchange-correlation functional [Phys. Rev. Lett. 115, 036402 (2015)] is constructed as a chemical environment-determined interpolation between two separate energy densities: one describes single orbital electron densities accurately, and another describes slowly-varying densities accurately. To conserve constraints known for the exact exchange-correlation functional, the derivatives of this interpolation vanish in the slowly-varying limit. While theoretically convenient, this choice introduces numerical challenges that degrade the functional's efficiency. We have recently reported a modification to the SCAN functional, termed r$^2$SCAN [J. Phys. Chem. Lett. 11, 8208 (2020)] that introduces two regularizations into SCAN which improve its numerical performance at the expense of not recovering the fourth order term of the slowly-varying density gradient expansion for exchange. Here we show the derivation of a progression of functionals (rSCAN, r++SCAN, r$^2$SCAN, and r$^4$SCAN) with increasing adherence to exact conditions while maintaining a smooth interpolation. The greater smoothness of r$^2$SCAN seems to lead to better general accuracy than the additional exact constraint of SCAN or r$^4$SCAN does.

cond-mat.mtrl-sci↗

arXiv2021

Modeling liquid water by climbing up Jacob's ladder in density functional theory facilitated by using deep neural network potentials

Within the framework of Kohn-Sham density functional theory (DFT), the ability to provide good predictions of water properties by employing a strongly constrained and appropriately normed (SCAN) functional has been extensively demonstrated in recent years. Here, we further advance the modeling of water by building a more accurate model on the fourth rung of Jacob's ladder with the hybrid functional, SCAN0. In particular, we carry out both classical and Feynman path-integral molecular dynamics calculations of water with the SCAN0 functional and the isobaric-isothermal ensemble. In order to generate the equilibrated structure of water, a deep neural network potential is trained from the atomic potential energy surface based on ab initio data obtained from SCAN0 DFT calculations. For the electronic properties of water, a separate deep neural network potential is trained using the Deep Wannier method based on the maximally localized Wannier functions of the equilibrated trajectory at the SCAN0 level. The structural, dynamic, and electric properties of water were analyzed. The hydrogen-bond structures, density, infrared spectra, diffusion coefficients, and dielectric constants of water, in the electronic ground state, are computed using a large simulation box and long simulation time. For the properties involving electronic excitations, we apply the GW approximation within many-body perturbation theory to calculate the quasiparticle density of states and bandgap of water. Compared to the SCAN functional, mixing exact exchange mitigates the self-interaction error in the meta-generalized-gradient approximation and further softens liquid water towards the experimental direction. For most of the water properties, the SCAN0 functional shows a systematic improvement over the SCAN functional.

physics.chem-ph↗

arXiv2021

Exploring and enhancing the accuracy of interior-scaled Perdew-Zunger self-interaction correction

The Perdew-Zunger self-interaction correction(PZ-SIC) improves the performance of density functional approximations(DFAs) for the properties that involve significant self-interaction error(SIE), as in stretched bond situations, but overcorrects for equilibrium properties where SIE is insignificant. This overcorrection is often reduced by LSIC, local scaling of the PZ-SIC to the local spin density approximation(LSDA). Here we propose a new scaling factor to use in an LSIC-like approach that satisfies an additional important constraint: the correct coefficient of atomic number Z in the asymptotic expansion of the exchange-correlation(xc) energy for atoms. LSIC and LSIC+ are scaled by functions of the iso-orbital indicator zσ, which distinguishes one-electron regions from many-electron regions. LSIC+ applied to LSDA works better for many equilibrium properties than LSDA-LSIC and the Perdew, Burke, and Ernzerhof(PBE) generalized gradient approximation(GGA), and almost as well as the strongly constrained and appropriately normed(SCAN) meta-GGA. LSDA-LSIC and LSDA-LSIC+, however, both fail to predict interaction energies involving weaker bonds, in sharp contrast to their earlier successes. It is found that more than one set of localized SIC orbitals can yield a nearly degenerate energetic description of the same multiple covalent bond, suggesting that a consistent chemical interpretation of the localized orbitals requires a new way to choose their Fermi orbital descriptors. To make a locally scaled-down SIC to functionals beyond LSDA requires a gauge transformation of the functional's energy density. The resulting SCAN-sdSIC, evaluated on SCAN-SIC total and localized orbital densities, leads to an acceptable description of many equilibrium properties including the dissociation energies of weak bonds.

physics.chem-ph↗

arXiv2020

Self-Interaction Correction in Water-Ion Clusters

We study the importance of self-interaction errors in density functional approximations for various water-ion clusters. We have employed the Fermi-Löwdin orbital self-interaction correction (FLOSIC) method in conjunction with LSDA, PBE, and SCAN to describe binding energies of hydrogen-bonded water-ion clusters, \textit{i.e.}, water-hydronium, water-hydroxide, water-halide, as well as non-hydrogen-bonded water-alkali clusters. In the hydrogen-bonded water-ion clusters, the building blocks are linked by hydrogen atoms, although the links are much stronger and longer-ranged than the normal hydrogen bonds between water molecules, because the monopole on the ion interacts with both permanent and induced dipoles on the water molecules. We find that self-interaction errors overbind the hydrogen-bonded water-ion clusters and that FLOSIC reduces the error and brings the binding energies into closer agreement with higher-level calculations. The non-hydrogen-bonded water-alkali clusters are not significantly affected by self-interaction errors. Self-interaction corrected PBE predicts the lowest mean unsigned error in binding energies ($\leq$ 50 meV/\ce{H2O}) for hydrogen-bonded water-ion clusters. Self-interaction errors are also largely dependent on the cluster size, and FLOSIC does not accurately capture the subtle variation in all clusters, indicating the need for further refinement.

physics.chem-ph↗

arXiv2020

r2SCAN-D4: Dispersion corrected meta-generalized gradient approximation for general chemical applications

We combine a regularized variant of the strongly constrained and appropriately normed semilocal density functional [J. Sun, A. Ruzsinszky, and J. P. Perdew, Phys. Rev. Lett. 115, 036402 (2015)] with the latest generation semi-classical London dispersion correction. The resulting density functional approximation r2SCAN-D4 has the speed of generalized gradient approximations while approaching the accuracy of hybrid functionals for general chemical applications. We demonstrate its numerical robustness in real-life settings and benchmark molecular geometries, general main group and organo-metallic thermochemistry, as well as non-covalent interactions in supramolecular complexes and molecular crystals. Main group and transition metal bond lengths have errors of just 0.8%, which is competitive with hybrid functionals for main group molecules and outperforms them for transition metal complexes. The weighted mean absolute deviation (WTMAD2) on the large GMTKN55 database of chemical properties is exceptionally small at 7.5 kcal/mol. This also holds for metal organic reactions with an MAD of 3.3 kcal/mol. The versatile applicability to organic and metal-organic systems transfers to condensed systems, where lattice energies of molecular crystals are within chemical accuracy (errors <1 kcal/mol).

physics.chem-ph↗

arXiv2020

Accurate and numerically efficient r$^2$SCAN meta-generalized gradient approximation

The recently proposed rSCAN functional [J. Chem. Phys. 150, 161101 (2019)] is a regularized form of the SCAN functional [Phys. Rev. Lett. 115, 036402 (2015)] that improves SCAN's numerical performance at the expense of breaking constraints known from the exact exchange-correlation functional. We construct a new meta-generalized gradient approximation by restoring exact constraint adherence to rSCAN. The resulting functional maintains rSCAN's numerical performance while restoring the transferable accuracy of SCAN.

cond-mat.mtrl-sci↗

arXiv2020

Simple hydrogenic estimates for the exchange and correlation energies of atoms and atomic ions, with implications for density functional theory

Exact density functionals for the exchange and correlation energies are approximated in practical calculations for the ground-state electronic structure of a many-electron system. An important exact constraint for the construction of approximations is to recover the correct non-relativistic large-$Z$ expansions for the corresponding energies of neutral atoms with atomic number $Z$ and electron number $N=Z$, which are correct to leading order ($-0.221 Z^{5/3}$ and $-0.021 Z \ln Z$ respectively) even in the lowest-rung or local density approximation. We find that hydrogenic densities lead to $E_x(N,Z) \approx -0.354 N^{2/3} Z$ (as known before only for $Z \gg N \gg 1$) and $E_c \approx -0.02 N \ln N$. These asymptotic estimates are most correct for atomic ions with large $N$ and $Z \gg N$, but we find that they are qualitatively and semi-quantitatively correct even for small $N$ and for $N \approx Z$. The large-$N$ asymptotic behavior of the energy is pre-figured in small-$N$ atoms and atomic ions, supporting the argument that widely-predictive approximate density functionals should be designed to recover the correct asymptotics. It is shown that the exact Kohn-Sham correlation energy, when calculated from the pure ground-state wavefunction, should have no contribution proportional to $Z$ in the $Z\to \infty$ limit for any fixed $N$.

physics.chem-ph↗

arXiv2020

Classical turning surfaces in solids: When do they occur, and what do they mean?

Classical turning surfaces of Kohn-Sham potentials, separating classically-allowed regions (CARs) from classically-forbidden regions (CFRs), provide a useful and rigorous approach to understanding many chemical properties of molecules. Here we calculate such surfaces for several paradigmatic solids. Our study of perfect crystals at equilibrium geometries suggests that CFRs are absent in metals, rare in covalent semiconductors, but common in ionic and molecular crystals. A CFR can appear at a monovacancy in a metal. In all materials, CFRs appear or grow as the internuclear distances are uniformly expanded. Calculations with several approximate density functionals and codes confirm these behaviors. A classical picture of conduction suggests that CARs should be connected in metals, and disconnected in wide-gap insulators. This classical picture is confirmed in the limits of extreme uniform compression of the internuclear distances, where all materials become metals without CFRs, and extreme expansion, where all materials become insulators with disconnected and widely-separated CARs around the atoms.

cond-mat.mtrl-sci↗

arXiv2020

Interpretations of ground-state symmetry breaking and strong correlation in wavefunction and density functional theories

Strong correlations within a symmetry-unbroken ground-state wavefunction can show up in approximate density functional theory as symmetry-broken spin-densities or total densities, which are sometimes observable. They can arise from soft modes of fluctuations (sometimes collective excitations) such as spin-density or charge-density waves at non-zero wavevector. In this sense, an approximate density functional for exchange and correlation that breaks symmetry can be more revealing (albeit less accurate) than an exact functional that does not. The examples discussed here include the stretched H$_2$ molecule, antiferromagnetic solids, and the static charge-density wave/Wigner crystal phase of a low-density jellium. It is shown that (and in what sense) the static charge density wave is a soft plasmon.

cond-mat.str-el↗

arXiv2020

A Step in the Direction of Resolving the Paradox of Perdew-Zunger Self-interaction Correction. II. Gauge Consistency of the Energy Density at Three Levels of Approximation

The Perdew-Zunger(PZ) self-interaction correction (SIC) was designed to correct the one-electron limit of any approximate density functional for the exchange-correlation (xc) energy, while yielding no correction to the exact functional. Unfortunately, it spoils the slowly-varying-in-space limits of the uncorrected approximate functionals, where those functionals are right by construction. The right limits can be restored by locally scaling down the energy density of the PZ SIC in many-electron regions, but then a spurious correction to the exact functional would be found unless the self-Hartree and exact self-xc terms of the PZ SIC energy density were expressed in the same gauge. Only the local density approximation satisfies the same-gauge condition for the energy density, which explains why the recent local-scaling SIC (LSIC) is found here to work excellently for atoms and molecules only with this basic approximation, and not with the more advanced generalized gradient approximations (GGAs) and meta-GGAs, which lose the Hartree gauge via simplifying integrations by parts. The transformation of energy density that achieves the Hartree gauge for the exact xc functional can also be applied to approximate functionals. Doing so leads to a simple scaled-down self-interaction (sdSIC) correction that is typically much more accurate than PZ SIC in tests for many molecular properties (including equilibrium bond lengths). The present work shows unambiguously that the largest errors of PZ SIC applied to standard functionals at three levels of approximation can be removed by restoring their correct slowly-varying-density limits. It also confirms the relevance of these limits to atoms and molecules.

physics.chem-ph↗