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Jonathan J. Heckman

Publications and source records attributed to Jonathan J. Heckman.

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Yukawa Couplings in F-theory and Non-Commutative Geometry

We consider Yukawa couplings generated by a configuration of intersecting seven-branes in F-theory. In configurations with a single interaction point and no fluxes turned on, the Yukawa matrices have rank one. This is no longer true when the three-form H-flux is turned on, which is generically the case for F-theory compactifications on Calabi-Yau fourfolds. In the presence of H-fluxes, the Yukawa coupling is computed using a non-commutative deformation of holomorphic Chern-Simons theory (and its reduction to seven-branes) and subsequently the rank of the Yukawa matrix changes. Such fluxes give rise to a hierarchical structure in the Yukawa matrix in F-theory GUTs of the type which has recently been proposed as a resolution of the flavor hierarchy problem.

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The Point of E_8 in F-theory GUTs

We show that in F-theory GUTs, a natural explanation of flavor hierarchies in the quark and lepton sector requires a single point of E_8 enhancement in the internal geometry, from which all Yukawa couplings originate. The monodromy group acting on the seven-brane configuration plays a key role in this analysis. Moreover, the E_8 structure automatically leads to the existence of the additional fields and interactions needed for minimal gauge mediated supersymmetry breaking,__and almost nothing else__. Surprisingly, we find that in all but one Dirac neutrino scenario the messenger fields in the gauge mediated supersymmetry breaking sector transform as vector-like pairs in the 10 + 10* of SU(5). We also classify dark matter candidates available from this enhancement point, and rule out both annihilating and decaying dark matter scenarios as explanations for the recent experiments PAMELA, ATIC and FERMI. In F-theory GUT models, a 10-100 MeV mass gravitino remains as the prime candidate for dark matter, thus suggesting an astrophysical origin for recent experimental signals.

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F-theory and the LHC: Stau Search

F-theory GUT models favor a relatively narrow range of soft supersymmetry breaking parameters in the MSSM Lagrangian. This leads to the specific predictions that a 10-100 MeV mass gravitino is the LSP, and the NLSP is quasi-stable, with a lifetime between a second to an hour. In a wide range of parameter space, the NLSP turns out to be a stau, though a bino-like lightest neutralino is also possible. Focusing on F-theory GUTs with a stau NLSP, we study the discovery potential at the LHC for such scenarios. Models with a quasi-stable stau predict a striking signature of a heavy charged particle passing through the detector. As a function of the parameters of minimal F-theory GUTs, we study how many of such events to expect, and additional signatures correlated with the presence of quasi-stable staus. We also study the prospects for staus to become stopped in or near the detector, as well as potential ways to distinguish such models from minimal gauge mediation models with similar spectra.

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Particle Physics Implications of F-theory

We review recent progress in realizing Grand Unified Theories (GUTs) in a strongly coupled formulation of type IIB string theory known as F-theory. Our main emphasis is on the expected low-energy phenomenology of a minimal class of F-theory GUTs. We introduce the primary ingredients in such constructions, and then present qualitative features of GUT models in this framework such as GUT breaking, doublet-triplet splitting, and proton decay. Next, we review proposals for realizing flavor hierarchies in the quark and lepton sectors. We discuss possible supersymmetry breaking scenarios, and their consequences for experiment, as well as geometrically minimal realizations of F-theory GUTs which incorporate most of these features.

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F-theory and Neutrinos: Kaluza-Klein Dilution of Flavor Hierarchy

We study minimal implementations of Majorana and Dirac neutrino scenarios in F-theory GUT models. In both cases the mass scale of the neutrinos m_nu ~ (M_weak)^2/M_UV arises from integrating out Kaluza-Klein modes, where M_UV is close to the GUT scale. The participation of non-holomorphic Kaluza-Klein mode wave functions dilutes the mass hierarchy in comparison to the quark and charged lepton sectors, in agreement with experimentally measured mass splittings. The neutrinos are predicted to exhibit a "normal" mass hierarchy, with masses m_3,m_2,m_1 ~ .05*(1,(alpha_GUT)^(1/2),alpha_GUT) eV. When the interactions of the neutrino and charged lepton sectors geometrically unify, the neutrino mixing matrix exhibits a mild hierarchical structure such that the mixing angles theta_23 and theta_12 are large and comparable, while theta_13 is expected to be smaller and close to the Cabibbo angle: theta_13 ~ theta_C ~ (alpha_GUT)^(1/2) ~ 0.2. This suggests that theta_13 should be near the current experimental upper bound.

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Flavor Hierarchy From F-theory

It has recently been shown that F-theory based constructions provide a potentially promising avenue for engineering GUT models which descend to the MSSM. In this note we show that in the presence of background fluxes, these models automatically achieve hierarchical Yukawa matrices in the quark and lepton sectors. At leading order, the existence of a U(1) symmetry which is related to phase rotations of the internal holomorphic coordinates at the brane intersection point leads to rank one Yukawa matrices. Subleading corrections to the internal wave functions from variations in the background fluxes generate small violations of this U(1), leading to hierarchical Yukawa structures reminiscent of the Froggatt-Nielsen mechanism. The expansion parameter for this perturbation is in terms of alpha_(GUT)^(1/2). Moreover, we naturally obtain a hierarchical CKM matrix with V_(12) ~ V_(21) ~ epsilon, V_(23) ~ V_(32) ~ epsilon^(2), V_(13) ~ V_(31) ~ epsilon^(3), where epsilon ~ alpha_(GUT)^(1/2), in excellent agreement with observation.

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Cosmology of F-theory GUTs

In this paper we study the interplay between the recently proposed F-theory GUTs and cosmology. Despite the fact that the parameter range for F-theory GUT models is very narrow, we find that F-theory GUTs beautifully satisfy most cosmological constraints without any further restrictions. The viability of the scenario hinges on the interplay between various components of the axion supermultiplet, which in F-theory GUTs is also responsible for breaking supersymmetry. In these models, the gravitino is the LSP and develops a mass by eating the axino mode. The radial component of the axion supermultiplet known as the saxion typically begins to oscillate in the early Universe, eventually coming to dominate the energy density. Its decay reheats the Universe to a temperature of ~ 1 GeV, igniting BBN and diluting all thermal relics such as the gravitino by a factor of ~ 10^(-4) - 10^(-5) such that gravitinos contribute a sizable component of the dark matter. In certain cases, non-thermally produced relics such as the axion, or gravitinos generated from the decay of the saxion can also contribute to the abundance of dark matter. Remarkably enough, this cosmological scenario turns out to be independent of the initial reheating temperature of the Universe. This is due to the fact that the initial oscillation temperature of the saxion coincides with the freeze out temperature for gravitinos in F-theory GUTs. We also find that saxion dilution is compatible with generating the desired baryon asymmetry from standard leptogenesis. Finally, the gravitino mass range in F-theory GUTs is 10-100 MeV, which interestingly coincides with the window of values required for the decay of the NLSP to solve the problem of Li(7) over-production.

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F-theory, GUTs, and the Weak Scale

In this paper we study a deformation of gauge mediated supersymmetry breaking in a class of local F-theory GUT models where the scale of supersymmetry breaking determines the value of the mu term. Geometrically correlating these two scales constrains the soft SUSY breaking parameters of the MSSM. In this scenario, the hidden SUSY breaking sector involves an anomalous U(1) Peccei-Quinn symmetry which forbids bare mu and B mu terms. This sector typically breaks supersymmetry at the desired range of energy scales through a simple stringy hybrid of a Fayet and Polonyi model. A variant of the Giudice-Masiero mechanism generates the value mu ~ 10^2 - 10^3 GeV when the hidden sector scale of supersymmetry breaking is F^(1/2) ~ 10^(8.5) GeV. Further, the B mu problem is solved due to the mild hierarchy between the GUT scale and Planck scale. These models relate SUSY breaking with the QCD axion, and solve the strong CP problem through an axion with decay constant f_a ~ M_(GUT) * mu / L, where L ~ 10^5 GeV is the characteristic scale of gaugino mass unification in gauge mediated models, and the ratio μ/ L ~ M_(GUT)/M_(pl) ~ 10^(-3). We find f_a ~ 10^12 GeV, which is near the high end of the phenomenologically viable window. Here, the axino is the goldstino mode which is eaten by the gravitino. The gravitino is the LSP with a mass of about 10^1 - 10^2 MeV, and a bino-like neutralino is (typically) the NLSP with mass of about 10^2 - 10^3 GeV. Compatibility with electroweak symmetry breaking also determines the value of tan(beta) ~ 30 +/- 7.

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Instantons and SUSY breaking in F-theory

We study instanton contributions to the superpotential of local F-theory compactifications which could potentially be used to engineer models of dynamical supersymmetry breaking. These instantons correspond to Euclidean 3-branes which form a threshold bound state with spacetime filling 7-branes. In certain cases, their contributions to the effective 4d superpotential can be determined in both perturbative string theory as well as directly via the topologically twisted theory on the 3-brane worldvolume, and in all cases we observe an exact match between these results. We further present an instanton generated Polonyi-like model, and characterize subleading corrections to the superpotential which arise from multi-instantons. We also study instanton contributions to 4d pure N=1 SU(N) gauge theory realized by a stack of 7-branes wrapping a rigid 4-cycle and find that there is a non-trivial contribution to the glueball superpotential from the single instanton sector. This correction is absent in the purely 4d theory and could conceivably be used either to stabilize moduli or to break supersymmetry.

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CP Violation and F-theory GUTs

Recent work on F-theory GUTs has shown that the predicted masses, and magnitudes of the mixing matrix elements in the quark and lepton sectors are in close accord with experiment. In this note we estimate the CP violating phase of the mixing matrices by considering the Jarlskog invariant. We find by carefully treating certain cancellations in the computation of the Jarlskog invariant that |J_quark| ~ alpha_GUT^(3) ~ 6*10^(-5), and that the CP violating phase of the quark sector is large, in accord with experiment. Moreover, we predict (up to order one factors) that |J_lepton| ~ alpha_GUT ~ 4*10^(-2) and that the CP violating phase of the lepton sector is also large.

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The Footprint of F-theory at the LHC

Recent work has shown that compactifications of F-theory provide a potentially attractive phenomenological scenario. The low energy characteristics of F-theory GUTs consist of a deformation away from a minimal gauge mediation scenario with a high messenger scale. The soft scalar masses of the theory are all shifted by a stringy effect which survives to low energies. This effect can range from 0 GeV up to ~ 500 GeV. In this paper we study potential collider signatures of F-theory GUTs, focussing in particular on ways to distinguish this class of models from other theories with an MSSM spectrum. To accomplish this, we have adapted the general footprint method developed recently for distinguishing broad classes of string vacua to the specific case of F-theory GUTs. We show that with only 5 fb^(-1) of simulated LHC data, it is possible to distinguish many mSUGRA models and low messenger scale gauge mediation models from F-theory GUTs. Moreover, we find that at 5 fb^(-1), the stringy deformation away from minimal gauge mediation produces observable consequences which can also be detected to a level of order ~ +/- 80 GeV. In this way, it is possible to distinguish between models with a large and small stringy deformation. At 50 fb^(-1), this improves to ~ +/- 10 GeV.

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GUTs and Exceptional Branes in F-theory - II: Experimental Predictions

We consider realizations of GUT models in F-theory. Adopting a bottom up approach, the assumption that the dynamics of the GUT model can in principle decouple from Planck scale physics leads to a surprisingly predictive framework. An internal U(1) hypercharge flux Higgses the GUT group directly to the MSSM or to a flipped GUT model, a mechanism unavailable in heterotic models. This new ingredient automatically addresses a number of puzzles present in traditional GUT models. The internal U(1) hyperflux allows us to solve the doublet-triplet splitting problem, and explains the qualitative features of the distorted GUT mass relations for lighter generations due to the Aharanov-Bohm effect. These models typically come with nearly exact global symmetries which prevent bare mu terms and also forbid dangerous baryon number violating operators. Strong curvature around our brane leads to a repulsion mechanism for Landau wave functions for neutral fields. This leads to large hierarchies of the form exp(-c/B^(2*g)) where c and g are order one parameters and B ~ M_(GUT)/(M_(pl)*alpha_(GUT)). This effect can simultaneously generate a viably small mu term as well as an acceptable Dirac neutrino mass on the order of 0.5 * 10^(-2 +/- 0.5) eV. In another scenario, we find a modified seesaw mechanism which predicts that the light neutrinos have masses in the expected range while the Majorana mass term for the heavy neutrinos is ~ 3 * 10^(12 +/- 1.5) GeV. Communicating supersymmetry breaking to the MSSM can be elegantly realized through gauge mediation. In one scenario, the same repulsion mechanism also leads to messenger masses which are naturally much lighter than the GUT scale.

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GUTs and Exceptional Branes in F-theory - I

Motivated by potential phenomenological applications, we develop the necessary tools for building GUT models in F-theory. This approach is quite flexible because the local geometrical properties of singularities in F-theory compactifications encode the physical content of the theory. In particular, we show how geometry determines the gauge group, matter content and Yukawa couplings of a given model. It turns out that these features are beautifully captured by a four-dimensional topologically twisted N=4 theory which has been coupled to a surface defect theory on which chiral matter can propagate. From the vantagepoint of the four-dimensional topological theory, these defects are surface operators. Specific intersection points of these defects lead to Yukawa couplings. We also find that the unfolding of the singularity in the F-theory geometry precisely matches to properties of the topological theory with a defect.

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Cascading to the MSSM

The MSSM can arise as an orientifold of a pyramid-like quiver in the context of intersecting D-branes. Here we consider quiver realizations of the MSSM which can emerge at the bottom of a duality cascade. We classify all possible minimal ways this can be done by allowing only one extra node. It turns out that this requires extending the geometry of the pyramid to an octahedron. The MSSM at the bottom of the cascade arises in one of two possible ways, with the extra node disappearing either via Higgsing or confinement. Remarkably, the quiver of the Higgsing scenario turns out to be nothing but the quiver version of the left-right symmetric extension of the MSSM. In the minimal confining scenario the duality cascade can proceed if and only if there is exactly one up/down Higgs pair. Moreover, the symmetries of the octahedron naturally admit an automorphism of the quiver which solves a version of the mu problem precisely when there are an odd number of generations.

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Phase Structure of a Brane/Anti-Brane System at Large N

We further analyze a class of recently studied metastable string vacua obtained by wrapping D5-branes and anti-D5-branes over rigid homologous S^2's of a non-compact Calabi-Yau threefold. The large N dual description is characterized by a potential for the glueball fields which is determined by an auxiliary matrix model. The higher order corrections to this potential produce a suprisingly rich phase structure. In particular, at sufficiently large 't Hooft coupling the metastable vacua present at weak coupling cease to exist. This instability can already be seen by an open string two loop contribution to the glueball potential. The glueball potential also lifts some of the degeneracy in the vacua characterized by the phases of the glueball fields. This generates an exactly computable non-vanishing axion potential at large N.

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Geometrically Induced Phase Transitions at Large N

Utilizing the large N dual description of a metastable system of branes and anti-branes wrapping rigid homologous S^2's in a non-compact Calabi-Yau threefold, we study phase transitions induced by changing the positions of the S^2's. At leading order in 1/N the effective potential for this system is computed by the planar limit of an auxiliary matrix model. Beginning at the two loop correction, the degenerate vacuum energy density of the discrete confining vacua split, and a potential is generated for the axion. Changing the relative positions of the S^2's causes discrete jumps in the energetically preferred confining vacuum and can also obstruct direct brane/anti-brane annihilation processes. The branes must hop to nearby S^2's before annihilating, thus significantly increasing the lifetime of the corresponding non-supersymmetric vacua. We also speculate that misaligned metastable glueball phases may generate a repulsive inter-brane force which stabilizes the radial mode present in compact Calabi-Yau threefolds.

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Crystal Melting and Black Holes

It has recently been shown that the statistical mechanics of crystal melting maps to A-model topological string amplitudes on non-compact Calabi-Yau spaces. In this note we establish a one to one correspondence between two and three dimensional crystal melting configurations and certain BPS black holes given by branes wrapping collapsed cycles on the orbifolds C^2/Z_n and C^3/Z_n x Z_n in the large n limit. The ranks of gauge groups in the associated gauged quiver quantum mechanics determine the profiles of crystal melting configurations and the process of melting maps to flop transitions which leave the background Calabi-Yau invariant. We explain the connection between these two realizations of crystal melting and speculate on the underlying physical meaning.

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Thermodynamics of R-charged Black Holes in AdS(5) From Effective Strings

It is well known that the thermodynamics of certain near-extremal black holes in asymptotically flat space can be lifted to an effective string description created from the intersection of D-branes. In this paper we present evidence that the semiclassical thermodynamics of near-extremal R-charged black holes in AdS(5)xS(5) is described in a similar manner by effective strings created from the intersection of giant gravitons on the S(5). We also present a free fermion description of the supersymmetric limit of the one-charge black hole, and we give a crude catalog of the microstates of the two and three-charge black holes in terms of operators in the dual conformal field theory.

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