arXiv subjects

Jonathan Sterling

Publications and source records attributed to Jonathan Sterling.

At least 19 recordsLinked to original sources

arXiv2026

Fuss-free cumulative universes: theory and practice

Universes are central to dependent type theory, and they are notoriously difficult to handle in a way that is both correct and usable. We propose a new "fuss-free" generalised algebraic presentation for polymorphic cumulative universes that dispenses with the intricate theory of coherent universe coercions in favour of a simpler formulation, which we prove equivalent by means of a normalisation theorem for the former. Evidence for the utility of the fuss-free formulation is provided in the form of (1) an abstract specification of its bidirectional elaboration algorithm, and (2) a concrete implementation in Haskell. We also describe and implement an extension of the fuss-free universe hierarchy with a judgemental notion of datatype description from which prior notions of cumulative inductive type may be derived.

cs.PL↗

arXiv2026

Bidirectional Elaborators \`a la Carte

Surface syntax in proof assistants like Rocq, Lean, Agda, and Idris is highly implicit, lacking many details that are needed for user-written code to denote precisely defined mathematical objects. Elaboration is an algorithm that accounts for these details by translating surface syntax to an explicit enough core syntax. The reliability and predictability of elaboration relies on several critical properties of the core type system, including decidability of judgemental equality and the injectivity of type constructors; these dependencies are witnessed in a concrete system by explicit calls to conversion checking and weak-head reduction subroutines. We introduce a dependently typed monadic domain specific language for the executable specification of correct-by-construction elaboration algorithms that is abstracted from any particular representation of normal forms or algorithm for conversion checking. In particular, we represent a bidirectionally typed surface language for Martin-L\"of type theory by shallow embedding in this DSL so that the translation of surface terms into core terms amounts to elementary equational calculation. This translation is correct by construction in the sense that it cannot produce ill-typed terms, and is automatically stable under judgemental equality of core terms and even under substitution; from the latter property, we obtain a new denotational interpretation of the suspension of elaboration problems. Finally, a concrete elaboration algorithm is extracted by algebraic means from a presheaf model of the DSL built out of the bi-initial natural model of Martin-L\"of type theory.

cs.PL↗

arXiv2026

The Synthetic Sierpi\'nski Cone

In domains, categories, and toposes, the Sierpi\'nski cone construction glues onto a space a universal closed point lying below all the other points. Although this is a lax colimit, it also enjoys a well-known right-handed universal property: the Sierpi\'nski cone classifies partial maps defined on an open subspace. The situation proves more subtle in synthetic models of space based on extending homotopy type theory with an interval, as in several recent approaches to synthetic higher categories and domains: although globally it may well be the case that the Sierpi\'nski cone classifies partial maps, this property cannot hold of all parameterised types without degenerating the theory. On the other hand, there are reflective subuniverses within which the classifying property nonetheless holds. We show that the largest subuniverse in which the Sierpi\'nski cone classifies partial maps is the accessible localisation at a family of embeddings parameterised in the interval, and this subuniverse is contained within the Segal types; this containment is moreover strict in the sense that when the interval is non-trivial, it is not possible for all Segal types to lie in the subuniverse. We finally extend these results from Sierpi\'nski cones to mapping cylinders, providing a new right-handed universal property for the latter.

math.CT↗

arXiv2025

Domains and Classifying Topoi

We explore a new connection between synthetic domain theory and Grothendieck topoi related to the distributive lattice classifier. In particular, all the axioms of synthetic domain theory (including the inductive fixed point object and the chain completeness of the dominance) emanate from a countable version of the synthetic quasi-coherence principle that has emerged as a central feature in the unification of synthetic algebraic geometry, synthetic Stone duality, and synthetic category theory. The duality between spatial algebras and sober spaces in a topos with a distributive lattice object provides a new set of techniques for reasoning synthetically about domain-like structures, and reveals a broad class of (higher) sheaf models for synthetic domain theory.

cs.LO↗

arXiv2025

Hofmann-Streicher lifting of fibred categories

In 1997, Hofmann and Streicher introduced an explicit construction to lift a Grothendieck universe from the category of sets into the category of set-valued presheaves on a small category. More recently, Awodey presented an elegant functorial analysis of this construction in terms of the categorical nerve, the right adjoint to the functor that takes a presheaf to its category of elements; in particular, the categorical nerve's functorial action on the universal small discrete fibration gives the generic family of the universe's Hofmann-Streicher lifting. Inspired by Awodey's analysis, we define a relative version of Hofmann-Streicher lifting in terms of the right pseudo-adjoint to the 2-functor given by postcomposition with a fibration. Finally, we construct a new 2-bifibration of fibrations in which the opcartesian and cartesian lifts arise from these pseudo-adjunctions.

math.CT↗

arXiv2025

When is the partial map classifier a Sierpi\'nski cone?

We study the relationship between partial map classifiers, Sierpi\'nski cones, and axioms for synthetic higher categories and domains within univalent foundations. In particular, we show that synthetic $\infty$-categories are closed under partial map classifiers assuming Phoa's principle, and we isolate a new reflective subuniverse of types within which the Sierpi\'nski cone (a lax colimit) can be computed as a partial map classifier by strengthening the Segal condition.

cs.LO↗

arXiv2024

Reflexive graph lenses in univalent foundations

Martin-L\"of's identity types provide a generic (albeit opaque) notion of identification or "equality" between any two elements of the same type, embodied in a canonical reflexive graph structure $(=_A, \mathbf{refl})$ on any type $A$. The miracle of Voevodsky's univalence principle is that it ensures, for essentially any naturally occurring structure in mathematics, that this the resultant notion of identification is equivalent to the type of isomorphisms in the category of such structures. Characterisations of this kind are not automatic and must be established one-by-one; to this end, several authors have employed reflexive graphs and displayed reflexive graphs to organise the characterisation of identity types. We contribute reflexive graph lenses, a new family of intermediate abstractions lying between families of reflexive graphs and displayed reflexive graphs that simplifies the characterisation of identity types for complex structures. Every reflexive graph lens gives rise to a (more complicated) displayed reflexive graph, and our experience suggests that many naturally occurring displayed reflexive graphs arise in this way. Evidence for the utility of reflexive graph lenses is given by means of several case studies, including the theory of reflexive graphs itself as well as that of polynomial type operators. Finally, we exhibit an equivalence between the type of reflexive graph fibrations and the type of univalent reflexive graph lenses.

cs.LO↗

arXiv2024

Cost-sensitive computational adequacy of higher-order recursion in synthetic domain theory

We study a cost-aware programming language for higher-order recursion dubbed $\textbf{PCF}_\mathsf{cost}$ in the setting of synthetic domain theory (SDT). Our main contribution relates the denotational cost semantics of $\textbf{PCF}_\mathsf{cost}$ to its computational cost semantics, a new kind of dynamic semantics for program execution that serves as a mathematically natural alternative to operational semantics in SDT. In particular we prove an internal, cost-sensitive version of Plotkin's computational adequacy theorem, giving a precise correspondence between the denotational and computational semantics for complete programs at base type. The constructions and proofs of this paper take place in the internal dependent type theory of an SDT topos extended by a phase distinction in the sense of Sterling and Harper. By controlling the interpretation of cost structure via the phase distinction in the denotational semantics, we show that $\textbf{PCF}_\mathsf{cost}$ programs also evince a noninterference property of cost and behavior. We verify the axioms of the type theory by means of a model construction based on relative sheaf models of SDT.

cs.PL↗

arXiv2023

Tensorial structure of the lifting doctrine in constructive domain theory

We present a survey of the two-dimensional and tensorial structure of the lifting doctrine in constructive domain theory, i.e. in the theory of directed-complete partial orders (dcpos) over an arbitrary elementary topos. We establish the universal property of lifting of dcpos as the Sierpi\'nski cone, from which we deduce (1) that lifting forms a Kock-Z\"oberlein doctrine, (2) that lifting algebras, pointed dcpos, and inductive partial orders form canonically equivalent locally posetal 2-categories, and (3) that the category of lifting algebras is cocomplete, with connected colimits created by the forgetful functor to dcpos. Finally we deduce the symmetric monoidal closure of the Eilenberg-Moore resolution of the lifting 2-monad by means of smash products; these are shown to classify both bilinear maps and strict maps, which we prove to coincide in the constructive setting. We provide several concrete computations of the smash product as dcpo coequalisers and lifting algebra coequalisers, and compare these with the more abstract results of Seal. Although all these results are well-known classically, the existing proofs do not apply in a constructive setting; indeed, the classical analysis of the Eilenberg-Moore category of the lifting monad relies on the fact that all lifting algebras are free, a condition that is not known to hold constructively.

math.CT↗

arXiv2023

A denotationally-based program logic for higher-order store

Separation logic is used to reason locally about stateful programs. State of the art program logics for higher-order store are usually built on top of untyped operational semantics, in part because traditional denotational methods have struggled to simultaneously account for general references and parametric polymorphism. The recent discovery of simple denotational semantics for general references and polymorphism in synthetic guarded domain theory has enabled us to develop TULIP, a higher-order separation logic over the typed equational theory of higher-order store for a monadic version of System F{mu,ref}. The Tulip logic differs from operationally-based program logics in two ways: predicates range over the meanings of typed terms rather than over the raw code of untyped terms, and they are automatically invariant under the equational congruence of higher-order store, which applies even underneath a binder. As a result, "pure" proof steps that conventionally require focusing the Hoare triple on an operational redex are replaced by a simple equational rewrite in Tulip. We have evaluated Tulip against standard examples involving linked lists in the heap, comparing our abstract equational reasoning with more familiar operational-style reasoning. Our main result is the soundness of Tulip, which we establish by constructing a BI-hyperdoctrine over the denotational semantics of F{mu,ref} in an impredicative version of synthetic guarded domain theory.

cs.PL↗

arXiv2023

Towards univalent reference types

We develop a denotational semantics for general reference types in an impredicative version of guarded homotopy type theory, an adaptation of synthetic guarded domain theory to Voevodsky's univalent foundations. We observe for the first time the profound impact of univalence on the denotational semantics of mutable state. Univalence automatically ensures that all computations are invariant under symmetries of the heap -- a bountiful source of program equivalences. In particular, even the most simplistic univalent model enjoys many new equations that do not hold when the same constructions are carried out in the universes of traditional set-level (extensional) type theory.

cs.LO↗

arXiv2023

Towards a geometry for syntax

It often happens that free algebras for a given theory satisfy useful reasoning principles that are not preserved under homomorphisms of algebras, and hence need not hold in an arbitrary algebra. For instance, if $M$ is the free monoid on a set $A$, then the scalar multiplication function $A\times M \to M$ is injective. Therefore, when reasoning in the formal theory of monoids under $A$, it is possible to use this injectivity law to make sound deductions even about monoids under $A$ for which scalar multiplication is not injective -- a principle known in algebra as the permanence of identity. Properties of this kind are of fundamental practical importance to the logicians and computer scientists who design and implement computerized proof assistants like Lean and Coq, as they enable the formal reductions of equational problems that make type checking tractable. As type theories have become increasingly more sophisticated, it has become more and more difficult to establish the useful properties of their free models that enable effective implementation. These obstructions have facilitated a fruitful return to foundational work in type theory, which has taken on a more geometrical flavor than ever before. Here we expose a modern way to prove a highly non-trivial injectivity law for free models of Martin-L\"of type theory, paying special attention to the ways that contemporary methods in type theory have been influenced by three important ideas of the Grothendieck school: the relative point of view, the language of universes, and the recollement of generalized spaces.

cs.LO↗

arXiv2023

Decalf: A Directed, Effectful Cost-Aware Logical Framework

We present Decalf, a directed, effectful cost-aware logical framework for studying quantitative aspects of functional programs with effects. Like Calf, the language is based on an internal phase distinction between the behavior of a program and its cost measured by an effect. Decalf extends Calf by accommodating other effects, such as probabilistic choice, which requires a reformulation of Calf's approach to cost analysis: rather than rely on a separable notion of cost, here a cost bound is simply another program. Formally, every type is equipped with an intrinsic preorder, allowing effectful programs to be compared for cost inequality. This approach serves as a streamlined alternative to the standard method of isolating a cost recurrence and readily extends to higher-order, effectful programs. The development proceeds by first introducing the Decalf type system, which is based on an intrinsic cost ordering among terms that restricts in the behavioral phase to extensional equality. This formulation is then applied to illustrative examples, including pure and effectful sorting algorithms. Finally, Decalf is semantically justified via a model in the topos of augmented simplicial sets.

cs.PL↗

arXiv2022

Controlling unfolding in type theory

We present a new way to control the unfolding of definitions in dependent type theory. Traditionally, proof assistants require users to fix whether each definition will or will not be unfolded in the remainder of a development; unfolding definitions is often necessary in order to reason about them, but an excess of unfolding can result in brittle proofs and intractably large proof goals. In our system, definitions are by default not unfolded, but users can selectively unfold them in a local manner. We justify our mechanism by means of elaboration to a core theory with extension types -- a connective first introduced in the context of homotopy type theory -- and by establishing a normalization theorem for our core calculus. We have implemented controlled unfolding in the cooltt proof assistant, inspiring an independent implementation in Agda.

cs.LO↗

arXiv2022

Classifying topoi in synthetic guarded domain theory

Several different topoi have played an important role in the development and applications of synthetic guarded domain theory (SGDT), a new kind of synthetic domain theory that abstracts the concept of guarded recursion frequently employed in the semantics of programming languages. In order to unify the accounts of guarded recursion and coinduction, several authors have enriched SGDT with multiple "clocks" parameterizing different time-streams, leading to more complex and difficult to understand topos models. Until now these topoi have been understood very concretely qua categories of presheaves, and the logico-geometrical question of what theories these topoi classify has remained open. We show that several important topos models of SGDT classify very simple geometric theories, and that the passage to various forms of multi-clock guarded recursion can be rephrased more compositionally in terms of the lower bagtopos construction of Vickers and variations thereon due to Johnstone. We contribute to the consolidation of SGDT by isolating the universal property of multi-clock guarded recursion as a modular construction that applies to any topos model of single-clock guarded recursion.

math.CT↗

arXiv2022

What should a generic object be?

Jacobs has proposed definitions for (weak, strong, split) generic objects for a fibered category; building on his definition of (split) generic objects, Jacobs develops a menagerie of important fibrational structures with applications to categorical logic and computer science, including higher order fibrations, polymorphic fibrations, ${\lambda}2$-fibrations, triposes, and others. We observe that a split generic object need not in particular be a generic object under the given definitions, and that the definitions of polymorphic fibrations, triposes, etc. are strict enough to rule out some fundamental examples: for instance, the fibered preorder induced by a partial combinatory algebra in realizability is not a tripos in this sense. We propose a new alignment of terminology that emphasizes the forms of generic object appearing most commonly in nature, i.e. in the study of internal categories, triposes, and the denotational semantics of polymorphism. In addition, we propose a new class of acyclic generic objects inspired by recent developments in higher category theory and the semantics of homotopy type theory, generalizing the realignment property of universes to the setting of an arbitrary fibration.

cs.LO↗

arXiv2022

Denotational semantics of general store and polymorphism

We contribute the first denotational semantics of polymorphic dependent type theory extended by an equational theory for general (higher-order) reference types and recursive types, based on a combination of guarded recursion and impredicative polymorphism; because our model is based on recursively defined semantic worlds, it is compatible with polymorphism and relational reasoning about stateful abstract datatypes. We then extend our language with modal constructs for proof-relevant relational reasoning based on the "logical relations as types" principle, in which equivalences between imperative abstract datatypes can be established synthetically. What is new in relation to prior typed denotational models of higher-order store is that our Kripke worlds need not be syntactically definable, and are thus compatible with relational reasoning in the heap. Our work combines recent advances in the operational semantics of state with the purely denotational viewpoint of synthetic guarded domain theory.

cs.PL↗

arXiv2022

Reflections on existential types

Existential types are reconstructed in terms of small reflective subuniverses and dependent sums. The folklore decomposition detailed here gives rise to a particularly simple account of first-class modules as a mode of use of traditional second-class modules in connection with the modal operator induced by a reflective subuniverse, leading to a semantic justification for the rules of first-class modules in languages like OCaml and MoscowML. Additionally, we expose several constructions that give rise to semantic models of ML-style programming languages with both first-class modules and realistic computational effects, culminating in a model that accommodates higher-order first-class recursive modules and higher-order store.

cs.PL↗