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Jorrit Kruthoff

Publications and source records attributed to Jorrit Kruthoff.

At least 19 recordsLinked to original sources

Semi-classical dilaton gravity and the very blunt defect expansion

We explore dilaton gravity with general dilaton potentials in the semi-classical limit viewed both as a gas of blunt defects and also as a semi-classical theory in its own right. We compare the exact defect gas picture with that obtained by naively canonically quantizing the theory in geodesic gauge. We find a subtlety in the canonical approach due to a non-perturbative ambiguity in geodesic gauge. Unlike in JT gravity, this ambiguity arises already at the disk level. This leads to a distinct mechanism from that in JT gravity by which the semi-classical approximation breaks down at low temperatures. Along the way, we propose that new, previously un-studied saddles contribute to the density of states of dilaton gravity. This in particular leads to a re-interpretation of the disk-level density of states in JT gravity in terms of two saddles with fixed energy boundary conditions: the disk, which caps off on the outer horizon, and another, sub-leading complex saddle which caps off on the inner horizon. When the theory is studied using a defect expansion, we show how the smooth classical geometries of dilaton gravity arise from a dense gas of very blunt defects in the $G_N \to 0$ limit. The classical saddle points arise from a balance between the attractive force on the defects toward negative dilaton and a statistical pressure from the entropy of the configuration. We end with speculations on the nature of the space-like singularity present inside black holes described by certain dilaton potentials.

hep-th

Constitutional Classifiers: Defending against Universal Jailbreaks across Thousands of Hours of Red Teaming

Large language models (LLMs) are vulnerable to universal jailbreaks-prompting strategies that systematically bypass model safeguards and enable users to carry out harmful processes that require many model interactions, like manufacturing illegal substances at scale. To defend against these attacks, we introduce Constitutional Classifiers: safeguards trained on synthetic data, generated by prompting LLMs with natural language rules (i.e., a constitution) specifying permitted and restricted content. In over 3,000 estimated hours of red teaming, no red teamer found a universal jailbreak that could extract information from an early classifier-guarded LLM at a similar level of detail to an unguarded model across most target queries. On automated evaluations, enhanced classifiers demonstrated robust defense against held-out domain-specific jailbreaks. These classifiers also maintain deployment viability, with an absolute 0.38% increase in production-traffic refusals and a 23.7% inference overhead. Our work demonstrates that defending against universal jailbreaks while maintaining practical deployment viability is tractable.

cs.CL

Carrying over algorithm in transformers

Addition is perhaps one of the simplest arithmetic tasks one can think of and is usually performed using the carrying over algorithm. This algorithm consists of two tasks: adding digits in the same position and carrying over a one whenever necessary. We study how transformer models implement this algorithm and how the two aforementioned tasks are allocated to different parts of the network. We first focus on two-layer encoder-only models and show that the carrying over algorithm is implemented in a modular fashion. The first layer is mostly responsible for adding digits in the same position. The second layer first decides, in the attention, which positions need a carried one or not, and then performs the carrying of the one in the final MLP. We provide a simple way of precisely identifying which neurons are responsible for that task. This implementation of the carrying over algorithm occurs across a range of hyperparameters for two as well as three-layer models. For small decoder-only models, we observe the same implementation and provide suggestive evidence for its existence in three 7B large language models.

cs.LG

S-duality in $T\bar{T}$-deformed CFT

$T\bar{T}$ deformed conformal field theories can be reformulated as worldsheet theories of non-critical strings. We use this correspondence to compute and study the $T\bar{T}$ deformed partition sum of a symmetric product CFT. We find that it takes the form of a partition sum of a second quantized string theory with a worldsheet given by the product of the seed CFT and a gaussian sigma model with the two-torus as target space. We show that deformed symmetric product theory admits a natural UV completion that exhibits a strong weak coupling $\mathbb{Z}_2$ duality that interchanges the momentum and winding numbers and maps the $T\bar{T}$-coupling $λ$ to its inverse $1/λ$. The $\mathbb{Z}_2$ duality is part of a full O$(2,2,\mathbb{Z})$-duality group that includes a PSL$(2,\mathbb{Z})$ acting on the complexified $T\bar{T}$ coupling. The duality symmetry eliminates the appearance of complex energies at strong coupling for all seed CFTs with central charge $c\leq 6$.

hep-th

The power of Lorentzian wormholes

As shown by Louko and Sorkin in 1995, topology change in Lorentzian signature involves spacetimes with singular points, which they called crotches. We modify their construction to obtain Lorentzian semiclassical wormholes in asymptotically AdS. These solutions are obtained by inserting crotches on known saddles, like the double-cone or multiple copies of the Lorentzian black hole. The crotches implement swap-identifications, and are classically located at an extremal surface. The resulting Lorentzian wormholes have an instanton action equal to their area, which is responsible for topological suppression in any number of dimensions. We conjecture that including these Lorentzian wormhole spacetimes is gauge-equivalent to path integrating over all mostly Euclidean smooth spacetimes. We present evidence for this by reproducing semiclassical features of the genus expansion of the spectral form factor, and of a late-time two point function, by summing over the moduli space of Lorentzian wormholes. As a final piece of evidence, we discuss the Lorentzian version of West-Coast replica wormholes.

hep-th

An integrable road to a perturbative plateau

As has been known since the 90s, there is an integrable structure underlying two-dimensional gravity theories. Recently, two-dimensional gravity theories have regained an enormous amount of attention, but now in relation with quantum chaos - superficially nothing like integrability. In this paper, we return to the roots and exploit the integrable structure underlying dilaton gravity theories to study a late time, large $e^{S_\text{BH}}$ double scaled limit of the spectral form factor. In this limit, a novel cancellation due to the integrable structure ensures that at each genus $g$ the spectral form factor grows like $T^{2g+1}$, and that the sum over genera converges, realising a perturbative approach to the late-time plateau. Along the way, we clarify various aspects of this integrable structure. In particular, we explain the central role played by ribbon graphs, we discuss intersection theory, and we explain what the relations with dilaton gravity and matrix models are from a more modern holographic perspective.

hep-th

Higher spin JT gravity and a matrix model dual

We propose a generalization of the Saad-Shenker-Stanford duality relating matrix models and JT gravity to the case in which the bulk includes higher spin fields. Using a $\textsf{PSL}(N,\mathbb{R})$ BF theory we compute the disk and generalization of the trumpet partition function in this theory. We then study higher genus corrections and show how this differs from the usual JT gravity calculations. In particular, the usual quotient by the mapping class group is not enough to ensure finite answers and so we propose to extend this group with additional elements that make the gluing integrals finite. These elements can be thought of as large higher spin diffeomorphisms. The cylinder contribution to the spectral form factor then behaves as $T^{N-1}$ at late times $T$, signaling a deviation from conventional random matrix theory. To account for this deviation, we propose that the bulk theory is dual to a matrix model consisting of $N-1$ commuting matrices associated to the $N-1$ conserved higher spin charges. We find further evidence for the existence of the additional mapping class group elements by interpreting the bulk gauge theory geometrically and employing the formalism developed by Gomis et al. in the nineties. This formalism introduces additional (auxiliary) boundary times so that each conserved charge generates translations in those new directions. This allows us to find an explicit description for the $\textsf{PSL}(3,\mathbb{R})$ Schwarzian theory for the disk and trumpet and view the additional mapping class group elements as ordinary Dehn twists, but in higher dimensions.

hep-th

Alpha states demystified: Towards microscopic models of AdS$_2$ holography

We continue our study of factorizing theories of dilaton gravity, characterized by a universal bilocal interaction. All such factorizing theories can be shown to have discrete spectra, distinguished only by their local dilaton potentials. We show how such theories can be used to construct all alpha-states in the Hilbert space of baby universes of ordinary JT gravity. Large classes of these theories with different local potentials are found to be non-perturbatively equivalent and have identical discrete spectra. This is a concrete example of how different bulk descriptions can give rise to the same boundary theory. Such equivalences manifest themselves as null states, which have to be quotiented out in order to construct a proper baby universe Hilbert space. Our results also allow us to revisit the mechanism discussed by Coleman, Giddings, and Strominger, and concretely link ensemble averaging to the appearance or disappearance of spacetime wormholes. We then investigate JT gravity deformed only by the universal bilocal interaction. In this theory, the only terms that do not cancel in a topological expansion are disks, which capture perturbative fluctuations around a two-dimensional black hole saddle. We find that this theory of black holes has an evenly spaced spectrum, instead of a quantum chaotic one. We present a dual quantum mechanical system with exactly the same discrete spectrum, and propose that this is an example of a new holographic duality between a two-dimensional theory of quantum gravity and a conventional quantum mechanics.

hep-th

Gravity factorized

We find models of two-dimensional gravity that resolve the factorization puzzle and have a discrete spectrum, whilst retaining a semiclassical description. A novelty of these models is that they contain non-trivially correlated spacetime branes or, equivalently, nonlocal interactions in their action. Such nonlocal correlations are motivated in the low-energy gravity theory by integrating out UV degrees of freedom. Demanding factorization fixes almost all brane correlators, and the exact geometric expansion of the partition function collapses to only two terms: the black hole saddle and a subleading ``half-wormhole'' geometry, whose sum yields the desired discrete spectrum. By mapping the insertion of correlated branes to a certain double-trace deformation in the dual matrix integral, we show that factorization and discreteness also persist non-perturbatively. While in our model all wormholes completely cancel, they are still computationally relevant: self-averaging quantities, like the Page curve, computed in the original theory with wormholes, accurately approximate observables in our theory, which accounts for UV corrections. Our models emphasize the importance of correlations between different disconnected components of spacetime, providing a possible resolution to the factorization puzzle in any number of dimensions.

hep-th

The topological invariants of rotationally symmetric crystals

Recent formal classifications of crystalline topological insulators predict that the combination of time-reversal and rotational symmetry gives rise to topological invariants beyond the ones known for other lattice symmetries. Although the classification proves their existence, it does not indicate a way of calculating the values of those invariants. Here, we show that a specific set of concentric Wilson loops and line invariants yields the values of all topological invariants in two-dimensional systems with pure rotation symmetry in class AII. Examples of this analysis are given for specific models with two-fold and three-fold rotational symmetry. We find new invariants that relate to the presence of higher-order topology and corner charges.

cond-mat.str-el

Gravity without averaging

We present a gravitational theory that interpolates between JT gravity, and a gravity theory with a fixed boundary Hamiltonian. For this, we consider a matrix integral with the insertion of a Gaussian with variance $σ^2$, centered around a matrix $\textsf{H}_0$. Tightening the Gaussian renders the matrix integral less random, and ultimately it collapses the ensemble to one Hamiltonian $\textsf{H}_0$. This model provides a concrete setup to study factorization, and what the gravity dual of a single member of the ensemble is. We find that as $σ^2$ is decreased, the JT gravity dilaton potential gets modified, and ultimately the gravity theory goes through a series of phase transitions, corresponding to a proliferation of extra macroscopic holes in the spacetime. Furthermore, we observe that in the Efetov model approach to random matrices, the non-averaged factorizing theory is described by one simple saddle point.

hep-th

Free fermion entanglement with a semitransparent interface: the effect of graybody factors on entanglement islands

We study the entanglement entropy of free fermions in 2d in the presence of a partially transmitting interface that splits Minkowski space into two half-spaces. We focus on the case of a single interval that straddles the defect, and compute its entanglement entropy in three limits: Perturbing away from the fully transmitting and fully reflecting cases, and perturbing in the amount of asymmetry of the interval about the defect. Using these results within the setup of the Poincaré patch of AdS$_2$ statically coupled to a zero temperature flat space bath, we calculate the effect of a partially transmitting AdS$_2$ boundary on the location of the entanglement island region. The partially transmitting boundary is a toy model for black hole graybody factors. Our results indicate that the entanglement island region behaves in a monotonic fashion as a function of the transmission/reflection coefficient at the interface.

hep-th

Classifying boundary conditions in JT gravity: from energy-branes to $α$-branes

We classify the possible boundary conditions in JT gravity and discuss their exact quantization. Each boundary condition that we study will reveal new features in JT gravity related to its matrix integral interpretation, its factorization properties and ensemble averaging interpretation, the definition of the theory at finite cutoff, its relation to the physics of near-extremal black holes and, finally, its role as a two-dimensional model of cosmology.

hep-th

Diving into a holographic superconductor

Charged black holes in anti-de Sitter space become unstable to forming charged scalar hair at low temperatures $T < T_\text{c}$. This phenomenon is a holographic realization of superconductivity. We look inside the horizon of these holographic superconductors and find intricate dynamical behavior. The spacetime ends at a spacelike Kasner singularity, and there is no Cauchy horizon. Before reaching the singularity, there are several intermediate regimes which we study both analytically and numerically. These include strong Josephson oscillations in the condensate and possible 'Kasner inversions' in which after many e-folds of expansion, the Einstein-Rosen bridge contracts towards the singularity. Due to the Josephson oscillations, the number of Kasner inversions depends very sensitively on $T$, and diverges at a discrete set of temperatures $\{T_n\}$ that accumulate at $T_c$. Near these $T_n$, the final Kasner exponent exhibits fractal-like behavior.

hep-th

Building Tensor Networks for Holographic States

We discuss a one-parameter family of states in two-dimensional holographic conformal field theories which are constructed via the Euclidean path integral of an effective theory on a family of hyperbolic slices in the dual bulk geometry. The effective theory in question is the CFT flowed under a $T\overline{T}$ deformation, which "folds" the boundary CFT towards the bulk time-reflection symmetric slice. We propose that these novel Euclidean path integral states in the CFT can be interpreted as continuous tensor network (CTN) states. We argue that these CTN states satisfy a Ryu-Takayanagi-like minimal area upper bound on the entanglement entropies of boundary intervals, with the coefficient being equal to $\frac{1}{4G_N}$; the CTN corresponding to the bulk time-reflection symmetric slice saturates this bound. We also argue that the original state in the CFT can be written as a superposition of such CTN states, with the corresponding wavefunction being the bulk Hartle-Hawking wavefunction.

hep-th

On the flow of states under $T\overline{T}$

We study the $T\overline{T}$ deformation of two dimensional quantum field theories from a Hamiltonian point of view, focusing on aspects of the theory in Lorentzian signature. Our starting point is a simple rewriting of the spatial integral of the $T\overline{T}$ operator, which directly implies the deformed energy spectrum of the theory. Using this rewriting, we then derive flow equations for various quantities in the deformed theory, such as energy eigenstates, operators, and correlation functions. On the plane, we find that the deformation merely has the effect of implementing successive canonical/Bogoliubov transformations along the flow. This leads us to define a class of non-local, 'dressed' operators (including a dressed stress tensor) which satisfy the same commutation relations as in the undeformed theory. This further implies that on the plane, the deformed theory retains its symmetry algebra, including conformal symmetry, if the original theory is a CFT. On the cylinder the $T\overline{T}$ deformation is much more non-trivial, but even so, correlation functions of certain dressed operators are integral transforms of the original ones. Finally, we propose a tensor network interpretation of our results in the context of AdS/CFT.

hep-th

Density matrices in quantum gravity

We study density matrices in quantum gravity, focusing on topology change. We argue that the inclusion of bra-ket wormholes in the gravity path integral is not a free choice, but is dictated by the specification of a global state in the multi-universe Hilbert space. Specifically, the Hartle-Hawking (HH) state does not contain bra-ket wormholes. It has recently been pointed out that bra-ket wormholes are needed to avoid potential bags-of-gold and strong subadditivity paradoxes, suggesting a problem with the HH state. Nevertheless, in regimes with a single large connected universe, approximate bra-ket wormholes can emerge by tracing over the unobserved universes. More drastic possibilities are that the HH state is non-perturbatively gauge equivalent to a state with bra-ket wormholes, or that the third-quantized Hilbert space is one-dimensional. Along the way we draw some helpful lessons from the well-known relation between worldline gravity and Klein-Gordon theory. In particular, the commutativity of boundary-creating operators, which is necessary for constructing the alpha states and having a dual ensemble interpretation, is subtle. For instance, in the worldline gravity example, the Klein-Gordon field operators do not commute at timelike separation.

hep-th

Gravitational duals to the grand canonical ensemble abhor Cauchy horizons

The gravitational dual to the grand canonical ensemble of a large $N$ holographic theory is a charged black hole. These spacetimes -- for example Reissner-Nordström-AdS -- can have Cauchy horizons that render the classical gravitational dynamics of the black hole interior incomplete. We show that a (spatially uniform) deformation of the CFT by a neutral scalar operator generically leads to a black hole with no inner horizon. There is instead a spacelike Kasner singularity in the interior. For relevant deformations, Cauchy horizons never form. For certain irrelevant deformations, Cauchy horizons can exist at one specific temperature. We show that the scalar field triggers a rapid collapse of the Einstein-Rosen bridge at the would-be Cauchy horizon. Finally, we make some observations on the interior of charged dilatonic black holes where the Kasner exponent at the singularity exhibits an attractor mechanism in the low temperature limit.

hep-th