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Josef A. Nossek

Publications and source records attributed to Josef A. Nossek.

At least 19 recordsLinked to original sources

Decoupling Networks and Super-Quadratic Gains for RIS Systems with Mutual Coupling

We propose decoupling networks for the reconfigurable intelligent surface (RIS) array as a solution to benefit from the mutual coupling between the reflecting elements. In particular, we show that when incorporating these networks, the system model reduces to the same structure as if no mutual coupling is present. Hence, all algorithms and theoretical discussions neglecting mutual coupling can be directly applied when mutual coupling is present by utilizing our proposed decoupling networks. For example, by including decoupling networks, the channel gain maximization in RIS-aided single-input single-output (SISO) systems does not require an iterative algorithm but is given in closed form as opposed to using no decoupling network. In addition, this closed-form solution allows to analytically analyze scenarios under mutual coupling resulting in novel connections to the conventional transmit array gain. In particular, we show that super-quadratic (up to quartic) channel gains w.r.t. the number of RIS elements are possible and, therefore, the system with mutual coupling performs significantly better than the conventional uncoupled system in which only squared gains are possible. We consider diagonal as well as beyond diagonal (BD)-RISs and give various analytical and numerical results, including the inevitable losses at the RIS array. In addition, simulation results validate the superior performance of decoupling networks w.r.t. the channel gain compared to other state-of-the-art methods.

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Non-Reciprocal Reconfigurable Intelligent Surfaces

In contrast to conventional RIS, the scattering matrix of a non-reciprocal RIS (NR-RIS) is non-symmetric, leading to differences in the uplink and the downlink components of NR-RIS cascaded channels. In this paper, a physically-consistent device model is proposed in which an NR-RIS is composed of multiple groups of two-port elements inter-connected by non-reciprocal devices. The resulting non-reciprocal scattering matrix is derived for various cases including two-element groups connected with isolators or gyrators, and general three-element groups connected via circulators. Signal models are given for NR-RIS operating in either reflecting-only or simultaneously transmitting and reflecting modes. The problem of NR-RIS design for non-reciprocal beamsteering is formulated for three-element circulator implementations, and numerical results confirm that non-reciprocal beamsteering can be achieved with minimal sidelobe power. We also show that our physically consistent NR-RIS architecture is effective in implementing channel reciprocity attacks, achieving similar performance to that with idealized NR-RIS models.

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Sum Rate Maximization in the Constant Envelope MIMO Downlink with the RZF Precoder

Feeding power amplifiers (PAs) with constant envelope (CE) signals is an effective way to reduce the power consumption in massive multiple-input-multiple-output (MIMO) systems. The nonlinear distortion caused by CE signaling must be mitigated by means of signal processing to improve the achievable sum rates. To this purpose, many linear and nonlinear precoding techniques have been developed for the CE MIMO downlink. The vast majority of these CE precoding techniques do not include a power allocation scheme, which is indispensable to achieve adequate performances in the downlink with channel gain imbalances between users. In this paper, we present two algorithms to produce a power allocation scheme for regularized zero-forcing (RZF) precoding in CE MIMO downlink. Both techniques are based on transforming the CE quantized MIMO downlink to an approximately equivalent system of parallel single-input-single-output (SISO) channels. The first technique is proven to solve the sum rate maximization problem in the approximate system optimally, whereas the second technique obtains the local maximum with lower complexity. We also extend another state-of-the-art quantization aware sum rate maximization algorithm with linear precoding to the CE downlink. Numerical results illustrate significant gains for the performance of the RZF precoder when the CE quantization is taken into account in a power allocation. Another key numerical result is that the proposed RZF techniques achieve almost the identical performance so that the one with lower computational complexity is chosen as the main method. Results also show that the proposed RZF precoding schemes perform at least as good as the state-of-the-art method with an advantage that the main RZF method has significantly lower computational complexity than the state-of-the-art.

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Performance Analysis of Systems with Coupled and Decoupled RISs

We analyze and compare different methods for handling the mutual coupling in RIS-aided communication systems. A new mutual coupling aware algorithm is derived where the reactance of each element is updated successively with a closed-form solution. In comparison to existing element-wise methods, this approach leads to a considerably reduced computational complexity. Furthermore, we introduce decoupling networks for the RIS array as a potential solution for handling mutual coupling. With these networks, the system model reduces to the same structure as when no mutual coupling were present. Including decoupling networks, we can optimize the channel gain of a RIS-aided SISO system in closed-form which allows to analyze the scenario under mutual coupling analytically and to draw connections to the conventional transmit array gain. In particular, a super-quadratic channel gain can be achieved which scales as N^4 where N is the number of RIS elements.

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Physically Consistent Modelling of Wireless Links with Reconfigurable Intelligent Surfaces Using Multiport Network Analysis

RISs are an emerging technology for engineering the channels of future wireless communication systems. The vast majority of research publications on RIS are focussing on system-level optimization and are based on very simplistic models ignoring basic physical laws. There are only a few publications with a focus on physical modeling. Nevertheless, the widely employed model is still inconsistent with basic physical laws. We will show that even with a very simple abstract model based on isotropic radiators, ignoring any mismatch, mutual coupling, and losses, each RIS element cannot be modeled to simply reflect the incident signal by manipulating its phase only and letting the amplitude unchanged. We will demonstrate the inconsistencies with the aid of very simple toy examples, even with only one or two RIS elements. Based on impedance parameters, the problems associated with scattering parameters can be identified enabling a correct interpretation of the derived solutions.

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Physically Consistent Models for Intelligent Reflective Surface-assisted Communications under Mutual Coupling and Element Size Constraint

We investigate the benefits of mutual coupling effects between the passive elements of intelligent reconfigurable surfaces (IRSs) on maximizing the achievable rate of downlink Internet-of-Things (IoT) networks. In this paper, we present an electromagnetic (EM) coupling model for IRSs whose elements are connected minimum scattering antennas (i.e., dipoles). Using Chu's theory, we incorporate the finite antenna size constraint on each element of the IRS to obtain the IRS mutual impedance matrix. By maximizing the IRS phase shiters using the gradient ascent procedure, our numerical results show that mutual coupling is indeed crucial to avoid the achievable rate degradation when the spacing between IRS elements is down to a fraction of the wavelength.

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Compact Uniform Circular Quarter-Wavelength Monopole Antenna Arrays with Wideband Decoupling and Matching Networks

Two novel decoupling and matching networks (DMNs) in microstrip technology for three-element uniform circular arrays (UCAs) are investigated and compared to a more conventional DMN approach with simple neutralization lines. The array elements are coaxially-fed quarter-wavelength monopole antennas over a finite groundplane. Three-element arrays are considered since UCAs with an odd number of elements are able to provide an almost constant maximum array factor over the whole azimuthal angular range. The new designs are explained from a theoretical point of view and their implementations are compared to four- and three-elements UCAs without DMN in terms of decoupling and matching bandwidth as well as beamforming capabilities. In addition to excellent decoupling and matching below -16 dB, a broader bandwidth is obtained by the two DMNs. The reasons for the enhanced bandwidth are similar in both cases: By introducing several circuit elements offering additional degrees of freedom, matching of the monopole input impedances at different frequencies becomes feasible. One of the presented designs offers a larger bandwidth, while the other design is able to provide a better total efficiency. Scattering parameters, radiation patterns, beamforming capabilities, and enhanced gain are all verified by measurements over the operating bandwidth.

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Massive MIMO Channel Estimation with Low-Resolution Spatial Sigma-Delta ADCs

We consider channel estimation for an uplink massive multiple-input multiple-output (MIMO) system where the base station (BS) uses an array with low-resolution (1-2 bit) analog-to-digital converters and a spatial Sigma-Delta ($ΣΔ$) architecture to shape the quantization noise away from users in some angular sector. We develop a linear minimum mean squared error (LMMSE) channel estimator based on the Bussgang decomposition that reformulates the nonlinear quantizer model using an equivalent linear model plus quantization noise. We also analyze the uplink achievable rate with maximal ratio combining (MRC), zero-forcing (ZF), and LMMSE receivers and provide a lower bound for the achievable rate with the MRC receiver. Numerical results show superior channel estimation and sum spectral efficiency performance using the $ΣΔ$ architecture compared to conventional 1- or 2-bit quantized massive MIMO systems.

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Sparse Linear Precoders for Mitigating Nonlinearities in Massive MIMO

Dealing with nonlinear effects of the radio-frequency(RF) chain is a key issue in the realization of very large-scale multi-antenna (MIMO) systems. Achieving the remarkable gains possible with massive MIMO requires that the signal processing algorithms systematically take into account these effects. Here, we present a computationally efficient linear precoding method satisfying the requirements for low peak-to-average power ratio (PAPR) and low-resolution D/A-converters (DACs). The method is based on a sparse regularization of the precoding matrix and offers advantages in terms of precoded signal PAPR as well as processing complexity. Through simulation, we find that the method substantially improves conventional linear precoders.

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Channel Estimation and Data Equalization in Frequency-Selective MIMO Systems with One-Bit Quantization

This paper addresses channel estimation and data equalization on frequency-selective 1-bit quantized Multiple Input-Multiple Output (MIMO) systems. No joint processing or Channel State Information is assumed at the transmitter, and therefore our findings are also applicable to the uplink of Multi-User MIMO systems. System models for both Orthogonal Division Frequency Multiplexing (OFDM) and single-carrier schemes are developed. A Cramér-Rao Lower Bound for the estimation problems is derived. The two nonlinear algorithms Expectation Maximization (EM) and Generalized Approximate Message Passing (GAMP) are adapted to the problems, and a linear method based on the Bussgang theorem is proposed. In the OFDM case, the linear method enables subcarrier-wise estimation, greatly reducing computational complexity. Simulations are carried out to compare the algorithms with different settings. The results turn out to be close to the Cramér-Rao bound in the low Signal to Noise Ratio (SNR) region. The OFDM setting is more suitable for the nonlinear algorithms, and that the linear methods incur a performance loss with respect to the nonlinear approaches. In the relevant low and medium SNR regions, the loss amounts to 2-3 dB and might well be justified in exchange for the reduced computational effort, especially in Massive MIMO settings.

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Power Allocation and Parameter Estimation for Multipath-based 5G Positioning

We consider a single-anchor multiple-input multiple-output (MIMO) orthogonal frequency-division multiplexing (OFDM) system with imperfectly synchronized transmitter (Tx) and receiver (Rx) clocks, where the Rx estimates its position based on the received reference signals. The Tx, having (imperfect) prior knowledge about the Rx location and the surrounding geometry, transmits the reference signals based on a set of fixed beams. In this work, we develop strategies for the power allocation among the beams aiming to minimize the expected Cramér-Rao lower bound (CRLB) for Rx positioning. Additional constraints on the design are included to ensure that the line-of-sight (LOS) path is detected with high probability. Furthermore, the effect of clock asynchronism on the resulting allocation strategies is also studied. We also propose a gridless compressed sensing-based position estimation algorithm, which exploits the information on the clock offset provided by non-line-of-sight paths, and show that it is asymptotically efficient.

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Position Information from Single-Bounce Reflections

In the context of positioning a target with a single-anchor, this contribution focuses on the Fisher information about the position, orientation and clock offset of the target provided by single-bounce reflections. The availability of prior knowledge of the target's environment is taken into account via a prior distribution of the position of virtual anchors, and the rank, intensity and direction of provided information is studied. We show that when no prior knowledge is available, single-bounce reflections offer position information in the direction parallel to the reflecting surface, irrespective of the target's and anchor's locations. We provide a geometrically intuitive explanation of the results and present numerical examples demonstrating their potential implications.

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5G Downlink Multi-Beam Signal Design for LOS Positioning

In this work, we study optimal transmit strategies for minimizing the positioning error bound in a line-of-sight scenario, under different levels of prior knowledge of the channel parameters. For the case of perfect prior knowledge, we prove that two beams are optimal, and determine their beam directions and optimal power allocation. For the imperfect prior knowledge case, we compute the optimal power allocation among the beams of a codebook for two different robustness-related objectives, namely average or maximum squared position error bound minimization. Our numerical results show that our low-complexity approach can outperform existing methods that entail higher signaling and computational overhead.

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Performance Limits of Single-Anchor Millimeter-Wave Positioning

The fundamental limits of single-anchor multi-antenna positioning are investigated. Exploiting the structure of the multiple input-multiple output-orthogonal frequency division multiplexing (MIMO-OFDM) channel at millimeter-wave frequencies, we present geometrically intuitive asymptotic expressions for the Fisher information on position, orientation and velocity for large bandwidth and number of antennas. The effects of synchronization errors and mobility are studied and it is shown that non-line-of-sight (NLOS) paths can be used to estimate the synchronization error and drastically improve the positioning performance. We also find that, in the presence of line-of-sight (LOS), mobility has a small impact on the achievable positioning accuracy, but in the NLOS-only scenario it can significantly improve the achievable performance, depending on the variance of the synchronization error. Finally, considering a communication system with device-specific transmission and reception constraints, we compare the positioning accuracy between the downlink and the uplink and show that they are equivalent under the same signal-to-noise ratio (SNR).

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On Reciprocity in Physically Consistent TDD Systems with Coupled Antennas

We consider the reciprocity of the information-theoretic channel of Time Division Duplex (TDD) Multi-User-Multiple Input Multiple Output (MU-MIMO) systems in the up- and downlink. Specifically, we assume that the transmit and receive chains are reciprocal. We take the mutual coupling between the antenna elements at the base station and at the mobiles into account. Mutual coupling influences how to calculate transmit power and noise covariance. The analysis is based on the Multiport Communication Theory, which ensures that the information-theoretic model is consistent with physics. It also includes a detailed noise model. We show that due to the coupling, the information-theoretic up- and downlink channels do not fulfill the ordinary reciprocity relation, even if the input-output relation of the transmit voltage sources and the receive load voltages, i.e., the channel which is estimated with the help of pilot signals in the uplink, is reciprocal. This is a fundamental effect that is not considered otherwise. We show via Monte Carlo simulations that both, using the ordinary reciprocity relation, and not taking the coupling into account, significantly decreases the ergodic rates in single-user and the ergodic sum rates in multi-user systems.

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Channel Parameter Estimation for Millimeter-Wave Cellular Systems with Hybrid Beamforming

To achieve high data rates defined in 5G, the use of millimeter-waves and massive-MIMO are indispensable. To benefit from these technologies, an accurate estimation of the channel parameters is crucial. We propose a novel two-stage algorithm for channel parameters estimation. In the first stage, coarse estimation is accomplished by applying parameter estimation via interpolation based on DFT grid (PREIDG) with a fixed look-up table (LUT), while the second stage refines the estimates by means of the space-alternating generalized expectation maximization (SAGE) algorithm. The two-stage algorithm uses discrete Fourier transform beamforming vectors which are efficiently implemented by a Butler matrix in the analog domain. We found that this methodology improves the estimates compared to the auxiliary beam pair (ABP) method. The two-stage algorithm shows efficient performance in the low signal to noise ratio regime for the channel parameters i.e. angles of departure, complex path gains and delays of the multipaths. Finally, we derived the Cramér-Rao lower bound (CRLB) to assess the performance of our two-stage estimation algorithm.

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On the Effect of Mutual Coupling in One-Bit Spatial Sigma-Delta Massive MIMO Systems

The one-bit spatial Sigma-Delta concept has recently been proposed as an approach for achieving low distortion and low power consumption for massive multi-input multi-output systems. The approach exploits users located in known angular sectors or spatial oversampling to shape the quantization noise away from desired directions of arrival. While reducing the antenna spacing alleviates the adverse impact of quantization noise, it can potentially deteriorate the performance of the massive array due to excessive mutual coupling. In this paper, we analyze the impact of mutual coupling on the uplink spectral efficiency of a spatial one-bit Sigma-Delta massive MIMO architecture, and compare the resulting performance degradation to standard one-bit quantization as well as the ideal case with infinite precision. Our simulations show that the one-bit Sigma-Delta array is particularly advantageous in space-constrained scenarios, can still provide significant gains even in the presence of mutual coupling when the antennas are closely spaced.

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Limits of Transmit and Receive Array Gain in Massive MIMO

In this paper, we consider the transmit and receive antenna array gain of massive MIMO systems. In particular, we look at their dependence on the number of antennas in the array, and the antenna spacing for uniform linear and uniform circular arrays. It is known that the transmit array gain saturates at a certain antenna spacing, but the receive array gain had not been considered. With our physically consistent analysis based on the Multiport Communication Theory, we show that the receive array gain does not saturate, but that there is a peak at a certain antenna spacing when there is no decoupling network at the receiver. As implementing a decoupling network for massive MIMO would be almost impossible, this is a reasonable assumption. Furthermore, we analyze how the array gain changes depending on the antenna spacing and the size of the antenna array and derive design recommendations.

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