arXiv subjects

Joseph A. Ball

Publications and source records attributed to Joseph A. Ball.

At least 19 recordsLinked to original sources

arXiv2023

Dilation and Model Theory for Pairs of Commuting Contractions

This manuscript is an effort to extend the Sz.-Nagy--Foias dilation and model theory for a single contraction to the case of commuting pair of contractions. Fundamental to the Sz.-Nagy--Foias model theory is the functional model for the minimal isometric dilation. The first step in our approach for the pair case is to obtain further information, beyond that in the original paper of Ando, concerning the structure of the plethora of minimal commuting isometric lifts. We exhibit an explicit simple example of two minimal isometric lifts of a commuting contractive pair that are not unitarily equivalent -- see Chapter 5. We provide two constructive new proofs of Ando's Dilation Theorem, each of which leads to a new functional-model representation for such a lift -- see Theorem 4.3.8 and Remark 4.5.7. The construction leads to the identification of a set of additional free parameters which serves to classify the distinct unitary-equivalence classes of minimal Ando lifts. However this lack of uniqueness limits the utility of such minimal Ando lifts for the construction of a functional model for a commuting contractive pair. We identify an intermediate type of lift, called pseudo-commuting contractive lift, which paves the way for a functional model. In the model form, the Sz.-Nagy--Foias characteristic function is augmented by what is called the fundamental operator pair, together with a canonical pair of commuting unitary operators, so that the augmented collection, called the characteristic triple, is a complete unitary invariant for a commuting contractive pair. There is also a notion of admissible triple as the substitute for a purely contractive analytic function in the Sz.-Nagy--Foias theory, from which one can construct a functional model commuting contractive pair having its characteristic triple coinciding with the original admissible triple in an appropriate sense.

math.FA↗

arXiv2022

Dilation theory and functional models for tetrablock contractions

A classical result of Sz.-Nagy asserts that a Hilbert space contraction operator $T$ can be dilated to a unitary $\cU$. A more general multivariable setting for these ideas is the setup where (i) the unit disk is replaced by a domain $Ω$ contained in ${\mathbb C}^d$, (ii) the contraction operator $T$ is replaced by a commuting tuple $\bfT = (T_1, \dots, T_d)$ such that $\| r(T_1, \dots, T_d) \|_{\cL(\cH)} \le \sup_{\lam \in Ω} | r(\lam) |$ for all rational functions with no singularities in $\overlineΩ$ and the unitary operator $\cU$ is replaced by an $Ω$-unitary operator tuple, i.e., a commutative operator $d$-tuple $\bfU = (U_1, \dots, U_d)$ of commuting normal operators with joint spectrum contained in the distinguished boundary $bΩ$ of $Ω$. For a given domain $Ω\subset {\mathbb C}^d$, the {\em rational dilation question} asks: given an $Ω$-contraction $\bfT$ on $\cH$, is it always possible to find an $Ω$-unitary $\bfU$ on a larger Hilbert space $\cK \supset \cH$ so that, for any $d$-variable rational function without singularities in $\overlineΩ$, one can recover $r(T)$ as $r(T) = P_\cH r(\bfU)|_\cH$. We focus here on the case where $Ω$ is the {\em tetrablock}. (i) We identify a complete set of unitary invariants for a ${\mathbb E}$-contraction $(A,B,T)$ which can then be used to write down a functional model for $(A,B,T)$, thereby extending earlier results only done for a special case, (ii) we identify the class of {\em pseudo-commutative ${\mathbb E}$-isometries} (a priori slightly larger than the class of ${\mathbb E}$-isometries) to which any ${\mathbb E}$-contraction can be lifted, and (iii) we use our functional model to recover an earlier result on the existence and uniqueness of a ${\mathbb E}$-isometric lift $(V_1, V_2, V_3)$ of a special type for a ${\mathbb E}$-contraction $(A,B,T)$.

math.FA↗

arXiv2022

Functional Models for Commuting Hilbert-space Contractions

We develop a Sz.-Nagy--Foias-type functional model for a commutative contractive operator tuple $\underline{T} = (T_1, \dots, T_d)$ having $T = T_1 \cdots T_d$ equal to a completely nonunitary contraction. We identify additional invariants ${\mathbb G}_\sharp, {\mathbb W}_\sharp$ in addition to the Sz.-Nagy--Foias characteristic function $Θ_T$ for the product operator $T$ so that the combined triple $({\mathbb G}_\sharp, {\mathbb W}_\sharp, Θ_T)$ becomes a complete unitary invariant for the original operator tuple $\underline{T}$. For the case $d \ge 3$ in general there is no commutative isometric lift of $\underline{T}$; however there is a (not necessarily commutative) isometric lift having some additional structure so that, when compressed to the minimal isometric-lift space for the product operator $T$, generates a special kind of lift of $\underline{T}$, herein called a {\em pseudo-commutative contractive lift} of $\underline{T}$, which in turn leads to the functional model for $\underline{T}$. This work has many parallels with recently developed model theories for symmetrized-bidisk contractions (commutative operator pairs $(S,P)$ having the symmetrized bidisk $Γ$ as a spectral set) and for tetrablock contractions (commutative operator triples $(A, B, P)$ having the tetrablock domain ${\mathbb E}$ as a spectral set).

math.FA↗

arXiv2022

Models for q-commutative tuples of isometries

A pair of Hilbert space linear operators $(V_1,V_2)$ is said to be $q$-commutative, for a unimodular complex number $q$, if $V_1V_2=qV_2V_1$. A concrete functional model for $q$-commutative pairs of isometries is obtained. The functional model is parametrized by a collection of Hilbert spaces and operators acting on them. As a consequence, the collection serves as a complete unitary invariance for $q$-commutative pairs of isometries. A $q$-commutative operator pair $(V_1,V_2)$ is said to be doubly $q$-commutative, if in addition, it satisfies $V_2V_1^*=qV_1^*V_2$. Doubly $q$-commutative pairs of isometries are also characterized. Special attention is given to doubly $q$-commutative pairs of shift operators. The notion of $q$-commutativity is then naturally extended to the case of general tuples of operators to obtain a similar model for tuples of $q$-commutative isometries.

math.FA↗

arXiv2022

The Infinite-Dimensional Standard and Strict Bounded Real Lemmas in Continuous Time: The storage function approach

The bounded real lemma (BRL) is a classical result in systems theory, which provides a linear matrix inequality criterium for dissipativity, via the Kalman-Yakubovich-Popov (KYP) inequality. The BRL has many applications, among others in H-infinity control. Extensions to infinite dimensional systems, although already present in the work of Yakubovich, have only been studied systematically in the last few decades. In this context various notions of stability, observability and controllability exist, and depending on the hypothesis one may have to allow the KYP-inequality to have unbounded solutions which forces one to consider the KYP-inequality in a spatial form. In the present paper we consider the BRL for continuous time, infinite dimensional, linear well-posed systems. Via an adaptation of Willems' storage function approach we present a unified way to address both the standard and strict forms of the BRL. We avoid making use of the Cayley transform and work only in continuous time. While for the standard bounded real lemma, we obtain analogous results as there exist for the discrete time case, when treating the strict case additional conditions are required, at least at this stage. This might be caused by the fact that the Cayley transform does not preserve exponential stability, an important property in the strict case, when transferring a continuous-time system to a discrete-time system.

math.OC↗

arXiv2022

Interpolation in multivariable de Branges-Rovnyak spaces

We study a general metric constrained interpolation problem in a de Branges-Rovnyak space $\mathcal{H}(K_S)$ associated with a contractive multiplier $S$ between two Fock spaces along with its commutative counterpart, a de Branges-Rovnyak space associated with a Schur multiplier on the Drury-Arveson space of the unit ball of $\mathbb{C}^n$.

math.FA↗

arXiv2022

Free noncommutative hereditary kernels: Jordan decomposition, Arveson extension, kernel domination

We discuss a (i) quantized version of the Jordan decomposition theorem for a complex Borel measure on a compact Hausdorff space, namely, the more general problem of decomposing a general noncommutative kernel (a quantization of the standard notion of kernel function) as a linear combination of completely positive noncommutative kernels (a quantization of the standard notion of positive definite kernel). Other special cases of (i) include: the problem of decomposing a general operator-valued kernel function as a linear combination of positive kernels (not always possible), of decomposing a general bounded linear Hilbert-space operator as a linear combination of positive linear operators (always possible), of decomposing a completely bounded linear map from a $C^*$-algebra ${\mathcal A}$ to an injective $C^*$-algebra ${\mathcal L}({\mathcal Y})$ as a linear combination of completely positive maps from ${\mathcal A}$ to ${\mathcal L}({\mathcal Y})$ (always possible). We also discuss (ii) a noncommutative kernel generalization of the Arveson extension theorem (any completely positive map $ϕ$ from a operator system ${\mathbb S}$ to an injective $C^*$-algebra ${\mathcal L}({\mathcal Y})$ can be extended to a completely positive map $ϕ_e$ from a $C^*$-algebra containing ${\mathbb S}$ to ${\mathcal L}({\mathcal Y})$), and (iii) a noncommutative kernel version of a Positivstellensatz (i.e., finding a certificate to explain why one kernel is positive at points where another given kernel is positive).

math.OA↗

arXiv2019

Rational dilation of tetrablock contractions revisited

A classical result of Sz.-Nagy asserts that a Hilbert-space contraction operator $T$ can be lifted to an isometry $V$. A more general multivariable setting of recent interest for these ideas is the case where (i) the unit disk is replaced by a certain domain contained in ${\mathbb C}^3$ (called the {\em tetrablock}), (ii) the contraction operator $T$ is replaced by a commutative triple $(T_1, T_2, T)$ of Hilbert-space operators having ${\mathbb E}$ as a spectral set (a tetrablock contraction) . The rational dilation question for this setting is whether a tetrablock contraction $(T_1, T_2, T)$ can be lifted to a tetrablock isometry $(V_1, V_2, V)$ (a commutative operator tuple which extends to a tetrablock-unitary tuple $(U_1, U_2, U)$---a commutative tuple of normal operators with joint spectrum contained in the distinguished boundary of the tetrablock). We discuss necessary conditions for a tetrablock contraction to have a tetrablock-isometric lift. We present an example of a tetrablock contraction which does have a tetrablock-isometric lift but violates a condition previously thought to be necessary for the existence of such a lift. Thus the question of whether a tetrablock contraction always has a tetrablock-isometric lift appears to be unresolved at this time.

math.FA↗

arXiv2019

Hardy-space function theory, operator model theory, and dissipative linear systems: the multivariable, free-noncommutative, weighted Bergman-space setting

It is known that (i) a subspace ${\mathcal N}$ of the Hardy space $H^2$ which is invariant under the backward shift operator can be represented as the range of the observability operator of a conservative discrete-time linear system, (ii) the transfer-function of this conservative linear system in turn is the inner Beurling-Lax representer for the forward-shift invariant subspace ${\mathcal M} : = {\mathcal N}^\perp$, and (iii) this transfer function also serves as the Sz.-Nagy-Foias characteristic function of the pure contraction operator $T$ given by $T = P_{\mathcal N} M_z |_{\mathcal N}$. The main focus of this paper is to present the extension of this structure to a more general setting. The Hardy space is replaced by the full weighted Bergman-Fock space of formal power series in $d$ freely noncommutative indeterminates, where the shift is replaced by the right shift tuple, where the conservative/dissipative discrete-time linear system becomes a certain type of conservative/dissipative multidimensional linear system with time-varying weights and with evolution along a rooted tree with each node having $d$ forward branches, where a backward shift-invariant subspace ${\mathcal N}$ is the range of the observability operator for such a weighted-Bergman multidimensional linear system, and where the transfer function of this system is the Beurling-Lax representer for the forward shift-invariant subspace ${\mathcal M} = {\mathcal N}^{[\perp]}$, and where this transfer function also serves as the characteristic function for the operator tuple having hypercontractive-operator-tuple adjoint equal to the restriction of the backward-shift tuple to $\mathcal N$.

math.FA↗

arXiv2018

Functional Models and Invariant Subspaces for Pairs of Commuting Contractions

The goal of the present paper is to push Sz.-Nagy--Foias model theory for a completely nonunitary Hilbert-space contraction operator $T$, to the case of a commuting pair of contraction operators $(T_1, T_2)$ having product $T = T_1 T_2$ which is completely nonunitary. The idea is to use the Sz.-Nagy-Foias functional model for $T$ as the model space also for the commutative tuple ($T_1, T_2)$ with $T = T_1 T_2$ equal to the usual Sz.-Nagy--Foias model operator, and identify what added structure is required to classify such commutative contractive factorizations $T = T_1 T_2$ up to unitary equivalence. In addition to the characteristic function $Θ_T$, we identify additional invariants $({\mathbb G}, {\mathbb W})$ which can be used to construct a functional model for the commuting pair $(T_1, T_2)$ and which have good uniqueness properties: if two commutative contractive pairs $(T_1, T_2)$ and $(T'_1, T'_2)$ are unitarily equivalent, then their characteristic triples $(Θ, {\mathbb G}, {\mathbb W})_T$ and $(Θ, {\mathbb G}, {\mathbb W})_{T'}$ coincide in a natural sense. We illustrate the theory with several simple cases where the characteristic triples can be explicitly computed. This work extends earlier results of Berger-Coburn-Lebow \cite{B-C-L} for the case where $(T_1, T_2)$ is a pair of commuting isometries, and of Das-Sarkar \cite{D-S}, Das-Sarkar-Sarkar \cite{D-S-S} and the second author \cite{sauAndo} for the case where $T = T_1T_2$ is pure (the operator sequence $T^{*n}$ tends strongly to $0$). Finally we use the model to study the structure of joint invariant subspaces for a commutative, contractive operator pair, extending results of Sz.-Nagy--Foias for the single-operator case.

math.FA↗

arXiv2018

Interpolation in de Branges-Rovnyak spaces

A general interpolation problem with operator argument is studied for functions f from the de Branges-Rovnyak space H(s) associated with an analytic function s mapping the open unit disk D into the closed unit disk. The interpolation condition is taken in the Rosenblum-Rovnyak form f(A)c = b (with a suitable interpretation of f(A)c) for given Hilbert space operator A and two vectors b; c from the same space.

math.FA↗

arXiv2018

Abstract interpolation in vector-valued de Branges-Rovnyak spaces

Following ideas from the Abstract Interpolation Problem of Katsnelson et al. (Operators in spaces of functions and problems in function theory, vol 146, pp 83-69, Naukova Dumka, Keiv, 1987) for Schur class functions, we study a general metric constrained interpolation problem for functions from a vector-valued de Branges-Rovnyak space $\mathcal{H}(K_S)$ associated with an operator-valued Schur class function $S$. A description of all solutions is obtained in terms of functions from an associated de Branges-Rovnyak space satisfying only a bound on the de Branges-Rovnyak-space norm. Attention is also paid to the case that the map which provides this description is injective. The interpolation problem studied here contains as particular cases (1) the vector-valued version of the interpolation problem with operator argument considered recently in Ball et al. (Proc Am Math Soc 139(2), 609-618, 2011) (for the nondegenerate and scalar-valued case) and (2) a boundary interpolation problem in $\mathcal{H}(K_S)$. In addition, we discuss connections with results on kernels of Toeplitz operators and nearly invariant subspaces of the backward shift operator.

math.FA↗

arXiv2017

A conservative de Branges-Rovnyak functional model for operator Schur functions on $\mathbb C^+$

We present a solution of the operator-valued Schur-function realization problem on the right-half plane by developing the corresponding de Branges-Rovnyak canonical conservative simple functional model. This model corresponds to the closely connected unitary model in the disk setting, but we work the theory out directly in the right-half plane, which allows us to exhibit structure which is absent in the disk case. A main feature of the study is that the connecting operator is unbounded, and so we need to make use of the theory of well-posed continuous-time systems. In order to strengthen the classical uniqueness result (which states uniqueness up to unitary similarity), we introduce non-invertible intertwinements of system nodes.

math.FA↗

arXiv2016

The bitangential matrix Nevanlinna-Pick interpolation problem revisited

We revisit four approaches to the BiTangential Operator Argument Nevanlinna-Pick (BTOA-NP) interpolation theorem on the right half plane: (1) the state-space approach of Ball-Gohberg-Rodman, (2) the Fundamental Matrix Inequality approach of the Potapov school, (3) a reproducing kernel space interpretation for the solution criterion, and (4) the Grassmannian/Kre\uın-space geometry approach of Ball-Helton. These four approaches lead to three distinct solution criteria which therefore must be equivalent to each other. We give alternative concrete direct proofs of each of these latter equivalences. In the final section we show how all the results extend to the case where one seeks to characterize interpolants in the Kre\uın-Langer generalized Schur class $\cS_κ$ of meromorphic matrix functions on the right half plane, with the integer $κ$ as small as possible.

math.CA↗

arXiv2016

Noncommutative reproducing kernel Hilbert spaces

The theory of positive kernels and associated reproducing kernel Hilbert spaces, especially in the setting of holomorphic functions, has been an important tool for the last several decades in a number of areas of complex analysis and operator theory. An interesting generalization of holomorphic functions, namely free noncommutative functions (e.g., functions of square-matrix arguments of arbitrary size satisfying additional natural compatibility conditions), is now an active area of research, with motivation and applications from a variety of areas (e.g., noncommutative functional calculus, free probability, and optimization theory in linear systems engineering). The purpose of this article is to develop a theory of positive kernels and associated reproducing kernel Hilbert spaces for the setting of free noncommutative function theory.

math.OA↗

arXiv2016

Interpolation and transfer-function realization for the noncommutative Schur-Agler class

The Schur-Agler class consists of functions over a domain satisfying an appropriate von Neumann inequality. Originally defined over the polydisk, the idea has been extended to general domains in multivariable complex Euclidean space with matrix polynomial defining function as well as to certain multivariable noncommutative-operator domains with a noncommutative linear-pencil defining function. Still more recently there has emerged a free noncommutative function theory (functions of noncommuting matrix variables respecting direct sums and similaritytransformations). The purpose of the present paper is to extend the Schur-Agler-class theory to the free noncommutative functionsetting. This includes the positive-kernel-decomposition characterization of the class, transfer-function realization and Pick interpolation theory. A special class of defining functions is identified for which the associated Schur-Agler class coincides with the contractive-multiplier class on an associated noncommutative reproducing kernel Hilbert space; in this case, solution of the Pick interpolation problem is in terms of the complete positivity of an associated Pick matrix which is explicitly determined from the interpolation data.

math.FA↗

arXiv2015

Meromorphic Matrix Trivializations of Factors of Automorphy over a Riemann Surface

It is a consequence of the Jacobi Inversion Theorem that a line bundle over a Riemann surface M of genus g has a meromorphic section having at most g poles, or equivalently, the divisor class of a divisor D over M contains a divisor having at most g poles (counting multiplicities). We explore various analogues of these ideas for vector bundles and associated matrix divisors over M. The most explicit results are for the genus 1 case. We also review and improve earlier results concerning the construction of automorphic or relatively automorphic meromorphic matrix functions having a prescribed null/pole structure.

math.CV↗

arXiv2015

Schur--Agler and Herglotz--Agler classes of functions: positive-kernel decompositions and transfer-function realizations

We discuss transfer-function realization for multivariable holomorphic functions mapping the unit polydisk or the right polyhalfplane into the operator analogue of either the unit disk or the right halfplane (Schur/Herglotz functions over either the unit polydisk or the right polyhalfplane) which satisfy the appropriate stronger contractive/positive real part condition for the values of these functions on commutative tuples of strict contractions/strictly accretive operators (Schur--Agler/Herglotz--Agler functions over either the unit polydisk or the right polyhalfplane). As originally shown by Agler, the first case (polydisk to disk) can be solved via unitary extensions of a partially defined isometry constructed in a canonical way from a kernel decomposition for the function (the {\em lurking-isometry method}). We show how a geometric reformulation of the lurking-isometry method (embedding of a given isotropic subspace of a Kre\uın space into a Lagrangian subspace---the {\em lurking-isotropic-subspace method}) can be used to handle the second two cases (polydisk to halfplane and polyhalfplane to disk), as well as the last case (polyhalfplane to halfplane) if an additional growth condition at $\infty$ is imposed. For the general fourth case, we show how a linear-fractional-transformation change of variable can be used to arrive at the appropriate symmetrized nonhomogeneous Bessmertny\uı long-resolvent realization. We also indicate how this last result recovers the classical integral representation formula for scalar-valued holomorphic functions mapping the right halfplane into itself.

math.FA↗