arXiv subjects

Joseph E. Subotnik

Publications and source records attributed to Joseph E. Subotnik.

At least 19 recordsLinked to original sources

arXiv2026

An Exact Formulation of Phase-Space Electronic Structure Theory in One Dimension by Exploiting the Zero Curvature Condition

We show that, for the unique case of a system of electrons and nuclei in one dimension, the $Γ$ operator in phase space electronic structure theory has a zero non-Abelian curl. Using this fact, we are able to show that a phase space electronic structure framework in Wigner space has a one-to-one mapping to the exact fully quantum vibronic Hamiltonian. In other words, one loses no information by working within the framework of phase space electronic structure theory rather than Born-Huang theory; the only difference is that, whereas Born-Huang theory represents the total vibronic Hamiltonian as a quadratic order expansion in $\hbar$, the Hamiltonian becomes an infinite order expansion in $\hbar$ within a phase space electronic structure framework (a so-called "Generalized Born-Huang" approach). That being said, numerical results at first or second order demonstrate that, for a limited number of electronic states, phase space electronic structure theory strongly outperforms Born-Huang theory - a result that justifies a great deal more research into this novel electronic structure approach.

physics.chem-ph↗

arXiv2026

A Perspective on Phase Space Electronic Structure Theory : From Its Surface Hopping Origins Through To Its Future Promise

We trace the history of phase space electronic structure theory (PSEST), high- lighting how this powerful approach emerged from fundamental questions in semi- classical surface hopping dynamics and evolved into an alternative to standard Born- Oppenheimer based electronic structure theory (with moving instead of frozen nuclei). Our goal herein is not to recapitulate the mathematical details of phase space electronic structure calculations, and few equations are presented so as to maximize readability. Instead, our goal is to provide intuition for those new to the field both (i) regarding the physics present when solving the Schrodinger equation in a non-inertial frame as well as (ii) regarding why PSEST is a necessary step forward towards understanding chemical problems involving spin (with limited practical alternatives). We further high- light some of the many open questions in this fast developing area, which will hopefully inspire new practitioners in this field. This intuitive perspective lacks many equations and is meant to complement (rather than replace) the more technical review given in Bian et al, Chem. Phys. Rev. 7, 011303 (2026)

physics.chem-ph↗

arXiv2026

Interference Limited Absorption in Dense Molecular Nanolayers Near Reflecting Surfaces

We investigate linear resonant absorption by a dense ensemble of molecules confined to a subwavelength layer in two geometries: (i) a free-standing film in homogeneous space and (ii) the same film placed at a controlled distance from a reflecting surface. In both cases, increasing the effective light-matter coupling (via molecular density/oscillator strength) produces a non-monotonic response: absorption rises to an optimum and then decreases as the film becomes increasingly radiatively bright and reflective. Finite-difference time-domain simulations and analytical transfer-matrix calculations agree quantitatively and yield compact ridge conditions for the optimum. We interpret the trends using a scattering/port picture: the isolated film is a symmetric two-port system (reflection and transmission), which bounds single-sided resonant absorption to 50% in the ultrathin limit (reflecting transition saturation), whereas adding a mirror suppresses transmission and converts the structure into an effectively one-port absorber. In the mirror-backed geometry, interference can cancel reflection and unity absorption is obtained at critical coupling, when radiative leakage is balanced by intrinsic molecular loss. These results clarify fundamental limits and design rules for collective absorption in dense molecular layers near dielectric or metallic boundaries.

physics.optics↗

arXiv2026

Electron Transfer, Diabatic Couplings and Vibronic Energy Gaps in a Phase Space Electronic Structure Framework

We investigate the well-known Shin-Metiu model for an electronic crossing, using both a standard Born-Huang (BH) framework and a novel phase space (PS) electronic Hamiltonian framework. We show that as long as we are not in the strongly nonadiabatic region, a phase space framework can obtain a relative error in vibrational energy gap and other vibronic matrix elements that are consistently one order of magnitude smaller than what is found within a BH framework. In line with recent results showing that dynamics on one phase space surface can outperform dynamics on one Born-Oppenheimer surface, our results indicate that the same advantages should largely hold for curve crossings and dynamics on two or a handful of electronic surfaces, from which several implications can be surmised as far as the possibility of spin-dependent electron transfer dynamics.

physics.chem-ph↗

arXiv2026

A Conceptual Shift In Our Understanding of Degenerate Radical Spin Systems: Spin-Rotation Coupling Turned On Its Head

For most chemists, Kramers' degeneracy refers to the fact that for any radical system, every potential energy surface is at least doubly degenerate (with spin up and spin down, time-reversed solutions) for all nuclear positions $\mathbf{X}$. That being said, as is well-known to the community of spin chemists, one can experimentally detect a splitting of almost every rotational energy level for a doublet system -- highlighting the fact that nuclear motion breaks the spin degeneracy of such BO electronic states. Thus, as far as predicting experimental spectra, the implications of BO degeneracy are very limited unless one further includes a complete treatment of nuclear-electronic entanglement in a robust fashion; indeed, understanding radical molecules (and the degeneracy of their stationary states) can be extremely non-intuitive within the paradigm of Born-Oppenheimer potential energy surfaces. Now, as an alternative to BO theory, recent theory has suggested characterizing radical potential energy surfaces as functions of both nuclear position $\mathbf{X}$ and nuclear momentum $\mathbf{P}$, an approach which has been shown to recover a host of observables outside of BO theory, e.g., vibrational circular dichroism, Raman optical activity, and lambda doubling. Here, we show that such a technique predicts that different spin states will follow different (nondegenerate) potential energy surfaces and that the differences in these spin-dependent surfaces is quantitatively consistent with experimental spin-rotation couplings -- all without any contradiction with regard to Kramers' degeneracy. Thus, the present finding suggests there is still a great deal to learn about spin-resolved molecular reactivity, demanding a conceptual shift in our understanding of coupled spin-nuclear motion, especially in the context of chiral molecules and materials where spin-separation is known to arise.

physics.chem-ph↗

arXiv2026

Charge Transfer with a Spin. I: A Generalized CASSCF Framework for Investigating Charge Transfer in the Presence of Spin-Orbit Coupling

We present a generalized extension of the recently developed electron/hole-transfer Dynamically-weighted State-Averaged Constrained CASSCF (eDSC/hDSC) method to model charge transfer in the presence of spin-orbit coupling (SOC) for systems containing an odd number of electrons. Our approach incorporates complex-valued spinor orbitals and incorporates four electronic configurations in describing ground-excited state curve crossings between Kramers-restricted doublet states. The method achieves smooth potential energy surfaces and rapid self-consistent field (SCF) convergence across a wide range of spin-orbit coupling strengths, providing an efficient framework for investigating charge transfer processes in the presence of nontrivial spin degrees of freedom.

physics.chem-ph↗

arXiv2026

Charge Transfer with a Spin. II: A Framework for Diabatization which Localizes Charge and Spin

We investigate a diabatization procedure that localizes charges (in real space) and localizes spins (in spin space) for open-shell systems that exhibit charge transfer in the presence of spin-orbit coupling. The procedure is applied to a two-state crossing between pairs of Kramers-restricted doublet states (which can also be considered effectively a four-state crossing). To generate the relevant electronic states, we employ the recently developed electron/hole-transfer Dynamically-weighted State-Averaged Constrained CASSCF (eDSC/hDSC) method that treats systems with an odd number of electrons. To generate the relevant diabatic states, we employ a two-step optimization over complex-unitary rotations that sequentially maximizes dipole and spin moments through iterative Jacobi sweeps; the resulting update rules are effectively equivalent to those of approximate joint diagonalization (AJD) applied to charge and spin. The method converges rapidly and yields smooth diabatic potential energy surfaces that preserve dipole and spin properties (e.g., a slowly varying pseudospin texture) along the reaction coordinate while maintaining time-reversal symmetry.

physics.chem-ph↗

arXiv2026

Phase Space Electronic Structure Theory: From Diatomic Lambda-Doubling to Macroscopic Einstein-de Haas

$Λ$-doubling of diatomic molecules is a subtle microscopic phenomenon that has long attracted the attention of experimental groups, insofar as rotation of molecular $\textit{nuclei}$ induces small energetic changes in the (degenerate) $\textit{electronic}$ state. A direct description of such a phenomenon clearly requires going beyond the Born-Oppenheimer approximation. Here we show that a phase space theory previously developed to capture electronic momentum and model vibrational circular dichroism -- and which we have postulated should also describe the Einstein-de Haas effect, a macroscopic manifestation of angular momentum conservation -- is also able to recover the $Λ$-doubling energy splitting (or $Λ$-splitting) of the NO molecule nearly quantitatively. The key observation is that, by parameterizing the electronic Hamiltonian in terms of both nuclear position ($\mathbf{X}$) and nuclear momentum ($\mathbf{P}$), a phase space method yields potential energy surfaces that explicitly include the electron-rotation coupling and correctly conserve angular momentum (which we show is essential to capture $Λ-$doubling). The data presented in this manuscript offers another small glimpse into the rich physics that one can learn from investigating phase space potential energy surfaces $E_{PS}(\mathbf{X},\mathbf{P})$ as a function of both nuclear position and momentum, all at a computational cost comparable to standard Born-Oppenheimer electronic structure calculations.

physics.chem-ph↗

arXiv2025

Non-Resonant Raman Optical Activity From Phase-Space Electronic Structure Theory

In order to model experimental non-resonant Raman optical activity, chemists must compute a host of second-order response tensors, (e.g. the electric-dipole magnetic-dipole polarizability) and their nuclear derivatives along a set of vibrational modes. While these response functions are almost always computed within a Born-Oppenheimer (BO) framework, here we provide a natural interpretation of the electric-dipole magnetic-dipole polarizability within phase space electronic structure theory, a beyond-BO model whereby the electronic structure depends on nuclear momentum (P) in addition to nuclear position (R). By coupling to nuclear momentum, phase space electronic structure theory is able to capture the asymmetric response of the electronic properties to an external field, in sofar as for a vibrating (non-stationary) molecule, dmu/dB \ne dm/dF, where mu and m are the electrical linear and magnetic dipoles, and F and B are electric and magnetic fields. As an example, for a prototypical methyloxirane molecule, we show that phase space electronic structure theory is able to deliver a reasonably good match with experimental results in a manner that is invariant to gauge origin G0.

physics.chem-ph↗

arXiv2025

Rectification of Vibrational Energy Transfer in Driven Chiral Molecules

We show that the combination of molecular chirality and phase-controlled driving can lead to rectification of vibrational energy transfer. We demonstrate this effect using classical models of (1) a single helical chain and (2) a more realistic model of polyethylene double helix. We examine the effect of the driving frequency, polarization, and temperature on this phenomenon. Notably, we find that the direction and magnitude of the observed directionality preference depend on the driving frequency and phase, and that the effect persists at room temperature.

physics.chem-ph↗

arXiv2025

Marcus Theory and The Condon Approximation Revisited II: The Horror of Triplet Energy Transfer

We investigate the applicability of the Condon approximation (i.e. the notion that the diabatic coupling is invariant to geometry) in the context of both electron transfer (ET) and triplet energy transfer (TET) and compare the two cases. Although it is well appreciated that diabatic couplings usually arise from the interactions of electronic wavefunction tails, we show that ET tails are very different from TET tails. Using a simple model problem, our analysis explains in detail why the rates of TET decays with twice the rate of ET, while also leading to the hypothesis that the smaller diabatic couplings found for TET (versus ET) should imply more sensitivity to non-Condon fluctuations. As an example, for the classic sets of molecules investigated by Closs, we show that the Condon approximation is indeed less applicable for TET than for ET.

physics.chem-ph↗

arXiv2025

Marcus Theory and The Condon Approximation Revisited I: E-SHAKE and Seam Sampling

Marcus theory is the workhorse of theoretical chemistry for predicting the rates of charge and energy transfer. Marcus theory overwhelmingly agrees with experiment -- both in terms of electron transfer and triplet energy transfer -- for the famous set of naphthalene-bridge-biphenyl and naphthalene-bridge-benzophenone systems studied by Piotrowiak, Miller, and Closs. That being said, the agreement is not perfect, and in this manuscript, we revisit one key point of disagreement: the molecule C-13-ae ([3,equatorial]-naphthalene-cyclohexane-[1,axial]-benzophenone). To better understand the theory-experiment disagreement, we introduce and employ a novel scheme to sample the seam between two diabatic electronic states (E-SHAKE) through which we reveal the breakdown of the Condon approximation and the presence of a conical intersection for the C-13-ae molecule; we also predict an isotopic effect on the rate of triplet-triplet energy transfer.

physics.chem-ph↗

arXiv2025

Fast Methods For Multisite Charge Transfer Processes I: Constrained, State Averaged CASSCF(1,M) and CASSCF(2M-1,M) Simulations

We design a dynamically-weighted state-averaged constrained CASSCF to treat \ul{e}lectrons or \ul{h}oles moving between $n$ molecular fragments (where $n$ can be larger than 2). Within such a so-called eDSCn/hDSCn approach, we consider configurations that are mutually single excitations of each other, and we apply a generalized set of constraints to tailor the method for studying charge transfer problems. The constrained optimization problem is efficiently solved using a DIIS-SQP algorithm, thus maintaining computational efficiency. We demonstrate the method for a finite Su-Schrieffer-Heeger (SSH) chain, successfully reproducing the expected exponential decay of diabatic couplings with distance. When combined with a gradient, the current extension immediately enables efficient nonadiabatic dynamics simulations of complex multi-state charge transfer processes.

physics.comp-ph↗

arXiv2025

Fast Methods For Multisite Charge Transfer Processes II: Analytic Nuclear Gradients and Nonadiabatic Dynamics For cCASSCF(1,M) and cCASSCF(2M-1,M) Wavefunctions

We derive and implement analytic nuclear gradients and derivative couplings for a constrained Complete Active Space Self-Consistent Field with a small active space designed to model electron or hole transfer. Using a Lagrangian formalism, we are able to differentiate both the CASSCF energy and the constraint (which is required for globally smooth surfaces), and the resulting efficient algorithm can be immediately applied to nonadiabatic dynamics simulations of charge transfer processes. Here, we run initial surface-hopping simulations of a proton coupled electron transfer event for a phenoxyl-phenol system.

physics.comp-ph↗

arXiv2025

The Phase-Space Way To Electronic Structure Theory and Subsequently Chemical Dynamics

Phase-space electronic structure theory offers up a new and powerful approach for tackling problems with coupled nuclear-electronic dynamics in a fashion that goes beyond Born-Oppenheimer (BO) theory. Whereas BO theory stipulates that we consider electronic states parameterized by nuclear position $X$ only, i.e. molecular orbitals are functions of nuclear positions but not nuclear velocities, phase-space (PS) theory allows for electronic states to be parameterized by both nuclear position X and nuclear momentum $P$. As a result, within a phase-space approach, one can directly recover many new features, including electronic momentum and vibrational circular dichroism spectra. Moreover, phase-space electronic structure theory is exact for the hydrogen atom and, for a set of model problems, the method can even improve upon vibrational energies relative to BO theory. Perhaps most importantly, the phase-space approach offers up a very new perspective on spin physics, stipulating that molecules and materials with degenerate or nearly degenerate ground states (due to spin degeneracy) display broken-symmetry ground states in their phase-space potential energy surfaces. This last feature opens up very new possibilities for exploring spin chemistry (including the Einstein-de Haas effect and chiral induced spin selectivity) within the context of more established electronic structure theory. At the end of the day, in order to tackle electronic dynamical phenomena, especially subtle problems in magnetic chemistry, it will be essential for the electronic structure community to pivot towards diagonalizing $\hat H_{PS}(X, P)$ rather than $\hat H_{BO}(X)$.

physics.chem-ph↗

arXiv2025

Conical Intersections and Electronic Momentum As Viewed From Phase Space Electronic Structure Theory

We investigate the structure of a prototypical two-state conical intersection (BeH$_2$) using a phase space electronic Hamiltonian $\hat{H}_{PS}(\bR,\bP)$ that goes beyond the Born-Oppenheimer framework. By parameterizing the electronic Schr{ö}dinger equation by both nuclear position ($\bR$) and momentum ($\bP$), we solve for quantum electronic states in a moving frame that can break time reversal symmetry and, as a result, the branching plane of the conical intersection within a phase space framework now has dimension three (rather than dimension two as found within the standard Born-Oppenheimer framework). Moreover, we note that, if one fixes a geometry in real space that lies in the conical intersection seam and scans over the corresponding momentum space, one finds a double well (with minima at $\pm \bP_{min} \ne 0$), indicating that the stationary electronic states of the phase space electronic Hamiltonian carry electronic momentum -- a feature that cannot be captured by a Born-Oppenheimer electronic state. Interestingly, for $BeH_2$, this electronic momenta (as calculated with full configuration interaction) agrees with what is predicted by approximate complex restricted Hartree-Fock calculations, indicating a physical interpretation of complex instabilities in modern electronic structure calculations. Altogether, this study suggests that we have still have a lot to learn about conical intersections when it comes to electronic momentum, and highlights the urgent need for more experiments to probe what photochemical observables can and/or cannot be captured by standard electronic structure that isolates conical intersections within the Born-Oppenheimer framework.

physics.chem-ph↗

arXiv2025

Recovering Exact Vibrational Energies Within a Phase Space Electronic Structure Framework

In recent years, there has been a push to go beyond Born-Oppenheimer theory and build electronic states from a phase space perspective, i.e. parameterize electronic states by both nuclear position(R) and nuclear momentum(P). Previous empirical studies have demonstrated that such approaches can yield improved single-surface observables, including vibrational energies, electronic momenta, and vibrational circular dichroism spectra. That being said, unlike the case of BO theory, there is no unique phase space electronic Hamiltonian, nor any theory for using phase space eigenvectors (as opposed to BO eigenvectors) so as to recover exact quantum vibrational eigenvalues. As such, one might consider such phase space approaches ad hoc. To that end, here we show how to formally extract exact quantum energies from a coupled nuclear-electronic Hamiltonian using perturbation theory on top of a phase space electronic framework. Thus, while we cannot isolate an "optimal" phase space electronic Hamiltonian, this work does justify a phase space electronic structure approach by offering a rigorous framework for correcting the zeroth order phase space electronic states.

physics.chem-ph↗

arXiv2025

Unveiling the Dance of Molecules: Ro-Vibrational Dynamics of Molecules under Intense Illumination at Complex Plasmonic Interfaces

Understanding the quantum dynamics of strongly coupled molecule-cavity systems remains a significant challenge in molecular polaritonics. This work develops a comprehensive self-consistent model simulating electromagnetic interactions of diatomic molecules with quantum ro-vibrational degrees of freedom in resonant optical cavities. The approach employs an efficient numerical methodology to solve coupled Schrodinger-Maxwell equations in real space-time, enabling three-dimensional simulations through a novel molecular mapping technique. The study investigates relaxation dynamics of an ensemble of molecules following intense resonant pump excitation in Fabry-Perot cavities and at three-dimensional plasmonic metasurfaces. The simulations reveal dramatically modified relaxation pathways inside cavities compared to free space, characterized by persistent molecular alignment arising from cavity-induced rotational pumping. They also indicate the presence of a previously unreported relaxation stabilization mechanism driven by dephasing of the collective molecular-cavity mode. Additionally, the study demonstrates that strong molecular coupling significantly modifies the circular dichroism spectra of chiral metasurfaces, suggesting new opportunities for controlling light-matter interactions in quantum optical systems.

physics.chem-ph↗