arXiv subjects

Joseph Marsano

Publications and source records attributed to Joseph Marsano.

At least 19 recordsLinked to original sources

arXiv2012

Global Gluing and G-flux

Local models that capture the 7-brane physics of F-theory compactifications for supersymmetric GUTs are conveniently described in terms of an E_8 gauge theory in the presence of a Higgs bundle. Though the Higgs bundle data is usually determined by the local geometry and G-flux, additional gluing data must be specified whenever the Higgs bundle spectral cover is not smooth. In this paper, we argue that this additional information is determined by data of the M-theory 3-form that is not necessarily captured by the cohomology class of the G-flux. More specifically, we show that when the 3-form is specified in terms of a line bundle on a spectral divisor, which is a global extension of the Higgs bundle spectral cover, the gluing data of the local model is uniquely determined in a way that ensures agreement with Heterotic results whenever a Heterotic dual exists.

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arXiv2012

On Seven-Brane Dependent Instanton Prefactors in F-theory

We study the moduli-dependent prefactor of M5-instanton corrections to the superpotential in four-dimensional F-theory compactifications. In light of the M-theory and type IIb limits and also heterotic duality, we propose that the explicit moduli dependence of the prefactor can be computed by a study of zero modes localized at intersections between the instanton and seven-branes. We present an instanton prefactor in an E_6 F-theory GUT which does not admit a heterotic dual and show that it vanishes if and only if a point of E_8 enhancement is present in the instanton worldvolume. More generically, we discuss the relationship between points of E_8 and superpotential zeroes and give sufficient conditions for such a point to cause a zero, even for an SU(5) GUT. We scan a large class of compactifications for instanton physics and demonstrate that many instantons have the same prefactor structure. We discuss the associated implications and complications for moduli stabilization. We present an explicit resolution and construction of G-flux in a generic E_6 GUT and identify a global compactification of the local model spectral cover which happens to facilitate prefactor computations. Via a Leray spectral sequence, we demonstrate the relationship between right-movers of heterotic worldsheet instantons, 3-3 strings of euclidean D3 instantons, and the Fermi zero modes of M5-instantons.

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arXiv2012

A Global SU(5) F-theory model with Wilson line breaking

We engineer compact SU(5) Grand Unified Theories in F-theory in which GUT-breaking is achieved by a discrete Wilson line. Because the internal gauge field is flat, these models avoid the high scale threshold corrections associated with hypercharge flux. Along the way, we exemplify the `local-to-global' approach in F-theory model building and demonstrate how the Tate divisor formalism can be used to address several challenges of extending local models to global ones. These include in particular the construction of G-fluxes that extend non-inherited bundles and the engineering of U(1) symmetries. We go beyond chirality computations and determine the precise (charged) massless spectrum, finding exactly three families of quarks and leptons but excessive doublet and/or triplet pairs in the Higgs sector (depending on the example) and vector-like exotics descending from the adjoint of SU(5)_{GUT}. Understanding why vector-like pairs persist in the Higgs sector without an obvious symmetry to protect them may shed light on new solutions to the mu problem in F-theory GUTs.

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arXiv2011

On G-flux, M5 instantons, and U(1)s in F-theory

Local aspects of singular F-theory compactifications for SUSY GUT model-building are fairly well understood in terms of Higgs bundles and their spectral data. Several global issues remain, however, including a description of G-fluxes, which are key to constructing chiral matter and stabilizing moduli, and the global realization of U(1) symmetries that can forbid phenomenologically unfavorable couplings. In this paper, we sharpen our earlier proposal for describing G-fluxes through "spectral divisors" and introduce a distinguished "Tate divisor", which can be used to describe both G-flux and U(1)s when present. As an application, we give a general discussion of M5-instanton contributions in the presence of G-flux and exemplify this in a concrete example, where we comment on the ability of instanton induced superpotential couplings to stabilize Kahler moduli.

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arXiv2011

Unification and Phenomenology of F-Theory GUTs with U(1)_PQ

We undertake a phenomenological study of SU(5) F-theory GUT models with an additional U(1)_{PQ} symmetry. In such models, breaking SU(5) with hypercharge flux leads to the presence of non-GUT multiplets in the spectrum. We study the effect these have on the unification of gauge couplings, including two-loop running as well as low- and high-scale threshold corrections. We use the requirement of unification to constrain the size of thresholds from KK modes of SU(5) gauge and matter fields. Assuming the non-GUT multiplets play the role of messengers of gauge mediation leads to controlled non-universalities in the sparticle spectrum while maintaining grand unification, and we study the LHC phenomenology of this scenario. We find that the MSSM spectrum may become compressed or stretched out {by up to a factor of three} depending on the distribution of hypercharge flux. We present a set of benchmark points whose production cross-sections and decays we investigate, and argue that precision kinematic edge measurements will allow the LHC to distinguish between our model and mGMSB.

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arXiv2011

Yukawas, G-flux, and Spectral Covers from Resolved Calabi-Yau's

We use the resolution procedure of Esole and Yau arXiv:1107.0733 to study Yukawa couplings, G-flux, and the emergence of spectral covers from elliptically fibered Calabi-Yau's with a surface of A_4 singularities. We provide a global description of the Esole-Yau resolution and use it to explicitly compute Chern classes of the resolved 4-fold, proving the conjecture of arXiv:0908.1784 for the Euler character in the process. We comment on the physical implications of the surprising singular fibers in codimension 2 and 3 in arXiv:1107.0733 and emphasize a group theoretic interpretation based on the A_4 weight lattice. We then construct explicit G-fluxes by brute force in one of the 6 birationally equivalent Esole-Yau resolutions, quantize them explicitly using our result for the second Chern class, and compute the spectrum and flux-induced 3-brane charges, finding agreement with results and conjectures of local models in all cases. Finally, we provide a precise description of the spectral divisor formalism in this setting and sharpen the procedure described in arXiv:1107.1718 in order to explicitly demonstrate how the Higgs bundle spectral cover of the local model emerges from the resolved Calabi-Yau geometry. Along the way, we demonstrate explicitly how the quantization rules for fluxes in the local and global models are related.

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arXiv2011

A Note on G-Fluxes for F-theory Model Building

We propose a description of G-fluxes that induce chirality in 4-dimensional F-theory GUT spectra that is intrinsic to F-theory and does not rely on Heterotic/F-theory duality. Using this, we describe how to globally extend fluxes that have been constructed in a semi-local setting and obtain an F-theoretic formula for computing the chiral spectrum that they induce. Chirality computations agree with those from the semi-local Higgs bundle analysis for matter fields that are charged under the GUT-group, and hence with the standard Heterotic formulae where applicable. Finally, the relation of G-fluxes to SU(5)_{perp} bundles on the F-theory 4-fold is discussed and used to motivate a quantization rule that is consistent both with the Higgs bundle one as well as the Heterotic one when a Heterotic dual exists.

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arXiv2011

F-theory GUTs with U(1) Symmetries: Generalities and Survey

We study the structure of SU(5) F-theory GUT models that engineer additional U(1) symmetries. These are highly constrained by a set of relations observed by Dudas and Palti (DP) that originate from the physics of 4D anomaly cancellation. Using the DP relations, we find a general tension between unification and the suppression of dimension 5 proton decay when one or more U(1)'s are PQ symmetries and hypercharge flux is used to break the SU(5) GUT group. We then specialize to spectral cover models, whose global completions in F- theory we know how to construct. In that setting, we provide a technical derivation of the DP relations, construct spectral covers that yield all possible solutions to them, and provide a complete survey of spectral cover models for SU(5) GUTs that exhibit two U(1) symmetries.

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arXiv2011

Hypercharge Flux, Exotics, and Anomaly Cancellation in F-theory GUTs

We sharpen constraints related to hypercharge flux in F-theory GUTs that possess U(1) symmetries and argue that they arise as a consequence of 4-dimensional anomaly cancellation. This gives a physical explanation for all restrictions that were observed in spectral cover models while demonstrating that the phenomenological implications for a well-motivated set of models are not tied to any particular formalism.

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arXiv2010

Comments on Flipped SU(5) (and F-theory)

We study the impact of nonrenormalizable operators in flipped SU(5) that can generate a large mu term, R-parity violation, and rapid proton decay. While our motivation is to determine whether F-theory can naturally realize flipped SU(5), this analysis is general and leads to a characterization of symmetries capable of controlling such operators and should be independent of F-theory. We then discuss some specific implications for F-theory model building, where a significant mu problem is unavoidable. Finally, we mention previously noted difficulties associated to engineering GUT-Higgs fields in F-theory, suggest a direct engineering of SU(5) \times U(1)_χ as an alternative, and present a sample construction of this type.

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arXiv2009

Compact F-theory GUTs with U(1)_PQ

We construct semi-local and global realizations of SU(5) GUTs in F-theory that utilize a U(1)_PQ symmetry to protect against dimension four proton decay. Symmetries of this type, which assign charges to H_u and H_d that forbid a tree level μterm, play an important role in scenarios for neutrino physics and gauge mediation that have been proposed in local F-theory model building. As demonstrated in arXiv:0906.4672, the presence of such a symmetry implies the existence of non-GUT exotics in the spectrum, when hypercharge flux is used to break the GUT group and to give rise to doublet-triplet splitting. These exotics are of precisely the right type to solve the unification problem in such F-theory models and might also comprise a non-standard messenger sector for gauge mediation. We present a detailed description of models with U(1)_PQ in the semi-local regime, which does not depend on details of any specific Calabi-Yau four-fold, and then specialize to the geometry of arXiv:0904.3932 to construct three-generation examples with the minimal allowed number of non-GUT exotics. Among these, we find a handful of models in which the D3-tadpole constraint can be satisfied without requiring the introduction of anti-D3-branes. Finally, because SU(5) singlets that carry U(1)_PQ charge may serve as candidate right-handed neutrinos or can be used to lift the exotics, we study their origin in compact models and motivate a conjecture for how to count their zero modes in a semi-local setting.

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arXiv2009

F-theory Compactifications for Supersymmetric GUTs

We construct a family of elliptically fibered Calabi-Yau four-folds Y_4 for F-theory compactifications that realize SU(5) GUTs in the low-energy limit. The three-fold base X_3 of these fibrations is almost Fano and satisfies the topological criteria required to ensure that the U(1)_Y gauge boson remains massless, while allowing a decoupling of GUT and Planck scale physics. We study generic features of these models and the ability to engineer three chiral generations of MSSM matter. Finally, we demonstrate that it is relatively easy to implement the topological conditions required to reproduce certain successful features of local F-theory models, such as the emergence of flavor hierarchies.

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arXiv2009

An Instanton Toolbox for F-Theory Model Building

Several dimensionful parameters needed for model building can be engineered in a certain class of SU(5) F-theory GUTs by adding extra singlet fields which are localized along pairwise intersections of D7-branes. The values of these parameters, however, depend on dynamics external to the GUT which causes the singlets to acquire suitable masses or expectation values. In this note, we demonstrate that D3-instantons which wrap the same 4-cycle as one of the intersecting D7's can provide precisely the needed dynamics to generate several important scales, including the supersymmetry-breaking scale and the right-handed neutrino mass. Furthermore, these instantons seem unable to directly generate the μterm suggesting that, at least in this class of models, it should perhaps be tied to one of the other scales in the problem. More specifically, we study the simple system consisting of a pair of D7-branes wrapping del Pezzo surfaces which intersect along a curve $Σ$ of genus 0 or 1 and classify all instanton configurations which can potentially contribute to the superpotential. This allows one to formulate topological conditions which must be imposed on Σfor various model-building applications. Along the way, we also observe that the construction of arXiv:0808.1286 which engineers a linear superpotential in fact realizes an O'Raifeartaigh model at the KK scale whose 1-loop Coleman-Weinberg potential generically leads to a metastable, long-lived SUSY-breaking vacuum.

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arXiv2009

Instantons and SUSY breaking in F-theory

We study instanton contributions to the superpotential of local F-theory compactifications which could potentially be used to engineer models of dynamical supersymmetry breaking. These instantons correspond to Euclidean 3-branes which form a threshold bound state with spacetime filling 7-branes. In certain cases, their contributions to the effective 4d superpotential can be determined in both perturbative string theory as well as directly via the topologically twisted theory on the 3-brane worldvolume, and in all cases we observe an exact match between these results. We further present an instanton generated Polonyi-like model, and characterize subleading corrections to the superpotential which arise from multi-instantons. We also study instanton contributions to 4d pure N=1 SU(N) gauge theory realized by a stack of 7-branes wrapping a rigid 4-cycle and find that there is a non-trivial contribution to the glueball superpotential from the single instanton sector. This correction is absent in the purely 4d theory and could conceivably be used either to stabilize moduli or to break supersymmetry.

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arXiv2009

Monodromies, Fluxes, and Compact Three-Generation F-theory GUTs

We analyze constraints for embedding local SU(5) F-theory GUTs into consistent compactifications and construct explicit three-generation models based on the geometry of arXiv:0904.3932. The key tool for studying constraints in this problem when there is an underlying E_8 structure is the spectral cover, which encodes all of the symmetries that fix the allowed couplings in the superpotential, as well as the consistent, supersymmetric G-fluxes. Imposing phenomenological requirements such as the existence of three generations, top and bottom Yukawa couplings, good flavor structure and absence of exotics and of a tree-level mu-term, we derive stringent constraints on the allowed spectral covers. The resulting spectral covers are in conflict with the neutrino scenarios that have been studied in local F-theory models unless we allow for the possibility of additional charged fields, perhaps playing the role of gauge messengers, that do not comprise complete GUT multiplets. Quite remarkably, the existence of additional incomplete GUT multiplets below the GUT scale is necessary for consistency with gauge coupling "unification", as their effect on weak scale couplings can precisely cancel that of the internal hypercharge flux, which distorts the gauge couplings already at M_GUT.

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arXiv2009

Gauge Mediation in F-Theory GUT Models

We study a simple framework for gauge-mediated supersymmetry-breaking in local GUT models based on F-theory 7-branes and demonstrate that a mechanism for solving both the μand μ/B_μ problems emerges in a natural way. In particular, a straightforward coupling of the messengers to the Higgs sector leads to a geometry which not only provides us with an approximate U(1)_{PQ} symmetry that forbids the generation of μat the GUT scale, it also forces the SUSY-breaking spurion field to carry a nontrivial PQ charge. This connects the breaking of SUSY to the generation of μso that the same scale enters both. Moreover, the messenger sector naturally realizes the D3-instanton triggered Polonyi model of arXiv:0808.1286 so this scale is exponentially suppressed relative to M_{GUT}. The effective action at low scales is in fact precisely of the form of the "sweet spot supersymmetry" scenario studied by Ibe and Kitano in arXiv:0705.3686.

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arXiv2008

Nonsupersymmetric Flux Vacua and Perturbed N=2 Systems

We geometrically engineer N=2 theories perturbed by a superpotential by adding 3-form flux with support at infinity to local Calabi-Yau geometries in type IIB. This allows us to apply the formalism of Ooguri, Ookouchi, and Park [arXiv:0704.3613] to demonstrate that, by tuning the flux at infinity, we can stabilize the dynamical complex structure moduli in a metastable, supersymmetry-breaking configuration. Moreover, we argue that this setup can arise naturally as a limit of a larger Calabi-Yau which separates into two weakly interacting regions; the flux in one region leaks into the other, where it appears to be supported at infinity and induces the desired superpotential. In our endeavor to confirm this picture in cases with many 3-cycles, we also compute the CIV-DV prepotential for arbitrary number of cuts up to fifth order in the glueball fields.

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arXiv2008

Off-shell M5 Brane, Perturbed Seiberg-Witten Theory, and Metastable Vacua

We demonstrate that, in an appropriate limit, the off-shell M5-brane worldvolume action effectively captures the scalar potential of Seiberg-Witten theory perturbed by a small superpotential and, consequently, any nonsupersymmetric vacua that it describes. This happens in a similar manner to the emergence from M5's of the scalar potential describing certain type IIB flux configurations [arXiv:0705.0983]. We then construct exact nonholomorphic M5 configurations in the special case of SU(2) Seiberg-Witten theory deformed by a degree six superpotential which correspond to the recently discovered metastable vacua of Ooguri, Ookouchi, Park [arXiv:0704.3613], and Pastras [arXiv:0705.0505]. These solutions take the approximate form of a holomorphic Seiberg-Witten geometry with harmonic embedding along a transverse direction and allow us to obtain geometric intuition for local stability of the gauge theory vacua. As usual, dynamical processes in the gauge theory, such as the decay of nonsupersymmetric vacua, take on a different character in the M5 description which, due to issues of boundary conditions, typically involves runaway behavior in MQCD.

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