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Joshua Lum

Publications and source records attributed to Joshua Lum.

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Evaluating Large Language Models for Fair and Reliable Organ Allocation

Medical institutions are considering the use of LLMs in high-stakes clinical decision-making, such as organ allocation. In such sensitive use cases, evaluating fairness is imperative. However, existing evaluation methods often fall short; benchmarks are too simplistic to capture real-world complexity, and accuracy-based metrics fail to address the absence of a clear ground truth. To realistically and fairly model organ allocation, specifically kidney allocation, we begin by testing the medical knowledge of LLMs to determine whether they understand the clinical factors required to make sound allocation decisions. Building on this foundation, we design two tasks: (1) Choose-One and (2) Rank-All. In Choose-One, LLMs select a single candidate from a list of potential candidates to receive a kidney. In this scenario, we assess fairness across demographics using traditional fairness metrics, such as proportional parity. In Rank-All, LLMs rank all candidates waiting for a kidney, reflecting real-world allocation processes more closely, where an organ is passed down a ranked list until allocated. Our evaluation on three LLMs reveals a divergence between fairness metrics: while exposure-based metrics suggest equitable outcomes, probability-based metrics uncover systematic preferential sorting, where specific groups were clustered in upper-ranking tiers. Furthermore, we observe that demographic preferences are highly task-dependent, showing inverted trends between Choose-One and Rank-All tasks, even when considering the topmost rank. Overall, our results indicate that current LLMs can introduce inequalities in real-world allocation scenarios, underscoring the urgent need for rigorous fairness evaluation and human oversight before their use in high-stakes decision-making.

cs.LG

Causal Interventions on Causal Paths: Mapping GPT-2's Reasoning From Syntax to Semantics

While interpretability research has shed light on some internal algorithms utilized by transformer-based LLMs, reasoning in natural language, with its deep contextuality and ambiguity, defies easy categorization. As a result, formulating clear and motivating questions for circuit analysis that rely on well-defined in-domain and out-of-domain examples required for causal interventions is challenging. Although significant work has investigated circuits for specific tasks, such as indirect object identification (IOI), deciphering natural language reasoning through circuits remains difficult due to its inherent complexity. In this work, we take initial steps to characterize causal reasoning in LLMs by analyzing clear-cut cause-and-effect sentences like "I opened an umbrella because it started raining," where causal interventions may be possible through carefully crafted scenarios using GPT-2 small. Our findings indicate that causal syntax is localized within the first 2-3 layers, while certain heads in later layers exhibit heightened sensitivity to nonsensical variations of causal sentences. This suggests that models may infer reasoning by (1) detecting syntactic cues and (2) isolating distinct heads in the final layers that focus on semantic relationships.

cs.CL