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Ju Fan

Publications and source records attributed to Ju Fan.

At least 37 records · Page 2Linked to original sources

DeepPrep: An LLM-Powered Agentic System for Autonomous Data Preparation

Data preparation, which aims to transform heterogeneous and noisy raw tables into analysis-ready data, remains a major bottleneck in data science. Recent approaches leverage large language models (LLMs) to automate data preparation from natural language specifications. However, existing LLM-powered methods either make decisions without grounding in intermediate execution results, or rely on linear interaction processes that offer limited support for revising earlier decisions. To address these limitations, we propose DeepPrep, an LLM-powered agentic system for autonomous data preparation. DeepPrep constructs data preparation pipelines through iterative, execution-grounded interaction with an environment that materializes intermediate table states and returns runtime feedback. To overcome the limitations of linear interaction, DeepPrep organizes pipeline construction with tree-based agentic reasoning, enabling structured exploration and non-local revision based on execution feedback. To enable effective learning of such behaviors, we propose a progressive agentic training framework, together with data synthesis that supplies diverse and complex ADP tasks. Extensive experiments show that DeepPrep achieves data preparation accuracy comparable to strong closed-source models (e.g., GPT-5) while incurring 15x lower inference cost, while establishing state-of-the-art performance among open-source baselines and generalizing effectively across diverse datasets.

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Data Agents: Levels, State of the Art, and Open Problems

Data agents are an emerging paradigm that leverages large language models (LLMs) and tool-using agents to automate data management, preparation, and analysis tasks. However, the term "data agent" is currently used inconsistently, conflating simple query responsive assistants with aspirational fully autonomous "data scientists". This ambiguity blurs capability boundaries and accountability, making it difficult for users, system builders, and regulators to reason about what a "data agent" can and cannot do. In this tutorial, we propose the first hierarchical taxonomy of data agents from Level 0 (L0, no autonomy) to Level 5 (L5, full autonomy). Building on this taxonomy, we will introduce a lifecycleand level-driven view of data agents. We will (1) present the L0-L5 taxonomy and the key evolutionary leaps that separate simple assistants from truly autonomous data agents, (2) review representative L0-L2 systems across data management, preparation, and analysis, (3) highlight emerging Proto-L3 systems that strive to autonomously orchestrate end-to-end data workflows to tackle diverse and comprehensive data-related tasks under supervision, and (4) discuss forward-looking research challenges towards proactive (L4) and generative (L5) data agents. We aim to offer both a practical map of today's systems and a research roadmap for the next decade of data-agent development.

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DeepAnalyze: Agentic Large Language Models for Autonomous Data Science

Autonomous data science, from raw data sources to analyst-grade deep research reports, has been a long-standing challenge, and is now becoming feasible with the emergence of powerful large language models (LLMs). Recent workflow-based data agents have shown promising results on specific data tasks but remain fundamentally limited in achieving fully autonomous data science due to their reliance on predefined workflows. In this paper, we introduce DeepAnalyze-8B, the first agentic LLM designed for autonomous data science, capable of automatically completing the end-toend pipeline from data sources to analyst-grade deep research reports. To tackle high-complexity data science tasks, we propose a curriculum-based agentic training paradigm that emulates the learning trajectory of human data scientists, enabling LLMs to progressively acquire and integrate multiple capabilities in real-world environments. We also introduce a data-grounded trajectory synthesis framework that constructs high-quality training data. Through agentic training, DeepAnalyze learns to perform a broad spectrum of data tasks, ranging from data question answering and specialized analytical tasks to open-ended data research. Experiments demonstrate that, with only 8B parameters, DeepAnalyze outperforms previous workflow-based agents built on most advanced proprietary LLMs. The model, code, and training data of DeepAnalyze are open-sourced, paving the way toward autonomous data science.

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AutoPrep: Natural Language Question-Aware Data Preparation with a Multi-Agent Framework

Answering natural language (NL) questions about tables, known as Tabular Question Answering (TQA), is crucial because it allows users to quickly and efficiently extract meaningful insights from structured data, effectively bridging the gap between human language and machine-readable formats. Many of these tables are derived from web sources or real-world scenarios, which require meticulous data preparation (or data prep) to ensure accurate responses. However, preparing such tables for NL questions introduces new requirements that extend beyond traditional data preparation. This question-ware data preparation involves specific tasks such as column derivation and filtering tailored to particular questions, as well as question-aware value normalization or conversion, highlighting the need for a more nuanced approach in this context. Because each of the above tasks is unique, a single model (or agent) may not perform effectively across all scenarios. In this paper, we propose AutoPrep, a large language model (LLM)-based multiagent framework that leverages the strengths of multiple agents, each specialized in a certain type of data prep, ensuring more accurate and contextually relevant responses. Given an NL question over a table, AutoPrep performs data prep through three key components. Planner: Determines a logical plan, outlining a sequence of high-level operations. Programmer: Translates this logical plan into a physical plan by generating the corresponding low-level code. Executor: Executes the generated code to process the table. To support this multi-agent framework, we design a novel Chain-ofClauses reasoning mechanism for high-level operation suggestion, and a tool-augmented method for low-level code generation.

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PBench: Workload Synthesizer with Real Statistics for Cloud Analytics Benchmarking

Cloud service providers commonly use standard benchmarks like TPC-H and TPC-DS to evaluate and optimize cloud data analytics systems. However, these benchmarks rely on fixed query patterns and fail to capture the real execution statistics of production cloud workloads. Although some cloud database vendors have recently released real workload traces, these traces alone do not qualify as benchmarks, as they typically lack essential components like the original SQL queries and their underlying databases. To overcome this limitation, this paper introduces a new problem of workload synthesis with real statistics, which aims to generate synthetic workloads that closely approximate real execution statistics, including key performance metrics and operator distributions, in real cloud workloads. To address this problem, we propose PBench, a novel workload synthesizer that constructs synthetic workloads by judiciously selecting and combining workload components (i.e., queries and databases) from existing benchmarks. This paper studies the key challenges in PBench. First, we address the challenge of balancing performance metrics and operator distributions by introducing a multi-objective optimization-based component selection method. Second, to capture the temporal dynamics of real workloads, we design a timestamp assignment method that progressively refines workload timestamps. Third, to handle the disparity between the original workload and the candidate workload, we propose a component augmentation approach that leverages large language models (LLMs) to generate additional workload components while maintaining statistical fidelity. We evaluate PBench on real cloud workload traces, demonstrating that it reduces approximation error by up to 6x compared to state-of-the-art methods.

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Alpha-SQL: Zero-Shot Text-to-SQL using Monte Carlo Tree Search

Text-to-SQL, which enables natural language interaction with databases, serves as a pivotal method across diverse industries. With new, more powerful large language models (LLMs) emerging every few months, fine-tuning has become incredibly costly, labor-intensive, and error-prone. As an alternative, zero-shot Text-to-SQL, which leverages the growing knowledge and reasoning capabilities encoded in LLMs without task-specific fine-tuning, presents a promising and more challenging direction. To address this challenge, we propose Alpha-SQL, a novel approach that leverages a Monte Carlo Tree Search (MCTS) framework to iteratively infer SQL construction actions based on partial reasoning states. To enhance the framework's reasoning capabilities, we introduce LLM-as-Action-Model to dynamically generate SQL construction actions during the MCTS process, steering the search toward more promising SQL queries. Moreover, Alpha-SQL employs a self-supervised reward function to evaluate the quality of candidate SQL queries, ensuring more accurate and efficient query generation. Experimental results show that Alpha-SQL achieves 69.7% execution accuracy on the BIRD development set, using a 32B open-source LLM without fine-tuning. Alpha-SQL outperforms the best previous zero-shot approach based on GPT-4o by 2.5% on the BIRD development set.

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TAIJI: MCP-based Multi-Modal Data Analytics on Data Lakes

The variety of data in data lakes presents significant challenges for data analytics, as data scientists must simultaneously analyze multi-modal data, including structured, semi-structured, and unstructured data. While Large Language Models (LLMs) have demonstrated promising capabilities, they still remain inadequate for multi-modal data analytics in terms of accuracy, efficiency, and freshness. First, current natural language (NL) or SQL-like query languages may struggle to precisely and comprehensively capture users' analytical intent. Second, relying on a single unified LLM to process diverse data modalities often leads to substantial inference overhead. Third, data stored in data lakes may be incomplete or outdated, making it essential to integrate external open-domain knowledge to generate timely and relevant analytics results. In this paper, we envision a new multi-modal data analytics system. Specifically, we propose a novel architecture built upon the Model Context Protocol (MCP), an emerging paradigm that enables LLMs to collaborate with knowledgeable agents. First, we define a semantic operator hierarchy tailored for querying multi-modal data in data lakes and develop an AI-agent-powered NL2Operator translator to bridge user intent and analytical execution. Next, we introduce an MCP-based execution framework, in which each MCP server hosts specialized foundation models optimized for specific data modalities. This design enhances both accuracy and efficiency, while supporting high scalability through modular deployment. Finally, we propose a updating mechanism by harnessing the deep research and machine unlearning techniques to refresh the data lakes and LLM knowledges, with the goal of balancing the data freshness and inference efficiency.

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A Unified Model for Cardinality Estimation by Learning from Data and Queries via Sum-Product Networks

Cardinality estimation is a fundamental component in database systems, crucial for generating efficient execution plans. Despite advancements in learning-based cardinality estimation, existing methods may struggle to simultaneously optimize the key criteria: estimation accuracy, inference time, and storage overhead, limiting their practical applicability in real-world database environments. This paper introduces QSPN, a unified model that integrates both data distribution and query workload. QSPN achieves high estimation accuracy by modeling data distribution using the simple yet effective Sum-Product Network (SPN) structure. To ensure low inference time and reduce storage overhead, QSPN further partitions columns based on query access patterns. We formalize QSPN as a tree-based structure that extends SPNs by introducing two new node types: QProduct and QSplit. This paper studies the research challenges of developing efficient algorithms for the offline construction and online computation of QSPN. We conduct extensive experiments to evaluate QSPN in both single-table and multi-table cardinality estimation settings. The experimental results have demonstrated that QSPN achieves superior and robust performance on the three key criteria, compared with state-of-the-art approaches.

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Automatic Database Configuration Debugging using Retrieval-Augmented Language Models

Database management system (DBMS) configuration debugging, e.g., diagnosing poorly configured DBMS knobs and generating troubleshooting recommendations, is crucial in optimizing DBMS performance. However, the configuration debugging process is tedious and, sometimes challenging, even for seasoned database administrators (DBAs) with sufficient experience in DBMS configurations and good understandings of the DBMS internals (e.g., MySQL or Oracle). To address this difficulty, we propose Andromeda, a framework that utilizes large language models (LLMs) to enable automatic DBMS configuration debugging. Andromeda serves as a natural surrogate of DBAs to answer a wide range of natural language (NL) questions on DBMS configuration issues, and to generate diagnostic suggestions to fix these issues. Nevertheless, directly prompting LLMs with these professional questions may result in overly generic and often unsatisfying answers. To this end, we propose a retrieval-augmented generation (RAG) strategy that effectively provides matched domain-specific contexts for the question from multiple sources. They come from related historical questions, troubleshooting manuals and DBMS telemetries, which significantly improve the performance of configuration debugging. To support the RAG strategy, we develop a document retrieval mechanism addressing heterogeneous documents and design an effective method for telemetry analysis. Extensive experiments on real-world DBMS configuration debugging datasets show that Andromeda significantly outperforms existing solutions.

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A Plug-and-Play Natural Language Rewriter for Natural Language to SQL

Existing Natural Language to SQL (NL2SQL) solutions have made significant advancements, yet challenges persist in interpreting and translating NL queries, primarily due to users' limited understanding of database schemas or memory biases toward specific table or column values. These challenges often result in incorrect NL2SQL translations. To address these issues, we propose REWRITER, a plug-and-play module designed to enhance NL2SQL systems by automatically rewriting ambiguous or flawed NL queries. By incorporating database knowledge and content (e.g., column values and foreign keys), REWRITER reduces errors caused by flawed NL inputs and improves SQL generation accuracy. Our REWRITER treats NL2SQL models as black boxes, ensuring compatibility with various NL2SQL methods, including agent-based and rule-based NL2SQL solutions. REWRITER comprises three key components: Checker, Reflector, and Rewriter. The Checker identifies flawed NL queries by assessing the correctness of the generated SQL, minimizing unnecessary rewriting and potential hallucinations. The Reflector analyzes and accumulates experience to identify issues in NL queries, while the Rewriter revises the queries based on Reflector's feedback. Extensive experiments on the Spider and BIRD benchmarks demonstrate that REWRITER consistently enhances downstream models, achieving average improvements of 1.6% and 2.0% in execution accuracy, respectively.

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Large Language Model for Table Processing: A Survey

Tables, typically two-dimensional and structured to store large amounts of data, are essential in daily activities like database queries, spreadsheet manipulations, web table question answering, and image table information extraction. Automating these table-centric tasks with Large Language Models (LLMs) or Visual Language Models (VLMs) offers significant public benefits, garnering interest from academia and industry. This survey provides a comprehensive overview of table-related tasks, examining both user scenarios and technical aspects. It covers traditional tasks like table question answering as well as emerging fields such as spreadsheet manipulation and table data analysis. We summarize the training techniques for LLMs and VLMs tailored for table processing. Additionally, we discuss prompt engineering, particularly the use of LLM-powered agents, for various table-related tasks. Finally, we highlight several challenges, including diverse user input when serving and slow thinking using chain-of-thought.

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Harnessing Diversity for Important Data Selection in Pretraining Large Language Models

Data selection is of great significance in pre-training large language models, given the variation in quality within the large-scale available training corpora. To achieve this, researchers are currently investigating the use of data influence to measure the importance of data instances, $i.e.,$ a high influence score indicates that incorporating this instance to the training set is likely to enhance the model performance. Consequently, they select the top-$k$ instances with the highest scores. However, this approach has several limitations. (1) Computing the influence of all available data is time-consuming. (2) The selected data instances are not diverse enough, which may hinder the pre-trained model's ability to generalize effectively to various downstream tasks. In this paper, we introduce \texttt{Quad}, a data selection approach that considers both quality and diversity by using data influence to achieve state-of-the-art pre-training results. In particular, noting that attention layers capture extensive semantic details, we have adapted the accelerated $iHVP$ computation methods for attention layers, enhancing our ability to evaluate the influence of data, $i.e.,$ its quality. For the diversity, \texttt{Quad} clusters the dataset into similar data instances within each cluster and diverse instances across different clusters. For each cluster, if we opt to select data from it, we take some samples to evaluate the influence to prevent processing all instances. To determine which clusters to select, we utilize the classic Multi-Armed Bandit method, treating each cluster as an arm. This approach favors clusters with highly influential instances (ensuring high quality) or clusters that have been selected less frequently (ensuring diversity), thereby well balancing between quality and diversity.

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Diverse and Fine-Grained Instruction-Following Ability Exploration with Synthetic Data

Instruction-following is particularly crucial for large language models (LLMs) to support diverse user requests. While existing work has made progress in aligning LLMs with human preferences, evaluating their capabilities on instruction following remains a challenge due to complexity and diversity of real-world user instructions. While existing evaluation methods focus on general skills, they suffer from two main shortcomings, i.e., lack of fine-grained task-level evaluation and reliance on singular instruction expression. To address these problems, this paper introduces DINGO, a fine-grained and diverse instruction-following evaluation dataset that has two main advantages: (1) DINGO is based on a manual annotated, fine-grained and multi-level category tree with 130 nodes derived from real-world user requests; (2) DINGO includes diverse instructions, generated by both GPT-4 and human experts. Through extensive experiments, we demonstrate that DINGO can not only provide more challenging and comprehensive evaluation for LLMs, but also provide task-level fine-grained directions to further improve LLMs.

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SEED: Domain-Specific Data Curation With Large Language Models

Data curation tasks that prepare data for analytics are critical for turning data into actionable insights. However, due to the diverse requirements of applications in different domains, generic off-the-shelf tools are typically insufficient. As a result, data scientists often have to develop domain-specific solutions tailored to both the dataset and the task, e.g. writing domain-specific code or training machine learning models on a sufficient number of annotated examples. This process is notoriously difficult and time-consuming. We present SEED, an LLM-as-compiler approach that automatically generates domain-specific data curation solutions via Large Language Models (LLMs). Once the user describes a task, input data, and expected output, the SEED compiler produces a hybrid pipeline that combines LLM querying with more cost-effective alternatives, such as vector-based caching, LLM-generated code, and small models trained on LLM-annotated data. SEED features an optimizer that automatically selects from the four LLM-assisted modules and forms a hybrid execution pipeline that best fits the task at hand. To validate this new, revolutionary approach, we conducted experiments on $9$ datasets spanning over $5$ data curation tasks. In comparison to solutions that use the LLM on every data record, SEED achieves state-of-the-art or comparable few-shot performance, while significantly reducing the number of LLM calls.

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Auto-Formula: Recommend Formulas in Spreadsheets using Contrastive Learning for Table Representations

Spreadsheets are widely recognized as the most popular end-user programming tools, which blend the power of formula-based computation, with an intuitive table-based interface. Today, spreadsheets are used by billions of users to manipulate tables, most of whom are neither database experts nor professional programmers. Despite the success of spreadsheets, authoring complex formulas remains challenging, as non-technical users need to look up and understand non-trivial formula syntax. To address this pain point, we leverage the observation that there is often an abundance of similar-looking spreadsheets in the same organization, which not only have similar data, but also share similar computation logic encoded as formulas. We develop an Auto-Formula system that can accurately predict formulas that users want to author in a target spreadsheet cell, by learning and adapting formulas that already exist in similar spreadsheets, using contrastive-learning techniques inspired by "similar-face recognition" from compute vision. Extensive evaluations on over 2K test formulas extracted from real enterprise spreadsheets show the effectiveness of Auto-Formula over alternatives. Our benchmark data is available at https://github.com/microsoft/Auto-Formula to facilitate future research.

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CodeS: Towards Building Open-source Language Models for Text-to-SQL

Language models have shown promising performance on the task of translating natural language questions into SQL queries (Text-to-SQL). However, most of the state-of-the-art (SOTA) approaches rely on powerful yet closed-source large language models (LLMs), such as ChatGPT and GPT-4, which may have the limitations of unclear model architectures, data privacy risks, and expensive inference overheads. To address the limitations, we introduce CodeS, a series of pre-trained language models with parameters ranging from 1B to 15B, specifically designed for the text-to-SQL task. CodeS is a fully open-source language model, which achieves superior accuracy with much smaller parameter sizes. This paper studies the research challenges in building CodeS. To enhance the SQL generation abilities of CodeS, we adopt an incremental pre-training approach using a specifically curated SQL-centric corpus. Based on this, we address the challenges of schema linking and rapid domain adaptation through strategic prompt construction and a bi-directional data augmentation technique. We conduct comprehensive evaluations on multiple datasets, including the widely used Spider benchmark, the newly released BIRD benchmark, robustness-diagnostic benchmarks such as Spider-DK, Spider-Syn, Spider-Realistic, and Dr.Spider, as well as two real-world datasets created for financial and academic applications. The experimental results show that our CodeS achieves new SOTA accuracy and robustness on nearly all challenging text-to-SQL benchmarks.

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Cost-Effective In-Context Learning for Entity Resolution: A Design Space Exploration

Entity resolution (ER) is an important data integration task with a wide spectrum of applications. The state-of-the-art solutions on ER rely on pre-trained language models (PLMs), which require fine-tuning on a lot of labeled matching/non-matching entity pairs. Recently, large languages models (LLMs), such as GPT-4, have shown the ability to perform many tasks without tuning model parameters, which is known as in-context learning (ICL) that facilitates effective learning from a few labeled input context demonstrations. However, existing ICL approaches to ER typically necessitate providing a task description and a set of demonstrations for each entity pair and thus have limitations on the monetary cost of interfacing LLMs. To address the problem, in this paper, we provide a comprehensive study to investigate how to develop a cost-effective batch prompting approach to ER. We introduce a framework BATCHER consisting of demonstration selection and question batching and explore different design choices that support batch prompting for ER. We also devise a covering-based demonstration selection strategy that achieves an effective balance between matching accuracy and monetary cost. We conduct a thorough evaluation to explore the design space and evaluate our proposed strategies. Through extensive experiments, we find that batch prompting is very cost-effective for ER, compared with not only PLM-based methods fine-tuned with extensive labeled data but also LLM-based methods with manually designed prompting. We also provide guidance for selecting appropriate design choices for batch prompting.

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VerifAI: Verified Generative AI

Generative AI has made significant strides, yet concerns about the accuracy and reliability of its outputs continue to grow. Such inaccuracies can have serious consequences such as inaccurate decision-making, the spread of false information, privacy violations, legal liabilities, and more. Although efforts to address these risks are underway, including explainable AI and responsible AI practices such as transparency, privacy protection, bias mitigation, and social and environmental responsibility, misinformation caused by generative AI will remain a significant challenge. We propose that verifying the outputs of generative AI from a data management perspective is an emerging issue for generative AI. This involves analyzing the underlying data from multi-modal data lakes, including text files, tables, and knowledge graphs, and assessing its quality and consistency. By doing so, we can establish a stronger foundation for evaluating the outputs of generative AI models. Such an approach can ensure the correctness of generative AI, promote transparency, and enable decision-making with greater confidence. Our vision is to promote the development of verifiable generative AI and contribute to a more trustworthy and responsible use of AI.

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