Searcharxiv⌕ Search

arXiv subjects

Jun Fan

Publications and source records attributed to Jun Fan.

At least 19 recordsLinked to original sources

Linking a 152 GeV diphoton excess to dark matter and gravitational waves in the singlet-extended 2HDM

We investigate the diphoton excesses near $152~\mathrm{GeV}$ accompanied by missing transverse momentum (MET) in the Type-I two-Higgs-doublet model extended by a complex scalar singlet, whose imaginary component serves as a pseudo-Nambu-Goldstone dark matter (DM) candidate $χ$. The signal arises from the cascade process $gg\to h_3\to h_2h_2\toγγχχ$, where $h_2$ is the scalar resonance near $152~\mathrm{GeV}$ and $h_3$ is a heavier CP-even scalar. After imposing the theoretical and experimental constraints, we identify parameter regions that accommodate at least one of the Low-MET and High-MET excesses within $1σ$ and simultaneously reproduce the observed DM relic density within an assumed $10\%$ theoretical uncertainty. A subset of these samples supports first-order electroweak phase transitions with substantial supercooling. For a three-year observation, selected samples yield gravitational-wave signals with signal-to-noise ratios (SNRs) above $10$ at LISA, TianQin, DECIGO, and BBO. A representative benchmark that accommodates both excesses within their respective $1σ$ intervals and satisfies the relic-density requirement yields a three-year BBO SNR of approximately $173$.

hep-ph↗

$H^2(Ω)$ A Priori Error Bounds for Boundary-Adapted PINNs Solving Elliptic Dirichlet Problems

We study the numerical resolution of uniformly elliptic Dirichlet boundary value problems (BVPs) by minimization of the PDE residual over a hypothesis space of Neural Networks made to satisfy exactly the boundary conditions through multiplication by a user-defined \emph{distance-to-boundary approximation} $ρ$. While an $L^2(\partialΩ)$ boundary penalty cannot generally guarantee $H^2(Ω)$ error control, we show that exact enforcement can, provided $ρ$ is chosen appropriately. More precisely, we identify a sharp sufficient condition on $ρ$ preserving the regularity needed for $H^2(Ω)$ error control, provide practical constructions of such $ρ$ for general smooth domains $Ω$, and refer to the resulting networks as \emph{boundary-adapted}. For boundary-adapted Rectified Quadratic Unit (ReQU) and hyperbolic tangent (tanh) networks, we then derive explicit high-probability $H^2(Ω)$ convergence rates by combining approximation-theoretic and statistical-learning arguments, making explicit the dependence on $ρ$. Numerical experiments support our theoretical results, showing that appropriate choices of $ρ$ improve accuracy and convergence, while poorly chosen distance functions can substantially degrade the solution. Our proof also yields new VC-dimension bounds for hypothesis spaces of higher-order derivatives of ReQU and tanh networks, together with new approximation bounds for shallow ReQU networks in higher-order Sobolev norms, all of which are of important independent interest.

math.NA↗

When is multivariate kriging worthwhile? Design geometry, parameter sharing and response coupling under heterotopic sampling

We investigate when multivariate kriging improves on separate prediction, using separable multi-output Gaussian processes as the principal theoretical benchmark. We introduce directed coverage, directed proximity and borrowing potential indices to describe design complementarity beyond exact overlap without response values. Under common radial kernels, we derive finite-design bounds linking geometry to prediction gains with known covariance parameters and information for estimating cross-output dependence. An exact risk decomposition under correct specification separates oracle gains from differences in estimation penalties; we give a mean-square expansion under explicit conditions. We distinguish parameter sharing from response coupling: auxiliary data can improve prediction through shared-scale estimation even when direct borrowing is negligible. This distinction guides a calibrated screening-and-validation procedure comparing separate marginal models, a shared-scale independent model and a coupled model, retaining the shared-scale option when coupling is excluded. In simulations with sparse target data and auxiliary observations retained during validation, the procedure reduces mean latent squared-error risk by 6.66% relative to separate fitting. After calibration, screening reduces runtime by 14.01% relative to direct validation of the same candidates, with similar mean risk. Controlled experiments show that covariance misspecification can reverse fitted gains, while queueing and monitoring applications demonstrate the importance of auxiliary coverage and the prediction task. These findings support task-matched validation and separate assessments of predictive accuracy, uncertainty calibration and computational cost.

stat.ME↗

Gravitational waves in the complex-singlet-extended Manohar-Wise model

We investigate cosmological phase transitions and stochastic gravitational-wave signals in the Manohar-Wise model extended by a complex scalar singlet. Spontaneous breaking of a discrete Z3 symmetry produces domain walls, whose subsequent annihilation is driven by a small explicit symmetry-breaking bias. Subject to theoretical and experimental constraints, we study two thermal histories: a one-step strong first-order electroweak phase transition satisfying the baryon-number preservation criterion, and a two-step history whose first transition is a first-order transition along the singlet direction, leaving electroweak symmetry unbroken. We estimate the gravitational-wave contributions from sound waves, magnetohydrodynamic turbulence, and domain-wall annihilation. Within the adopted approximations, the phase-transition signals of the selected benchmarks peak at approximately 10^-3 -10^-2 Hz and overlap the projected sensitivity regions of space-based observatories such as LISA, TianQin, and BBO. Choosing the vacuum-energy bias to fix the domain-wall peak at approximately 2x10^-9 Hz, we find that the larger domain-wall tensions of the two-step benchmarks yield signals reaching the projected SKA sensitivity, whereas the one-step sample remains below the pulsar-timing sensitivities considered. These results illustrate the complementarity of millihertz and nanohertz gravitational-wave observations in probing phase transitions and discrete-symmetry breaking in this model.

hep-ph↗

Semantic-Spatial Agreement Verification for Mitigating Object Hallucination in Multimodal Large Language Models

Multimodal large language models generate natural-language responses from visual inputs, yet may mention objects absent from an image. In medication assistance, accessible perception, and environmental decision-making, such hallucinations can create real-world safety risks. We propose Semantic-Spatial Agreement Verification (SSAV), a training-free method for verifying object claims. A visually grounded claim should remain stable across semantically equivalent queries and repeatedly localize to the same image region. SSAV aggregates multiple prompts to estimate semantic support and reduce sensitivity to query wording. Query-Induced Regional Verification (QIRV) combines cross-query region persistence, spatial overlap, and relative candidate dominance to identify isolated high responses and dispersed localizations. A geometric mean fuses semantic and spatial evidence, lowering the verification score when either branch lacks support. Experiments on three base models and multiple evaluation protocols show that SSAV effectively mitigates object hallucination. On LLaVA-1.5-7B, accuracy averaged across COCO, A-OKVQA, and GQA improves by 1.81 and 3.17 percentage points under POPE Popular and Adversarial, respectively, while CHAIRs decreases from 49.40% to 32.80%. These results show that cross-query semantic stability and regional consistency provide interpretable external visual evidence for object claims.

cs.CV↗

Dual-Stream Cross-Anchor Correction Grounding Long-Form Captions and the Domain Limits of Object-Level Anchors

Object hallucination in multimodal large language models arises when language priors and corpus co-occurrence bias outweigh the visual evidence, with nothing tying an object mention to the image. Most remedies intervene at decoding time, yet under a unified protocol their benefit is confined to short captions; supervised fine-tuning (SFT) on a detail-rich corpus lengthens captions, but over forty percent still name absent objects. This paper proposes Dual-Stream Cross-Anchor Correction (DSCC). Unlike work that post-processes decoding, DSCC injects object-level visual anchors into the language model itself during fine-tuning: a perception stream aligns object-level hidden states at an intermediate layer to frozen text anchors by a bidirectional contrastive objective; a cognition stream lets deeper layers query those anchors by cross-attention at every generation step; and a two-stage curriculum gate couples them, making evidence retrieval a structural constraint on generation. Under one backbone and one scoring protocol, experiments span long-caption hallucination, object-existence discrimination and cross-domain generalisation, with vanilla SFT on the same corpus and schedule as a length- and density-matched control separating the data effect from the architectural gain. DSCC alone reaches the long-caption, low-hallucination region: captions roughly 1.9 times the baseline length at 88.19% precision per object mention, the highest under a density-independent criterion. Ablations expose a synergy: the perception stream alone degrades precision yet reverses sign when stacked on the cognition stream. No universal superiority is claimed: three out-of-domain benchmarks yield a predictable, falsifiable domain-conditionality, the synergy being bound to the anchors' semantic domain and breaking on charts and illusions.

cs.CV↗

Assessing Parameter Redundancy in Transformers for Jet Tagging

Transformer-based jet taggers, such as the Particle Transformer (ParT) and the More-Interaction Particle Transformer (MIParT), achieve excellent discrimination by exploiting correlations among jet constituents, but often require more trainable parameters than earlier deep-learning taggers. In this paper, we investigate whether comparable discriminating power can be achieved with substantially fewer parameters. We introduce an hourglass structure that replaces the feed-forward networks (FFNs) in the attention blocks while leaving the particle-interaction attention unchanged. We also introduce a lightweight particle-embedding layer to replace the original dense embedding network. Applying both modifications to ParT and MIParT yields the hourglass (HG) variants ParT-HG and MIParT-HG, respectively. We evaluate both models on benchmark datasets for top tagging and quark-gluon discrimination. Both variants retain comparable tagging performance, including background rejection at fixed signal efficiencies, while using only approximately 48% and 39.7% of the parameters of their respective baselines. On the larger JetClass dataset, accuracy and AUC decrease by less than 1%, and background rejection also decreases for several signal classes. Overall, our approach provides an alternative way to reduce the parameter count of Transformer jet taggers while largely retaining their tagging performance.

hep-ph↗

Diagnosing Dense Same-Class Attribute Misbinding in Large Vision-Language Models

Large vision-language models can recognize the objects and attributes in a crowded scene yet assign an attribute to the wrong same-class instance. Generic visual-question-answering accuracy marks the response as wrong, while object-hallucination metrics may regard both the object and attribute as image-supported; neither reveals the transfer. This study formalizes this blind spot as Dense Same-Class Attribute Misbinding (DSCAM) and presents InstaBind-Lite, a controlled benchmark that makes it directly measurable. Its 524 images contain 529 curated groups of 3-6 same-class entities, 1773 boxed instances, ordered neighbors, distinguishable color-like attributes, and four complementary question levels, yielding 9580 deterministically evaluated questions. Unlike existing protocols, source-instance annotations separate unsupported generation and recognition failure from an attribute copied from another visible entity. Binding-specific metrics further quantify transfer frequency, adjacency, ordinal distance, and intervention effects. Across five open-source and two commercial/API models, the open-source systems average 19.84% Misbinding Rate and the API systems 7.55%; these errors are hidden by aggregate accuracy. Among identifiable transfers, 80.70% and 81.51%, respectively, originate from adjacent instances. Localization and instance-first interventions help selected models but are not universal remedies. InstaBind-Lite therefore turns previously undifferentiated wrong answers into source-identifiable failure categories and tests a reliability dimension that conventional benchmarks cannot determine: whether a model knows not only what is visible, but which instance owns each attribute.

cs.CV↗

Approximation and learning of anisotropic and mixed smooth functions by deep ReLU neural networks

This paper studies how efficiently deep ReLU neural networks can approximate and learn smooth functions. When the error is measured in $L^p([0,1]^d)$ norm and the approximator is a network with width $W$ and depth $L$, recent works have proven the supper approximation rate $\mathcal{O}((WL)^{-2s/d})$ for Besov space $\mathcal{B}^s_{q,r}([0,1]^d)$ under the Sobolev embedding condition $s/d>1/q-1/p$. In order to overcome the curse of dimensionality in this rate, we extent this result to anisotropic and mixed smooth function classes. We establish the approximation rate $\mathcal{O}((WL)^{-2\tilde{s}})$ for anisotropic Besov space $\mathcal{B}^{\boldsymbol{s}}_{q,r}([0,1]^d)$ with anisotropic smoothness $\boldsymbol{s}=(s_1,\dots,s_d)$ under the embedding condition $\tilde{s} > 1/q-1/p$, where the mean smoothness $\tilde{s} = (\sum_{i=1}^d s_i^{-1})^{-1}$. For mixed smooth Besov space $\mathcal{MB}^s_{q,r}([0,1]^d)$ with mixed smoothness $s>1/q-1/p$, we show that the approximation rate $\mathcal{O}((WL)^{-2s})$ holds up to logarithmic factors. Using these results, we also derive approximation bounds for the composition of anisotropic Besov functions. As an application, it is shown that deep ReLU neural networks can achieve minimax optimal rates up to logarithmic factors for a wide range of smooth function classes.

stat.ML↗

A Unified Framework for Regularized Estimating Equations via Fixed-Point and Variational Inequality Problems

Many statistics problems are formulated within an estimating equation framework instead of a minimization framework. However, the regularized estimating equations (REE) have been much less extensively studies than regularized minimization problems. In this paper, we study an improved regularized estimating equation formulation and explore its subsequent equivalences in terms of (1) fixed-point problem specified via the proximal operator of the corresponding regularizer, and (2) generalized variational inequality problems. Such equivalences hold under general conditions and accommodate nonconvex regularizers. Moreover, these equivalences open up new possibilities in theoretical analysis and computational algorithms when studying the REE.

stat.ME↗

Neural Radiated-Noise Fields for Unmanned Underwater Vehicle Noise Spectrum Prediction in Three-Dimensional Scenes

Radiated noise in unmanned underwater vehicles (UUVs) is an important indicator for characterizing acoustic signatures and evaluating platform performance. To address the strong dependence of traditional physics-based modeling and numerical simulation methods on target structural information and environmental boundary conditions, and their inability to achieve continuous spatial spectrum-response modeling in three-dimensional scenes, this paper proposes a neural radiated-noise field (NRNF). An NRNF represents the UUV radiated-noise spectrum as a continuous function of the three-dimensional UUV position, the three-dimensional hydrophone position, the UUV yaw angle, and the frequency, enabling query-based prediction at arbitrary spatial locations. The proposed method employs sinusoidal encoding for position and frequency, and introduces a learnable three-dimensional scene feature grid to explicitly represent environmental structure and propagation effects. A spectrum-prediction dataset is constructed from lake trials, and the proposed model is evaluated under three settings: horizontal extrapolation, depth extrapolation, and cross-run generalization. Results show that the NRNF achieves an average prediction error of 3.5 dB in the 50 to 5000 Hz band. Horizontal extrapolation is easiest, depth extrapolation is the most challenging, and cross-run generalization is of intermediate difficulty. Further ablation results demonstrate that the scene feature grid significantly improves the prediction stability and spatial generalization of the model.

eess.SP↗

Mitigating Object Hallucinations in Vision-Language Models through Region-Aware Attention Recalibration

The generation of factually incorrect objects, commonly known as object hallucination, remains a persistent challenge in Large Vision-Language Models (LVLMs). Current approaches to address this issue - ranging from expensive data-driven fine-tuning and high-latency contrastive decoding to rigid attention head truncation - frequently compromise either computational efficiency or the continuity of the model's feature space. To overcome these limitations, we introduce a novel, training-free inference strategy that operates as a region-aware adaptive weighting mechanism to dynamically correct semantic drift without relying on abrupt heuristic truncations. By computing an outlier-resistant statistical midpoint across various attention heads, we establish a stable anchor for reliable visual representations. We then utilize the inter-head disagreement mapped across regions to dynamically determine intervention budgets, gently suppressing hallucination-inducing attention paths through a continuous penalty modulation. This recalibration process effectively rectifies visual-semantic misalignments while fully preserving generative fluency and language priors. Comprehensive evaluations on standard multimodal benchmarks, including CHAIR, POPE, and MME, reveal that our strategy substantially curtails both instance- and sentence-level hallucinations. The results demonstrate state-of-the-art performance against contemporary baselines, confirming our method's efficiency and algorithmic robustness. Our code will be public.

cs.AI↗

Large Language Models for Operations Research: A Comprehensive Survey

Operations Research (OR) serves as a core decision-support methodology for complex systems, with significant applications across mathematics, management science, and computer science. Traditional approaches heavily rely on expert knowledge and often struggle to efficiently solve large-scale and multi-constraint problems. The rapid advancement of Large Language Models (LLMs) in recent years has offered a novel research paradigm to address these challenges. This paper presents a systematic survey of Large Language Models for Operations Research (LLM4OR). We begin by introducing the definition of OR problems and the fundamental principles of LLMs. We then focus on analyzing the roles of LLMs in OR, specifically covering such as model formulation, algorithm design, and solution verification. In addition, we discuss practical applications in representative scenarios and summarize benchmark datasets in this field. Finally, we outline the key challenges and provide perspectives on future research directions. A collection of related literature is available at https://github.com/xianchaoxiu/LLM4OR.

math.OC↗

Adaptive Sparse Group Lasso Penalized Quantile Regression via Dual ADMM

Sparse penalized quantile regression provides an effective framework for variable selection and robust estimation in high-dimensional data analysis. When ex planatory variables are organized into groups, achieving sparsity both within and between groups is essential. However, existing quantile regression methods often fail to meet this dual objective. To address this gap, we introduce the adaptive sparse group lasso penalized quantile regression, which integrates adaptive lasso and adaptive group lasso penalties. We optimize the model parameters via the alternating direction method of multipliers (ADMM) applied to the dual problem, and establish global convergence. Through extensive simulation studies and real data analyses, we demonstrate (i) the efficacy of the proposed method in achieving simultaneous within- and between-group sparsity, and (ii) the computational efficiency of our algorithm relative to existing alternatives.

stat.CO↗

Support Recovery and $\ell_2$-Error Bound for Sparse Regression with Quadratic Measurements via Weakly-Convex-Concave Regularization

The recovery of unknown signals from quadratic measurements finds extensive applications in fields such as phase retrieval, power system state estimation, and unlabeled distance geometry. This paper investigates the finite sample properties of weakly convex--concave regularized estimators in high-dimensional quadratic measurements models. By employing a weakly convex--concave penalized least squares approach, we establish support recovery and $\ell_2$-error bounds for the local minimizer. To solve the corresponding optimization problem, we adopt two proximal gradient strategies, where the proximal step is computed either in closed form or via a weighted $\ell_1$ approximation, depending on the regularization function. Numerical examples demonstrate the efficacy of the proposed method.

math.ST↗

Unbounded Density Ratio Estimation and Its Application to Covariate Shift Adaptation

This paper focuses on the problem of unbounded density ratio estimation -- an understudied yet critical challenge in statistical learning -- and its application to covariate shift adaptation. Much of the existing literature assumes that the density ratio is either uniformly bounded or unbounded but known exactly. These conditions are often violated in practice, creating a gap between theoretical guarantees and real-world applicability. In contrast, this work directly addresses unbounded density ratios and integrates them into importance weighting for effective covariate shift adaptation. We propose a three-step estimation method that leverages unlabeled data from both the source and target distributions: (1) estimating a relative density ratio; (2) applying a truncation operation to control its unboundedness; and (3) transforming the truncated estimate back into the standard density ratio. The estimated density ratio is then employed as importance weights for regression under covariate shift. We establish rigorous, non-asymptotic convergence guarantees for both the proposed density ratio estimator and the resulting regression function estimator, demonstrating optimal or near-optimal convergence rates. Our findings offer new theoretical insights into density ratio estimation and learning under covariate shift, extending classical learning theory to more practical and challenging scenarios.

stat.ML↗

Two-Stage Data Synthesization: A Statistics-Driven Restricted Trade-off between Privacy and Prediction

Synthetic data have gained increasing attention across various domains, with a growing emphasis on their performance in downstream prediction tasks. However, most existing synthesis strategies focus on maintaining statistical information. Although some studies address prediction performance guarantees, their single-stage synthesis designs make it challenging to balance the privacy requirements that necessitate significant perturbations and the prediction performance that is sensitive to such perturbations. We propose a two-stage synthesis strategy. In the first stage, we introduce a synthesis-then-hybrid strategy, which involves a synthesis operation to generate pure synthetic data, followed by a hybrid operation that fuses the synthetic data with the original data. In the second stage, we present a kernel ridge regression (KRR)-based synthesis strategy, where a KRR model is first trained on the original data and then used to generate synthetic outputs based on the synthetic inputs produced in the first stage. By leveraging the theoretical strengths of KRR and the covariant distribution retention achieved in the first stage, our proposed two-stage synthesis strategy enables a statistics-driven restricted privacy--prediction trade-off and guarantee optimal prediction performance. We validate our approach and demonstrate its characteristics of being statistics-driven and restricted in achieving the privacy--prediction trade-off both theoretically and numerically. Additionally, we showcase its generalizability through applications to a marketing problem and five real-world datasets.

cs.LG↗

Optimizing Generative Ranking Relevance via Reinforcement Learning in Xiaohongshu Search

Ranking relevance is a fundamental task in search engines, aiming to identify the items most relevant to a given user query. Traditional relevance models typically produce scalar scores or directly predict relevance labels, limiting both interpretability and the modeling of complex relevance signals. Inspired by recent advances in Chain-of-Thought (CoT) reasoning for complex tasks, we investigate whether explicit reasoning can enhance both interpretability and performance in relevance modeling. However, existing reasoning-based Generative Relevance Models (GRMs) primarily rely on supervised fine-tuning on large amounts of human-annotated or synthetic CoT data, which often leads to limited generalization. Moreover, domain-agnostic, free-form reasoning tends to be overly generic and insufficiently grounded, limiting its potential to handle the diverse and ambiguous cases prevalent in open-domain search. In this work, we formulate relevance modeling in Xiaohongshu search as a reasoning task and introduce a Reinforcement Learning (RL)-based training framework to enhance the grounded reasoning capabilities of GRMs. Specifically, we incorporate practical business-specific relevance criteria into the multi-step reasoning prompt design and propose Stepwise Advantage Masking (SAM), a lightweight process-supervision strategy which facilitates effective learning of these criteria through improved credit assignment. To enable industrial deployment, we further distill the large-scale RL-tuned model to a lightweight version suitable for real-world search systems. Extensive offline evaluations and online A/B tests demonstrate that our approach consistently delivers significant improvements across key relevance and business metrics, validating its effectiveness, robustness, and practicality for large-scale industrial search systems.

cs.IR↗