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Jun Zhao

Publications and source records attributed to Jun Zhao.

At least 127 records · Page 7Linked to original sources

ConvD: Attention Enhanced Dynamic Convolutional Embeddings for Knowledge Graph Completion

Knowledge graphs often suffer from incompleteness issues, which can be alleviated through information completion. However, current state-of-the-art deep knowledge convolutional embedding models rely on external convolution kernels and conventional convolution processes, which limits the feature interaction capability of the model. This paper introduces a novel dynamic convolutional embedding model, ConvD, which directly reshapes relation embeddings into multiple internal convolution kernels. This approach effectively enhances the feature interactions between relation embeddings and entity embeddings. Simultaneously, we incorporate a priori knowledge-optimized attention mechanism that assigns different contribution weight coefficients to the multiple relation convolution kernels in dynamic convolution, further boosting the expressive power of the model. Extensive experiments on various datasets show that our proposed model consistently outperforms the state-of-the-art baseline methods, with average improvements ranging from 3.28% to 14.69% across all model evaluation metrics, while the number of parameters is reduced by 50.66% to 85.40% compared to other state-of-the-art models.

cs.CL↗

Efficient Length-Generalizable Attention via Causal Retrieval for Long-Context Language Modeling

Despite the success of Transformers, handling long contexts remains challenging due to the limited length generalization and quadratic complexity of self-attention. Thus Transformers often require post-training with a larger attention window, significantly increasing computational and memory costs. In this paper, we propose a novel attention mechanism based on dynamic context, Grouped Cross Attention (GCA), which can generalize to 1000 times the pre-training context length while maintaining the ability to access distant information with a constant attention window size. For a given input sequence, we split it into chunks and use each chunk to retrieve top-k relevant past chunks for subsequent text generation. Specifically, unlike most previous works that use an off-the-shelf retriever, our key innovation allows the retriever to learn how to retrieve past chunks that better minimize the auto-regressive loss of subsequent tokens in an end-to-end manner. Such a mechanism accommodates retrieved chunks with a fixed-size attention window to achieve long-range information access, significantly reducing computational and memory costs during training and inference. Experiments show that GCA-based models achieve near-perfect accuracy in passkey retrieval for 16M context lengths, which is 1000 times the training length.

cs.CL↗

ASP2LJ : An Adversarial Self-Play Laywer Augmented Legal Judgment Framework

Legal Judgment Prediction (LJP) aims to predict judicial outcomes, including relevant legal charge, terms, and fines, which is a crucial process in Large Language Model(LLM). However, LJP faces two key challenges: (1)Long Tail Distribution: Current datasets, derived from authentic cases, suffer from high human annotation costs and imbalanced distributions, leading to model performance degradation. (2)Lawyer's Improvement: Existing systems focus on enhancing judges' decision-making but neglect the critical role of lawyers in refining arguments, which limits overall judicial accuracy. To address these issues, we propose an Adversarial Self-Play Lawyer Augmented Legal Judgment Framework, called ASP2LJ, which integrates a case generation module to tackle long-tailed data distributions and an adversarial self-play mechanism to enhance lawyers' argumentation skills. Our framework enables a judge to reference evolved lawyers' arguments, improving the objectivity, fairness, and rationality of judicial decisions. Besides, We also introduce RareCases, a dataset for rare legal cases in China, which contains 120 tail-end cases. We demonstrate the effectiveness of our approach on the SimuCourt dataset and our RareCases dataset. Experimental results show our framework brings improvements, indicating its utilization. Our contributions include an integrated framework, a rare-case dataset, and publicly releasing datasets and code to support further research in automated judicial systems.

cs.CL↗

Know-MRI: A Knowledge Mechanisms Revealer&Interpreter for Large Language Models

As large language models (LLMs) continue to advance, there is a growing urgency to enhance the interpretability of their internal knowledge mechanisms. Consequently, many interpretation methods have emerged, aiming to unravel the knowledge mechanisms of LLMs from various perspectives. However, current interpretation methods differ in input data formats and interpreting outputs. The tools integrating these methods are only capable of supporting tasks with specific inputs, significantly constraining their practical applications. To address these challenges, we present an open-source Knowledge Mechanisms Revealer&Interpreter (Know-MRI) designed to analyze the knowledge mechanisms within LLMs systematically. Specifically, we have developed an extensible core module that can automatically match different input data with interpretation methods and consolidate the interpreting outputs. It enables users to freely choose appropriate interpretation methods based on the inputs, making it easier to comprehensively diagnose the model's internal knowledge mechanisms from multiple perspectives. Our code is available at https://github.com/nlpkeg/Know-MRI. We also provide a demonstration video on https://youtu.be/NVWZABJ43Bs.

cs.CL↗

RULE: Reinforcement UnLEarning Achieves Forget-Retain Pareto Optimality

The widespread deployment of Large Language Models (LLMs) trained on massive, uncurated corpora has raised growing concerns about the inclusion of sensitive, copyrighted, or illegal content. This has led to increasing interest in LLM unlearning: the task of selectively removing specific information from a model without retraining from scratch or degrading overall utility. However, existing methods often rely on large-scale forget and retain datasets, and suffer from unnatural responses, poor generalization, or catastrophic utility loss. In this work, we propose Reinforcement UnLearning (RULE), an efficient framework that formulates unlearning as a refusal boundary optimization problem. RULE is trained with a small portion of the forget set and synthesized boundary queries, using a verifiable reward function that encourages safe refusal on forget--related queries while preserving helpful responses on permissible inputs. We provide both theoretical and empirical evidence demonstrating the effectiveness of RULE in achieving targeted unlearning without compromising model utility. Experimental results show that, with only $12%$ forget set and $8%$ synthesized boundary data, RULE outperforms existing baselines by up to $17.5%$ forget quality and $16.3%$ naturalness response while maintaining general utility, achieving forget--retain Pareto optimality. Remarkably, we further observe that RULE improves the naturalness of model outputs, enhances training efficiency, and exhibits strong generalization ability, generalizing refusal behavior to semantically related but unseen queries.

cs.CL↗

Establishing Trustworthy LLM Evaluation via Shortcut Neuron Analysis

The development of large language models (LLMs) depends on trustworthy evaluation. However, most current evaluations rely on public benchmarks, which are prone to data contamination issues that significantly compromise fairness. Previous researches have focused on constructing dynamic benchmarks to address contamination. However, continuously building new benchmarks is costly and cyclical. In this work, we aim to tackle contamination by analyzing the mechanisms of contaminated models themselves. Through our experiments, we discover that the overestimation of contaminated models is likely due to parameters acquiring shortcut solutions in training. We further propose a novel method for identifying shortcut neurons through comparative and causal analysis. Building on this, we introduce an evaluation method called shortcut neuron patching to suppress shortcut neurons. Experiments validate the effectiveness of our approach in mitigating contamination. Additionally, our evaluation results exhibit a strong linear correlation with MixEval, a recently released trustworthy benchmark, achieving a Spearman coefficient ($ρ$) exceeding 0.95. This high correlation indicates that our method closely reveals true capabilities of the models and is trustworthy. We conduct further experiments to demonstrate the generalizability of our method across various benchmarks and hyperparameter settings. Code: https://github.com/GaryStack/Trustworthy-Evaluation

cs.CL↗

Reasoning-Table: Exploring Reinforcement Learning for Table Reasoning

Table reasoning, encompassing tasks such as table question answering, fact verification, and text-to-SQL, requires precise understanding of structured tabular data, coupled with numerical computation and code manipulation for effective inference. Supervised fine-tuning (SFT) approaches have achieved notable success but often struggle with generalization and robustness due to biases inherent in imitative learning. We introduce Reasoning-Table, the first application of reinforcement learning (RL) to table reasoning, achieving state-of-the-art performance. Through rigorous data preprocessing, reward design, and tailored training strategies, our method leverages simple rule-based outcome rewards to outperform SFT across multiple benchmarks. Unified training across diverse tasks enables Reasoning-Table to emerge as a robust table reasoning large language model, surpassing larger proprietary models like Claude-3.7-Sonnet by 4.0% on table reasoning benchmarks. The approach also achieves excellent performance on text-to-SQL tasks, reaching 68.3% performance on the BIRD dev dataset with a 7B model. Further experiments demonstrate that Reasoning-Table enhances the model's generalization capabilities and robustness.

cs.CL↗

Towards Better Chain-of-Thought: A Reflection on Effectiveness and Faithfulness

Chain-of-thought (CoT) prompting demonstrates varying performance under different reasoning tasks. Previous work attempts to evaluate it but falls short in providing an in-depth analysis of patterns that influence the CoT. In this paper, we study the CoT performance from the perspective of effectiveness and faithfulness. For the former, we identify key factors that influence CoT effectiveness on performance improvement, including problem difficulty, information gain, and information flow. For the latter, we interpret the unfaithful CoT issue by conducting a joint analysis of the information interaction among the question, CoT, and answer. The result demonstrates that, when the LLM predicts answers, it can recall correct information missing in the CoT from the question, leading to the problem. Finally, we propose a novel algorithm to mitigate this issue, in which we recall extra information from the question to enhance the CoT generation and evaluate CoTs based on their information gain. Extensive experiments demonstrate that our approach enhances both the faithfulness and effectiveness of CoT.

cs.CL↗

Socratic-PRMBench: Benchmarking Process Reward Models with Systematic Reasoning Patterns

Process Reward Models (PRMs) are crucial in complex reasoning and problem-solving tasks (e.g., LLM agents with long-horizon decision-making) by verifying the correctness of each intermediate reasoning step. In real-world scenarios, LLMs may apply various reasoning patterns (e.g., decomposition) to solve a problem, potentially suffering from errors under various reasoning patterns. Therefore, PRMs are required to identify errors under various reasoning patterns during the reasoning process. However, existing benchmarks mainly focus on evaluating PRMs with stepwise correctness, ignoring a systematic evaluation of PRMs under various reasoning patterns. To mitigate this gap, we introduce Socratic-PRMBench, a new benchmark to evaluate PRMs systematically under six reasoning patterns, including Transformation, Decomposition, Regather, Deduction, Verification, and Integration. Socratic-PRMBench}comprises 2995 reasoning paths with flaws within the aforementioned six reasoning patterns. Through our experiments on both PRMs and LLMs prompted as critic models, we identify notable deficiencies in existing PRMs. These observations underscore the significant weakness of current PRMs in conducting evaluations on reasoning steps under various reasoning patterns. We hope Socratic-PRMBench can serve as a comprehensive testbed for systematic evaluation of PRMs under diverse reasoning patterns and pave the way for future development of PRMs.

cs.AI↗

Large Language Models for Planning: A Comprehensive and Systematic Survey

Planning represents a fundamental capability of intelligent agents, requiring comprehensive environmental understanding, rigorous logical reasoning, and effective sequential decision-making. While Large Language Models (LLMs) have demonstrated remarkable performance on certain planning tasks, their broader application in this domain warrants systematic investigation. This paper presents a comprehensive review of LLM-based planning. Specifically, this survey is structured as follows: First, we establish the theoretical foundations by introducing essential definitions and categories about automated planning. Next, we provide a detailed taxonomy and analysis of contemporary LLM-based planning methodologies, categorizing them into three principal approaches: 1) External Module Augmented Methods that combine LLMs with additional components for planning, 2) Finetuning-based Methods that involve using trajectory data and feedback signals to adjust LLMs in order to improve their planning abilities, and 3) Searching-based Methods that break down complex tasks into simpler components, navigate the planning space, or enhance decoding strategies to find the best solutions. Subsequently, we systematically summarize existing evaluation frameworks, including benchmark datasets, evaluation metrics and performance comparisons between representative planning methods. Finally, we discuss the underlying mechanisms enabling LLM-based planning and outline promising research directions for this rapidly evolving field. We hope this survey will serve as a valuable resource to inspire innovation and drive progress in this field.

cs.AI↗

AutoGraph: A Knowledge-Graph Framework for Modeling Interface Interaction and Automating Procedure Execution in Digital Nuclear Control Rooms

Digitalization in nuclear power plant (NPP) control rooms is reshaping how operators interact with procedures and interface elements. However, existing computer-based procedures (CBPs) often lack semantic integration with human-system interfaces (HSIs), limiting their capacity to support intelligent automation and increasing the risk of human error, particularly under dynamic or complex operating conditions. In this study, we present AutoGraph, a knowledge-graph-based framework designed to formalize and automate procedure execution in digitalized NPP environments.AutoGraph integrates (1) a proposed HTRPM tracking module to capture operator interactions and interface element locations; (2) an Interface Element Knowledge Graph (IE-KG) encoding spatial, semantic, and structural properties of HSIs; (3) automatic mapping from textual procedures to executable interface paths; and (4) an execution engine that maps textual procedures to executable interface paths. This enables the identification of cognitively demanding multi-action steps and supports fully automated execution with minimal operator input. We validate the framework through representative control room scenarios, demonstrating significant reductions in task completion time and the potential to support real-time human reliability assessment. Further integration into dynamic HRA frameworks (e.g., COGMIF) and real-time decision support systems (e.g., DRIF) illustrates AutoGraph extensibility in enhancing procedural safety and cognitive performance in complex socio-technical systems.

cs.HC↗

My Words Imply Your Opinion: Reader Agent-based Propagation Enhancement for Personalized Implicit Emotion Analysis

The subtlety of emotional expressions makes implicit emotion analysis (IEA) particularly sensitive to user-specific characteristics. Current studies personalize emotion analysis by focusing on the author but neglect the impact of the intended reader on implicit emotional feedback. In this paper, we introduce Personalized IEA (PIEA) and present the RAPPIE model, which addresses subjective variability by incorporating reader feedback. In particular, (1) we create reader agents based on large language models to simulate reader feedback, overcoming the issue of ``spiral of silence effect'' and data incompleteness of real reader reaction. (2) We develop a role-aware multi-view graph learning to model the emotion interactive propagation process in scenarios with sparse reader information. (3) We construct two new PIEA datasets covering English and Chinese social media with detailed user metadata, addressing the text-centric limitation of existing datasets. Extensive experiments show that RAPPIE significantly outperforms state-of-the-art baselines, demonstrating the value of incorporating reader feedback in PIEA.

cs.CL↗

Semantic Pivots Enable Cross-Lingual Transfer in Large Language Models

Large language models (LLMs) demonstrate remarkable ability in cross-lingual tasks. Understanding how LLMs acquire this ability is crucial for their interpretability. To quantify the cross-lingual ability of LLMs accurately, we propose a Word-Level Cross-Lingual Translation Task. To find how LLMs learn cross-lingual ability, we trace the outputs of LLMs' intermediate layers in the word translation task. We identify and distinguish two distinct behaviors in the forward pass of LLMs: co-occurrence behavior and semantic pivot behavior. We attribute LLMs' two distinct behaviors to the co-occurrence frequency of words and find the semantic pivot from the pre-training dataset. Finally, to apply our findings to improve the cross-lingual ability of LLMs, we reconstruct a semantic pivot-aware pre-training dataset using documents with a high proportion of semantic pivots. Our experiments validate the effectiveness of our approach in enhancing cross-lingual ability. Our research contributes insights into the interpretability of LLMs and offers a method for improving LLMs' cross-lingual ability.

cs.CL↗

Amplify Adjacent Token Differences: Enhancing Long Chain-of-Thought Reasoning with Shift-FFN

Recently, models such as OpenAI-o1 and DeepSeek-R1 have demonstrated remarkable performance on complex reasoning tasks through Long Chain-of-Thought (Long-CoT) reasoning. Although distilling this capability into student models significantly enhances their performance, this paper finds that fine-tuning LLMs with full parameters or LoRA with a low rank on long CoT data often leads to Cyclical Reasoning, where models repeatedly reiterate previous inference steps until the maximum length limit. Further analysis reveals that smaller differences in representations between adjacent tokens correlates with a higher tendency toward Cyclical Reasoning. To mitigate this issue, this paper proposes Shift Feedforward Networks (Shift-FFN), a novel approach that edits the current token's representation with the previous one before inputting it to FFN. This architecture dynamically amplifies the representation differences between adjacent tokens. Extensive experiments on multiple mathematical reasoning tasks demonstrate that LoRA combined with Shift-FFN achieves higher accuracy and a lower rate of Cyclical Reasoning across various data sizes compared to full fine-tuning and standard LoRA. Our data and code are available at https://anonymous.4open.science/r/Shift-FFN

cs.CL↗

Beyond Hard and Soft: Hybrid Context Compression for Balancing Local and Global Information Retention

Large Language Models (LLMs) encounter significant challenges in long-sequence inference due to computational inefficiency and redundant processing, driving interest in context compression techniques. Existing methods often rely on token importance to perform hard local compression or encode context into latent representations for soft global compression. However, the uneven distribution of textual content relevance and the diversity of demands for user instructions mean these approaches frequently lead to the loss of potentially valuable information. To address this, we propose $\textbf{Hy}$brid $\textbf{Co}$ntext $\textbf{Co}$mpression (HyCo$_2$) for LLMs, which integrates both global and local perspectives to guide context compression while retaining both the essential semantics and critical details for task completion. Specifically, we employ a hybrid adapter to refine global semantics with the global view, based on the observation that different adapters excel at different tasks. Then we incorporate a classification layer that assigns a retention probability to each context token based on the local view, determining whether it should be retained or discarded. To foster a balanced integration of global and local compression, we introduce auxiliary paraphrasing and completion pretraining before instruction tuning. This promotes a synergistic integration that emphasizes instruction-relevant information while preserving essential local details, ultimately balancing local and global information retention in context compression. Experiments show that our HyCo$_2$ method significantly enhances long-text reasoning while reducing token usage. It improves the performance of various LLM series by an average of 13.1\% across seven knowledge-intensive QA benchmarks. Moreover, HyCo$_2$ matches the performance of uncompressed methods while reducing token consumption by 88.8\%.

cs.CL↗

Neural Incompatibility: The Unbridgeable Gap of Cross-Scale Parametric Knowledge Transfer in Large Language Models

Large Language Models (LLMs) offer a transparent brain with accessible parameters that encode extensive knowledge, which can be analyzed, located and transferred. Consequently, a key research challenge is to transcend traditional knowledge transfer paradigms rooted in symbolic language and achieve genuine Parametric Knowledge Transfer (PKT). Significantly, exploring effective methods for transferring knowledge across LLMs of different scales through parameters presents an intriguing and valuable research direction. In this paper, we first demonstrate $\textbf{Alignment}$ in parametric space is the fundamental prerequisite to achieve successful cross-scale PKT. We redefine the previously explored knowledge transfer as Post-Align PKT (PostPKT), which utilizes extracted parameters for LoRA initialization and requires subsequent fine-tune for alignment. Hence, to reduce cost for further fine-tuning, we introduce a novel Pre-Align PKT (PrePKT) paradigm and propose a solution called $\textbf{LaTen}$ ($\textbf{L}$oc$\textbf{a}$te-$\textbf{T}$h$\textbf{e}$n-Alig$\textbf{n}$) that aligns the parametric spaces of LLMs across scales only using several training steps without following training. Comprehensive experiments on four benchmarks demonstrate that both PostPKT and PrePKT face challenges in achieving consistently stable transfer. Through in-depth analysis, we identify $\textbf{Neural Incompatibility}$ as the ethological and parametric structural differences between LLMs of varying scales, presenting fundamental challenges to achieving effective PKT. These findings provide fresh insights into the parametric architectures of LLMs and highlight promising directions for future research on efficient PKT. Our code is available at https://github.com/Trae1ounG/Neural_Incompatibility.

cs.CL↗

Revealing the Deceptiveness of Knowledge Editing: A Mechanistic Analysis of Superficial Editing

Knowledge editing, which aims to update the knowledge encoded in language models, can be deceptive. Despite the fact that many existing knowledge editing algorithms achieve near-perfect performance on conventional metrics, the models edited by them are still prone to generating original knowledge. This paper introduces the concept of "superficial editing" to describe this phenomenon. Our comprehensive evaluation reveals that this issue presents a significant challenge to existing algorithms. Through systematic investigation, we identify and validate two key factors contributing to this issue: (1) the residual stream at the last subject position in earlier layers and (2) specific attention modules in later layers. Notably, certain attention heads in later layers, along with specific left singular vectors in their output matrices, encapsulate the original knowledge and exhibit a causal relationship with superficial editing. Furthermore, we extend our analysis to the task of superficial unlearning, where we observe consistent patterns in the behavior of specific attention heads and their corresponding left singular vectors, thereby demonstrating the robustness and broader applicability of our methodology and conclusions. Our code is available here.

cs.CL↗

Shuttle Between the Instructions and the Parameters of Large Language Models

The interaction with Large Language Models (LLMs) through instructions has been extensively investigated in the research community. While instructions have been widely used as the guidelines for task solving, this paper further notices that both instructions and parameters are the compression of task data. Therefore, they could be strongly correlated and can be learned to predict one from the other. This paper proposes a novel neural network framework, SHIP (\textbf{Sh}uttle between the \textbf{I}nstructions and the \textbf{P}arameters), to model and learn the mutual mappings between the instructions and the parameters of LLMs. We verify that SHIP can effectively map one of the instructions/parameters to the other by evaluating it on the tasks of instruction deduction and induction. The results show that SHIP performs better than existing baseline methods in terms of deductive capabilities while significantly surpassing them in inductive capabilities. Moreover, SHIP can effectively combine the two mapping processes to perform excellent inductive reasoning. The code and data for this paper are released at https://anonymous.4open.science/r/Shuttle-Between-Instructions-Parameters/.

cs.LG↗