arXiv subjects

Jun-Wei Luo

Publications and source records attributed to Jun-Wei Luo.

52 records · Page 3Linked to original sources

arXiv2018

Uncovering and tailoring hidden Rashba spin-orbit splitting in centrosymmetric crystals

Hidden Rashba and Dresselhaus spin-splittings in centrosymmetric crystals with subunits (sectors) having non-centrosymmetric symmetries (the R-2 and D-2 effects) have been predicted and observed experimentally, but the microscopic mechanism remains unclear. Here we demonstrate that the spin-splitting in R-2 is enforced by specific symmetries (such as the non-symmorphic in the present example) which ensures that the pertinent spin wavefunctions segregate spatially on just one of the two inversion-partner sectors and thus avoid compensation. This finding establishes a common fundamental source for the conventional Rashba (R-1) effect and the R-2 effect, both originating from the local sector symmetries, rather than from the global crystal asymmetry alone for R-1 per se. We further show that the effective Hamiltonian for the R-1 effect is also applicable for the R-2 effect, but applying a symmetry-breaking electric field to an R-2 compound produces different spin-splitting pattern than applying a field to a trivial (non-R-2) centrosymmetric compound.

cond-mat.mtrl-sci↗

arXiv2018

Atomic mechanisms of fast diffusion of large atoms in Germanium

The performance of strained silicon as the channel material for transistors has plateaued. Motivated by increasing charge-carrier mobility within the device channel to improve transistor performance, germanium (Ge) is considered as an attractive option as a silicon replacement due to its highest p-type mobility in all of the known semiconductor materials and being compatible with today's conventional CMOS manufacturing process. However, the intrinsically high carrier mobility of Ge becomes significantly degraded because Ge's native oxide is unstable and readily decomposes into several GexOy suboxides with a high density of dangling bonds at the surface. In addition, these interface trap states will also degrade the off-state leakage current and subthreshold turn-off of a Ge-based device, significantly affecting its stability. Furthermore, obtaining low-resistance Ohmic contacts to n-type Ge is another key challenge in developing Ge CMOS. To solve these challenges, extensive efforts have been made about the incorporation of new materials, such as Al2O3, SiN3, TiO2, ZnO, Ge3N4, MgO, HfO2, SrTiO3, and Y2O3, into Ge transistors. Controlling the diffusion of foreign atoms into Ge is therefore a critical issue in developing Ge transistors regarding that foreign impurities may be detrimental to devices. In this work, we study the diffusion properties of all common elements in Ge by performing the first-principle calculations with a nudged elastic band method. We find some large atoms, such as Cu, Au, Pd, etc., have a very small diffusion barrier. We reveal the underlying mechanism in a combination of local distortion induced by size effect and bonding effect that controls the diffusion behaviors of different atoms in Ge. This comprehensive study and relatively in-depth understanding of diffusion in Ge provides us with a practical guide for utilizing it more efficiently in semiconductor devices.

physics.comp-ph↗

arXiv2018

Unified theory of the direct or indirect bandgap nature of conventional semiconductors

Although the direct or indirect nature of the bandgap transition is an essential parameter of semiconductors for optoelectronic applications, the understanding why some of the conventional semiconductors have direct or indirect bandgaps remains ambiguous. In this Letter, we revealed that the existence of the occupied cation d bands is a prime element in determining the directness of the bandgap of semiconductors through the s-d and p-d couplings, which push the conduction band energy levels at the X- and L-valley up, but leaves the Γ-valley conduction state unchanged. This unified theory unambiguously explains why Diamond, Si, Ge, and Al-containing group III-V semiconductors, which do not have active occupied d bands, have indirect bandgaps and remaining common semiconductors, except GaP, have direct bandgaps. Besides s-d and p-d couplings, bond length and electronegativity of anions are two remaining factors regulating the energy ordering of the Γ-, X-, and L-valley of the conduction band, and are responsible for the anomalous bandgap behaviors in GaN, GaP, and GaAs that have direct, indirect, and direct bandgaps, respectively, despite the fact that N, P, and As are in ascending order of the atomic number. This understanding will shed light on the design of new direct bandgap light-emitting materials.

cond-mat.mtrl-sci↗

arXiv2018

Photocorrosion-limited maximum efficiency of solar photoelectrochemical water splitting

Photoelectrochemical (PEC) water splitting to generate hydrogen is one of the most studied methods for converting solar energy into clean fuel because of its simplicity and potentially low cost. Despite over 40 years of intensive research, PEC water splitting remains in its early stages with stable efficiencies far less than 10%, a benchmark for commercial applications. Here, we revealed that the desired photocorrosion stability sets a limit of 2.48 eV (relative to the normal hydrogen electrode (NHE)) for the highest possible potential of the valence band (VB) edge of a photocorrosion-resistant semiconducting photocatalyst. We further demonstrated that such limitation has a deep root in underlying physics after deducing the relation between energy position of the valence band edge and free-energy for a semiconductor. The disparity between the stability-limited VB potential at 2.48 V and the oxygen evolution reaction (OER) potential at 1.23 V vs NHE reduces the maximum STH conversion efficiency to approximately 8% for long-term stable single-bandgap PEC water splitting cells. Based on this understanding, we suggest that the most promising strategy to overcome this 8% efficiency limit is to decouple the requirements of efficient light harvesting and chemical stability by protecting the active semiconductor photocatalyst surface with a photocorrosion-resistant oxide coating layer.

cond-mat.mtrl-sci↗

arXiv2017

Fundamental intrinsic lifetimes in semiconductor self-assembled quantum dots

The self-assembled quantum dots (QDs) provide an ideal platform for realization of quantum information technology because it provides on demand single photons, entangled photon pairs from biexciton cascade pro- cess, single spin qubits, and so on. The fine structure splitting (FSS) of exciton is a fundamental property of QDs for thees applications. From the symmetry point of view, since the two bright exciton states belong to two different representations for QDs with C2v symmetry, they should not only have different energies, but also have different lifetimes, which is termed exciton lifetime asymmetry. In contrast to extensively studied FSS, the investigation of the exciton lifetime asymmetry is still missed in literature. In this work, we carried out the first investigation of the exciton lifetime asymmetry in self-assembled QDs and presented a theory to deduce lifetime asymmetry indirectly from measurable qualities of QDs. We further revealed that intrinsic lifetimes and their asymmetry are fundamental quantities of QDs, which determine the bound of the extrinsic lifetime asymmetries, polarization angles, FSSs, and their evolution under uniaxial external forces. Our findings provide an important basis to deeply understanding properties of QDs.

cond-mat.mes-hall↗

arXiv2017

Direct evidences of pentagonal silicon chains and magic clusters

Pentagon is one of the most beautiful geometric structures in nature, but it is rarely seen simply because five-fold symmetry is mathematically forbidden in a 2D or 3D periodic lattices. Fortunately, pentagon as a structural element is allowed in 1D or 0D systems, since translational symmetry is not necessary there. However, in these systems pentagons only compose a small portion of the structure. So far, 1D or 0D systems consisting of purely pentagons are still rare. Here, combing high resolution non-contact atomic force microscopy and tip-enhanced Raman spectroscopy, we have directly visualized the pentagon-ring structure in self-assembled Si nanoribbons and magic clusters on Ag(110) substrate. Moreover, chemical fingerprint of Si pentagon was detected in individual Si nanoribbon and clusters by tip-enhanced Raman spectroscopy. This work demonstrates that Si pentagon can be an important element in building silicon nanostructures, which may find potential applications in future nanoelectronics based on silicon.

cond-mat.mes-hall↗

arXiv2017

Electronic band structure of epitaxial PbTe (111) thin films observed by angle-resolved photoemission spectroscopy

Using angle-resolved photoemission spectroscopy (ARPES), we studied bulk and surface electronic band structures of narrow-gap semiconductor lead telluride (PbTe) thin films grown by molecular beam epitaxy both perpendicular and parallel to the Γ-L direction. The comparison of ARPES data with the first-principles calculation reveals the details of band structures, orbital characters, spin-orbit splitting energies, and surface states. The photon-energy-dependent spectra show the bulk character. Both the L and Σ valence bands are observed and their energy difference is determined. The spin-orbit splitting energies at L and Γ points are 0.62 eV and 0.88 eV, respectively. The surface states below and close to the valence band maximum are identified. The valence bands are composed of a mixture of Pb 6s and Te $5p_z$ orbitals with dominant in-plane even parity, which is attributed to the layered distortion in the vicinity of PbTe (111) surface. These findings provide insights into PbTe fundamental properties and shall benefit relevant thermoelectric and optoelectronic applications.

cond-mat.mtrl-sci↗

arXiv2017

Atomic-ordering-induced quantum phase transition between topological crystalline insulator and Z2 topological insulator

Topological phase transition in a single material usually refers to transitions between a trivial band insulator and a topological Dirac phase, but the transition may also occur between different classes of topological Dirac phases. However, it is a fundamental challenge to realize quantum transition between Z2 nontrivial topological insulator (TI) and topological crystalline insulator (TCI) in one material because Z2 TI and TCI are hardly both co-exist in a single material due to their contradictory requirement on the number of band inversions. The Z2 TIs must have an odd number of band inversions over all the time-reversal invariant momenta, whereas, the newly discovered TCIs, as a distinct class of the topological Dirac materials protected by the underlying crystalline symmetry, owns an even number of band inversions. Here, take PbSnTe2 alloy as an example, we show that at proper alloy composition the atomic-ordering is an effective way to tune the symmetry of the alloy so that we can electrically switch between TCI phase and Z2 TI phase when the alloy is ordered from a random phase into a stable CuPt phase. Our results suggest that atomic-ordering provides a new platform to switch between different topological phases.

cond-mat.mtrl-sci↗

arXiv2015

Zinc-blende and wurtzite GaAs quantum dots in nanowires studied using hydrostatic pressure

We report both zinc-blende (ZB) and wurtzite (WZ) crystal phase self-assembled GaAs quantum dots (QDs) embedding in a single GaAs/AlGaAs core-shell nanowires (NWs). Optical transitions and single-photon characteristics of both kinds of QDs have been investigated by measuring photoluminescence (PL) and time-resolved PL spectra upon application of hydrostatic pressure. We find that the ZB QDs are of direct band gap transition with short recombination lifetime (~1 ns) and higher pressure coefficient (75-100 meV/GPa). On the contrary, the WZ QDs undergo a direct-to-pseudodirect bandgap transition as a result of quantum confinement effect, with remarkably longer exciton lifetime (4.5-74.5 ns) and smaller pressure coefficient (28-53 meV/GPa). These fundamentally physical properties are further examined by performing state-of-the-art atomistic pseudopotential calculations.

cond-mat.mes-hall↗

arXiv2014

Supercoupling between heavy-hole and light-hole states in self-assembled quantum dots

Spintronics, quantum computing and quantum communication science utilizing cubic semiconductors rely largely on the properties of the hole states, composed of light and heavy hole wavefunction components. The admixture of light-hole (LH) into ground hole state predominately by the heavy hole (HH) would induce unique features of LH in optical transitions, spin relaxation, and spin polarization. We point to an unexpected source of HH-LH mixing in quantum dots, arguing that in contrast with current models the mixing does not reflect the strain between the dot and its matrix and does not scale inversely with the energy splitting between the bulk HH and LH states. Instead, we show via atomistic pseudopotential calculations on a range of strained and unstrained dots of different symmetries that the HH-LH mixing is enabled by the presence in the QD of a dense ladder of intermediate states between the HH and LH states which amplifies and propagates this interaction and leads to "supercoupling" (analogous to super-exchange in magnetism). This explains a number of outstanding puzzles regarding the surprising large coupling seen in unstrained QD (GaAs/AlAs) of ideal shapes and the surprising fact that in strained QD (InAs/GaAs) the coupling is very strong despite the fact that the 12-fold increase in bulk HH-LH splitting overrides the ~4 fold enhancement of the coupling matrix element by strain in comparison with unstrained GaAs QDs.

cond-mat.mes-hall↗

arXiv2014

Split Dirac cones in HgTe/CdTe quantum wells due to symmetry-enforced level anticrossing at interfaces

We describe the fine structure of Dirac states in HgTe/CdHgTe quantum wells of critical and close-to-critical thickness and demonstrate the formation of an anticrossing gap between the tips of the Dirac cones driven by interface inversion asymmetry. By combining symmetry analysis, atomistic calculations, and k-p theory with interface terms, we obtain a quantitative description of the energy spectrum and extract the interface mixing coefficient. The zero-magnetic-field splitting of Dirac cones can be experimentally revealed in studying magnetotransport phenomena, cyclotron resonance, Raman scattering, or THz radiation absorption.

cond-mat.mes-hall↗

arXiv2014

Hidden spin polarization in inversion-symmetric bulk crystals

Spin-orbit coupling (SOC) can induce spin polarization in nonmagnetic 3D crystals when the inversion symmetry is broken, as manifested by the bulk Rashba (R-1) and Dresselhaus (D-1) effects. We determine that these spin polarization effects originate fundamentally from specific atomic site asymmetries, rather than from the generally accepted asymmetry of the crystal space-group. This understanding leads to the recognition that a previously overlooked hidden form of spin polarization should exist in centrosymmetric materials. Although all energy bands must be doubly degenerate in centrosymmetric materials, we find that the two components of such doubly degenerate bands could have opposite polarizations each spatially localized on one of the two separate sectors forming the inversion partners. We demonstrate such hidden spin polarizations in centrosymmetric crystals (denoted as R-2 and D-2) by first-principles calculations. This new understanding could considerably broaden the range of currently useful spintronic materials and enable control of spin polarization via operations on atomic scale.

cond-mat.mtrl-sci↗

arXiv2013

Genetic Design of Enhanced Valley Splitting towards a Spin Qubit in Silicon

Electronic spins in Silicon (Si) are rising contenders for qubits -- the logical unit of quantum computation-- owing to its outstanding spin coherence properties and compatibility to standard electronics. A remarkable limitation for spin quantum computing in Si hosts is the orbital degeneracy of this material's conduction band, preventing the spin-1/2 states from being an isolated two-level system. So far available samples of Si quantum wells cladded by Ge-Si alloy barriers provide relatively small valley splitting (VS), with the order of 1 meV or less, degrading the fidelity of qubits encoded in spin "up" and "down" states in Si. Here, based on an atomically resolved pseudopotential theory, we demonstrate that ordered Ge-Si layered barriers confining a Si slab can be harnessed to enhance the VS in the active Si region by up to one order of magnitude compared to the random alloy barriers adopted so far. A biologically inspired genetic-algorithm search is employed to identify magic Ge/Si layer sequences of the superlattice barriers that isolate the electron ground state in a single valley composition with VS as large as ~9 meV. The enhanced VS is preserved with the reasonable inter-layer mixing between different species, and is interestingly "protected" even if some larger mixing occurs. Implementation of the optimized layer sequences of barriers, within reach of modern superlattice growth techniques, overcomes in a practical systematic way the main current limitations related to the orbital degeneracy, thus providing a roadmap for reliable spin-only quantum computing in Si.

cond-mat.mes-hall↗

arXiv2011

False-positive and False-negative assignments of Topological Insulators in Density-Functional Theory and Hybrids

Density-functional Theory (DFT) approaches have recently been used to judge the topological order of various materials despite its well-known band gap underestimation. Use of the more accurate quasi-particle GW approach reveals here few cases where DFT identifications are false-positive, possibly misguiding experimental searches of materials that are topological insulators (TI) in DFT but not expected to be TI in reality. We also present the case of false-positive due to the incorrect choice of crystal structures and adress the relevancy of such choice of crystal structure with respect to the ground state one and thermodynamical instability with respect to binary competing phases. We conclude that it is then necessary to consider both the correct ground state crystal structure and the correct Hamiltonian in order to predict new TI.

cond-mat.mtrl-sci↗

arXiv2009

Prediction of large linear-in-k spin splitting for holes in the 2D GaAs/AlAs system

The spin-orbit interaction generally leads to spin splitting (SS) of electron and hole energy states in solids, a splitting that is characterized by a scaling with the wavevector $\bf k$. Whereas for {\it 3D bulk zincblende} solids the electron (heavy hole) SS exhibits a cubic (linear) scaling with $k$, in {\it 2D quantum-wells} the electron (heavy hole) SS is currently believed to have a mostly linear (cubic) scaling. Such expectations are based on using a small 3D envelope function basis set to describe 2D physics. By treating instead the 2D system explicitly in a multi-band many-body approach we discover a large linear scaling of hole states in 2D. This scaling emerges from hole bands coupling that would be unsuspected by the standard model that judges coupling by energy proximity. This discovery of a linear Dresselhaus k-scaling for holes in 2D implies a different understanding of hole-physics in low-dimensions.

cond-mat.mtrl-sci↗

arXiv2004

Photoluminescence pressure coefficients of InAs/GaAs quantum dots

We have investigated the band-gap pressure coefficients of self-assembled InAs/GaAs quantum dots by calculating 17 systems with different quantum dot shape, size, and alloying profile using atomistic empirical pseudopotential method within the ``strained linear combination of bulk bands'' approach. Our results confirm the experimentally observed significant reductions of the band gap pressure coefficients from the bulk values. We show that the nonlinear pressure coefficients of the bulk InAs and GaAs are responsible for these reductions. We also find a rough universal pressure coefficient versus band gap relationship which agrees quantitatively with the experimental results. We find linear relationships between the percentage of electron wavefunction on the GaAs and the quantum dot band gaps and pressure coefficients. These linear relationships can be used to get the information of the electron wavefunctions.

cond-mat.mtrl-sci↗