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Juncai He

Publications and source records attributed to Juncai He.

At least 19 recordsLinked to original sources

Sharp Sobolev Sandwich and Approximation Rates of Radon-Domain $L^p$ Ridge Integral Spaces for ReLU$^k$ Networks

We develop the $L^p$ space and approximation theory for shallow neural networks with $\mathrm{ReLU}^k$ activations. The central object is the Radon-domain $L^p$ space $\mathcal{R}L^p_k(\Omega)$ containing all functions on a bounded domain $\Omega$ that admit a ridge integral representation whose coefficient density belongs to $L^p$ in the Radon domain. In the Hilbert case $p=2$, we prove by elementary Fourier analysis that this space recovers the critical Sobolev space $H^{k+(d+1)/2}(\Omega)$. For general $1<p<\infty$, the identity becomes a Sobolev sandwich. The sharp gap of each side is exactly the Seeger--Sogge--Stein loss for the Radon transform as a Fourier integral operator. This also clarifies how the activation regularity and Radon back-projection jointly produce the regularity. As an application, we discretize the integral representation using a deterministic interpolation skeleton plus uniform sampling. This yields high-probability $L^p$ approximation rates and the optimal Hilbert rate $O\!\big(n^{-\frac12-\frac{2k+1}{2d}}\big)$ at $p=2$ for linearized neural networks.

math.NA

Neural Flow Operators can Approximate any Operator: Abstract Frameworks and Universal Approximations

We introduce an abstract neural flow framework for neural networks and neural operators. The framework contains two continuous-depth models, namely neural flows with composition and separation structures, and covers both finite-dimensional function approximation and infinite-dimensional operator approximation. We prove well-posedness and universal approximation properties for the corresponding neural flows, including, to the best of our knowledge, the first universal approximation result for flow-based models between infinite-dimensional spaces. We also obtain universal approximation results for convolutional neural flow models. Through suitable time discretizations, the composition structure recovers ResNet-type architectures, while the separation structure, via a splitting-based discretization, yields plain architectures. This gives a unified flow-based route to both residual and plain architectures for neural networks and neural operators with fully connected or convolutional linear layers.

cs.LG

FAAST: Forward-Only Associative Learning via Closed-Form Fast Weights for Test-Time Supervised Adaptation

Adapting pretrained models typically involves a trade-off between the high training costs of backpropagation and the heavy inference overhead of memory-based or in-context learning. We propose FAAST, a forward-only associative adaptation method that analytically compiles labeled examples into fast weights in a single pass. By eliminating memory or context dependence, FAAST achieves constant-time inference and decouples task adaptation from pretrained representation. Across image classification and language modeling benchmarks, FAAST matches or exceeds backprop-based adaptation while reducing adaptation time by over 90% and is competitive to memory/context-based adaptation while saving memory usage by up to 95%. These results demonstrate FAAST as a highly efficient, scalable solution for supervised task adaptation, particularly for resource-constrained models. We release the code and models at https://github.com/baoguangsheng/faast.

cs.LG

Divergence-free Linearized Neural Networks: Integral Representation and Optimal Approximation Rates

This paper studies the numerical approximation of divergence-free vector fields by linearized shallow neural networks, also referred to as random feature models or finite neuron spaces. Combining the stable potential lifting for divergence-free fields with the scalar Sobolev integral representation theory via ReLU$^k$ networks, we derive a core integral representation of divergence-free Sobolev vector fields through antisymmetric potentials parameterized by linearized ReLU$^k$ neural networks. This representation, together with a quasi-uniform distribution argument for the inner parameters, yields optimal approximation rates for such linearized ReLU$^k$ neural networks under an exact divergence-free constraint. Numerical experiments in two and three spatial dimensions, including $L^2$ projection and steady Stokes problems, confirm the theoretical rates and illustrate the effectiveness of exactly divergence-free conditions in computation.

math.NA

Cross-Chirality Generalization by Axial Vectors for Hetero-Chiral Protein-Peptide Interaction Design

D-peptide binders targeting L-proteins have promising therapeutic potential. Despite rapid advances in machine learning-based target-conditioned peptide design, generating D-peptide binders remains largely unexplored. In this work, we show that by injecting axial features to $E(3)$-equivariant (polar) vector features, it is feasible to achieve cross-chirality generalization from homo-chiral (L--L) training data to hetero-chiral (D--L) design tasks. By implementing this method within a latent diffusion model, we achieved D-peptide binder design that not only outperforms existing tools in \textit{in silico} benchmarks, but also demonstrates efficacy in wet-lab validation. To our knowledge, our approach represents the first wet-lab validated generative AI for the \textit{de novo} design of D-peptide binders, offering new perspectives on handling chirality in protein design. Codes are available at https://github.com/YZY010418/PepMirror

q-bio.BM

Self-composing neural operators for high-frequency and multiscale PDE surrogates

Addressing the computational challenges of high-frequency and multiscale partial differential equations (PDEs), this work introduces a self-composing neural operator (SC-NO) framework. Inspired by classical fixed-point iterative solvers (e.g., multigrid, domain decomposition), the proposed architecture constructs a deep operator by repeatedly applying a single, parameter-efficient backbone block. This design mimics the update step of a numerical solver, allowing the model to progressively resolve complex solution features without increasing the parameter count. For practical training, we develop an adaptive ``Train-and-Unroll'' strategy that grows the composition depth during training, acting as a curriculum from shallow to deep self-composed models. We demonstrate the efficacy of this framework on the Helmholtz equation for ultrasound computed tomography (USCT), a problem characterized by high-frequency wave propagation in highly heterogeneous media. By instantiating the backbone with a multigrid-inspired architecture, the SC-NO effectively mitigates the spectral bias often observed in standard operator learning baselines. Numerical experiments show that our method reduces the prediction error significantly compared to Fourier Neural Operators (FNO) and their variants in the 300--500 kHz regime. Furthermore, we provide theoretical analysis linking the self-composition depth to approximation accuracy.

cs.LG

Deep Neural Networks with General Activations: Super-Convergence in Sobolev Norms

This paper establishes a comprehensive approximation result for deep fully-connected neural networks with commonly-used and general activation functions in Sobolev spaces $W^{n,\infty}$, with errors measured in the $W^{m,p}$-norm for $m < n$ and $1\le p \le \infty$. The derived rates surpass those of classical numerical approximation techniques, such as finite element and spectral methods, exhibiting a phenomenon we refer to as \emph{super-convergence}. Our analysis shows that deep networks with general activations can approximate weak solutions of partial differential equations (PDEs) with superior accuracy compared to traditional numerical methods at the approximation level. Furthermore, this work closes a significant gap in the error-estimation theory for neural-network-based approaches to PDEs, offering a unified theoretical foundation for their use in scientific computing.

cs.LG

Advanced Long-term Earth System Forecasting

Reliable long-term forecasting of Earth system dynamics is fundamentally limited by instabilities in current artificial intelligence (AI) models during extended autoregressive simulations. These failures often originate from inherent spectral bias, leading to inadequate representation of critical high-frequency, small-scale processes and subsequent uncontrolled error amplification. Inspired by the nested grids in numerical models used to resolve small scales, we present TritonCast. At the core of its design is a dedicated latent dynamical core, which ensures the long-term stability of the macro-evolution at a coarse scale. An outer structure then fuses this stable trend with fine-grained local details. This design effectively mitigates the spectral bias caused by cross-scale interactions. In atmospheric science, it achieves state-of-the-art accuracy on the WeatherBench 2 benchmark while demonstrating exceptional long-term stability: executing year-long autoregressive global forecasts and completing multi-year climate simulations that span the entire available $2500$-day test period without drift. In oceanography, it extends skillful eddy forecast to $120$ days and exhibits unprecedented zero-shot cross-resolution generalization. Ablation studies reveal that this performance stems from the synergistic interplay of the architecture's core components. TritonCast thus offers a promising pathway towards a new generation of trustworthy, AI-driven simulations. This significant advance has the potential to accelerate discovery in climate and Earth system science, enabling more reliable long-term forecasting and deeper insights into complex geophysical dynamics.

cs.LG

Glimpse: Enabling White-Box Methods to Use Proprietary Models for Zero-Shot LLM-Generated Text Detection

Advanced large language models (LLMs) can generate text almost indistinguishable from human-written text, highlighting the importance of LLM-generated text detection. However, current zero-shot techniques face challenges as white-box methods are restricted to use weaker open-source LLMs, and black-box methods are limited by partial observation from stronger proprietary LLMs. It seems impossible to enable white-box methods to use proprietary models because API-level access to the models neither provides full predictive distributions nor inner embeddings. To traverse the divide, we propose **Glimpse**, a probability distribution estimation approach, predicting the full distributions from partial observations. Despite the simplicity of Glimpse, we successfully extend white-box methods like Entropy, Rank, Log-Rank, and Fast-DetectGPT to latest proprietary models. Experiments show that Glimpse with Fast-DetectGPT and GPT-3.5 achieves an average AUROC of about 0.95 in five latest source models, improving the score by 51% relative to the remaining space of the open source baseline. It demonstrates that the latest LLMs can effectively detect their own outputs, suggesting that advanced LLMs may be the best shield against themselves. We release our code and data at https://github.com/baoguangsheng/glimpse.

cs.CL

Second Language (Arabic) Acquisition of LLMs via Progressive Vocabulary Expansion

This paper addresses the critical need for democratizing large language models (LLM) in the Arab world, a region that has seen slower progress in developing models comparable to state-of-the-art offerings like GPT-4 or ChatGPT 3.5, due to a predominant focus on mainstream languages (e.g., English and Chinese). One practical objective for an Arabic LLM is to utilize an Arabic-specific vocabulary for the tokenizer that could speed up decoding. However, using a different vocabulary often leads to a degradation of learned knowledge since many words are initially out-of-vocabulary (OOV) when training starts. Inspired by the vocabulary learning during Second Language (Arabic) Acquisition for humans, the released AraLLaMA employs progressive vocabulary expansion, which is implemented by a modified BPE algorithm that progressively extends the Arabic subwords in its dynamic vocabulary during training, thereby balancing the OOV ratio at every stage. The ablation study demonstrated the effectiveness of Progressive Vocabulary Expansion. Moreover, AraLLaMA achieves decent performance comparable to the best Arabic LLMs across a variety of Arabic benchmarks. Models, training data, benchmarks, and codes will be all open-sourced.

cs.CL

Alignment at Pre-training! Towards Native Alignment for Arabic LLMs

The alignment of large language models (LLMs) is critical for developing effective and safe language models. Traditional approaches focus on aligning models during the instruction tuning or reinforcement learning stages, referred to in this paper as `post alignment'. We argue that alignment during the pre-training phase, which we term `native alignment', warrants investigation. Native alignment aims to prevent unaligned content from the beginning, rather than relying on post-hoc processing. This approach leverages extensively aligned pre-training data to enhance the effectiveness and usability of pre-trained models. Our study specifically explores the application of native alignment in the context of Arabic LLMs. We conduct comprehensive experiments and ablation studies to evaluate the impact of native alignment on model performance and alignment stability. Additionally, we release open-source Arabic LLMs that demonstrate state-of-the-art performance on various benchmarks, providing significant benefits to the Arabic LLM community.

cs.CL

Data-induced multiscale losses and efficient multirate gradient descent schemes

This paper investigates the impact of multiscale data on machine learning algorithms, particularly in the context of deep learning. A dataset is multiscale if its distribution shows large variations in scale across different directions. This paper reveals multiscale structures in the loss landscape, including its gradients and Hessians inherited from the data. Correspondingly, it introduces a novel gradient descent approach, drawing inspiration from multiscale algorithms used in scientific computing. This approach seeks to transcend empirical learning rate selection, offering a more systematic, data-informed strategy to enhance training efficiency, especially in the later stages.

cs.LG

Deeper or Wider: A Perspective from Optimal Generalization Error with Sobolev Loss

Constructing the architecture of a neural network is a challenging pursuit for the machine learning community, and the dilemma of whether to go deeper or wider remains a persistent question. This paper explores a comparison between deeper neural networks (DeNNs) with a flexible number of layers and wider neural networks (WeNNs) with limited hidden layers, focusing on their optimal generalization error in Sobolev losses. Analytical investigations reveal that the architecture of a neural network can be significantly influenced by various factors, including the number of sample points, parameters within the neural networks, and the regularity of the loss function. Specifically, a higher number of parameters tends to favor WeNNs, while an increased number of sample points and greater regularity in the loss function lean towards the adoption of DeNNs. We ultimately apply this theory to address partial differential equations using deep Ritz and physics-informed neural network (PINN) methods, guiding the design of neural networks.

cs.LG

Expressivity and Approximation Properties of Deep Neural Networks with ReLU$^k$ Activation

In this paper, we investigate the expressivity and approximation properties of deep neural networks employing the ReLU$^k$ activation function for $k \geq 2$. Although deep ReLU networks can approximate polynomials effectively, deep ReLU$^k$ networks have the capability to represent higher-degree polynomials precisely. Our initial contribution is a comprehensive, constructive proof for polynomial representation using deep ReLU$^k$ networks. This allows us to establish an upper bound on both the size and count of network parameters. Consequently, we are able to demonstrate a suboptimal approximation rate for functions from Sobolev spaces as well as for analytic functions. Additionally, through an exploration of the representation power of deep ReLU$^k$ networks for shallow networks, we reveal that deep ReLU$^k$ networks can approximate functions from a range of variation spaces, extending beyond those generated solely by the ReLU$^k$ activation function. This finding demonstrates the adaptability of deep ReLU$^k$ networks in approximating functions within various variation spaces.

cs.LG

Deep Neural Networks and Finite Elements of Any Order on Arbitrary Dimensions

In this study, we establish that deep neural networks employing ReLU and ReLU$^2$ activation functions can effectively represent Lagrange finite element functions of any order on various simplicial meshes in arbitrary dimensions. We introduce two novel formulations for globally expressing the basis functions of Lagrange elements, tailored for both specific and arbitrary meshes. These formulations are based on a geometric decomposition of the elements, incorporating several insightful and essential properties of high-dimensional simplicial meshes, barycentric coordinate functions, and global basis functions of linear elements. This representation theory facilitates a natural approximation result for such deep neural networks. Our findings present the first demonstration of how deep neural networks can systematically generate general continuous piecewise polynomial functions on both specific or arbitrary simplicial meshes.

math.NA

MgNO: Efficient Parameterization of Linear Operators via Multigrid

In this work, we propose a concise neural operator architecture for operator learning. Drawing an analogy with a conventional fully connected neural network, we define the neural operator as follows: the output of the $i$-th neuron in a nonlinear operator layer is defined by $O_i(u) = \sigma\left( \sum_j W_{ij} u + B_{ij}\right)$. Here, $ W_{ij}$ denotes the bounded linear operator connecting $j$-th input neuron to $i$-th output neuron, and the bias $ B_{ij}$ takes the form of a function rather than a scalar. Given its new universal approximation property, the efficient parameterization of the bounded linear operators between two neurons (Banach spaces) plays a critical role. As a result, we introduce MgNO, utilizing multigrid structures to parameterize these linear operators between neurons. This approach offers both mathematical rigor and practical expressivity. Additionally, MgNO obviates the need for conventional lifting and projecting operators typically required in previous neural operators. Moreover, it seamlessly accommodates diverse boundary conditions. Our empirical observations reveal that MgNO exhibits superior ease of training compared to other CNN-based models, while also displaying a reduced susceptibility to overfitting when contrasted with spectral-type neural operators. We demonstrate the efficiency and accuracy of our method with consistently state-of-the-art performance on different types of partial differential equations (PDEs).

cs.LG

AceGPT, Localizing Large Language Models in Arabic

This paper is devoted to the development of a localized Large Language Model (LLM) specifically for Arabic, a language imbued with unique cultural characteristics inadequately addressed by current mainstream models. Significant concerns emerge when addressing cultural sensitivity and local values. To address this, the paper proposes a comprehensive solution that includes further pre-training with Arabic texts, Supervised Fine-Tuning (SFT) utilizing native Arabic instructions, and GPT-4 responses in Arabic, alongside Reinforcement Learning with AI Feedback (RLAIF) employing a reward model attuned to local culture and values. The goal is to cultivate culturally cognizant and value-aligned Arabic LLMs capable of accommodating the diverse, application-specific needs of Arabic-speaking communities. Comprehensive evaluations reveal that the resulting model, dubbed `AceGPT', sets the state-of-the-art standard for open Arabic LLMs across various benchmarks. Codes, data, and models are in https://github.com/FreedomIntelligence/AceGPT.

cs.CL

On the Optimal Expressive Power of ReLU DNNs and Its Application in Approximation with Kolmogorov Superposition Theorem

This paper is devoted to studying the optimal expressive power of ReLU deep neural networks (DNNs) and its application in approximation via the Kolmogorov Superposition Theorem. We first constructively prove that any continuous piecewise linear functions on $[0,1]$, comprising $O(N^2L)$ segments, can be represented by ReLU DNNs with $L$ hidden layers and $N$ neurons per layer. Subsequently, we demonstrate that this construction is optimal regarding the parameter count of the DNNs, achieved through investigating the shattering capacity of ReLU DNNs. Moreover, by invoking the Kolmogorov Superposition Theorem, we achieve an enhanced approximation rate for ReLU DNNs of arbitrary width and depth when dealing with continuous functions in high-dimensional spaces.

cs.LG