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Junfeng Guo

Publications and source records attributed to Junfeng Guo.

At least 19 recordsLinked to original sources

FedAttr: Towards Privacy-preserving Client-Level Attribution in Federated LLM Fine-tuning

Watermark radioactivity testing type of methods can detect whether a model was trained on watermarked documents, and have become key tools for protecting data ownership in the fine-tuning of large language models (LLMs). Existing works have proved their effectiveness in centralized LLM fine-tuning. However, this type of method faces several challenges and remains underexplored in federated learning (FL), a widely-applied paradigm for fine-tuning LLMs collaboratively on private data across different users. FL mainly ensures privacy through secure aggregation (SA), which allows the server to aggregate updates while keeping clients' updates private. This mechanism preserves privacy but makes it difficult to identify which client trained on watermarked documents. In this work, we propose FedAttr, a new client-level attribution protocol for FL. FedAttr identifies which clients trained on watermarked data via a paired-subset-difference mechanism, while preserving the privacy guarantees of SA and FL performance. FedAttr proceeds in three steps: (i) estimate each client's update by differencing two SA queries, (ii) score the estimate with the watermark detector via differential scoring, and (iii) combine scores across rounds via Stouffer method. We theoretically show that FedAttr produces an unbiased estimator of each client's update with bounded mutual information leakage (i.e., $O(d^*/N)$ per-round update). Moreover, FedAttr empirically achieves 100% TPR and 0% FPR, outperforming all baselines by at least 44.4% in TPR or 19.1% in FPR, with only 6.3% overhead relative to FL training time. Ablation studies confirm that FedAttr is robust to protocol parameters and configurations.

cs.CR

X-Mark: Saliency-Guided Robust Dataset Ownership Verification for Medical Imaging

High-quality medical imaging datasets are essential for training deep learning models, but their unauthorized use raises serious copyright and ethical concerns. Medical imaging presents a unique challenge for existing dataset ownership verification methods designed for natural images, as static watermark patterns generated in fixed-scale images scale poorly dynamic and high-resolution scans with limited visual diversity and subtle anatomical structures, while preserving diagnostic quality. In this paper, we propose X-Mark, a sample-specific clean-label watermarking method for chest x-ray copyright protection. Specifically, X-Mark uses a conditional U-Net to generate unique perturbations within salient regions of each sample. We design a multi-component training objective to ensure watermark efficacy, robustness against dynamic scaling processes while preserving diagnostic quality and visual-distinguishability. We incorporate Laplacian regularization into our training objective to penalize high-frequency perturbations and achieve watermark scale-invariance. Ownership verification is performed in a black-box setting to detect characteristic behaviors in suspicious models. Extensive experiments on CheXpert verify the effectiveness of X-Mark, achieving WSR of 100% and reducing probability of false positives in Ind-M scenario by 12%, while demonstrating resistance to potential adaptive attacks.

cs.CV

An Efficient and Adaptive Watermark Detection System with Tile-based Error Correction

Efficient and reliable detection of generated images is critical for the responsible deployment of generative models. Existing approaches primarily focus on improving detection accuracy and robustness under various image transformations and adversarial manipulations, yet they largely overlook the efficiency challenges of watermark detection across large-scale image collections. To address this gap, we propose QRMark, an efficient and adaptive end-to-end method for detecting embedded image watermarks. The core idea of QRMark is to combine QR Code-inspired error correction with tailored tiling techniques to improve detection efficiency while preserving accuracy and robustness. At the algorithmic level, QRMark employs a Reed-Solomon error correction mechanism to mitigate the accuracy degradation introduced by tiling. At the system level, QRMark implements a resource-aware multi-channel horizontal fusion policy that adaptively assigns more streams to GPU-intensive stages of the detection pipeline. It further employs a tile-based workload interleaving strategy to overlap data-loading overhead with computation and schedules kernels across stages to maximize efficiency. End-to-end evaluations show that QRMark achieves an average 2.43x inference speedup over the sequential baseline.

cs.DC

DATABench: Evaluating Dataset Auditing in Deep Learning from an Adversarial Perspective

The widespread application of Deep Learning across diverse domains hinges critically on the quality and composition of training datasets. However, the common lack of disclosure regarding their usage raises significant privacy and copyright concerns. Dataset auditing techniques, which aim to determine if a specific dataset was used to train a given suspicious model, provide promising solutions to addressing these transparency gaps. While prior work has developed various auditing methods, their resilience against dedicated adversarial attacks remains largely unexplored. To bridge the gap, this paper initiates a comprehensive study evaluating dataset auditing from an adversarial perspective. We start with introducing a novel taxonomy, classifying existing methods based on their reliance on internal features (IF) (inherent to the data) versus external features (EF) (artificially introduced for auditing). Subsequently, we formulate two primary attack types: evasion attacks, designed to conceal the use of a dataset, and forgery attacks, intending to falsely implicate an unused dataset. Building on the understanding of existing methods and attack objectives, we further propose systematic attack strategies: decoupling, removal, and detection for evasion; adversarial example-based methods for forgery. These formulations and strategies lead to our new benchmark, DATABench, comprising 17 evasion attacks, 5 forgery attacks, and 9 representative auditing methods. Extensive evaluations using DATABench reveal that none of the evaluated auditing methods are sufficiently robust or distinctive under adversarial settings. These findings underscore the urgent need for developing a more secure and reliable dataset auditing method capable of withstanding sophisticated adversarial manipulation. Code is available in https://github.com/shaoshuo-ss/DATABench.

cs.CR

Rethinking Data Protection in the (Generative) Artificial Intelligence Era

The (generative) artificial intelligence (AI) era has profoundly reshaped the meaning and value of data. No longer confined to static content, data now permeates every stage of the AI lifecycle from the training samples that shape model parameters to the prompts and outputs that drive real-world model deployment. This shift renders traditional notions of data protection insufficient, while the boundaries of what needs safeguarding remain poorly defined. Failing to safeguard data in AI systems can inflict societal and individual, underscoring the urgent need to clearly delineate the scope of and rigorously enforce data protection. In this perspective, we propose a four-level taxonomy, including non-usability, privacy preservation, traceability, and deletability, that captures the diverse protection needs arising in modern (generative) AI models and systems. Our framework offers a structured understanding of the trade-offs between data utility and control, spanning the entire AI pipeline, including training datasets, model weights, system prompts, and AI-generated content. We analyze representative technical approaches at each level and reveal regulatory blind spots that leave critical assets exposed. By offering a structured lens to align future AI technologies and governance with trustworthy data practices, we underscore the urgency of rethinking data protection for modern AI techniques and provide timely guidance for developers, researchers, and regulators alike.

cs.LG

CertDW: Towards Certified Dataset Ownership Verification via Conformal Calibration

Deep neural networks (DNNs) rely heavily on high-quality open-source datasets (e.g., ImageNet) for their success, making dataset ownership verification (DOV) crucial for protecting public dataset copyrights. In this paper, we find existing DOV methods (implicitly) assume that the verification process is faithful, where the suspicious model will directly verify ownership by using the verification samples as input and returning their results. However, this assumption may not necessarily hold in practice and their performance may degrade sharply when subjected to intentional or unintentional perturbations. To address this limitation, we propose the first certified dataset watermark (i.e., CertDW) and CertDW-based certified dataset ownership verification method that ensures reliable verification even under malicious attacks, under certain conditions (e.g., constrained pixel-level perturbation). Specifically, inspired by conformal prediction, we introduce two statistical measures, including principal probability (PP) and watermark robustness (WR), to assess model prediction stability on benign and watermarked samples under noise perturbations. We derive provable certification conditions relating WR to a PP-based calibration threshold, and a high-probability upper bound on the false positive rate, enabling ownership verification when a suspicious model's WR value significantly exceeds the PP values of multiple benign models trained on watermark-free datasets. If the number of PP values smaller than WR exceeds a threshold determined via conformal calibration, the suspicious model is regarded as having been trained on the protected dataset. Extensive experiments on benchmark datasets verify the effectiveness of our CertDW method and its resistance to potential adaptive attacks. Our codes are at \href{https://github.com/NcepuQiaoTing/CertDW}{GitHub}.

cs.LG

CoTGuard: Using Chain-of-Thought Triggering for Copyright Protection in Multi-Agent LLM Systems

As large language models (LLMs) evolve into autonomous agents capable of collaborative reasoning and task execution, multi-agent LLM systems have emerged as a powerful paradigm for solving complex problems. However, these systems pose new challenges for copyright protection, particularly when sensitive or copyrighted content is inadvertently recalled through inter-agent communication and reasoning. Existing protection techniques primarily focus on detecting content in final outputs, overlooking the richer, more revealing reasoning processes within the agents themselves. In this paper, we introduce CoTGuard, a novel framework for copyright protection that leverages trigger-based detection within Chain-of-Thought (CoT) reasoning. Specifically, we can activate specific CoT segments and monitor intermediate reasoning steps for unauthorized content reproduction by embedding specific trigger queries into agent prompts. This approach enables fine-grained, interpretable detection of copyright violations in collaborative agent scenarios. We evaluate CoTGuard on various benchmarks in extensive experiments and show that it effectively uncovers content leakage with minimal interference to task performance. Our findings suggest that reasoning-level monitoring offers a promising direction for safeguarding intellectual property in LLM-based agent systems.

cs.CL

Modality-Balancing Preference Optimization of Large Multimodal Models by Adversarial Negative Mining

The task adaptation and alignment of Large Multimodal Models (LMMs) have been significantly advanced by instruction tuning and further strengthened by recent preference optimization. Yet, most LMMs still suffer from severe modality imbalance during reasoning, i.e., outweighing language prior biases over visual inputs, which bottlenecks their generalization to downstream tasks and causes hallucinations. However, existing preference optimization approaches for LMMs do not focus on restraining the internal biases of their Large Language Model (LLM) backbones when curating the training data. Moreover, they heavily rely on offline data and lack the capacity to explore diverse responses adaptive to dynamic distributional shifts during training. Meanwhile, Group Relative Policy Optimization (GRPO), a recent method using online-generated data and verified rewards to improve reasoning capabilities, remains largely underexplored in LMM alignment. In this paper, we propose a novel preference learning framework, Modality-Balancing Preference Optimization (MBPO), to address the modality imbalance in LMMs. MBPO constructs a more effective offline preference dataset by generating hard negatives, i.e., rejected responses misled by LLM biases due to limited usage of visual information, through adversarial perturbation of input images. Moreover, MBPO leverages the easy-to-verify nature of close-ended tasks to generate online responses with verified rewards. GRPO is then employed to train the model with offline-online hybrid data. Extensive experiments demonstrate that MBPO can enhance LMM performance on challenging vision-language tasks and effectively reduce hallucinations.

cs.LG

Web Intellectual Property at Risk: Preventing Unauthorized Real-Time Retrieval by Large Language Models

The protection of cyber Intellectual Property (IP) such as web content is an increasingly critical concern. The rise of large language models (LLMs) with online retrieval capabilities enables convenient access to information but often undermines the rights of original content creators. As users increasingly rely on LLM-generated responses, they gradually diminish direct engagement with original information sources, which will significantly reduce the incentives for IP creators to contribute, and lead to a saturating cyberspace with more AI-generated content. In response, we propose a novel defense framework that empowers web content creators to safeguard their web-based IP from unauthorized LLM real-time extraction and redistribution by leveraging the semantic understanding capability of LLMs themselves. Our method follows principled motivations and effectively addresses an intractable black-box optimization problem. Real-world experiments demonstrated that our methods improve defense success rates from 2.5% to 88.6% on different LLMs, outperforming traditional defenses such as configuration-based restrictions.

cs.CR

BEV-LIO(LC): BEV Image Assisted LiDAR-Inertial Odometry with Loop Closure

This work introduces BEV-LIO(LC), a novel LiDAR-Inertial Odometry (LIO) framework that combines Bird's Eye View (BEV) image representations of LiDAR data with geometry-based point cloud registration and incorporates loop closure (LC) through BEV image features. By normalizing point density, we project LiDAR point clouds into BEV images, thereby enabling efficient feature extraction and matching. A lightweight convolutional neural network (CNN) based feature extractor is employed to extract distinctive local and global descriptors from the BEV images. Local descriptors are used to match BEV images with FAST keypoints for reprojection error construction, while global descriptors facilitate loop closure detection. Reprojection error minimization is then integrated with point-to-plane registration within an iterated Extended Kalman Filter (iEKF). In the back-end, global descriptors are used to create a KD-tree-indexed keyframe database for accurate loop closure detection. When a loop closure is detected, Random Sample Consensus (RANSAC) computes a coarse transform from BEV image matching, which serves as the initial estimate for Iterative Closest Point (ICP). The refined transform is subsequently incorporated into a factor graph along with odometry factors, improving the global consistency of localization. Extensive experiments conducted in various scenarios with different LiDAR types demonstrate that BEV-LIO(LC) outperforms state-of-the-art methods, achieving competitive localization accuracy. Our code and video can be found at https://github.com/HxCa1/BEV-LIO-LC.

cs.RO

Asymmetric Conflict and Synergy in Post-training for LLM-based Multilingual Machine Translation

The emergence of Large Language Models (LLMs) has advanced the multilingual machine translation (MMT), yet the Curse of Multilinguality (CoM) remains a major challenge. Existing work in LLM-based MMT typically mitigates this issue via scaling up training and computation budget, which raises a critical question: Is scaling up the training and computation budget truly necessary for high-quality MMT, or can a deeper understanding of CoM provide a more efficient solution? To explore this problem, we analyze the linguistic conflicts and synergy, the underlying mechanism of CoM during post-training phase. We identify an asymmetric phenomenon in linguistic conflicts and synergy: the dominance of conflicts and synergy varies in different translation directions, leading to sub-optimal adaptation in existing post-training methods. We further find that a significant bottleneck in MMT appears to lie in post-training rather than multilingual pre-training, suggesting the need for more effective adaptation strategies. Building on these new insights, we propose a direction-aware training approach, combined with group-wise model merging, to address asymmetry in linguistic conflicts and synergy explicitly. Leveraging this strategy, our method fine-tunes X-ALMA-13B-Pretrain-trained only with multilingual pre-training-achieving comparable performance to XALMA-13B (only SFT) while using only 20B pretraining tokens and 17B parameters-5.5x fewer pretraining-tokens and 1.7x fewer model size-with just 0.85 COMET drop on Flores-200 testsets of 50 languages.

cs.CL

Improved Unbiased Watermark for Large Language Models

As artificial intelligence surpasses human capabilities in text generation, the necessity to authenticate the origins of AI-generated content has become paramount. Unbiased watermarks offer a powerful solution by embedding statistical signals into language model-generated text without distorting the quality. In this paper, we introduce MCmark, a family of unbiased, Multi-Channel-based watermarks. MCmark works by partitioning the model's vocabulary into segments and promoting token probabilities within a selected segment based on a watermark key. We demonstrate that MCmark not only preserves the original distribution of the language model but also offers significant improvements in detectability and robustness over existing unbiased watermarks. Our experiments with widely-used language models demonstrate an improvement in detectability of over 10% using MCmark, compared to existing state-of-the-art unbiased watermarks. This advancement underscores MCmark's potential in enhancing the practical application of watermarking in AI-generated texts.

cs.CL

Towards Copyright Protection for Knowledge Bases of Retrieval-augmented Language Models via Reasoning

Large language models (LLMs) are increasingly integrated into real-world personalized applications through retrieval-augmented generation (RAG) mechanisms to supplement their responses with domain-specific knowledge. However, the valuable and often proprietary nature of the knowledge bases used in RAG introduces the risk of unauthorized usage by adversaries. Existing methods that can be generalized as watermarking techniques to protect these knowledge bases typically involve poisoning or backdoor attacks. However, these methods require altering the LLM's results of verification samples, inevitably making these watermarks susceptible to anomaly detection and even introducing new security risks. To address these challenges, we propose \name{} for `harmless' copyright protection of knowledge bases. Instead of manipulating LLM's final output, \name{} implants distinct yet benign verification behaviors in the space of chain-of-thought (CoT) reasoning, maintaining the correctness of the final answer. Our method has three main stages: (1) Generating CoTs: For each verification question, we generate two `innocent' CoTs, including a target CoT for building watermark behaviors; (2) Optimizing Watermark Phrases and Target CoTs: Inspired by our theoretical analysis, we optimize them to minimize retrieval errors under the \emph{black-box} and \emph{text-only} setting of suspicious LLM, ensuring that only watermarked verification queries can retrieve their correspondingly target CoTs contained in the knowledge base; (3) Ownership Verification: We exploit a pairwise Wilcoxon test to verify whether a suspicious LLM is augmented with the protected knowledge base by comparing its responses to watermarked and benign verification queries. Our experiments on diverse benchmarks demonstrate that \name{} effectively protects knowledge bases and its resistance to adaptive attacks.

cs.CR

SleeperMark: Towards Robust Watermark against Fine-Tuning Text-to-image Diffusion Models

Recent advances in large-scale text-to-image (T2I) diffusion models have enabled a variety of downstream applications, including style customization, subject-driven personalization, and conditional generation. As T2I models require extensive data and computational resources for training, they constitute highly valued intellectual property (IP) for their legitimate owners, yet making them incentive targets for unauthorized fine-tuning by adversaries seeking to leverage these models for customized, usually profitable applications. Existing IP protection methods for diffusion models generally involve embedding watermark patterns and then verifying ownership through generated outputs examination, or inspecting the model's feature space. However, these techniques are inherently ineffective in practical scenarios when the watermarked model undergoes fine-tuning, and the feature space is inaccessible during verification ((i.e., black-box setting). The model is prone to forgetting the previously learned watermark knowledge when it adapts to a new task. To address this challenge, we propose SleeperMark, a novel framework designed to embed resilient watermarks into T2I diffusion models. SleeperMark explicitly guides the model to disentangle the watermark information from the semantic concepts it learns, allowing the model to retain the embedded watermark while continuing to be adapted to new downstream tasks. Our extensive experiments demonstrate the effectiveness of SleeperMark across various types of diffusion models, including latent diffusion models (e.g., Stable Diffusion) and pixel diffusion models (e.g., DeepFloyd-IF), showing robustness against downstream fine-tuning and various attacks at both the image and model levels, with minimal impact on the model's generative capability. The code is available at https://github.com/taco-group/SleeperMark.

cs.CV

Backdoor in Seconds: Unlocking Vulnerabilities in Large Pre-trained Models via Model Editing

Large pre-trained models have achieved notable success across a range of downstream tasks. However, recent research shows that a type of adversarial attack ($\textit{i.e.,}$ backdoor attack) can manipulate the behavior of machine learning models through contaminating their training dataset, posing significant threat in the real-world application of large pre-trained model, especially for those customized models. Therefore, addressing the unique challenges for exploring vulnerability of pre-trained models is of paramount importance. Through empirical studies on the capability for performing backdoor attack in large pre-trained models ($\textit{e.g.,}$ ViT), we find the following unique challenges of attacking large pre-trained models: 1) the inability to manipulate or even access large training datasets, and 2) the substantial computational resources required for training or fine-tuning these models. To address these challenges, we establish new standards for an effective and feasible backdoor attack in the context of large pre-trained models. In line with these standards, we introduce our EDT model, an \textbf{E}fficient, \textbf{D}ata-free, \textbf{T}raining-free backdoor attack method. Inspired by model editing techniques, EDT injects an editing-based lightweight codebook into the backdoor of large pre-trained models, which replaces the embedding of the poisoned image with the target image without poisoning the training dataset or training the victim model. Our experiments, conducted across various pre-trained models such as ViT, CLIP, BLIP, and stable diffusion, and on downstream tasks including image classification, image captioning, and image generation, demonstrate the effectiveness of our method. Our code is available in the supplementary material.

cs.AI

A Watermark for Order-Agnostic Language Models

Statistical watermarking techniques are well-established for sequentially decoded language models (LMs). However, these techniques cannot be directly applied to order-agnostic LMs, as the tokens in order-agnostic LMs are not generated sequentially. In this work, we introduce Pattern-mark, a pattern-based watermarking framework specifically designed for order-agnostic LMs. We develop a Markov-chain-based watermark generator that produces watermark key sequences with high-frequency key patterns. Correspondingly, we propose a statistical pattern-based detection algorithm that recovers the key sequence during detection and conducts statistical tests based on the count of high-frequency patterns. Our extensive evaluations on order-agnostic LMs, such as ProteinMPNN and CMLM, demonstrate Pattern-mark's enhanced detection efficiency, generation quality, and robustness, positioning it as a superior watermarking technique for order-agnostic LMs.

cs.CL

De-mark: Watermark Removal in Large Language Models

Watermarking techniques offer a promising way to identify machine-generated content via embedding covert information into the contents generated from language models (LMs). However, the robustness of the watermarking schemes has not been well explored. In this paper, we present De-mark, an advanced framework designed to remove n-gram-based watermarks effectively. Our method utilizes a novel querying strategy, termed random selection probing, which aids in assessing the strength of the watermark and identifying the red-green list within the n-gram watermark. Experiments on popular LMs, such as Llama3 and ChatGPT, demonstrate the efficiency and effectiveness of De-mark in watermark removal and exploitation tasks.

cs.CL

Distortion-free Watermarks are not Truly Distortion-free under Watermark Key Collisions

Language model (LM) watermarking techniques inject a statistical signal into LM-generated content by substituting the random sampling process with pseudo-random sampling, using watermark keys as the random seed. Among these statistical watermarking approaches, distortion-free watermarks are particularly crucial because they embed watermarks into LM-generated content without compromising generation quality. However, one notable limitation of pseudo-random sampling compared to true-random sampling is that, under the same watermark keys (i.e., key collision), the results of pseudo-random sampling exhibit correlations. This limitation could potentially undermine the distortion-free property. Our studies reveal that key collisions are inevitable due to the limited availability of watermark keys, and existing distortion-free watermarks exhibit a significant distribution bias toward the original LM distribution in the presence of key collisions. Moreover, achieving a perfect distortion-free watermark is impossible as no statistical signal can be embedded under key collisions. To reduce the distribution bias caused by key collisions, we introduce a new family of distortion-free watermarks--beta-watermark. Experimental results support that the beta-watermark can effectively reduce the distribution bias under key collisions.

cs.CR