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Junhui Rao

Publications and source records attributed to Junhui Rao.

12 recordsLinked to original sources

A Dual-Band Reconfigurable Shared-Aperture Antenna Array With Independent Sub-6-GHz and Centimeter-Wave Beam Control

A planar dual-band reconfigurable shared-aperture antenna array is proposed for compact next-generation wireless front ends that require both sub-6-GHz and centimeter-wave (cm-wave) coverage. The array integrates a 2 by 2 sub-6-GHz microstrip dipole array and a 4 by 4 cm-wave stacked patch array within the same aperture, while providing independent beam control in the two bands without conventional T/R modules or beamforming networks. Slot-coupled feeding is employed to separate the radiating aperture from the reconfigurable RF feeding networks and DC bias circuits. PIN-diode-loaded split feeding rings first provide independent 1-bit phase reconfigurability for both bands. A compact reconfigurable $90^{\circ}$ phase shifter is then introduced as an additional phase-control stage, resulting in 2-bit phase control for sub-6 GHz elements and cm-wave subarrays. To reduce cross-band coupling in the compact shared aperture, a double-layer electromagnetic band-gap (EBG) structure is used to suppress cm-wave surface waves and higher-order sub-6-GHz modes excited by the cm-wave elements. A prototype is fabricated and measured. In the sub-6-GHz band, 11 reconfigurable radiation patterns are obtained, including two difference patterns and nine directional beams, with a peak broadside gain of 10.5 dBi. In the cm-wave band, two-dimensional beam scanning up to $\pm40^{\circ}$ is demonstrated with a peak gain of 14.6 dBi in both the E-plane and H-plane. These results show that the proposed architecture can combine dual-band shared-aperture integration and independent reconfigurable beam control in a compact antenna platform.

eess.SP

Fluid Antenna System-Enabled Mitigation of Asynchronous Reception in Cell-Free Massive MIMO Systems

Practical distributed deployments inherently suffer from asynchronous signal arrivals, which exacerbate multi-user interference and degrade system performance, especially for coherent transmission. To natively mitigate the asynchronous reception effect, this paper proposes integrating fluid antenna systems (FASs) into distributed cell-free massive MIMO systems, exploiting their reconfigurable spatial positions to release additional spatial degrees of freedom (DoFs). We establish the FAS-enabled data transmission model with asynchronous reception, i.e., delay phases. We also derive the analytical downlink spectral efficiency (SE) performance of the proposed system under coherent and non-coherent transmissions, using low-complexity Maximum Ratio (MR) precoding to provide fundamental theoretical bounds. Specifically, we propose a novel nonmonotone accelerated projected gradient ascent algorithm to jointly optimize FAS positions and power control coefficients, maximizing the downlink sum SE. Numerical results demonstrate that while asynchronous reception severely degrades system performance for coherent transmission, the spatial DoFs unlocked by optimized FAS positions, along with efficient power control, can significantly counteract the effects of unknown delay phases and outperform traditional fixed-position antennas. For non-coherent transmission, which inherently bypasses asynchronous reception, the application of FAS leverages spatial reconfigurability to natively maximize signal strength and achieve more pronounced SE gains. Ultimately, our proposed FAS-enabled system, coupled with efficient power control, mitigates performance degradation due to asynchronous reception and outperforms traditional fixed-position antennas, paving the way for the practical deployment of FASs in robust, highly efficient 6G cell-free massive MIMO systems.

cs.IT

A 3D Formulation of the Extended Phaseless Rytov Approximation

The extended Phaseless Rytov Approximation (xPRA) is a recently proposed device-free RF imaging technique that provides high-resolution reconstructions of the imaging region using only phaseless measurements, such as received signal strength (RSS). Because of its phaseless formulation, it can be implemented straightforwardly using existing wireless commu?nication infrastructure. It also outperforms well-known device?free phaseless RF imaging methods such as Radio Tomographic Imaging (RTI). The linear phaseless formulation used in xPRA(and RTI) makes these methods potentially useful for integrated sensing and communication (ISAC) systems in next generation wireless networks since they do not require wide bandwidths. However, so far, both xPRA and RTI have primarily been formulated in two dimensions (2D). This paper introduces a 3D extension of xPRA, which we call the extended three-dimensional phaseless Rytov approximation (x3DPRA). The novelty of our approach is that it preserves the straightforward implementation advantages of RTI and xPRA while enabling volumetric (3D) imaging. Simulation results show that x3DPRA provides good estimates of location and shape and can also reconstruct object material attenuation. We present the 3D formulation, validate it with a 2D model comparison, and report simulation results demonstrating its performance.

eess.IV

Pixel-based Reconfigurable Beamforming Networks Emulating Physical Movement in FAS

The concept of Fluid Antenna Systems (FAS) has emerged as an attractive new system technology for use in sixth-generation (6G) wireless systems. However, most FAS implementations rely on mechanical antenna movement and thus are too slow to be useful. In this paper, a novel pixel-based reconfigurable beamforming network (PRBFN) is used to emulate movement in Fluid Antenna Systems (FASs). Using the insight that changing an antenna's physical position is equivalent to changing radiation patterns that satisfy the desired pattern correlation, the PRBFN is used to control the excitation current vectors of a multi-port antenna, thereby governing the pattern correlation. Key novelties of our work involve the selection of current vectors, and the methodology for scaling the PRBFN to realize large-aperture FAS. Results are provided for our PRBFN combined with an FAS (denoted as a PRBFN-FAS) when the equivalent physical movement is set to 1.5 wavelengths. Measurements demonstrate that the PRBFN-FAS provides the desired spatial correlation, including the Bessel function relation from Clarke's model across a 5\% bandwidth, satisfying FAS requirements. System-level experiments confirm the viability of the PRBFN-FAS in communication scenarios.

eess.SP

Multiport Analytical Pixel Electromagnetic Simulator (MAPES) for AI-assisted RFIC and Microwave Circuit Design

This paper proposes a novel analytical framework, denoted the Multiport Analytical Pixel Electromagnetic Simulator (MAPES). MAPES enables efficient and accurate prediction of the electromagnetic (EM) performance of arbitrary pixel-based microwave (MW) and RFIC structures. Unlike the Internal Multiport Method (IMPM), which optimizes only connecting elements within a fixed, gap-separated pixel skeleton, MAPES operates directly on the all-pixel presence/absence formulation used in recent MW/RFIC design. This is enabled by diagonal virtual pixels, an occupancy-to-load mapping, and a multi-layer/via port-level formulation that have no counterpart in IMPM. By introducing virtual pixels and diagonal virtual pixels and inserting virtual ports at critical positions, MAPES captures all horizontal, vertical, and diagonal electromagnetic couplings within a single multiport impedance matrix. Only a small set of full-wave simulations (typically about 1% of the datasets required by AI-assisted EM emulators) is needed to construct this matrix. Subsequently, any arbitrary pixel configuration can be evaluated analytically using a closed-form multiport relation without additional full-wave calculations. The proposed approach eliminates data-driven overfitting and ensures accurate results across all design variations. Using MAPES, comprehensive examples for single- and double-layer PCBs and CMOS processes (180 nm and 65 nm) confirm that high prediction accuracy with 600-2000$\times$ speed improvement is achieved compared to CST simulations. Owing to its efficiency, scalability, and reliability, MAPES provides a practical and versatile tool for AI-assisted MW circuit and RFIC design across diverse fabrication technologies.

eess.SP

Channel Estimation and Passive Beamforming for Pixel-based Reconfigurable Intelligent Surfaces with Non-Separable State Response

Pixel-based reconfigurable intelligent surfaces (RISs) employ a novel design to achieve high reflection gain at a lower hardware cost by eliminating the phase shifters used in traditional RIS. However, this design presents challenges for channel estimation and passive beamforming due to its non-separable state response, rendering existing solutions ineffective. To address this, we first approximate the non-separable RIS response functions using a kernel-based method and a deep neural network, achieving high accuracy while reducing computational and memory complexity. Next, we propose a simplified cascaded channel model that focuses on dominated scattering paths with limited unknown parameters, along with customized algorithms to estimate short-term and long-term parameters separately. Finally, we introduce a low-complexity passive beamforming algorithm to configure the discrete RIS state vector, maximizing the achievable rate. Our simulation results demonstrate that the proposed solution significantly outperforms various baselines across a wide SNR range.

eess.SP

Channel Estimation and Analog Precoding for Pixel-based Fluid-Antenna-Assisted Multiuser MIMO-OFDM Systems

Pixel-based fluid antennas provide enhanced multiplexing gains and quicker radiation pattern switching than traditional designs. However, this innovation introduces challenges for channel estimation and analog precoding due to the state-non-separable channel response problem. This paper explores a multiuser MIMO-OFDM system utilizing pixel-based fluid antennas, informed by measurements from a real-world prototype. We present a sparse channel recovery framework for uplink channel sounding, employing an approximate separable channel response model with DNN-based antenna radiation functions. We then propose two low-complexity channel estimation algorithms that leverage orthogonal matching pursuit and variational Bayesian inference to accurately recover channel responses across various scattering cluster angles. These estimations enable the prediction of composite channels for all fluid antenna states, leading to an analog precoding scheme that optimally selects switching states for different antennas. Our simulation results indicate that the proposed approach significantly outperforms several baseline methods, especially in high signal-to-noise ratio environments with numerous users.

eess.SP

A Hybrid Transmitting and Reflecting Beyond Diagonal Reconfigurable Intelligent Surface with Independent Beam Control and Power Splitting

A hybrid transmitting and reflecting beyond diagonal reconfigurable intelligent surface (BD-RIS) design is proposed. Operating in the same aperture, frequency band and polarization, the proposed BD-RIS features independent beam steering control of its reflected and transmitted waves. In addition it provides a hybrid mode with both reflected and transmitted waves using tunable power splitting between beams. The BD-RIS comprises two phase reconfigurable antenna arrays interconnected by an array of tunable two-port power splitters. The two-port power splitter in each BD-RIS cell is built upon a varactor in parallel with a bias inductor to exert tunable impedance variations on transmission lines. Provided with variable reverse DC voltages, the two-port power splitter can control the power ratio of S11 over S21 from -20 dB to 20 dB, thus allowing tunable power splitting. Each antenna is 2-bit phase reconfigurable with 200 MHz bandwidth at 2.4 GHz so that each cell of BD-RIS can also achieve independent reflection and transmission phase control. To characterize and optimize the electromagnetic response of the proposed BD-RIS design, a Th\'evenin equivalent model and corresponding analytical method is provided. A BD-RIS with 4 by 4 cells was also prototyped and tested. Experiments show that in reflection and transmission mode, the fabricated BD-RIS can realize beam steering in reflection and transmission space, respectively. It is also verified that when operating in hybrid mode, the BD-RIS enables independent beam steering of the reflected and transmitted waves. This work helps fill the gap between realizing practical hardware design and establishing an accurate physical model for the hybrid transmitting and reflecting BD-RIS, enabling hybrid transmitting and reflecting BD-RIS assisted wireless communications.

eess.SP

A Tutorial on Fluid Antenna System for 6G Networks: Encompassing Communication Theory, Optimization Methods and Hardware Designs

The advent of the sixth-generation (6G) networks presents another round of revolution for the mobile communication landscape, promising an immersive experience, robust reliability, minimal latency, extreme connectivity, ubiquitous coverage, and capabilities beyond communication, including intelligence and sensing. To achieve these ambitious goals, it is apparent that 6G networks need to incorporate the state-of-the-art technologies. One of the technologies that has garnered rising interest is fluid antenna system (FAS) which represents any software-controllable fluidic, conductive, or dielectric structure capable of dynamically changing its shape and position to reconfigure essential radio-frequency (RF) characteristics. Compared to traditional antenna systems (TASs) with fixed-position radiating elements, the core idea of FAS revolves around the unique flexibility of reconfiguring the radiating elements within a given space. One recent driver of FAS is the recognition of its position-flexibility as a new degree of freedom (dof) to harness diversity and multiplexing gains. In this paper, we provide a comprehensive tutorial, covering channel modeling, signal processing and estimation methods, information-theoretic insights, new multiple access techniques, and hardware designs. Moreover, we delineate the challenges of FAS and explore the potential of using FAS to improve the performance of other contemporary technologies. By providing insights and guidance, this tutorial paper serves to inspire researchers to explore new horizons and fully unleash the potential of FAS.

eess.SP

A Pixel-based Reconfigurable Antenna Design for Fluid Antenna Systems

Fluid Antenna Systems (FASs) have recently been proposed for enhancing the performance of wireless communication. Previous antenna designs to meet the requirements of FAS have been based on mechanically movable or liquid antennas and therefore have limited reconfiguration speeds. In this paper, we propose a design for a pixel-based reconfigurable antenna (PRA) that meets the requirements of FAS and the required switching speed. It can provide 12 FAS ports across 1/2 wavelength and consists of an E-slot patch antenna and an upper reconfigurable pixel layer with 6 RF switches. Simulation and experimental results from a prototype operating at 2.5 GHz demonstrate that the design can meet the requirements of FAS including port correlation with matched impedance.

eess.SP

A Shared-Aperture Dual-Band sub-6 GHz and mmWave Reconfigurable Intelligent Surface With Independent Operation

A novel dual-band reconfigurable intelligent surface (DBI-RIS) design that combines the functionalities of millimeter-wave (mmWave) and sub-6 GHz bands within a single aperture is proposed. This design aims to bridge the gap between current single-band reconfigurable intelligent surfaces (RISs) and wireless systems utilizing sub-6 GHz and mmWave bands that require RIS with independently reconfigurable dual-band operation. The mmWave element is realized by a double-layer patch antenna loaded with 1-bit phase shifters, providing two reconfigurable states. An 8x8 mmWave element array is selectively interconnected using three RF switches to form a reconfigurable sub-6 GHz element at 3.5 GHz. A suspended electromagnetic band gap (EBG) structure is proposed to suppress surface waves and ensure sufficient geometric space for the phase shifter and control networks in the mmWave element. A low-cost planar spiral inductor (PSI) is carefully optimized to connect mmWave elements, enabling the sub-6 GHz function without affecting mmWave operation. Finally, prototypes of the DBI-RIS are fabricated, and experimental verification is conducted using two separate measurement testbeds. The fabricated sub-6 GHz RIS successfully achieves beam steering within the range of -35 to 35 degrees for DBI-RIS with 4x4 sub-6 GHz elements, while the mmWave RIS demonstrates beam steering between -30 to 30 degrees for DBI-RIS with 8x8 mmWave elements, and have good agreement with simulation results.

eess.SP

Optimal Grouping Strategy for Reconfigurable Intelligent Surface Assisted Wireless Communications

The channel estimation overhead of reconfigurable intelligent surface (RIS) assisted communication systems can be prohibitive. Prior works have demonstrated via simulations that grouping neighbouring RIS elements can help to reduce the pilot overhead and improve achievable rate. In this paper, we present an analytical study of RIS element grouping. We derive a tight closed-form upper bound for the achievable rate and then maximize it with respect to the group size. Our analysis reveals that more coarse-grained grouping is important-when the channel coherence time is low (high mobility scenarios) or the transmit power is large. We also demonstrate that optimal grouping can yield significant performance improvements over simple `On-Off' RIS element switching schemes that have been recently considered.

cs.IT