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Junjie Guo

Publications and source records attributed to Junjie Guo.

At least 19 recordsLinked to original sources

Learning the Center and Radius of Wasserstein Ambiguity Sets for Data-Driven Decision Making

Wasserstein distributionally robust optimization (DRO) is commonly built around the empirical distribution, with the ambiguity radius selected from a concentration bound. Although this construction provides useful statistical guarantees, it can be conservative and does not fully exploit predictive information about the underlying distribution or the difficulty of a particular decision problem. We develop a more flexible framework in which a predictive model determines the nominal distribution and a separate model estimates a data-dependent radius. The key requirement is not that the ambiguity set be centered at the empirical distribution, but that it contain the unknown data-generating distribution with the desired probability. We establish finite-sample guarantees and asymptotic consistency for arbitrary learned centers, derive tractable reformulations for non-uniform discrete predictive distributions, separate predictive-model and scenario-discretization errors, and prove stability under simultaneous perturbations of the center and radius. We further characterize the oracle conditional-quantile radius as the smallest conditionally valid rule and introduce a split-conformal procedure for finite-sample marginal calibration. Experiments on newsvendor problems, synthetic portfolios, distribution shifts, and real financial data show that learned and calibrated ambiguity sets can improve reliability, but do not automatically yield smaller radii or better decisions. Overall, the proposed framework treats calibration as a practical mechanism for reliable decision making rather than a universal guarantee of improved optimization performance.

math.OC

Learning Predictive Ambiguity Sets for Decision-Focused Distributionally Robust Optimization

Predict-then-optimize systems usually compress uncertainty into a point forecast and then solve a downstream optimization problem as if the forecast were reliable. Distributionally robust optimization (DRO) offers protection against misspecification, but the ambiguity set is often centered at historical samples and uses a fixed radius. We propose \emph{learned predictive ambiguity sets} (LPAS): a deep contextual model outputs a finite nominal scenario distribution, a state-dependent Wasserstein radius, and optionally an anisotropic ground metric. These outputs define a contextual ambiguity set that feeds a DRO decision layer. The radius is trained by a combination of conditional quantile calibration, size regularization, and downstream decision loss, so that robustness is adaptive rather than globally fixed. We derive the finite dual form used by the decision layer, present a staged training algorithm, and evaluate the method on distributionally robust portfolio optimization with 20 S&P 500 constituents from 2018--2026. The proposed method substantially improves over equal-weight, predict-then-optimize, and historical Wasserstein DRO baselines, achieving 26.28% annualized return, Sharpe ratio 1.30, final wealth 1.61, and lower tail loss than a deep fixed-radius DRO baseline while using a smaller average radius. The results show that learned ambiguity radii can recover most of the performance of strong fixed-radius DRO while reducing unnecessary conservatism and improving regime adaptivity.

cs.LG

MemTrace: Tracing and Attributing Errors in Large Language Model Memory Systems

Memory is essential for enabling large language models to support long-horizon reasoning, yet existing memory systems remain unreliable and difficult to debug. Tracing memory's dynamic evolution is crucial to understand how information is synthesized, propagated, or corrupted over time. In this work, we study the new problem of error tracing and attribution in LLM memory systems. We propose a novel framework that transforms memory pipelines into executable memory evolution graphs, enabling fine-grained tracing of operational information flow. We then construct MemTraceBench, a benchmark collected from representative memory systems such as Long-Context, RAG, Mem0, and EverMemOS, to systematically study memory failure modes. We further introduce an automatic attribution method that iteratively traces operation subgraphs to pinpoint the root cause of any failed case. Our analysis reveals that memory failures are systematic, stemming from operation-level issues like information loss and retrieval misalignment. Crucially, we leverage these fine-grained attribution signals to guide downstream prompt optimization, establishing a closed-loop system that automatically corrects faults and boosts end-task performance by up to 7.62%. Code will be released at https://github.com/zjunlp/MemTrace.

cs.CL

An ultrafast diamond nonlinear photonic sensor

The integration of light and materials technology is key to the creation of innovative sensing technologies. Sensing of electric and magnetic fields, and temperature with high spatio-temporal resolution is a critical task for the development of the next-generation of nanometer-scale quantum devices. Color centers in diamonds are attractive for potential applications owing to their characteristic quantum states, although they require metallic contacts for the introduction of external microwaves. Here, we build an ultrafast diamond nonlinear photonic sensor to assess the surface electric field; an electro-optic sensor based on nitrogen-vacancy centers in a diamond nanotip breaks the spatial-limit of conventional pump-probe techniques. The 10-fs near-infrared optical pulse modulates the surface electric field of a 2D transition metal dichalcogenide and we monitor the dynamics of the local electric field at nanometer-femtosecond spatio-temporal resolutions. Our nanoscopic technique will provide new horizons to the sensing of advanced nano materials.

physics.optics

DPDETR: Decoupled Position Detection Transformer for Infrared-Visible Object Detection

Infrared-visible object detection aims to achieve robust object detection by leveraging the complementary information of infrared and visible image pairs. However, the commonly existing modality misalignment problem presents two challenges: fusing misalignment complementary features is difficult, and current methods cannot reliably locate objects in both modalities under misalignment conditions. In this paper, we propose a Decoupled Position Detection Transformer (DPDETR) to address these issues. Specifically, we explicitly define the object category, visible modality position, and infrared modality position to enable the network to learn the intrinsic relationships and output reliably positions of objects in both modalities. To fuse misaligned object features reliably, we propose a Decoupled Position Multispectral Cross-attention module that adaptively samples and aggregates multispectral complementary features with the constraint of infrared and visible reference positions. Additionally, we design a query-decoupled Multispectral Decoder structure to address the the conflict in feature focus among the three kinds of object information in our task and propose a Decoupled Position Contrastive DeNoising Training strategy to enhance the DPDETR's ability to learn decoupled positions. Experiments on DroneVehicle and KAIST datasets demonstrate significant improvements compared to other state-of-the-art methods. The code will be released at https://github.com/gjj45/DPDETR

cs.CV

DOD-SA: Infrared-Visible Decoupled Object Detection with Single-Modality Annotations

Infrared-visible object detection has shown great potential in real-world applications, enabling robust all-day perception by leveraging the complementary information of infrared and visible images. However, existing methods typically require dual-modality annotations to output decoupled detection results, leading to high annotation costs and limiting scalability in large-scale remote sensing applications. To address this challenge, we propose a novel infrared-visible \textbf{D}ecoupled \textbf{O}bject \textbf{D}etection framework with \textbf{S}ingle-modality \textbf{A}nnotations, called DOD-SA. It is built upon a Single- and Dual-Modality Collaborative Teacher-Student Network (CoSD-TSNet), which consists of a single-modality branch (SM-Branch) and a dual-modality decoupled branch (DMD-Branch). This design enables cross-modality knowledge transfer from the labeled modality to the unlabeled modality, and facilitates effective cross-branch supervision. To further improve the quality of pseudo-labels, we introduce a Progressive and Self-Tuning Training Strategy (PaST) that trains the model in three stages: 1) SM-Branch self-training, 2) SM-Branch guiding the learning of DMD-Branch, and 3) DMD-Branch refinement. In addition, we design a Pseudo Label Assigner (PLA) to match labels across modalities, explicitly addressing modality misalignment during training.

cs.CV

CM-Diff: A Single Generative Network for Bidirectional Cross-Modality Translation Diffusion Model Between Infrared and Visible Images

Image translation is one of the crucial approaches for mitigating information deficiencies in the infrared and visible modalities, while also facilitating the enhancement of modality-specific datasets. However, existing methods for infrared and visible image translation either achieve unidirectional modality translation or rely on cycle consistency for bidirectional modality translation, which may result in suboptimal performance. In this work, we present the bidirectional cross-modality translation diffusion model (CM-Diff) for simultaneously modeling data distributions in both the infrared and visible modalities. We address this challenge by combining translation direction labels for guidance during training with cross-modality feature control. Specifically, we view the establishment of the mapping relationship between the two modalities as the process of learning data distributions and understanding modality differences, achieved through a novel Bidirectional Diffusion Training (BDT). Additionally, we propose a Statistical Constraint Inference (SCI) to ensure the generated image closely adheres to the data distribution of the target modality. Experimental results demonstrate the superiority of our CM-Diff over state-of-the-art methods, highlighting its potential for generating dual-modality datasets.

cs.CV

Integration of Wavelet Transform Convolution and Channel Attention with LSTM for Stock Price Prediction based Portfolio Allocation

Portfolio allocation via stock price prediction is inherently difficult due to the notoriously low signal-to-noise ratio of stock time series. This paper proposes a method by integrating wavelet transform convolution and channel attention with LSTM to implement stock price prediction based portfolio allocation. Stock time series data first are processed by wavelet transform convolution to reduce the noise. Processed features are then reconstructed by channel attention. LSTM is utilized to predict the stock price using the final processed features. We construct a portfolio consists of four stocks with trading signals predicted by model. Experiments are conducted by evaluating the return, Sharpe ratio and max drawdown performance. The results indicate that our method achieves robust performance even during period of post-pandemic downward market.

q-fin.ST

A Universal Identity Backdoor Attack against Speaker Verification based on Siamese Network

Speaker verification has been widely used in many authentication scenarios. However, training models for speaker verification requires large amounts of data and computing power, so users often use untrustworthy third-party data or deploy third-party models directly, which may create security risks. In this paper, we propose a backdoor attack for the above scenario. Specifically, for the Siamese network in the speaker verification system, we try to implant a universal identity in the model that can simulate any enrolled speaker and pass the verification. So the attacker does not need to know the victim, which makes the attack more flexible and stealthy. In addition, we design and compare three ways of selecting attacker utterances and two ways of poisoned training for the GE2E loss function in different scenarios. The results on the TIMIT and Voxceleb1 datasets show that our approach can achieve a high attack success rate while guaranteeing the normal verification accuracy. Our work reveals the vulnerability of the speaker verification system and provides a new perspective to further improve the robustness of the system.

cs.CR

IV-tuning: Parameter-Efficient Transfer Learning for Infrared-Visible Tasks

Existing infrared and visible (IR-VIS) methods inherit the general representations of Pre-trained Visual Models (PVMs) to facilitate complementary learning. However, our analysis indicates that under the full fine-tuning paradigm, the feature space becomes highly constrained and low-ranked, which has been proven to seriously impair generalization. One remedy is to freeze the parameters, which preserves pretrained knowledge and helps maintain feature diversity. To this end, we propose IV-tuning, to parameter-efficiently harness PVMs for various IR-VIS downstream tasks, including salient object detection, semantic segmentation, and object detection. Extensive experiments across various settings demonstrate that IV-tuning outperforms previous state-of-the-art methods, and exhibits superior generalization and scalability. Remarkably, with only a single backbone, IV-tuning effectively facilitates the complementary learning of infrared and visible modalities with merely 3% trainable backbone parameters, and achieves superior computational efficiency compared to conventional IR-VIS paradigms.

cs.CV

Deep Learning in Long-Short Stock Portfolio Allocation: An Empirical Study

This paper provides an empirical study explores the application of deep learning algorithms-Multilayer Perceptron (MLP), Convolutional Neural Networks (CNN), Long Short-Term Memory (LSTM), and Transformer-in constructing long-short stock portfolios. Two datasets comprising randomly selected stocks from the S&P500 and NASDAQ indices, each spanning a decade of daily data, are utilized. The models predict daily stock returns based on historical features such as past returns,Relative Strength Index (RSI), trading volume, and volatility. Portfolios are dynamically adjusted by longing stocks with positive predicted returns and shorting those with negative predictions, with equal asset weights. Performance is evaluated over a two-year testing period, focusing on return, Sharpe ratio, and maximum drawdown metrics. The results demonstrate the efficacy of deep learning models in enhancing long-short stock portfolio performance.

q-fin.ST

AlignGPT: Multi-modal Large Language Models with Adaptive Alignment Capability

Multimodal Large Language Models (MLLMs) are widely regarded as crucial in the exploration of Artificial General Intelligence (AGI). The core of MLLMs lies in their capability to achieve cross-modal alignment. To attain this goal, current MLLMs typically follow a two-phase training paradigm: the pre-training phase and the instruction-tuning phase. Despite their success, there are shortcomings in the modeling of alignment capabilities within these models. Firstly, during the pre-training phase, the model usually assumes that all image-text pairs are uniformly aligned, but in fact the degree of alignment between different image-text pairs is inconsistent. Secondly, the instructions currently used for finetuning incorporate a variety of tasks and different tasks usually require different levels of alignment capabilities, but previous MLLMs overlook these differentiated alignment needs. To tackle these issues, we propose a new multimodal large language model AlignGPT. In the pre-training stage, instead of treating all image-text pairs equally, we divide them into different groups according to the degrees of alignment of them. Then, the model is trained to learn the representations of different alignment levels. In the instruction-tuning phase, we adaptively combine these representations of alignment levels to meet the dynamic alignment needs of different tasks. Extensive experimental results show that our model achieves competitive performance on 12 benchmarks.

cs.CL

InfMAE: A Foundation Model in the Infrared Modality

In recent years, the foundation models have swept the computer vision field and facilitated the development of various tasks within different modalities. However, it remains an open question on how to design an infrared foundation model. In this paper, we propose InfMAE, a foundation model in infrared modality. We release an infrared dataset, called Inf30 to address the problem of lacking large-scale data for self-supervised learning in the infrared vision community. Besides, we design an information-aware masking strategy, which is suitable for infrared images. This masking strategy allows for a greater emphasis on the regions with richer information in infrared images during the self-supervised learning process, which is conducive to learning the generalized representation. In addition, we adopt a multi-scale encoder to enhance the performance of the pre-trained encoders in downstream tasks. Finally, based on the fact that infrared images do not have a lot of details and texture information, we design an infrared decoder module, which further improves the performance of downstream tasks. Extensive experiments show that our proposed method InfMAE outperforms other supervised methods and self-supervised learning methods in three downstream tasks.

cs.CV

IVGF: The Fusion-Guided Infrared and Visible General Framework

Infrared and visible dual-modality tasks such as semantic segmentation and object detection can achieve robust performance even in extreme scenes by fusing complementary information. Most current methods design task-specific frameworks, which are limited in generalization across multiple tasks. In this paper, we propose a fusion-guided infrared and visible general framework, IVGF, which can be easily extended to many high-level vision tasks. Firstly, we adopt the SOTA infrared and visible foundation models to extract the general representations. Then, to enrich the semantics information of these general representations for high-level vision tasks, we design the feature enhancement module and token enhancement module for feature maps and tokens, respectively. Besides, the attention-guided fusion module is proposed for effectively fusing by exploring the complementary information of two modalities. Moreover, we also adopt the cutout&mix augmentation strategy to conduct the data augmentation, which further improves the ability of the model to mine the regional complementary between the two modalities. Extensive experiments show that the IVGF outperforms state-of-the-art dual-modality methods in the semantic segmentation and object detection tasks. The detailed ablation studies demonstrate the effectiveness of each module, and another experiment explores the anti-missing modality ability of the proposed method in the dual-modality semantic segmentation task.

cs.CV

Cooperative dynamic polaronic picture of diamond color centers

Polarons can control carrier mobility and can also be used in the design of quantum devices. Although much effort has been directed into investigating the nature of polarons, observation of defect-related polarons is challenging due to electron-defect scattering. Here we explore the polaronic behavior of nitrogen-vacancy (NV) centers in a diamond crystal using an ultrafast pump-probe technique. A 10-fs optical pulse acts as a source of high electric field exceeding the dielectric breakdown threshold, in turn exerting a force on the NV charge distribution and polar optical phonons. The electronic and phononic responses are enhanced by an order of magnitude for a low density of NV centers, which we attribute to a combination of cooperative polaronic effects and scattering by defects. First-principles calculations support the presence of dipolar Fröhlich interaction via non-zero Born effective charges. Our findings provide insights into the physics of color centers in diamonds.

cond-mat.mtrl-sci

Advanced Financial Fraud Detection Using GNN-CL Model

The innovative GNN-CL model proposed in this paper marks a breakthrough in the field of financial fraud detection by synergistically combining the advantages of graph neural networks (gnn), convolutional neural networks (cnn) and long short-term memory (LSTM) networks. This convergence enables multifaceted analysis of complex transaction patterns, improving detection accuracy and resilience against complex fraudulent activities. A key novelty of this paper is the use of multilayer perceptrons (MLPS) to estimate node similarity, effectively filtering out neighborhood noise that can lead to false positives. This intelligent purification mechanism ensures that only the most relevant information is considered, thereby improving the model's understanding of the network structure. Feature weakening often plagues graph-based models due to the dilution of key signals. In order to further address the challenge of feature weakening, GNN-CL adopts reinforcement learning strategies. By dynamically adjusting the weights assigned to central nodes, it reinforces the importance of these influential entities to retain important clues of fraud even in less informative data. Experimental evaluations on Yelp datasets show that the results highlight the superior performance of GNN-CL compared to existing methods.

cs.LG

Extroversion or Introversion? Controlling The Personality of Your Large Language Models

Large language models (LLMs) exhibit robust capabilities in text generation and comprehension, mimicking human behavior and exhibiting synthetic personalities. However, some LLMs have displayed offensive personality, propagating toxic discourse. Existing literature neglects the origin and evolution of LLM personalities, as well as the effective personality control. To fill these gaps, our study embarked on a comprehensive investigation into LLM personality control. We investigated several typical methods to influence LLMs, including three training methods: Continual Pre-training, Supervised Fine-Tuning (SFT), and Reinforcement Learning from Human Feedback (RLHF), along with inference phase considerations (prompts). Our investigation revealed a hierarchy of effectiveness in control: Prompt > SFT > RLHF > Continual Pre-train. Notably, SFT exhibits a higher control success rate compared to prompt induction. While prompts prove highly effective, we found that prompt-induced personalities are less robust than those trained, making them more prone to showing conflicting personalities under reverse personality prompt induction. Besides, harnessing the strengths of both SFT and prompt, we proposed $\underline{\text{P}}$rompt $\underline{\text{I}}$nduction post $\underline{\text{S}}$upervised $\underline{\text{F}}$ine-tuning (PISF), which emerges as the most effective and robust strategy for controlling LLMs' personality, displaying high efficacy, high success rates, and high robustness. Even under reverse personality prompt induction, LLMs controlled by PISF still exhibit stable and robust personalities.

cs.CL

Advancing Financial Risk Prediction Through Optimized LSTM Model Performance and Comparative Analysis

This paper focuses on the application and optimization of LSTM model in financial risk prediction. The study starts with an overview of the architecture and algorithm foundation of LSTM, and then details the model training process and hyperparameter tuning strategy, and adjusts network parameters through experiments to improve performance. Comparative experiments show that the optimized LSTM model shows significant advantages in AUC index compared with random forest, BP neural network and XGBoost, which verifies its efficiency and practicability in the field of financial risk prediction, especially its ability to deal with complex time series data, which lays a solid foundation for the application of the model in the actual production environment.

cs.LG