arXiv subjects

Junyi Yao

Publications and source records attributed to Junyi Yao.

12 recordsLinked to original sources

arXiv2026

Auditing Escalation Reliability in Healthcare LLM Agents: A Perturbation-Controlled Benchmark of Workflow-State Failures

Trustworthy biomedical AI requires reliable action selection when evidence is missing, stale, conflicting, or late, not only accurate answers on static inputs. We instantiate an episode-level evaluation protocol as 400 synthetic healthcare workflow episodes: 40 hand-authored semantic seeds across four task classes, two surface parameterizations, and five controlled variants, scored on ANSWER/ASK CLARIFICATION/ABSTAIN/ESCALATE under a pre-declared 5:1 missed-versus-unnecessary escalation cost. Reference actions are single-author study-policy labels, not clinician-adjudicated ground truth. Across five open-weight configurations (1.7B--9.7B), clean decision accuracy reaches 0.97, yet uncertainty-prompted models miss 32--97% of required escalations. The stronger 9.7B configuration narrows but does not remove the gap, falling from 0.97 clean accuracy to 0.78 under conflict. Verbalized confidence is inconsistent (ECE 0.10--0.54; failure AUROC 0.48--0.77), and a development-tuned confidence-only policy yields no utility gain. A transparent workflow-aware controller improves 5:1 utility for every model and reduces missed escalations to 0.12--0.24, at specificity 0.83--0.93. However, a 30-concept lexical stress test reduces each rule detector's recall from 1.00 on trigger phrases to 0.00 on unseen paraphrases, limiting the controller claim to this benchmark. Seed-clustered statistics, ablations, cross-task transfer, raw outputs, and manifests are packaged for audit. The results motivate explicit workflow-state evaluation while showing that apparently effective routing controls need their own generalization tests.

cs.AI↗

arXiv2026

Remember, Verify, or Ask? Evaluating Memory Decisions at Reuse Time

Persistent memory can personalize an LLM agent, but an incorrect durable update can silently distort future behavior. We study the memory-clarification boundary: whether interaction-derived information should be persisted, used only in the current context, re-verified, or clarified with the user. MCB contains 140 primary scenarios, split into 70 development and 70 held-out items, plus a separate 70-item contrast set. It evaluates both action labels and structured tool-call selection. Two non-authors independently label the 70 held-out primary and 70 contrast items (97.1% agreement, Cohen's kappa = 0.962); a blind third resolves four disagreements, replacing eight author labels by non-author majority. Across Claude and Qwen, models verify changing facts more reliably than they ask users to resolve ambiguity. Bare Qwen asks on 0/12 clarification items while verifying 12/18 freshness items. Few-shot prompting raises accuracy from 0.557 to 0.771 (paired delta = +0.214, Holm-adjusted exact McNemar p_H = 0.002), yet clarification recall remains 0.333. The policy prompt reduces erroneous persistence from 0.243 to 0.100 (p_H = 0.038), although its accuracy gain is not significant. Label-tool agreement is 57% for each Claude model and 23% for Qwen; Qwen accuracy falls from 0.557 to 0.343 (p_H = 0.047). Memory evaluation must test both stated decisions and tool-call choices.

cs.CL↗

arXiv2026

Perturbation Sensitivity of Maximum-Likelihood Pairwise Ranking in Computational Decision Systems

Maximum-likelihood pairwise ranking is a com- mon computational mechanism for prioritization, reputation estimation, and comparison-driven decision support. Despite its broad use, the perturbation sensitivity of this estimator under structured changes in comparison data remains insufficiently characterized. We study this question as an applied-mathematics and computational-science problem in stability analysis. We for- mulate coordinated perturbation as a budgeted subset-selection problem over pairwise observations and introduce an Adaptive Subset Selection Attack (ASSA) as a scalable search heuristic for probing high-impact perturbation sets. Through experiments on synthetic and observed preference datasets, we show that MLE-based ranking can exhibit pronounced regime-dependent sensitivity: relatively small but coordinated perturbations may in- duce meaningful changes in output orderings, while the response profile varies across budgets and data conditions. By comparing ASSA with random, greedy, and randomized subset baselines under repeated trials, we characterize both the magnitude and the variability of perturbation-induced ranking shifts. These results position pairwise ranking sensitivity as a problem in computational reliability, numerical stability, and robustness auditing for engineering systems built on comparison-driven inference.

cs.LG↗

arXiv2026

Execution Realism and Reproducibility in LLM-Based Trading Systems: A Systematic Scoping Review and Evidence Audit

Execution realism remains weakly standardized in research on large-language-model-based trading systems, limiting comparison and reproduction across backtests, simulations, and portfolio benchmarks. This article presents a PRISMA-ScR systematic scoping review with a nested execution-reproducibility evidence audit. Eight reproducible query families returned 796 query-level records; DOI/title deduplication left 687 unique records, 101 reports were sought for retrieval, and 59 full texts were recovered through direct and fallback open-access routes. Fifty-three reports are provisionally eligible for expanded evidence charting, subject to reconciliation of two blind author-validation packets. The charting framework separately evaluates point-in-time controls, temporal splits, held-out evaluation, trading costs and turnover, execution semantics, universe construction, architecture reporting, and artifact availability. Direct-trading, portfolio or alpha-construction, and benchmark studies are retained as distinct descriptive subgroups rather than pooled as a common performance estimand. Search responses, retrieval attempts, file hashes, evidence excerpts, screening decisions, and coding worksheets are archived with the review materials. Final field-level counts are intentionally withheld until author validation is complete.

cs.AI↗

arXiv2026

Engineering Reliable Commit Gates for Agentic AI: Cost-Aware Verification Portfolios under Common-Mode Data Failures

Agentic systems commit state-changing actions, but additional verifiers can inherit the same upstream fault. We present VP-CONTROL, a runtime-assurance design and deterministic benchmark for cost-aware commit gates. Its 48 task templates yield 2,880 scenarios across six fault regimes. A fixed-call 2 x 2 experiment separates verifier-model diversity from evidence-source diversity. On frozen proposals from two local actor families, a cross-model vote over shared evidence approves 62.9% of unsafe proposals, versus 22.9% with an independent source. The source effect is 40.9 percentage points, compared with 11.3 for model diversity. A portfolio controller selects verification plans using only deployment-observable metadata. Approximate cluster-adjusted calibration at a nominal 5% per-task target yields 1.9% unsafe execution and 38.2% automated safe coverage on the locked test. Matched-budget portfolios also improve on fixed verification policies. Transfer remains conditional: unseen fault families yield 16-26% risk, and a FinQA check fails to reproduce the source effect with the tested small verifiers. A preregistered live HTTP/SQLite study tests concurrent writes and lost responses. After-check races defeat verifier-only gates; transactional partial guards prevent only covered failures, while a full atomic guard records no unsafe effects across 216 episodes. Idempotent request identifiers prevent duplicate effects after lost responses. The results motivate explicit evidence lineage, cost-aware selection, and commit-time enforcement, while exposing the limits of approximate calibration and local-tool generalization.

cs.SE↗

arXiv2026

Beyond Helpfulness: A Teaching-over-Solving Diagnostic for Measuring Educational Impact in LLM Tutors

Large language models are increasingly proposed as educational tutors, yet stronger task-solving ability does not necessarily imply stronger learning support. Motivated by recent calls to measure the social impact of NLP systems in practice, we study whether public LLM tutoring benchmarks distinguish learning-supportive behavior from mere answer production. We propose a lightweight diagnostic based on the gap between solving-oriented and pedagogy-oriented benchmark performance. Using public MathTutorBench leaderboard results, we show that these dimensions are only partially aligned: across eight publicly reported models, the correlation between solving and pedagogy composites is 0.421, and several models shift meaningfully in rank when evaluation moves from solving to pedagogy. We then analyze the public TutorBench sample and show that agency-relevant behaviors are explicitly encoded in benchmark rubrics, especially in active-learning settings that reward guiding questions, calibrated hints, and non-disclosive scaffolding. Together, these findings suggest that educational-impact evaluation should not treat task success as a sufficient proxy for learning support. We argue that public tutoring benchmarks can better support positive-impact evaluation by reporting solving-oriented and pedagogy-oriented scores separately and by making disclosure-sensitive, student-agency-preserving criteria more explicit.

cs.AI↗

arXiv2026

Toward Workflow-Aware Benchmarking for Healthcare NLP Agents

Large language model (LLM) agents are increasingly proposed for healthcare tasks such as clinical documentation, evidence retrieval, patient messaging, and care coordination. Yet many evaluations remain limited to static medical question answering or one-shot generation, under-representing longitudinal state, interruptions, and human handoffs. We introduce an episode-level evaluation protocol for healthcare NLP agents. The protocol separates evidence across model, agent, and simulated-workflow behavior; specifies a five-field episode schema; and defines annotation and scoring for state continuity, evidence traceability, and escalation decisions. It is instantiated as four task templates: documentation update, evidence retrieval, patient messaging, and triage handoff. The protocol does not claim to measure clinical outcomes or deployment value. Instead, it supplies a reproducible intermediate evaluation layer between static benchmarks and prospective workflow studies, with an explicit cost-sensitive treatment of missed versus unnecessary escalation.

cs.CL↗

arXiv2026

Reliable Financial Named Entity Recognition Under Domain Shift: Confidence Estimation and Selective Prediction

Financial AI systems often train information extractors on one textual register and deploy them across filings, news, and user-generated content, and standard F1 scores do not indicate which predictions remain safe to automate when that input distribution changes. We study confidence estimation and selective prediction for financial named entity recognition (NER) on a three-tier stress test spanning SEC filings, financial news, and general-topic social media as an extreme out-of-domain condition, evaluating a BERT tagger and LoRA-tuned Qwen2.5-0.5B/1.5B models with five inference-time confidence signals, three training seeds, and bootstrap intervals. Confidence rankings themselves change under shift: whole-output probability is the strongest in-domain error detector but deteriorates out of domain, whereas entity-span probability and self-consistency are more robust; self-consistency is also better calibrated without post-hoc fitting. Abstention reduces sentence error from 34.3% to below 2% on the highest-confidence 40% of in-domain inputs and remains useful on financial news, but recovers no usefully large clean subset under the extreme social-media shift. These results motivate a staged deployment strategy that detects severe distribution shift upstream before applying prediction-level confidence gating.

cs.CL↗

arXiv2026

Stale Does Not Mean Unsafe: Guard Precision for Tool-Using LLM Agents under Infrastructure State Races

Tool-using language-model agents increasingly mutate schedulers, data pipelines, object stores, and access-control systems. Between an agent's read and its commit, external state can change, but not every change makes the commit unsafe. We separate invalidating races, which break a declared safety predicate, from predicate-preserving and irrelevant races, and ask how precisely runtime guards distinguish them. Our deterministic simulator separates visible from authoritative state and injects five non-atomic failure mechanisms across 16 infrastructure tasks in four domains; frozen agent proposals are replayed counterfactually under every controller without an LLM judge. We evaluate three commit-time guard granularities (global epoch, read-set version, semantic commit predicate), multi-level verification, and model-side gates on three locally hosted quantized model families (Qwen3-4B, Phi-4-mini, Gemma4-8B; 3,456 trajectories on one GPU). All three guards eliminate unsafe commits, but their availability differs sharply: freshness-based guards needlessly block 92-95% of benign races, forfeiting up to 43% of safe task completions, while the complete predicate guard blocks none. That precision is contract-dependent: deleting a single declared clause converts exactly its fault family into unsafe commits (up to 7.9%). Model-side signals do not substitute: verbal confidence is miscalibrated (ECE approximately 0.37), action agreement matches a random gate, a cautionary prompt leaves the direct unsafe rate essentially unchanged, and after a freshness-guard block agents re-commit unsafely from refreshed but still-incomplete reads. Under degraded telemetry a hidden concurrent mutation remains observationally clean, bounding every selective policy. Precise runtime enforcement therefore requires semantic contracts, not freshness heuristics or model self-assessment.

cs.AI↗

arXiv2026

JailMeter: An Evidence-Based Evaluation Framework for Jailbreak Attacks on Large Language Models

The assessment of jailbreak attacks against large language models currently suffers from inconsistent evaluation criteria and methods, leading to unreliable estimates of attack success rates. We propose JailMeter, an evidence-based evaluation framework designed to more faithfully measure jailbreak effectiveness. Inspired by the Information Bottleneck theory, JailMeter applies dual-feedback optimization to filter jailbreak noise from model responses while preserving content relevant to the original malicious question. This process produces concise evidence for a rigorous assessment under which an attack is validated only when the response captures the malicious intent and delivers a complete answer, thereby signaling a substantive bypass of model safety alignment. We evaluate JailMeter on JailMeter-Eva, a challenging benchmark containing 330 human-labeled, non-rejected jailbreak instances. JailMeter achieves an accuracy of 97.27%, substantially outperforming existing evaluation methods. To support large-scale evaluation, we further distill JailMeter into a small language model, JailMeter\textsubscript{SLM}, which maintains comparable reliability with significantly reduced computational costs. Code and dataset are available at https://github.com/Magi2B0y/JailMeter.

cs.CR↗

arXiv2026

View-Consistent 3D Scene Editing via Dual-Path Structural Correspondense and Semantic Continuity

Text-driven 3D scene editing has recently attracted increasing attention. Most existing methods follow a render-edit-optimize pipeline, where multi-view images are rendered from a 3D scene, edited with 2D image editors, and then used to optimize the underlying 3D representation. However, cross-view inconsistency remains a major bottleneck. Although recent methods introduce geometric cues, cross-view interactions, or video priors to mitigate this issue, they still largely rely on inference-time synchronization and thus remain limited in robustness and generalization.In this work, we recast multi-view consistent 3D editing from a distributional perspective: 3D scene editing essentially requires a joint distribution modeling across viewpoints.Based on this insight, we propose a view-consistent 3D editing framework that explicitly introduces cross-view dependencies into the editing process. Furthermore, motivated by the observation that structural correspondence and semantic continuity rely on different cross-view cues, we introduce a dual-path consistency mechanism consisting of projection-guided structural guidance and patch-level semantic propagation for effective cross-view editing. Further, we construct a paired multi-view editing dataset that provides reliable supervision for learning cross-view consistency in edited scenes. Extensive experiments demonstrate that our method achieves superior editing performance with precise and consistent views for complex scenes.

cs.CV↗

arXiv2026

Lightweight Transformer for EEG Classification via Balanced Signed Graph Algorithm Unrolling

Samples of brain signals collected by EEG sensors have inherent anti-correlations that are well modeled by negative edges in a finite graph. To differentiate epilepsy patients from healthy subjects using collected EEG signals, we build lightweight and interpretable transformer-like neural nets by unrolling a spectral denoising algorithm for signals on a balanced signed graph -- graph with no cycles of odd number of negative edges. A balanced signed graph has well-defined frequencies that map to a corresponding positive graph via similarity transform of the graph Laplacian matrices. We implement an ideal low-pass filter efficiently on the mapped positive graph via Lanczos approximation, where the optimal cutoff frequency is learned from data. Given that two balanced signed graph denoisers learn posterior probabilities of two different signal classes during training, we evaluate their reconstruction errors for binary classification of EEG signals. Experiments show that our method achieves classification performance comparable to representative deep learning schemes, while employing dramatically fewer parameters.

cs.LG↗