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Jussi Behrndt

Publications and source records attributed to Jussi Behrndt.

At least 19 recordsLinked to original sources

Revisiting the Weak Coupling Phenomenon for Two-Dimensional Schrödinger Operators

We study the existence of negative eigenvalues for two-dimensional Schrödinger operators with real-valued potentials in the weak coupling regime. In his pioneering paper [Simon 1976] from half a century ago, Simon was the first to describe the unique negative eigenvalue emerging from the threshold of the essential spectrum of one- and two-dimensional Schrödinger operators. The aim of this paper is to extend Simon's results in two dimensions to a broader class of potentials, allowing for both stronger singularities and slower decay at infinity, at the cost of losing uniqueness of weakly coupled eigenvalues.

math.SP

On non-negative operators in Krein spaces and their perturbations

One of the most important contributions of Heinz Langer in the area of operator theory in Krein spaces is the introduction of the notion of definitizable operators and the construction of the corresponding spectral function. In this note we obtain a new characterization for the subclass of non-negative operators in Krein spaces which is based on local sign type properties of the spectrum and growth conditions on the resolvent. Based on these local properties, a notion of local non-negativity for self-adjoint operators in Krein spaces is defined and it is shown that such classes of operators appear naturally as perturbations of non-negative operators.

math.FA

Weak coupling for Schrödinger operators with complex potentials

We study the discrete eigenvalues emerging from the threshold of the essential spectrum of one or two-dimensional Schrödinger operators with complex-valued $ L^p $-potentials in a weak coupling regime. We derive necessary and sufficient conditions on the potential for the existence or absence of discrete eigenvalues in this regime and also analyze their uniqueness and algebraic multiplicity. Our results can be viewed as natural non-self-adjoint extensions of the well-known classical weak coupling phenomenon for self-adjoint Schrödinger operators with real-valued potentials going back half a century to Simon's famous paper [Simon 1976].

math.SP

On Sesquilinear Forms for Lower Semibounded (Singular) Sturm-Liouville Operators

Any self-adjoint extension of a (singular) Sturm-Liouville operator bounded from below uniquely leads to an associated sesquilinear form. This form is characterized in terms of principal and nonprincipal solutions of the Sturm-Liouville operator by using generalized boundary values. We provide these forms in detail in all possible cases (explicitly, when both endpoints are limit circle, when one endpoint is limit circle, and when both endpoints are limit point).

math.CA

Approximation of Dirac operators with $\boldsymbolδ$-shell potentials in the norm resolvent sense, I. Qualitative results

In this paper the approximation of Dirac operators with general $δ$-shell potentials supported on $C^2$-curves in $\mathbb{R}^2$ or $C^2$-surfaces in $\mathbb{R}^3$, which may be bounded or unbounded, is studied. It is shown under suitable conditions on the weight of the $δ$-interaction that a family of Dirac operators with regular, squeezed potentials converges in the norm resolvent sense to the Dirac operator with the $δ$-shell interaction.

math.SP

Approximation of Dirac operators with $\boldsymbolδ$-shell potentials in the norm resolvent sense, II. Quantitative results

This paper is devoted to the approximation of two and three-dimensional Dirac operators $H_{\widetilde{V} δ_Σ}$ with combinations of electrostatic and Lorentz scalar $δ$-shell interactions in the norm resolvent sense. Relying on results from \cite{BHS23} an explicit smallness condition on the coupling parameters is derived so that $H_{\widetilde{V} δ_Σ}$ is the limit of Dirac operators with scaled electrostatic and Lorentz scalar potentials. Via counterexamples it is shown that this condition is sharp. The approximation of $H_{\widetilde{V} δ_Σ}$ for larger coupling constants is achieved by adding an additional scaled magnetic term.

math.SP

Generalized boundary triples for adjoint pairs with applications to non-self-adjoint Schrödinger operators

We extend the notion of generalized boundary triples and their Weyl functions from extension theory of symmetric operators to adjoint pairs of operators, and we provide criteria on the boundary parameters to induce closed operators with a nonempty resolvent set. The abstract results are applied to Schrödinger operators with complex $L^p$-potentials on bounded and unbounded Lipschitz domains with compact boundaries.

math.SP

On Spectral Properties of Restricted Fractional Laplacians with Self-adjoint Boundary Conditions on a Finite Interval

We describe all self-adjoint realizations of the restricted fractional Laplacian $(-Δ)^a$ with power $a \in (\frac{1}{2}, 1)$ on a bounded interval by imposing boundary conditions on the functions in the domain of a maximal realization; such conditions relate suitable weighted Dirichlet and Neumann traces. This is done in a systematic way by using the abstract concept of boundary triplets and their Weyl functions from extension and spectral theory of symmetric and self-adjoint operators in Hilbert spaces. Our treatment follows closely the well-known one for classical Laplacians on intervals and it shows that all self-adjoint realizations have purely discrete spectrum and are semibounded from below. To demonstrate the method, we focus on three self-adjoint realizations of the restricted fractional Laplacian: the Friedrichs extension, corresponding to Dirichlet-type boundary conditions, the Krein--von Neumann extension, and a Neumann-type realization. Notably, the Neumann-type realization exhibits a simple negative eigenvalue, thus it is not larger than the Krein--von Neumann extension.

math.SP

Weak Coupling and Spectral Instability for Neumann Laplacians

We prove an abstract criterion on spectral instability of nonnegative selfadjoint extensions of a symmetric operator and apply this to self-adjoint Neumann Laplacians on bounded Lipschitz domains, intervals, and graphs. Our results can be viewed as variants of the classical weak coupling phenomenon for Schrödinger operators in $L^2(\mathbb R^n)$ for $n=1,2$.

math.SP

On a class of oscillatory integrals and their application to the time dependent Schrödinger equation

In this paper a class of oscillatory integrals is interpreted as a limit of Lebesgue integrals with Gaussian regularizers. The convergence of the regularized integrals is shown with an improved version of iterative integration by parts that generates additional decaying factors and hence leads to better integrability properties. The general abstract results are then applied to the Cauchy problem for the one dimensional time dependent Schrödinger equation, where the solution is expressed for C^n-regular initial conditions with polynomial growth at infinity via the Green's function as an oscillatory integral.

math.FA

Nonrelativistic Limit of Generalized MIT Bag Models and Spectral Inequalities

For a family of self-adjoint Dirac operators $-i c (α\cdot \nabla) + \frac{c^2}{2}$ subject to generalized MIT bag boundary conditions on domains in $\mathbb R^3$ it is shown that the nonrelativistic limit in the norm resolvent sense is the Dirichlet Laplacian. This allows to transfer spectral geometry results for Dirichlet Laplacians to Dirac operators for large $c$.

math.SP

Boundary value problems for adjoint pairs of operators

The notion of quasi boundary triples and their Weyl functions from extension theory of symmetric operators is extended to the general framework of adjoint pairs of operators under minimal conditions on the boundary maps. With the help of the corresponding abstract Titchmarsh-Weyl $M$-functions sufficient conditions for the unique solvability of the related boundary value problems are obtained and the solutions are expressed via Krein-type resolvent formulae. The abstract theory developed in this manuscript can be applied to a large class of elliptic differential operators.

math.SP

On two-dimensional Dirac operators with $δ$-shell interactions supported on unbounded curves with straight ends

In this paper we study the self-adjointness and spectral properties of two-dimensional Dirac operators with electrostatic, Lorentz scalar, and anomalous magnetic $δ$-shell interactions with constant weights that are supported on a smooth unbounded curve that is straight outside a compact set and whose ends are rays that are not parallel to each other. For all possible combinations of interaction strengths we describe the self-adjoint realizations and compute their essential spectra. Moreover, we prove in different situations the existence of geometrically induced discrete eigenvalues.

math.SP

Boundary triples and Weyl functions for Dirac operators with singular interactions

In this article we develop a systematic approach to treat Dirac operators $A_{η, τ, λ}$ with singular electrostatic, Lorentz scalar, and anomalous magnetic interactions of strengths $η, τ, λ\in \mathbb{R}$, respectively, supported on points in $\mathbb{R}$, curves in $\mathbb{R}^2$, and surfaces in $\mathbb{R}^3$ that is based on boundary triples and their associated Weyl functions. First, we discuss the one-dimensional case which also serves as a motivation for the multidimensional setting. Afterwards, in the two and three-dimensional situation we construct quasi, generalized, and ordinary boundary triples and their Weyl functions, and provide a detailed characterization of the associated Sobolev spaces, trace theorems, and the mapping properties of integral operators which play an important role in the analysis of $A_{η, τ, λ}$. We make a substantial step towards more rough interaction supports $Σ$ and consider general compact Lipschitz hypersurfaces. We derive conditions for the interaction strengths such that the operators $A_{η, τ, λ}$ are self-adjoint, obtain a Krein-type resolvent formula, and characterize the essential and discrete spectrum. These conditions include purely Lorentz scalar and purely non-critical anomalous magnetic interactions as well as the confinement case, the latter having an important application in the mathematical description of graphene. Using a certain ordinary boundary triple, we show the self-adjointness of $A_{η, τ, λ}$ for arbitrary combinations of the interaction strengths (including critical ones) under the condition that $Σ$ is $C^{\infty}$-smooth and derive its spectral properties. In particular, in the critical case, a loss of Sobolev regularity in the operator domain and a possible additional point of the essential spectrum are observed.

math.SP

Perturbation and spectral theory for singular indefinite Sturm-Liouville operators

We study singular Sturm-Liouville operators of the form \[ \frac{1}{r_j}\left(-\frac{\mathrm d}{\mathrm dx}p_j\frac{\mathrm d}{\mathrm dx}+q_j\right),\qquad j=0,1, \] in $L^2((a,b);r_j)$, where, in contrast to the usual assumptions, the weight functions $r_j$ have different signs near the singular endpoints $a$ and $b$. In this situation the associated maximal operators become self-adjoint with respect to indefinite inner products and their spectral properties differ essentially from the Hilbert space situation. We investigate the essential spectra and accumulation properties of nonreal and real discrete eigenvalues; we emphasize that here also perturbations of the indefinite weights $r_j$ are allowed. Special attention is paid to Kneser type results in the indefinite setting and to $L^1$ perturbations of periodic operators.

math.SP

Schrödinger operators with oblique transmission conditions in $\mathbb{R}^2$

In this paper we study the spectrum of self-adjoint Schrödinger operators in $L^2(\mathbb{R}^2)$ with a new type of transmission conditions along a smooth closed curve $Σ\subseteq \mathbb{R}^2$. Although these $\textit{oblique}$ transmission conditions are formally similar to $δ'$-conditions on $Σ$ (instead of the normal derivative here the Wirtinger derivative is used) the spectral properties are significantly different: it turns out that for attractive interaction strengths the discrete spectrum is always unbounded from below. Besides this unexpected spectral effect we also identify the essential spectrum, and we prove a Krein-type resolvent formula and a Birman-Schwinger principle. Furthermore, we show that these Schrödinger operators with oblique transmission conditions arise naturally as non-relativistic limits of Dirac operators with electrostatic and Lorentz scalar $δ$-interactions justifying their usage as models in quantum mechanics.

math.SP

Integral representation of superoscillations via complex Borel measures and their convergence

In the last decade there has been a growing interest in superoscillations in various fields of mathematics, physics and engineering. However, while in applications as optics the local oscillatory behaviour is the important property, some convergence to a plane wave is the standard characterizing feature of a superoscillating function in mathematics and quantum mechanics. Also there exists a certain discrepancy between the representation of superoscillations either as generalized Fourier series, as certain integrals or via special functions. The aim of this work is to close these gaps and give a general definition of superoscillations, covering the well-known examples in the existing literature. Superoscillations will be defined as sequences of holomorphic functions, which admit integral representations with respect to complex Borel measures and converge to a plane wave in the space $\mathcal{A}_1(\mathbb{C})$ of exponentially bounded entire functions.

math-ph

Lower bounds for self-adjoint Sturm-Liouville operators

In this note we provide estimates for the lower bound of the self-adjoint operator associated with the three-coefficient Sturm-Liouville differential expression $$ \frac{1}{r} \left(-\frac{\mathrm d}{\mathrm dx} p \frac{\mathrm d}{\mathrm dx} + q\right) $$ in the weighted $L^2$-Hilbert space $L^2(\mathbb R; rdx)$.

math.SP