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Jussi Behrndt

Publications and source records attributed to Jussi Behrndt.

At least 55 records · Page 3Linked to original sources

The Landau Hamiltonian with $δ$-potentials supported on curves

The spectral properties of the singularly perturbed self-adjoint Landau Hamiltonian $A_α=(i \nabla + A)^2 + αδ$ in $L^2(R^2)$ with a $δ$-potential supported on a finite $C^{1,1}$-smooth curve $Σ$ are studied. Here $A = \frac{1}{2} B (-x_2, x_1)^\top$ is the vector potential, $B>0$ is the strength of the homogeneous magnetic field, and $α\in L^\infty(Σ)$ is a position-dependent real coefficient modeling the strength of the singular interaction on the curve $Σ$. After a general discussion of the qualitative spectral properties of $A_α$ and its resolvent, one of the main objectives in the present paper is a local spectral analysis of $A_α$ near the Landau levels $B(2q+1)$. Under various conditions on $α$ it is shown that the perturbation smears the Landau levels into eigenvalue clusters, and the accumulation rate of the eigenvalues within these clusters is determined in terms of the capacity of the support of $α$. Furthermore, the use of Landau Hamiltonians with $δ$-perturbations as model operators for more realistic quantum systems is justified by showing that $A_α$ can be approximated in the norm resolvent sense by a family of Landau Hamiltonians with suitably scaled regular potentials.

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Spectral enclosures for non-self-adjoint extensions of symmetric operators

The spectral properties of non-self-adjoint extensions $A_{[B]}$ of a symmetric operator in a Hilbert space are studied with the help of ordinary and quasi boundary triples and the corresponding Weyl functions. These extensions are given in terms of abstract boundary conditions involving an (in general non-symmetric) boundary operator $B$. In the abstract part of this paper, sufficient conditions for sectoriality and m-sectoriality as well as sufficient conditions for $A_{[B]}$ to have a non-empty resolvent set are provided in terms of the parameter $B$ and the Weyl function. Special attention is paid to Weyl functions that decay along the negative real line or inside some sector in the complex plane, and spectral enclosures for $A_{[B]}$ are proved in this situation. The abstract results are applied to elliptic differential operators with local and non-local Robin boundary conditions on unbounded domains, to Schrödinger operators with $δ$-potentials of complex strengths supported on unbounded hypersurfaces or infinitely many points on the real line, and to quantum graphs with non-self-adjoint vertex couplings.

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Quasi boundary triples, self-adjoint extensions, and Robin Laplacians on the half-space

In this note self-adjoint extensions of symmetric operators are investigated by using the abstract technique of quasi boundary triples and their Weyl functions. The main result is an extension of Theorem 2.6 in [5] which provides sufficient conditions on the parameter in the boundary space to induce self-adjoint realizations. As an example self-adjoint Robin Laplacians on the half-space with boundary conditions involving an unbounded coefficient are considered.

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Spectral bounds for singular indefinite Sturm-Liouville operators with $L^1$--potentials

The spectrum of the singular indefinite Sturm-Liouville operator $$A=\text{\rm sgn}(\cdot)\bigl(-\tfrac{d^2}{dx^2}+q\bigr)$$ with a real potential $q\in L^1(\mathbb R)$ covers the whole real line and, in addition, non-real eigenvalues may appear if the potential $q$ assumes negative values. A quantitative analysis of the non-real eigenvalues is a challenging problem, and so far only partial results in this direction were obtained. In this paper the bound $$|λ|\leq |q|_{L^1}^2$$ on the absolute values of the non-real eigenvalues $λ$ of $A$ is obtained. Furthermore, separate bounds on the imaginary parts and absolute values of these eigenvalues are proved in terms of the $L^1$-norm of the negative part of $q$.

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On Dirac operators with electrostatic δ-shell interactions of critical strength

In this paper we prove that the Dirac operator $A_η$ with an electrostatic $δ$-shell interaction of critical strength $η= \pm 2$ supported on a $C^2$-smooth compact surface $Σ$ is self-adjoint in $L^2(\mathbb{R}^3;\mathbb{C}^4)$, we describe the domain explicitly in terms of traces and jump conditions in $H^{-1/2}(Σ; \mathbb{C}^4)$, and we investigate the spectral properties of $A_η$. While the non-critical interaction strengths $η\not= \pm 2$ have received a lot of attention in the recent past, the critical case $η= \pm 2$ remained open. Our approach is based on abstract techniques in extension theory of symmetric operators, in particular, boundary triples and their Weyl functions.

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A spectral shift function for Schrödinger operators with singular interactions

For the pair $\{-Δ, -Δ-αδ_\mathcal{C}\}$ of self-adjoint Schrödinger operators in $L^2(\mathbb{R}^n)$ a spectral shift function is determined in an explicit form with the help of (energy parameter dependent) Dirichlet-to-Neumann maps. Here $δ_{\cal{C}}$ denotes a singular $δ$-potential which is supported on a smooth compact hypersurface $\mathcal{C}\subset\mathbb{R}^n$ and $α$ is a real-valued function on $\mathcal{C}$.

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Quasi boundary triples and semibounded self-adjoint extensions

In this note semibounded self-adjoint extensions of symmetric operators are investigated with the help of the abstract notion of quasi boundary triples and their Weyl functions. The main purpose is to provide new sufficient conditions on the parameters in the boundary space to induce self-adjoint realizations, and to relate the decay of the Weyl function to estimates on the lower bound of the spectrum. The abstract results are illustrated with uniformly elliptic second order PDEs on domains with non-compact boundaries.

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On the index of meromorphic operator-valued functions and some applications

We revisit and connect several notions of algebraic multiplicities of zeros of analytic operator-valued functions and discuss the concept of the index of meromorphic operator-valued functions in complex, separable Hilbert spaces. Applications to abstract perturbation theory and associated Birman-Schwinger-type operators and to the operator-valued Weyl-Titchmarsh functions associated to closed extensions of dual pairs of closed operators are provided.

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Spectral theory for Schrödinger operators with $δ$-interactions supported on curves in $\mathbb R^3$

The main objective of this paper is to systematically develop a spectral and scattering theory for selfadjoint Schrödinger operators with $δ$-interactions supported on closed curves in $\mathbb R^3$. We provide bounds for the number of negative eigenvalues depending on the geometry of the curve, prove an isoperimetric inequality for the principal eigenvalue, derive Schatten--von Neumann properties for the resolvent difference with the free Laplacian, and establish an explicit representation for the scattering matrix.

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Spectral shift functions and Dirichlet-to-Neumann maps

The spectral shift function of a pair of self-adjoint operators is expressed via an abstract operator valued Titchmarsh--Weyl $m$-function. This general result is applied to different self-adjoint realizations of second-order elliptic partial differential operators on smooth domains with compact boundaries, Schrödinger operators with compactly supported potentials, and finally, Schrödinger operators with singular potentials supported on hypersurfaces. In these applications the spectral shift function is determined in an explicit form with the help of (energy parameter dependent) Dirichlet-to-Neumann maps.

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On the spectral properties of Dirac operators with electrostatic $δ$-shell interactions

In this paper the spectral properties of Dirac operators $A_η$ with electrostatic $δ$-shell interactions of constant strength $η$ supported on compact smooth surfaces in $\mathbb{R}^3$ are studied. Making use of boundary triple techniques a Krein type resolvent formula and a Birman-Schwinger principle are obtained. With the help of these tools some spectral, scattering, and asymptotic properties of $A_η$ are investigated. In particular, it turns out that the discrete spectrum of $A_η$ inside the gap of the essential spectrum is finite, the difference of the third powers of the resolvents of $A_η$ and the free Dirac operator $A_0$ is trace class, and in the nonrelativistic limit $A_η$ converges in the norm resolvent sense to a Schrödinger operator with an electric $δ$-potential of strength $η$.

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Coupling of symmetric operators and the third Green identity

The principal aim of this paper is to derive an abstract form of the third Green identity associated with a proper extension $T$ of a symmetric operator $S$ in a Hilbert space $\mathfrak H$, employing the technique of quasi boundary triples for $T$. The general results are illustrated with couplings of Schrödinger operators on Lipschitz domains on smooth, boundaryless Riemannian manifolds.

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Scattering matrices and Dirichlet-to-Neumann maps

A general representation formula for the scattering matrix of a scattering system consisting of two self-adjoint operators in terms of an abstract operator valued Titchmarsh-Weyl $m$-function is proved. This result is applied to scattering problems for different self-adjoint realizations of Schrödinger operators on unbounded domains, Schrödinger operators with singular potentials supported on hypersurfaces, and orthogonal couplings of Schrödinger operators. In these applications the scattering matrix is expressed in an explicit form with the help of Dirichlet-to-Neumann maps.

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Dirichlet-to-Neumann Maps, Abstract Weyl-Titchmarsh $M$-Functions, and a Generalized Index of Unbounded Meromorphic Operator-Valued Functions

We introduce a generalized index for certain meromorphic, unbounded, operator-valued functions. The class of functions is chosen such that energy parameter dependent Dirichlet-to-Neumann maps associated to uniformly elliptic partial differential operators, particularly, non-self-adjoint Schrödinger operators, on bounded Lipschitz domains, and abstract operator-valued Weyl-Titchmarsh $M$-functions and Donoghue-type $M$-functions corresponding to closed extensions of symmetric operators belong to it. The principal purpose of this paper is to prove index formulas that relate the difference of the algebraic multiplicities of the discrete eigenvalues of Robin realizations of non-self-adjoint Schrödinger operators, and more abstract pairs of closed operators in Hilbert spaces with the generalized index of the corresponding energy dependent Dirichlet-to-Neumann maps and abstract Weyl-Titchmarsh $M$-functions, respectively.

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Eigenvalue inequalities for Schrödinger operators on unbounded Lipschitz domains

Given a Schrödinger differential expression on an exterior Lipschitz domain we prove strict inequalities between the eigenvalues of the corresponding selfadjoint operators subject to Dirichlet and Neumann or Dirichlet and mixed boundary conditions, respectively. Moreover, we prove a strict inequality between the eigenvalues of two different elliptic differential operators on the same domain with Dirichlet boundary conditions.

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Approximation of Schrödinger operators with $δ$-interactions supported on hypersurfaces

We show that a Schrödinger operator $A_{δ, α}$ with a $δ$-interaction of strength $α$ supported on a bounded or unbounded $C^2$-hypersurface $Σ\subset \mathbb{R}^d$, $d\ge 2$, can be approximated in the norm resolvent sense by a family of Hamiltonians with suitably scaled regular potentials. The differential operator $A_{δ, α}$ with a singular interaction is regarded as a self-adjoint realization of the formal differential expression $-Δ- α\langle δ_Σ, \cdot \rangle δ_Σ$, where $α\colonΣ\rightarrow \mathbb{R}$ is an arbitrary bounded measurable function. We discuss also some spectral consequences of this approximation result.

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Trace formulae for Schrödinger operators with singular interactions

Let $Σ\subset\mathbb{R}^d$ be a $C^\infty$-smooth closed compact hypersurface, which splits the Euclidean space $\mathbb{R}^d$ into two domains $Ω_\pm$. In this note self-adjoint Schrödinger operators with $δ$ and $δ'$-interactions supported on $Σ$ are studied. For large enough $m\in\mathbb{N}$ the difference of $m$th powers of resolvents of such a Schrödinger operator and the free Laplacian is known to belong to the trace class. We prove trace formulae, in which the trace of the resolvent power difference in $L^2(\mathbb{R}^d)$ is written in terms of Neumann-to-Dirichlet maps on the boundary space $L^2(Σ)$.

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Spectral asymptotics for resolvent differences of elliptic operators with $δ$ and $δ^\prime$-interactions on hypersurfaces

We consider self-adjoint realizations of a second-order elliptic differential expression on ${\mathbb R}^n$ with singular interactions of $δ$ and $δ^\prime$-type supported on a compact closed smooth hypersurface in ${\mathbb R}^n$. In our main results we prove spectral asymptotics formulae with refined remainder estimates for the singular values of the resolvent difference between the standard self-adjoint realizations and the operators with a $δ$ and $δ^\prime$-interaction, respectively. Our technique makes use of general pseudodifferential methods, classical results on spectral asymptotics of $ψ$do's on closed manifolds and Krein-type resolvent formulae.

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