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Kai Niu

Publications and source records attributed to Kai Niu.

At least 19 recordsLinked to original sources

A Mathematical Theory of Pragmatic Information

We propose a pragmatic information theory unifying communication, control, and decision-making. Its core is the isoteleia mapping, formalizing equifinality: distinct semantic paths leading to the same optimal action are pragmatically equivalent. This induces a three-tier hierarchy of syntactic, semantic, and pragmatic information, each abstraction discarding task-irrelevant distinctions. We develop pragmatic entropy, up/down mutual information, channel capacity, and rate-distortion, and prove three coding theorems generalizing Shannon's classical results. We introduce pragmatic value (VoI) and cost (CoI) of information as decision-theoretic duals to rate-distortion and capacity, respectively, and formulate a Lagrangian dual framework for cross-layer optimization. The pragmatic efficiency bound $\mathcal{E}_p(\lambda)=\sup_R[\Phi_p(R)-\lambda\,\mathrm{CoI}_p(R)]$ quantifies the maximum net utility any resource-constrained intelligent system can extract, thereby establishing a fundamental behavioral capacity limit---generalizing Shannon's symbol-level capacity to goal-directed action. Extensions to continuous messages yield closed-form Gaussian expressions, while dynamic settings are addressed via a Bellman equation for sequential decision-making. This framework provides a rigorous foundation for task-oriented communication, networked control, autonomous systems, and embodied AI, shifting focus from symbol fidelity to the effectiveness of information in guiding actions, and offers a unified mathematical language for next-generation intelligent systems.

cs.IT

Loss-Resilient Semantic Communication over Packet-Loss Networks at Extreme-Low Bandwidth

In extreme-low bandwidth network scenarios, generative semantic codecs have emerged as promising solutions to reduce bandwidth cost for visual communications. However, these learned codecs are usually optimized solely for compression efficiency and thus not robust against transmission errors. Corruptions due to packet-loss among these highly compact generative latent representations often cause more critical degradation in fidelity and realism, intensified by the severe error propagation across the latent contexts and multi-step decoding process. In this paper, we propose ResiGLC, a novel loss-resilient generative latent coding framework designed for robust semantic communication over extreme-low bandwidth packet-loss networks. Motivated by the inherent goal-consistency between generation and compression, we sufficiently exploit the impressive in-context predictive capabilities of language models. Integrated with the masked learning strategy, our model supports arbitrary context modeling of latent codes, which could mitigate the error propagation and handle unpredictable packet loss patterns. At the receiver, a progressive resilient decoding pipeline is presented, which leverages both the contextual relationship of the latent codes and the multi-modal semantic prior in the generative latent space, separately. By jointly optimizing toward both compression efficiency and packet-loss resilience, our proposed progressive decoding mechanism offers graceful performance when dealing with dynamic packet losses. Through extensive experimental evaluations, we establish that under packet-loss network conditions, ResiGLC can effectively improve the loss-resilience in terms of perceptual fidelity and realism qualities with extreme-low bandwidth cost.

eess.IV

Critical-Set-Aided Simplified Blind SCL Recognition of Polar Codes

Blind recognition of polar codes from noisy observations is a key problem in non-cooperative signal processing. Although existing blind successive cancellation list (BSCL) recognition exploits channel soft information, it performs two-hypothesis path expansion at every source-bit position, resulting in high complexity. In this paper, we first analyze the first recognition-error positions in the blind successive cancellation (BSC) recognition and observe that they are closely related to the corresponding contribution terms in the existing Bhattacharyya-parameter-based upper bounds. Based on this observation, a critical-set-aided simplified blind successive cancellation list (SBSCL) recognition method is proposed. SBSCL performs two-hypothesis path expansion only at the selected critical-set positions and keeps BSC recognition at the remaining positions, thereby reducing complexity. To improve the reliability of critical-set selection and refine the performance analysis, density-evolution (DE)-based bounds are further developed. Under the ideal SC-consistent condition, the synthetic log-likelihood-ratio (LLR) distributions obtained from density evolution are used to compute the optimized Chernoff coefficient for the upper bound and the overlap coefficient for the lower bound. Simulation results show that the DE-based bounds are tighter than the Bhattacharyya-parameter-based bounds. In the considered settings, the gap between the DE upper and lower bounds is within $1$ dB around a recognition-error probability of $10^{-2}$. Furthermore, SBSCL achieves nearly the same recognition success rate as BSCL, and the size of critical set decreases rapidly as the signal-to-noise ratio (SNR) increases.

cs.IT

A Hypothesis-Testing Analysis of Blind Recognition for Polar Codes

Blind recognition of polar-coded transmissions is an important task in non-cooperative wireless forensics and security-oriented signal analysis. When the code length is known or has been estimated, recovering the frozen/information bit-position pattern is a key step in identifying the underlying polar-code structure and enabling subsequent information recovery from intercepted observations. In this paper, blind recognition of polar codes is investigated from a hypothesis-testing perspective under the successive cancellation (SC)-based synthetic bit-channel representation. First, under an ideal SC-consistent condition, we formulate position-wise recognition as a binary hypothesis test between frozen-position and information-position models, which provides a theoretical benchmark for analyzing their intrinsic distinguishability. Second, we show that the adopted soft recognition metric admits an exact shifted log-likelihood-ratio interpretation. This justifies ln 2 as the neutral threshold under equal priors and costs, while unequal priors or costs lead to the corresponding Bayesian threshold shift. Third, under the ideal SC-consistent model and this neutral setting, we derive upper and lower bounds on the position-wise and sequence-level recognition error probabilities with multiple independent observations. The resulting overlap coefficient is further related to the classical Bhattacharyya parameter, establishing an interpretable link between blind-recognition difficulty and polar synthetic-channel reliability. Simulation results show that the derived bounds characterize the recognition performance under the ideal SC-consistent model and capture the effects of code length, the number of intercepted observations, and SNR. Further paired comparisons in the tested settings indicate that the SC-consistent recursion provides a good sequence-level match to the realistic SC-recursive procedure.

cs.IT

Blind Recognition of Polar Codes Using Successive Cancellation List Decoding

Blind recognition of polar codes remains challenging in non-cooperative scenarios, particularly for information-set recognition with known code length. Existing methods mainly rely on threshold decisions determined by the generator-matrix structure and channel bit error probability, without fully exploiting the soft information in received signals. In this letter, we propose a blind recognition method using successive cancellation list (SCL) decoding for polar codes with known code length. The proposed method exploits the distinct statistical behaviors of frozen and information bits in source-side decision log-likelihood ratios (LLRs) over multiple received vectors: frozen bits tend to favor zero decisions, whereas information bits exhibit nearly equiprobable $0/1$ decisions. Based on this property, the decoder expands candidate paths under the frozen-bit and information-bit hypotheses at each bit position, evaluates their reliabilities using the corresponding average path metrics, and retains only the $L_{\mathrm{list}}$ most reliable paths for subsequent recognition. Finally, the information-set pattern corresponding to the most reliable surviving path is selected as the recognition result. Simulation results show that the proposed scheme improves the recognition success rate as the list size increases. For the $(32,16)$, $(64,32)$, and $(128,64)$ polar codes, it achieves at least $2.5$ dB gain over the previous method when $L_{\mathrm{list}}=64$.

cs.IT

A Synonymous Variational Perspective on the Rate-Distortion-Perception Tradeoff

The fundamental limit of natural signal compression has traditionally been characterized by classical rate-distortion (RD) theory through the tradeoff between coding rate and reconstruction distortion, while the rate-distortion-perception (RDP) framework introduces a divergence-based measure of perceptual quality as a modeling principle, leaving its theoretical origin unclear. In this paper, motivated by a synonymity-based semantic information perspective, we reformulate perceptual reconstruction as recovering any admissible sample within an ideal synonymous set (synset) associated with the source, rather than the source sample itself, and establish a synonymous source coding architecture. On this basis, we develop a synonymous variational inference (SVI) analysis framework with a synonymous variational lower bound (SVLBO) for tractable analysis of synset-oriented compression. Within this framework, we establish a synonymity-perception consistency principle, showing that optimal identification of semantic information is theoretically consistent with perceptual optimization. Based on this result, we further derive a tight-bound synonymous source coding rate characterization and show that its Jensen-limit relaxation leads to a synonymous rate-distortion-perception form for practical optimization. These analytical results show that the distributional divergence term arises naturally from the synset-based reconstruction objective, clarify its compatibility with existing RDP formulations and classical RD theory, and suggest the potential advantages of synonymous source coding.

cs.IT

A Theoretical Framework for Rate-Distortion Limits in Learned Image Compression

We present a novel systematic theoretical framework to analyze the rate-distortion (R-D) limits of learned image compression. While recent neural codecs have achieved remarkable empirical results, their distance from the information-theoretic limit remains unclear. Our work addresses this gap by decomposing the R-D performance loss into three key components: variance estimation, quantization strategy, and context modeling. First, we derive the optimal latent variance as the second moment under a Gaussian assumption, providing a principled alternative to hyperprior-based estimation. Second, we quantify the gap between uniform quantization and the Gaussian test channel derived from the reverse water-filling theorem. Third, we extend our framework to include context modeling, and demonstrate that accurate mean prediction yields substantial entropy reduction. Unlike prior R-D estimators, our method provides a structurally interpretable perspective that aligns with real compression modules and enables fine-grained analysis. Through joint simulation and end-to-end training, we derive a tight and actionable approximation of the theoretical R-D limits, offering new insights into the design of more efficient learned compression systems.

cs.IT

A Parity-Consistent Decomposition Method for the Weight Distribution of Pre-Transformed Polar Codes

This paper introduces an efficient algorithm based on the Parity-Consistent Decomposition (PCD) method to determine the WD of pre-transformed polar codes. First, to address the bit dependencies introduced by the pre-transformation matrix, we propose an iterative algorithm to construct an \emph{Expanded Information Set}. By expanding the information bits within this set into 0s and 1s, we eliminate the correlations among information bits, thereby enabling the recursive calculation of the Hamming weight distribution using the \emph{PCD method}. Second, to further reduce computational complexity, we establish the theory of equivalence classes for pre-transformed polar codes. Codes within the same equivalence class share an identical weight distribution but correspond to different \emph{Expanded Information Set} sizes. By selecting the pre-transformation matrix that minimizes the \emph{Expanded Information Set} size within an equivalence class, we optimize the computation process. Numerical results demonstrate that the proposed method significantly reduces computational complexity compared to existing deterministic algorithms.

cs.IT

DiT-JSCC: Rethinking Deep JSCC with Diffusion Transformers and Semantic Representations

Generative joint source-channel coding (GJSCC) has emerged as a new Deep JSCC paradigm for achieving high-fidelity and robust image transmission under extreme wireless channel conditions, such as ultra-low bandwidth and low signal-to-noise ratio. Recent studies commonly adopt diffusion models as generative decoders, but they frequently produce visually realistic results with limited semantic consistency. This limitation stems from a fundamental mismatch between reconstruction-oriented JSCC encoders and generative decoders, as the former lack explicit semantic discriminability and fail to provide reliable conditional cues. In this paper, we propose DiT-JSCC, a novel GJSCC backbone that can jointly learn a semantics-prioritized representation encoder and a diffusion transformer (DiT) based generative decoder, our open-source project aims to promote the future research in GJSCC. Specifically, we design a semantics-detail dual-branch encoder that aligns naturally with a coarse-to-fine conditional DiT decoder, prioritizing semantic consistency under extreme channel conditions. Moreover, a training-free adaptive bandwidth allocation strategy inspired by Kolmogorov complexity is introduced to further improve the transmission efficiency, thereby indeed redefining the notion of information value in the era of generative decoding. Extensive experiments demonstrate that DiT-JSCC consistently outperforms existing JSCC methods in both semantic consistency and visual quality, particularly in extreme regimes.

eess.IV

Error-Resilient Semantic Communication for Speech Transmission over Packet-Loss Networks

Real-time speech communication over wireless networks remains challenging, as conventional channel protection mechanisms cannot effectively counter packet loss under stringent bandwidth and latency constraints. Semantic communication has emerged as a promising paradigm for enhancing the robustness of speech transmission by means of joint source-channel coding (JSCC). However, its cross-layer design hinders practical deployment due to the incompatibility with existing digital communication systems. In this case, the robustness of speech communication is consequently evaluated primarily by the error-resilience to packet loss over wireless networks. To address these challenges, we propose \emph{Glaris}, a generative latent-prior-based resilient speech semantic communication framework that performs resilient speech coding in the generative latent space. Generative latent priors enable high-quality packet loss concealment (PLC) at the receiver side, well-balancing semantic consistency and reconstruction fidelity. Additionally, an integrated error resilience mechanism is designed to mitigate the error propagation and improve the effectiveness of PLC. Compared with traditional packet-level forward error correction (FEC) strategies, our new method achieves enhanced robustness over dynamic wireless networks while reducing redundancy overhead significantly. Experimental results on the LibriSpeech dataset demonstrate that \emph{Glaris} consistently outperforms existing error-resilient codecs, achieving JSCC-level robustness while maintaining seamless compatibility with existing systems, and it also strikes a favorable balance between transmission efficiency and speech reconstruction quality.

cs.SD

Way to Build Native AI-driven 6G Air Interface: Principles, Roadmap, and Outlook

Artificial intelligence (AI) is expected to serve as a foundational capability across the entire lifecycle of 6G networks, spanning design, deployment, and operation. This article proposes a native AI-driven air interface architecture built around two core characteristics: compression and adaptation. On one hand, compression enables the system to understand and extract essential semantic information from the source data, focusing on task relevance rather than symbol-level accuracy. On the other hand, adaptation allows the air interface to dynamically transmit semantic information across diverse tasks, data types, and channel conditions, ensuring scalability and robustness. This article first introduces the native AI-driven air interface architecture, then discusses representative enabling methodologies, followed by a case study on semantic communication in 6G non-terrestrial networks. Finally, it presents a forward-looking discussion on the future of native AI in 6G, outlining key challenges and research opportunities.

cs.IT

Distributed Image Semantic Communication via Nonlinear Transform Coding

This paper investigates distributed source-channel coding for correlated image semantic transmission over wireless channels. In this setup, correlated images at different transmitters are separately encoded and transmitted through dedicated channels for joint recovery at the receiver. We propose a general approach for distributed image semantic communication that applies to both separate source and channel coding (SSCC) and joint source-channel coding (JSCC). Unlike existing learning-based approaches that implicitly learn source correlation in a purely data-driven manner, our method leverages nonlinear transform coding (NTC) to explicitly model source correlation from both probabilistic and geometric perspectives. A joint entropy model approximates the joint distribution of latent representations to guide adaptive rate allocation, while a transformation module aligns latent features for maximal correlation learning at the decoder. We implement this framework as D-NTSC for SSCC and D-NTSCC for JSCC, both built on Swin Transformers for effective feature extraction and correlation exploitation. Variational inference is employed to derive principled loss functions that jointly optimize encoding, decoding, and joint entropy modeling. Extensive experiments on real-world multi-view datasets demonstrate that D-NTSC and D-NTSCC outperform existing distributed SSCC and distributed JSCC baselines, respectively, achieving state-of-the-art performance in both pixel-level and perceptual quality metrics.

cs.IT

Synonymous Variational Inference for Perceptual Image Compression

Recent contributions of semantic information theory reveal the set-element relationship between semantic and syntactic information, represented as synonymous relationships. In this paper, we propose a synonymous variational inference (SVI) method based on this synonymity viewpoint to re-analyze the perceptual image compression problem. It takes perceptual similarity as a typical synonymous criterion to build an ideal synonymous set (Synset), and approximate the posterior of its latent synonymous representation with a parametric density by minimizing a partial semantic KL divergence. This analysis theoretically proves that the optimization direction of perception image compression follows a triple tradeoff that can cover the existing rate-distortion-perception schemes. Additionally, we introduce synonymous image compression (SIC), a new image compression scheme that corresponds to the analytical process of SVI, and implement a progressive SIC codec to fully leverage the model's capabilities. Experimental results demonstrate comparable rate-distortion-perception performance using a single progressive SIC codec, thus verifying the effectiveness of our proposed analysis method.

cs.IT

Neural Coding Is Not Always Semantic: Toward the Standardized Coding Workflow in Semantic Communications

Semantic communication, leveraging advanced deep learning techniques, emerges as a new paradigm that meets the requirements of next-generation wireless networks. However, current semantic communication systems, which employ neural coding for feature extraction from raw data, have not adequately addressed the fundamental question: Is general feature extraction through deep neural networks sufficient for understanding semantic meaning within raw data in semantic communication? This article is thus motivated to clarify two critical aspects: semantic understanding and general semantic representation. This article presents a standardized definition on semantic coding, an extensive neural coding scheme for general semantic representation that clearly represents underlying data semantics based on contextual modeling. With these general semantic representations obtained, both human- and machine-centric end-to-end data transmission can be achieved through only minimal specialized modifications, such as fine-tuning and regularization. This article contributes to establishing a commonsense that semantic communication extends far beyond mere feature transmission, focusing instead on conveying compact semantic representations through context-aware coding schemes.

cs.IT

SymbioticRAG: Enhancing Document Intelligence Through Human-LLM Symbiotic Collaboration

We present \textbf{SymbioticRAG}, a novel framework that fundamentally reimagines Retrieval-Augmented Generation~(RAG) systems by establishing a bidirectional learning relationship between humans and machines. Our approach addresses two critical challenges in current RAG systems: the inherently human-centered nature of relevance determination and users' progression from "unconscious incompetence" in query formulation. SymbioticRAG introduces a two-tier solution where Level 1 enables direct human curation of retrieved content through interactive source document exploration, while Level 2 aims to build personalized retrieval models based on captured user interactions. We implement Level 1 through three key components: (1)~a comprehensive document processing pipeline with specialized models for layout detection, OCR, and extraction of tables, formulas, and figures; (2)~an extensible retriever module supporting multiple retrieval strategies; and (3)~an interactive interface that facilitates both user engagement and interaction data logging. We experiment Level 2 implementation via a retriever strategy incorporated LLM summarized user intention from user interaction logs. To maintain high-quality data preparation, we develop a human-on-the-loop validation interface that improves pipeline output while advancing research in specialized extraction tasks. Evaluation across three scenarios (literature review, geological exploration, and education) demonstrates significant improvements in retrieval relevance and user satisfaction compared to traditional RAG approaches. To facilitate broader research and further advancement of SymbioticRAG Level 2 implementation, we will make our system openly accessible to the research community.

cs.IR

WiCross: Indoor Human Zone-Crossing Detection Using Commodity WiFi Devices

Detecting whether a target crosses the given zone (e.g., a door) can enable various practical applications in smart homes, including intelligent security and people counting. The traditional infrared-based approach only covers a line and can be easily cracked. In contrast, reusing the ubiquitous WiFi devices deployed in homes has the potential to cover a larger area of interest as WiFi signals are scattered throughout the entire space. By detecting the walking direction (i.e., approaching and moving away) with WiFi signal strength change, existing work can identify the behavior of crossing between WiFi transceiver pair. However, this method mistakenly classifies the turn-back behavior as crossing behavior, resulting in a high false alarm rate. In this paper, we propose WiCross, which can accurately distinguish the turn-back behavior with the phase statistics pattern of WiFi signals and thus robustly identify whether the target crosses the area between the WiFi transceiver pair. We implement WiCross with commercial WiFi devices and extensive experiments demonstrate that WiCross can achieve an accuracy higher than 95\% with a false alarm rate of less than 5%.

cs.HC

Towards Automatic Continual Learning: A Self-Adaptive Framework for Continual Instruction Tuning

Continual instruction tuning enables large language models (LLMs) to learn incrementally while retaining past knowledge, whereas existing methods primarily focus on how to retain old knowledge rather than on selecting which new knowledge to learn. In domain-specific contexts, maintaining data quality and managing system constraints remain key challenges. To address these issues, we propose an automated continual instruction tuning framework that dynamically filters incoming data, which identify and reduce redundant data across successive updates. Our approach utilizes a small proxy model for efficient perplexity-based filtering, and updates the proxy to ensure that the filtering criteria remain aligned with the evolving state of the deployed model. Compared to existing static data selection methods, our framework can effectively handle incrementally acquired data and shifting distributions. Additionally, it addresses practical deployment challenges by enabling seamless model updates, supporting version rollback and incorporating automatic checkpoint evaluation. We evaluated the system in real-world medical scenarios. It reduced computational costs by 66.7% and improved model performance, and achieved autonomous updates, thus demonstrating its effectiveness for automatic continual instruction tuning.

cs.CL

NeRFCom: Feature Transform Coding Meets Neural Radiance Field for Free-View 3D Scene Semantic Transmission

We introduce NeRFCom, a novel communication system designed for end-to-end 3D scene transmission. Compared to traditional systems relying on handcrafted NeRF semantic feature decomposition for compression and well-adaptive channel coding for transmission error correction, our NeRFCom employs a nonlinear transform and learned probabilistic models, enabling flexible variable-rate joint source-channel coding and efficient bandwidth allocation aligned with the NeRF semantic feature's different contribution to the 3D scene synthesis fidelity. Experimental results demonstrate that NeRFCom achieves free-view 3D scene efficient transmission while maintaining robustness under adverse channel conditions.

eess.SP