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Kai-Wei Chang

Publications and source records attributed to Kai-Wei Chang.

At least 289 records · Page 16Linked to original sources

Harms of Gender Exclusivity and Challenges in Non-Binary Representation in Language Technologies

Gender is widely discussed in the context of language tasks and when examining the stereotypes propagated by language models. However, current discussions primarily treat gender as binary, which can perpetuate harms such as the cyclical erasure of non-binary gender identities. These harms are driven by model and dataset biases, which are consequences of the non-recognition and lack of understanding of non-binary genders in society. In this paper, we explain the complexity of gender and language around it, and survey non-binary persons to understand harms associated with the treatment of gender as binary in English language technologies. We also detail how current language representations (e.g., GloVe, BERT) capture and perpetuate these harms and related challenges that need to be acknowledged and addressed for representations to equitably encode gender information.

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BERTHop: An Effective Vision-and-Language Model for Chest X-ray Disease Diagnosis

Vision-and-language(V&L) models take image and text as input and learn to capture the associations between them. Prior studies show that pre-trained V&L models can significantly improve the model performance for downstream tasks such as Visual Question Answering (VQA). However, V&L models are less effective when applied in the medical domain (e.g., on X-ray images and clinical notes) due to the domain gap. In this paper, we investigate the challenges of applying pre-trained V&L models in medical applications. In particular, we identify that the visual representation in general V&L models is not suitable for processing medical data. To overcome this limitation, we propose BERTHop, a transformer-based model based on PixelHop++ and VisualBERT, for better capturing the associations between the two modalities. Experiments on the OpenI dataset, a commonly used thoracic disease diagnosis benchmark, show that BERTHop achieves an average Area Under the Curve (AUC) of 98.12% which is 1.62% higher than state-of-the-art (SOTA) while it is trained on a 9 times smaller dataset.

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How Much Can CLIP Benefit Vision-and-Language Tasks?

Most existing Vision-and-Language (V&L) models rely on pre-trained visual encoders, using a relatively small set of manually-annotated data (as compared to web-crawled data), to perceive the visual world. However, it has been observed that large-scale pretraining usually can result in better generalization performance, e.g., CLIP (Contrastive Language-Image Pre-training), trained on a massive amount of image-caption pairs, has shown a strong zero-shot capability on various vision tasks. To further study the advantage brought by CLIP, we propose to use CLIP as the visual encoder in various V&L models in two typical scenarios: 1) plugging CLIP into task-specific fine-tuning; 2) combining CLIP with V&L pre-training and transferring to downstream tasks. We show that CLIP significantly outperforms widely-used visual encoders trained with in-domain annotated data, such as BottomUp-TopDown. We achieve competitive or better results on diverse V&L tasks, while establishing new state-of-the-art results on Visual Question Answering, Visual Entailment, and V&L Navigation tasks. We release our code at https://github.com/clip-vil/CLIP-ViL.

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Integrating topic modeling and word embedding to characterize violent deaths

There is an escalating need for methods to identify latent patterns in text data from many domains. We introduce a new method to identify topics in a corpus and represent documents as topic sequences. Discourse Atom Topic Modeling draws on advances in theoretical machine learning to integrate topic modeling and word embedding, capitalizing on the distinct capabilities of each. We first identify a set of vectors ("discourse atoms") that provide a sparse representation of an embedding space. Atom vectors can be interpreted as latent topics: Through a generative model, atoms map onto distributions over words; one can also infer the topic that generated a sequence of words. We illustrate our method with a prominent example of underutilized text: the U.S. National Violent Death Reporting System (NVDRS). The NVDRS summarizes violent death incidents with structured variables and unstructured narratives. We identify 225 latent topics in the narratives (e.g., preparation for death and physical aggression); many of these topics are not captured by existing structured variables. Motivated by known patterns in suicide and homicide by gender, and recent research on gender biases in semantic space, we identify the gender bias of our topics (e.g., a topic about pain medication is feminine). We then compare the gender bias of topics to their prevalence in narratives of female versus male victims. Results provide a detailed quantitative picture of reporting about lethal violence and its gendered nature. Our method offers a flexible and broadly applicable approach to model topics in text data.

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Clinical Named Entity Recognition using Contextualized Token Representations

The clinical named entity recognition (CNER) task seeks to locate and classify clinical terminologies into predefined categories, such as diagnostic procedure, disease disorder, severity, medication, medication dosage, and sign symptom. CNER facilitates the study of side-effect on medications including identification of novel phenomena and human-focused information extraction. Existing approaches in extracting the entities of interests focus on using static word embeddings to represent each word. However, one word can have different interpretations that depend on the context of the sentences. Evidently, static word embeddings are insufficient to integrate the diverse interpretation of a word. To overcome this challenge, the technique of contextualized word embedding has been introduced to better capture the semantic meaning of each word based on its context. Two of these language models, ELMo and Flair, have been widely used in the field of Natural Language Processing to generate the contextualized word embeddings on domain-generic documents. However, these embeddings are usually too general to capture the proximity among vocabularies of specific domains. To facilitate various downstream applications using clinical case reports (CCRs), we pre-train two deep contextualized language models, Clinical Embeddings from Language Model (C-ELMo) and Clinical Contextual String Embeddings (C-Flair) using the clinical-related corpus from the PubMed Central. Explicit experiments show that our models gain dramatic improvements compared to both static word embeddings and domain-generic language models.

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Societal Biases in Language Generation: Progress and Challenges

Technology for language generation has advanced rapidly, spurred by advancements in pre-training large models on massive amounts of data and the need for intelligent agents to communicate in a natural manner. While techniques can effectively generate fluent text, they can also produce undesirable societal biases that can have a disproportionately negative impact on marginalized populations. Language generation presents unique challenges for biases in terms of direct user interaction and the structure of decoding techniques. To better understand these challenges, we present a survey on societal biases in language generation, focusing on how data and techniques contribute to biases and progress towards reducing biases. Motivated by a lack of studies on biases from decoding techniques, we also conduct experiments to quantify the effects of these techniques. By further discussing general trends and open challenges, we call to attention promising directions for research and the importance of fairness and inclusivity considerations for language generation applications.

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Does Robustness Improve Fairness? Approaching Fairness with Word Substitution Robustness Methods for Text Classification

Existing bias mitigation methods to reduce disparities in model outcomes across cohorts have focused on data augmentation, debiasing model embeddings, or adding fairness-based optimization objectives during training. Separately, certified word substitution robustness methods have been developed to decrease the impact of spurious features and synonym substitutions on model predictions. While their end goals are different, they both aim to encourage models to make the same prediction for certain changes in the input. In this paper, we investigate the utility of certified word substitution robustness methods to improve equality of odds and equality of opportunity on multiple text classification tasks. We observe that certified robustness methods improve fairness, and using both robustness and bias mitigation methods in training results in an improvement in both fronts

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An Integer Linear Programming Framework for Mining Constraints from Data

Structured output prediction problems (e.g., sequential tagging, hierarchical multi-class classification) often involve constraints over the output label space. These constraints interact with the learned models to filter infeasible solutions and facilitate in building an accountable system. However, although constraints are useful, they are often based on hand-crafted rules. This raises a question -- \emph{can we mine constraints and rules from data based on a learning algorithm?} In this paper, we present a general framework for mining constraints from data. In particular, we consider the inference in structured output prediction as an integer linear programming (ILP) problem. Then, given the coefficients of the objective function and the corresponding solution, we mine the underlying constraints by estimating the outer and inner polytopes of the feasible set. We verify the proposed constraint mining algorithm in various synthetic and real-world applications and demonstrate that the proposed approach successfully identifies the feasible set at scale. In particular, we show that our approach can learn to solve 9x9 Sudoku puzzles and minimal spanning tree problems from examples without providing the underlying rules. Our algorithm can also integrate with a neural network model to learn the hierarchical label structure of a multi-label classification task. Besides, we provide a theoretical analysis about the tightness of the polytopes and the reliability of the mined constraints.

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Select, Extract and Generate: Neural Keyphrase Generation with Layer-wise Coverage Attention

Natural language processing techniques have demonstrated promising results in keyphrase generation. However, one of the major challenges in \emph{neural} keyphrase generation is processing long documents using deep neural networks. Generally, documents are truncated before given as inputs to neural networks. Consequently, the models may miss essential points conveyed in the target document. To overcome this limitation, we propose \emph{SEG-Net}, a neural keyphrase generation model that is composed of two major components, (1) a selector that selects the salient sentences in a document and (2) an extractor-generator that jointly extracts and generates keyphrases from the selected sentences. SEG-Net uses Transformer, a self-attentive architecture, as the basic building block with a novel \emph{layer-wise} coverage attention to summarize most of the points discussed in the document. The experimental results on seven keyphrase generation benchmarks from scientific and web documents demonstrate that SEG-Net outperforms the state-of-the-art neural generative methods by a large margin.

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Intent Classification and Slot Filling for Privacy Policies

Understanding privacy policies is crucial for users as it empowers them to learn about the information that matters to them. Sentences written in a privacy policy document explain privacy practices, and the constituent text spans convey further specific information about that practice. We refer to predicting the privacy practice explained in a sentence as intent classification and identifying the text spans sharing specific information as slot filling. In this work, we propose PolicyIE, an English corpus consisting of 5,250 intent and 11,788 slot annotations spanning 31 privacy policies of websites and mobile applications. PolicyIE corpus is a challenging real-world benchmark with limited labeled examples reflecting the cost of collecting large-scale annotations from domain experts. We present two alternative neural approaches as baselines, (1) intent classification and slot filling as a joint sequence tagging and (2) modeling them as a sequence-to-sequence (Seq2Seq) learning task. The experiment results show that both approaches perform comparably in intent classification, while the Seq2Seq method outperforms the sequence tagging approach in slot filling by a large margin. We perform a detailed error analysis to reveal the challenges of the proposed corpus.

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Syntax-augmented Multilingual BERT for Cross-lingual Transfer

In recent years, we have seen a colossal effort in pre-training multilingual text encoders using large-scale corpora in many languages to facilitate cross-lingual transfer learning. However, due to typological differences across languages, the cross-lingual transfer is challenging. Nevertheless, language syntax, e.g., syntactic dependencies, can bridge the typological gap. Previous works have shown that pre-trained multilingual encoders, such as mBERT \cite{devlin-etal-2019-bert}, capture language syntax, helping cross-lingual transfer. This work shows that explicitly providing language syntax and training mBERT using an auxiliary objective to encode the universal dependency tree structure helps cross-lingual transfer. We perform rigorous experiments on four NLP tasks, including text classification, question answering, named entity recognition, and task-oriented semantic parsing. The experiment results show that syntax-augmented mBERT improves cross-lingual transfer on popular benchmarks, such as PAWS-X and MLQA, by 1.4 and 1.6 points on average across all languages. In the \emph{generalized} transfer setting, the performance boosted significantly, with 3.9 and 3.1 points on average in PAWS-X and MLQA.

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Ethical-Advice Taker: Do Language Models Understand Natural Language Interventions?

Is it possible to use natural language to intervene in a model's behavior and alter its prediction in a desired way? We investigate the effectiveness of natural language interventions for reading-comprehension systems, studying this in the context of social stereotypes. Specifically, we propose a new language understanding task, Linguistic Ethical Interventions (LEI), where the goal is to amend a question-answering (QA) model's unethical behavior by communicating context-specific principles of ethics and equity to it. To this end, we build upon recent methods for quantifying a system's social stereotypes, augmenting them with different kinds of ethical interventions and the desired model behavior under such interventions. Our zero-shot evaluation finds that even today's powerful neural language models are extremely poor ethical-advice takers, that is, they respond surprisingly little to ethical interventions even though these interventions are stated as simple sentences. Few-shot learning improves model behavior but remains far from the desired outcome, especially when evaluated for various types of generalization. Our new task thus poses a novel language understanding challenge for the community.

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SpeechNet: A Universal Modularized Model for Speech Processing Tasks

There is a wide variety of speech processing tasks ranging from extracting content information from speech signals to generating speech signals. For different tasks, model networks are usually designed and tuned separately. If a universal model can perform multiple speech processing tasks, some tasks might be improved with the related abilities learned from other tasks. The multi-task learning of a wide variety of speech processing tasks with a universal model has not been studied. This paper proposes a universal modularized model, SpeechNet, which treats all speech processing tasks into a speech/text input and speech/text output format. We select five essential speech processing tasks for multi-task learning experiments with SpeechNet. We show that SpeechNet learns all of the above tasks, and we further analyze which tasks can be improved by other tasks. SpeechNet is modularized and flexible for incorporating more modules, tasks, or training approaches in the future. We release the code and experimental settings to facilitate the research of modularized universal models and multi-task learning of speech processing tasks.

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Adapting Coreference Resolution for Processing Violent Death Narratives

Coreference resolution is an important component in analyzing narrative text from administrative data (e.g., clinical or police sources). However, existing coreference models trained on general language corpora suffer from poor transferability due to domain gaps, especially when they are applied to gender-inclusive data with lesbian, gay, bisexual, and transgender (LGBT) individuals. In this paper, we analyzed the challenges of coreference resolution in an exemplary form of administrative text written in English: violent death narratives from the USA's Centers for Disease Control's (CDC) National Violent Death Reporting System. We developed a set of data augmentation rules to improve model performance using a probabilistic data programming framework. Experiments on narratives from an administrative database, as well as existing gender-inclusive coreference datasets, demonstrate the effectiveness of data augmentation in training coreference models that can better handle text data about LGBT individuals.

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Evaluating the Values of Sources in Transfer Learning

Transfer learning that adapts a model trained on data-rich sources to low-resource targets has been widely applied in natural language processing (NLP). However, when training a transfer model over multiple sources, not every source is equally useful for the target. To better transfer a model, it is essential to understand the values of the sources. In this paper, we develop SEAL-Shap, an efficient source valuation framework for quantifying the usefulness of the sources (e.g., domains/languages) in transfer learning based on the Shapley value method. Experiments and comprehensive analyses on both cross-domain and cross-lingual transfers demonstrate that our framework is not only effective in choosing useful transfer sources but also the source values match the intuitive source-target similarity.

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"Nice Try, Kiddo": Investigating Ad Hominems in Dialogue Responses

Ad hominem attacks are those that target some feature of a person's character instead of the position the person is maintaining. These attacks are harmful because they propagate implicit biases and diminish a person's credibility. Since dialogue systems respond directly to user input, it is important to study ad hominems in dialogue responses. To this end, we propose categories of ad hominems, compose an annotated dataset, and build a classifier to analyze human and dialogue system responses to English Twitter posts. We specifically compare responses to Twitter topics about marginalized communities (#BlackLivesMatter, #MeToo) versus other topics (#Vegan, #WFH), because the abusive language of ad hominems could further amplify the skew of power away from marginalized populations. Furthermore, we propose a constrained decoding technique that uses salient $n$-gram similarity as a soft constraint for top-$k$ sampling to reduce the amount of ad hominems generated. Our results indicate that 1) responses from both humans and DialoGPT contain more ad hominems for discussions around marginalized communities, 2) different quantities of ad hominems in the training data can influence the likelihood of generating ad hominems, and 3) we can use constrained decoding techniques to reduce ad hominems in generated dialogue responses.

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Double Perturbation: On the Robustness of Robustness and Counterfactual Bias Evaluation

Robustness and counterfactual bias are usually evaluated on a test dataset. However, are these evaluations robust? If the test dataset is perturbed slightly, will the evaluation results keep the same? In this paper, we propose a "double perturbation" framework to uncover model weaknesses beyond the test dataset. The framework first perturbs the test dataset to construct abundant natural sentences similar to the test data, and then diagnoses the prediction change regarding a single-word substitution. We apply this framework to study two perturbation-based approaches that are used to analyze models' robustness and counterfactual bias in English. (1) For robustness, we focus on synonym substitutions and identify vulnerable examples where prediction can be altered. Our proposed attack attains high success rates (96.0%-99.8%) in finding vulnerable examples on both original and robustly trained CNNs and Transformers. (2) For counterfactual bias, we focus on substituting demographic tokens (e.g., gender, race) and measure the shift of the expected prediction among constructed sentences. Our method is able to reveal the hidden model biases not directly shown in the test dataset. Our code is available at https://github.com/chong-z/nlp-second-order-attack.

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Unsupervised Vision-and-Language Pre-training Without Parallel Images and Captions

Pre-trained contextual vision-and-language (V&L) models have achieved impressive performance on various benchmarks. However, existing models require a large amount of parallel image-caption data for pre-training. Such data are costly to collect and require cumbersome curation. Inspired by unsupervised machine translation, we investigate if a strong V&L representation model can be learned through unsupervised pre-training without image-caption corpora. In particular, we propose to conduct ``mask-and-predict'' pre-training on text-only and image-only corpora and introduce the object tags detected by an object recognition model as anchor points to bridge two modalities. We find that such a simple approach achieves performance close to a model pre-trained with aligned data, on four English V&L benchmarks. Our work challenges the widely held notion that aligned data is necessary for V&L pre-training, while significantly reducing the amount of supervision needed for V&L models.

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