SearcharxivSearch

arXiv subjects

Kaicheng Zhang

Publications and source records attributed to Kaicheng Zhang.

At least 19 recordsLinked to original sources

OpenFinGym: A Verifiable Multi-Task Gym Environment for Evaluating Quant Agents

Although large language model agents are increasingly applied to quantitative-finance workflows, their evaluation remains fragmented across isolated tasks, while the financial relevance of benchmark tasks is often overlooked. Yet financial workflows are inherently multi-stage, spanning interdependent tasks such as forecasting, strategy construction, risk management, and trading. Existing platforms typically focus on a single task, and can therefore overstate agent competence and fail to reveal weaknesses in generalization, real-market interaction, and financially meaningful decision-making. We introduce OpenFinGym, a unified gym environment for quantitative-finance agent development that covers forecasting, market generation, real-time trading, and fraud detection under a single execution and verification interface. OpenFinGym additionally provides an automated task-construction pipeline that turns quantitative finance publications into executable task packages; a containerised runtime with a host-side verifier service that supports scalable agent rollouts and prevents runtime train-test leakage; a paper trading engine with a low-latency data-stream design; deferred-resolution support for long-horizon and event-market forecasts; and integration for SFT and RL post-training

cs.AI

Probing the Structure and Dynamics of LLM Value Expression through Value Conflicts

Ethical evaluation of Large Language Models (LLMs) often characterizes model values as static and monolithic. In contrast, we argue that LLM value expression is better understood as a structured yet dynamic phenomenon. To investigate this, we introduce Conflict-driven Value Probing, a controlled framework that places LLMs in value conflicts and implements four types of interventions that perturb these conflicts to probe LLM value expression. Applying this framework to ten LLMs, we identify three recurring patterns. (1) Expression duality: models shift from broad idealistic orientations in abstract assessment toward more pragmatic priorities in concrete conflicts. (2) Functional steerability: models readily reconfigure their expressed value profiles toward task-defined value objectives. (3) Bounded plasticity: such reconfiguration is not without constraints, i.e. pressure induces a security- and goal-oriented priority shift while negative framing distinguishes protected values from those more amenable to redirection. Together, these findings characterize both the structure and dynamics of LLM value expression: context flexibly reconfigures expressed priorities, yet within behavioral boundaries. This behavioral account provides a foundation for understanding controllability, alignment, and safety in LLMs. Code and data are available at https://github.com/ZeroGen-Lab/CFProbe.

cs.CL

Generalized Linear Markov Decision Process

Offline reinforcement learning for longitudinal studies often faces two linked challenges: rewards may be binary or bounded, and reward observations may be available only for a subset of trajectories or time points even when the corresponding state-action-next-state histories are available. Linear Markov decision process methods are tractable because Bellman backups remain linear, but they require linear rewards and do not indicate how transition-only observations should be used. We introduce GRASP-MDP, Generalized Reward And Semi-supervised Pessimism for Markov Decision Processes, a reward-transition separated framework addressing both issues through one Bellman decomposition. It preserves linear transition dynamics while modeling reward means through generalized linear models. Although this breaks the usual linear Bellman form, the backup remains explicit as a nonlinear reward component plus a linear continuation component, yielding a nonlinear-plus-linear Bellman-complete class. In the resulting recursion, observed rewards estimate the generalized reward component, while all available transitions estimate the continuation component. The resulting pessimistic value iteration controls the two estimation errors separately without reward imputation. Finite-sample guarantees show that transition-only observations reduce transition-estimation error while reward uncertainty remains governed by observed rewards. Simulations and a multiple sclerosis electronic health record application illustrate the empirical benefit of retaining transition-only observations.

stat.ML

Stream Forcing: Constructing Unified Training Trajectory for Robust Streaming Video Generation

Streaming video generation holds strong potential for world modeling, where future frames must be inferred online sequentially to form a continuous video stream. However, streaming video diffusion models introduce a fundamental train-inference mismatch: inference follows a specialized denoising order, whereas advanced training strategies typically require diverse noise-level configurations. To address this trade-off between train-inference consistency and training coverage, we reformulate the video diffusion sampling as a frame-indexed stochastic process over noise levels. Within this stochastic process space, we construct a continuous training trajectory along which the sampling schedule progressively evolves from independent sampling to inference-consistent sampling. We further introduce a joint calibration algorithm and a temporal correlative sampling algorithm to ensure trajectory smoothness and cross-frame correlation. Building on these designs, we propose Stream Forcing, a unified training framework for streaming video generation that balances training sufficiency and inference efficiency. Extensive experiments demonstrate that Stream Forcing significantly improves generation quality with a 36.6% FVD improvement on the UCF-101 benchmark. Furthermore, our method facilitates robust zero-shot extrapolation to long-horizon video generation with a 27.9% FVD improvement on the UCF-101 benchmark.

cs.CV

Neural LiDAR Bundle Adjustment

Recent research has achieved remarkable novel view rendering and scene reconstruction results with Neural Radiance Field (NeRF), including extensions to the LiDAR modality. Few studies have, however, explored the key design differences between RGB NeRFs and LiDAR NeRFs, particularly considering their underlying working principles. In this work, we provide both theoretical and empirical evidence suggesting that the density of volume sampling plays a significant role in LiDAR NeRF. Based on this finding, we propose a novel Neural LiDAR Bundle Adjustment (NeLD-BA) algorithm, which is tailored using efficient volume sampling of LiDAR rays for joint optimization of LiDAR map and poses. Extensive experiments are performed using the Newer College and FusionPortable datasets to demonstrate the proposed NeLD-BA's state-of-the-art performance in multi-view point cloud registration and 3D mapping. We will open-source our code for the community.

cs.RO

EponaV2: Driving World Model with Comprehensive Future Reasoning

Data scaling plays a pivotal role in the pursuit of general intelligence. However, the prevailing perception-planning paradigm in autonomous driving relies heavily on expensive manual annotations to supervise trajectory planning, which severely limits its scalability. Conversely, although existing perception-free driving world models achieve impressive driving performance, their real-world reasoning ability for planning is solely built on next frame image forecasting. Due to the lack of enough supervision, these models often struggle with comprehensive scene understanding, resulting in unsatisfactory trajectory planning. In this paper, we propose EponaV2, a novel paradigm of driving world models, which achieves high-quality planning with comprehensive future reasoning. Inspired by how human drivers anticipate 3D geometry and semantics, we train our model to forecast more comprehensive future representations, which can be additionally decoded to future geometry and semantic maps. Extracting the 3D and semantic modalities enables our model to deeply understand the surrounding environment, and the future prediction task significantly enhances the real-world reasoning capabilities of EponaV2, ultimately leading to improved trajectory planning. Moreover, inspired by the training recipe of Large Language Models (LLMs), we introduce a flow matching group relative policy optimization mechanism to further improve planning accuracy. The state-of-the-art (SOTA) performances of EponaV2 among perception-free models on three NAVSIM benchmarks (+1.3PDMS, +5.5EPDMS) demonstrate the effectiveness of our methods.

cs.CV

Spectral Dataset of Stripped-Envelope Supernovae from the Tsinghua Supernova Group

The extent of envelope stripping in the progenitor stars is directly reflected in the diversity of spectral features observed in stripped-envelope supernovae (SESNe). Through extensive spectral observation and analysis, we aim to clarify the statistical differences between the subclasses of SESNe. The Tsinghua Supernova group obtained 249 optical spectra of 62 SESNe during the years from 2010 to 2020, covering phases from $-$16 to over 190 days relative to maximum light. Most spectra were obtained during the photospheric phases after the supernova explosion. For each spectrum, the pseudo-equivalent widths (pEWs) and blueshift velocities of principal lines were measured. We further investigated the common spectral features by analysing their velocity and strength correlations across all subtypes. We identify the feature near 6200~Å in SNe Ib as H$\mathrmα$ through comparison with SNe IIb and Ic, which resolves inconsistent literature interpretations. Our finding reveals prevalent residual hydrogen in SNe Ib, further supporting a continuous stripping sequence from SNe IIb to Ib. We observe a trend in increasing velocity among different subtypes of stripped-envelope SNe, with SNe IIb exhibiting the lowest line velocities, followed by Ib, Ic, and Ic-BL. Typically, the O~I lines in SNe Ic/Ic-BL are stronger than those seen in SNe IIb/Ib. In nebular phases, the [Ca II] emission dominates over [O I] in SNe IIb/Ib while [O I] is stronger in SNe Ic, including the He-rich SN 2016coi. This spectral dichotomy implies that progenitors of SNe Ic (BL) have more massive CO cores and hence higher initial masses.

astro-ph.HE

Are We Measuring Oversmoothing in Graph Neural Networks Correctly?

Oversmoothing is a fundamental challenge in graph neural networks (GNNs): as the number of layers increases, node embeddings become increasingly similar, and model performance drops sharply. Traditionally, oversmoothing has been quantified using metrics that measure the similarity of neighbouring node features, such as the Dirichlet energy. We argue that these metrics have critical limitations and fail to reliably capture oversmoothing in realistic scenarios. For instance, they provide meaningful insights only for very deep networks, while typical GNNs show a performance drop already with as few as 10 layers. As an alternative, we propose measuring oversmoothing by examining the numerical or effective rank of the feature representations. We provide extensive numerical evaluation across diverse graph architectures and datasets to show that rank-based metrics consistently capture oversmoothing, whereas energy-based metrics often fail. Notably, we reveal that drops in the rank align closely with performance degradation, even in scenarios where energy metrics remain unchanged. Along with the experimental evaluation, we provide theoretical support for this approach, clarifying why Dirichlet-like measures may fail to capture performance drop and proving that the numerical rank of feature representations collapses to one for a broad family of GNN architectures.

cs.LG

Stuart-Landau Oscillatory Graph Neural Network

Oscillatory Graph Neural Networks (OGNNs) are an emerging class of physics-inspired architectures designed to mitigate oversmoothing and vanishing gradient problems in deep GNNs. In this work, we introduce the Complex-Valued Stuart-Landau Graph Neural Network (SLGNN), a novel architecture grounded in Stuart-Landau oscillator dynamics. Stuart-Landau oscillators are canonical models of limit-cycle behavior near Hopf bifurcations, which are fundamental to synchronization theory and are widely used in e.g. neuroscience for mesoscopic brain modeling. Unlike harmonic oscillators and phase-only Kuramoto models, Stuart-Landau oscillators retain both amplitude and phase dynamics, enabling rich phenomena such as amplitude regulation and multistable synchronization. The proposed SLGNN generalizes existing phase-centric Kuramoto-based OGNNs by allowing node feature amplitudes to evolve dynamically according to Stuart-Landau dynamics, with explicit tunable hyperparameters (such as the Hopf-parameter and the coupling strength) providing additional control over the interplay between feature amplitudes and network structure. We conduct extensive experiments across node classification, graph classification, and graph regression tasks, demonstrating that SLGNN outperforms existing OGNNs and establishes a novel, expressive, and theoretically grounded framework for deep oscillatory architectures on graphs.

cs.LG

Wasserstein Transfer Learning

Transfer learning is a powerful paradigm for leveraging knowledge from source domains to enhance learning in a target domain. However, traditional transfer learning approaches often focus on scalar or multivariate data within Euclidean spaces, limiting their applicability to complex data structures such as probability distributions. To address this limitation, we introduce a novel transfer learning framework for regression models whose outputs are probability distributions residing in the Wasserstein space. When the informative subset of transferable source domains is known, we propose an estimator with provable asymptotic convergence rates, quantifying the impact of domain similarity on transfer efficiency. For cases where the informative subset is unknown, we develop a data-driven transfer learning procedure designed to mitigate negative transfer. The proposed methods are supported by rigorous theoretical analysis and are validated through extensive simulations and real-world applications. The code is available at https://github.com/h7nian/WaTL

cs.LG

A Simultaneous Synergistic Protection Mechanism in Hybrid Perovskite-Organic Multi-junctions Enables Long-Term Stable and Efficient Tandem Solar Cells

Perovskite-organic tandem solar cells (P-O TSCs) hold great promise for next-generation thin-film photovoltaics, with steadily improving power conversion efficiency (PCE). However, the development of optimal interconnecting layers (ICLs) remains one major challenge for further efficiency gains, and progress in understanding the improved long-term stability of P-O tandem configuration has been lagging. In this study, we experimentally investigate the enhanced stability of p-i-n P-O TSCs employing a simplified C60/atomic-layer-deposition (ALD) SnOx/PEDOT: PSS ICL without an additional charge recombination layer (CRL), which achieve an averaged efficiency of 25.12% and a hero efficiency of 25.5%. Our finding discovers that the recrystallization of C60, a widely used electron transport layer in perovskite photovoltaics, leads to the formation of grain boundaries during operation, which act as migration channels for the interdiffusion of halide and Ag ions. Critically, we demonstrate for the first time that the tandem device architecture, incorporating organic semiconductor layers, effectively suppresses the bi-directional ion diffusion and mitigates electrode corrosion. Thus, the P-O TSC establishes a mutual protection system: the organic layers stabilize the perovskite sub-cell by suppressing ion diffusion-induced degradation, and the perovskite layer shields the organic sub-cell from spectrally induced degradation. The simultaneous synergistic protection mechanism enables P-O TSCs to achieve exceptional long-term operational stability, retaining over 91% of their initial efficiency after 1000 hours of continuous metal-halide lamp illumination, and to exhibit minimal fatigue after 86 cycles (2067 hours) of long-term diurnal (12/12-hour) testing. These results demonstrate that tandem cells significantly outperform their single-junction counterparts in both efficiency and stability.

physics.app-ph

Rethinking the Vulnerability of Concept Erasure and a New Method

The proliferation of text-to-image diffusion models has raised significant privacy and security concerns, particularly regarding the generation of copyrighted or harmful images. In response, concept erasure (defense) methods have been developed to "unlearn" specific concepts through post-hoc finetuning. However, recent concept restoration (attack) methods have demonstrated that these supposedly erased concepts can be recovered using adversarially crafted prompts, revealing a critical vulnerability in current defense mechanisms. In this work, we first investigate the fundamental sources of adversarial vulnerability and reveal that vulnerabilities are pervasive in the prompt embedding space of concept-erased models, a characteristic inherited from the original pre-unlearned model. Furthermore, we introduce **RECORD**, a novel coordinate-descent-based restoration algorithm that consistently outperforms existing restoration methods by up to 17.8 times. We conduct extensive experiments to assess its compute-performance tradeoff and propose acceleration strategies.

cs.LG

CURL-SLAM: Continuous and Compact LiDAR Mapping

This paper studies 3D LiDAR mapping with a focus on developing an updatable and localizable map representation that enables continuity, compactness and consistency in 3D maps. Traditional LiDAR Simultaneous Localization and Mapping (SLAM) systems often rely on 3D point cloud maps, which typically require extensive storage to preserve structural details in large-scale environments. In this paper, we propose a novel paradigm for LiDAR SLAM by leveraging the Continuous and Ultra-compact Representation of LiDAR (CURL) introduced in [1]. Our proposed LiDAR mapping approach, CURL-SLAM, produces compact 3D maps capable of continuous reconstruction at variable densities using CURL's spherical harmonics implicit encoding, and achieves global map consistency after loop closure. Unlike popular Iterative Closest Point (ICP)-based LiDAR odometry techniques, CURL-SLAM formulates LiDAR pose estimation as a unique optimization problem tailored for CURL and extends it to local Bundle Adjustment (BA), enabling simultaneous pose refinement and map correction. Experimental results demonstrate that CURL-SLAM achieves state-of-the-art 3D mapping quality and competitive LiDAR trajectory accuracy, delivering sensor-rate real-time performance (10 Hz) on a CPU. We will release the CURL-SLAM implementation to the community.

cs.RO

Digital Beamforming Enhanced Radar Odometry

Radar has become an essential sensor for autonomous navigation, especially in challenging environments where camera and LiDAR sensors fail. 4D single-chip millimeter-wave radar systems, in particular, have drawn increasing attention thanks to their ability to provide spatial and Doppler information with low hardware cost and power consumption. However, most single-chip radar systems using traditional signal processing, such as Fast Fourier Transform, suffer from limited spatial resolution in radar detection, significantly limiting the performance of radar-based odometry and Simultaneous Localization and Mapping (SLAM) systems. In this paper, we develop a novel radar signal processing pipeline that integrates spatial domain beamforming techniques, and extend it to 3D Direction of Arrival estimation. Experiments using public datasets are conducted to evaluate and compare the performance of our proposed signal processing pipeline against traditional methodologies. These tests specifically focus on assessing structural precision across diverse scenes and measuring odometry accuracy in different radar odometry systems. This research demonstrates the feasibility of achieving more accurate radar odometry by simply replacing the standard FFT-based processing with the proposed pipeline. The codes are available at GitHub*.

cs.RO

AQUA-SLAM: Tightly-Coupled Underwater Acoustic-Visual-Inertial SLAM with Sensor Calibration

Underwater environments pose significant challenges for visual Simultaneous Localization and Mapping (SLAM) systems due to limited visibility, inadequate illumination, and sporadic loss of structural features in images. Addressing these challenges, this paper introduces a novel, tightly-coupled Acoustic-Visual-Inertial SLAM approach, termed AQUA-SLAM, to fuse a Doppler Velocity Log (DVL), a stereo camera, and an Inertial Measurement Unit (IMU) within a graph optimization framework. Moreover, we propose an efficient sensor calibration technique, encompassing multi-sensor extrinsic calibration (among the DVL, camera and IMU) and DVL transducer misalignment calibration, with a fast linear approximation procedure for real-time online execution. The proposed methods are extensively evaluated in a tank environment with ground truth, and validated for offshore applications in the North Sea. The results demonstrate that our method surpasses current state-of-the-art underwater and visual-inertial SLAM systems in terms of localization accuracy and robustness. The proposed system will be made open-source for the community.

cs.RO

Discovering one molecule out of a million: inverse design of molecular hole transporting semiconductors tailored for perovskite solar cells

The inverse design of tailored organic molecules for specific optoelectronic devices of high complexity holds an enormous potential, but has not yet been realized1,2. The complexity and literally infinite diversity of conjugated molecular structures present both, an unprecedented opportunity for technological breakthroughs as well as an unseen optimization challenge. Current models rely on big data which do not exist for specialized research films. However, a hybrid computational and high throughput experimental screening workflow allowed us to train predictive models with as little as 149 molecules. We demonstrate a unique closed-loop workflow combining high throughput synthesis and Bayesian optimization that discovers new hole transporting materials with tailored properties for solar cell applications. A series of high-performance molecules were identified from minimal suggestions, achieving up to 26.23% (certified 25.88%) power conversion efficiency in perovskite solar cells. Our work paves the way for rapid, informed discovery in vast molecular libraries, revolutionizing material selection for complex devices. We believe that our approach can be generalized to other emerging fields and indeed accelerate the development of optoelectronic semiconductor devices in general.

cond-mat.mtrl-sci

Fully printed flexible perovskite solar modules with improved energy alignment by tin oxide surface modification

Fully printed flexible perovskite solar cells (f-PSCs) show great potential for the commercialization of perovskite photovoltaics owing to their compatibility with high-throughput roll-to-roll (R2R) production. However, the challenge remains in the deficiency in controlling interfacial recombination losses of the functional layer, causing remarkable loss of power conversion efficiency (PCE) in industrial production. Here, a fullerene-substituted alkylphosphonic acid dipole layer is introduced between the R2R-printed tin oxide electron transport layer and the perovskite active layer to reduce the energetic barrier and to suppress surface recombination at the buried interface. The resulting f-PSCs exhibit a PCE of 17.0% with negligible hysteresis, retain 95% of their initial PCE over 3000 bending cycles and achieve a T95 lifetime of 1200 h under 1 sun and 65 degreeC in nitrogen atmosphere. Moreover, the fully printed flexible perovskite solar mini-modules (f-PSMs) with a 20.25 cm2 aperture area achieve a PCE of 11.6%. The encapsulated f-PSMs retain 90% of their initial PCE after 500 h damp-heat testing at 65 degreeC and 85% relative humidity (ISOS-D3). This work marks an important progress toward the realization of efficient and stable flexible perovskite photovoltaics for commercialization.

cond-mat.mtrl-sci

Precise Control of Process Parameters for >23% Efficiency Perovskite Solar Cells in Ambient Air Using an Automated Device Acceleration Platform

Achieving high-performance perovskite photovoltaics, especially in ambient air relies heavily on optimizing process parameters. However, traditional manual methods often struggle to effectively control the key variables. This inherent challenge requires a paradigm shift toward automated platforms capable of precise and reproducible experiments. Herein, we use a fully automated device acceleration platform (DAP) to optimize the process parameters for preparing full perovskite devices using a two-step method in ambient air. Eight process parameters that have the potential to significantly influence device performance are systematically optimized. Specifically, we delve into the impact of the dispense speed of organic ammonium halide, a parameter that is difficult to control manually, on both perovskite film and device performance. Through the targeted design of experiments, we reveal that the dispense speed significantly affects device performance primarily by adjusting the residual PbI2 content in the films. We find that moderate dispense speeds, e.g., 50 μl/s, contribute to top-performance devices. Conversely, too fast or too slow speeds result in devices with relatively poorer performance and lower reproducibility. The optimized parameter set enables us to establish a Standard Operation Procedure (SOP) for additive-free perovskite processing under ambient conditions, which yield devices with efficiencies surpassing 23%, satisfactory reproducibility, and state-of-the-art photo-thermal stability. This research underscores the importance of understanding the causality of process parameters in enhancing perovskite photovoltaic performance. Furthermore, our study highlights the pivotal role of automated platforms in discovering innovative workflows and accelerating the development of high-performing perovskite photovoltaic technologies.

physics.app-ph