SearcharxivSearch

arXiv subjects

Kaiyuan Zhang

Publications and source records attributed to Kaiyuan Zhang.

At least 19 recordsLinked to original sources

ActGov: Governing LLM Agent Actions via Policy-Constrained Validation

Large language model (LLM) agents increasingly execute long-horizon workflows through external tools, allowing untrusted outputs to influence subsequent actions and exceed user authorization. Existing defenses isolate injected content or constrain execution with predefined plans and static policies, but these approaches are brittle under dynamic workflows and scale poorly across extensible tool ecosystems. In this work, we present ActGov, a runtime enforcement framework that validates each LLM-proposed tool action before it causes external effects. Built on a unified semantic model of authorization, actions, runtime context, and security constraints, the ActGov-Policy component iteratively constructs a policy set from tool specifications, benign tasks, and observed failure traces, with each update verified through SMT-based counterexample checking. At runtime, ActGov-Runtime abstracts each tool call into finite policy records and permits it only if it remains within the task-scoped authorization boundary and satisfies all applicable policies. This per-action enforcement preserves authorization throughout long-horizon, dynamically branching workflows. We evaluate ActGov on the AgentDojo and AgentDyn benchmarks across multiple models and attack configurations. It shows that ActGov consistently reduces the success rate of indirect prompt-injection attacks while preserving task utility, significantly outperforming existing defenses. These results demonstrate that ActGov can enforce fine-grained authorization over dynamic agent executions without relying on the underlying LLM to correctly identify malicious instructions.

cs.CR

AURA: Uncertainty-Routed Activation Editing for Acoustic Grounding in Speech Foundation Models

Attention encoder-decoder (AED) Speech Foundation Models achieve strong ASR performance but can generate acoustically unsupported text when inputs contain no speech, weak acoustic evidence, or unreliable transcription. We propose AURA: Activation-editing with Uncertainty-Routed Adaptation, an ultra-efficient representation-editing method that freezes the pretrained model and applies sparse scale-and-shift edits to decoder cross-attention heads. AURA dynamically routes edits using cross-attention uncertainty features that capture over-concentration, diffuse attention, and abrupt frame shifts. We evaluate AURA on four datasets spanning non-speech hallucination and speech grounding stressors, including imperfect-label child speech, imperfect-label adult speech, and disfluent speech. On non-speech audio, AURA reduces hallucination rate from 89.18% to 1.94% without prior hallucination-head identification. On imperfect-label corpora, AURA approaches LoRA WER while using roughly 500x fewer trainable parameters. Sensitivity analysis and qualitative cross-attention examples are consistent with AURA's uncertainty-routed editing behavior, supporting dynamic activation editing as a practical path for grounding AED speech models.

eess.AS

Encoder Awakening via Adapters: Effective Domain-Adaptive Fine-tuning of Speech-LLMs

Speech Large Language Models (Speech-LLMs), typically built from a pre-trained speech encoder, a modality projector, and an LLM fine-tuned with Low-Rank Adapters (LoRA), have shown strong Automatic Speech Recognition (ASR) performance on general-domain speech. However, adapting them to domain-shifted speech, such as child or dialectal speech, remains challenging under limited target-domain data. Given the dominant role of the LLM in Speech-LLMs, with cross-entropy loss applied only at the LLM output, the speech encoder may receive insufficient adaptation to new acoustic conditions. In this paper, we propose Encoder Awakening via Adapters (EAVA), a simple yet effective domain-adaptive fine-tuning method for Speech-LLM-based ASR. First, lightweight adapters are inserted into each encoder layer and trained exclusively, enabling target-domain acoustic knowledge to be incorporated into the encoder while preserving its pre-trained knowledge. Second, the full model is jointly fine-tuned on the target domain with LoRA applied to the LLM. Experiments on three domain-shifted ASR datasets, covering child and dialectal speech, show that EAVA consistently outperforms vanilla fine-tuning and other baselines, achieving new state-of-the-art performance.

eess.AS

Hearing the Whispers: Black-Box Membership Inference Attacks on Finetuned TTS Models

Text-to-Speech (TTS) foundation models are increasingly fine-tuned on private datasets to synthesize highly personalized voices, introducing severe privacy risks by exposing both biometric identities and sensitive speech content. Existing black-box membership inference attacks (MIAs) follow a two-stage pipeline of query generation and representation engineering, both of which face unique challenges when adapted to TTS. For query generation, dual conditioning on synthesis text and reference speech creates a large and underexplored query design space with no established criterion for identifying an effective query. For representation engineering, the multi-level speech characteristics and temporal variability of speech make low-level representations and direct comparisons inadequate for capturing membership signals. To address these challenges, we present the first black-box MIA framework explicitly tailored to TTS models at both the speaker and record levels. For query generation, we characterize the feasible query space and establish two criteria, scorable extent and memorization elicitation, for evaluating five representative queries, identifying recitation as the strongest. For representation engineering, we obtain multi-level speech representations from embedding models and temporally align the generated and target audio for fine-grained comparison. Evaluations across three state-of-the-art TTS models (CosyVoice2, F5-TTS, and XTTS-v2) fine-tuned on two benchmark datasets (VCTK and British Dialect) reveal severe privacy leakage: speaker-level AUC remains above 0.80 and approaches 1.0 in the strongest settings, while record-level AUC ranges from 0.80 to 0.90 and remains effective even in challenging scenarios where both members and non-members are of the same speakers. We further identify speech characteristics associated with disproportionate vulnerability to memorization.

cs.CR

PII-TRACE: A Benchmark for Context-Aware PII Detection in Multi-Turn LLM Conversations

LLM assistants and agentic systems log long multi-turn conversations. AI providers often scan these conversations for Personally Identifiable Information (PII) and mask the PII before storing or processing conversation data. Yet most PII detectors and benchmarks target self-contained records rather than cross-turn evaluation. To evaluate PII detection across turns in multi-turn conversations, we introduce PII-TRACE (Tracing Recurring PII Across Conversational Exchanges), to our knowledge the first PII benchmark to assess whether detectors identify PII in conversational contexts and cover every mention of a recurring identifier across turns. PII-TRACE contains 13,148 synthetic multi-turn dialogues in 13 languages with character-level spans and identifier clusters. Across eleven baselines, including frontier LLMs, no detector achieves full entity-level coverage without substantial false positives on PII-free conversations, and single-pass reading loses a third of the gold characters on long dialogues. To close this gap, we introduce PII-Tracer, a compact 0.6B-parameter detector trained with conversation-level supervision. PII-Tracer attains the highest entity-level coverage of any system we evaluate and also performs strongly on standard single-record benchmarks.

cs.CL

StartupBench: Benchmarking General-Purpose Agents on Market-Validated End-to-End Workflows

Recent advances in Large Language Models(LLMs) and agents have substantially improved the ability of AI systems to execute complex tasks. Yet existing benchmarks largely rely on researcher-selected tasks, leaving uncertain whether such progress extends to the work that real-world users actually demand from AI systems. We introduce \textbf{StartupBench}, an E2E agent benchmark grounded in market-validated AI startup products. Rather than defining tasks from pre-defined assumptions about useful agent capabilities, we systematically study AI products with demonstrated adoption, together with their product workflows and users, to identify real-world tasks for which AI has established practical demand across diverse professional domains. We translate these workflows into complete deliverable-oriented tasks and evaluate them with fine-grained rubrics capturing their complex requirements. Across representative models evaluated under a unified agent harness, even the strongest model successfully completes only approximately 30\% of StartupBench, despite making substantial partial progress on many tasks. Further analysis identifies aspects like complex instruction following and domain-specific expertise as major sources of failure. Our results reveal that many market-validated workflows remain beyond the reliable capabilities of current general-purpose agents, establishing StartupBench as an empirical measure of progress toward E2E completions of real-world user tasks.

cs.AI

BrowseSafe: Understanding and Preventing Prompt Injection Within AI Browser Agents

The integration of artificial intelligence (AI) agents into web browsers introduces security challenges that go beyond traditional web application threat models. Prior work has identified prompt injection as a new attack vector for web agents, yet the resulting impact within real-world environments remains insufficiently understood. In this work, we examine the landscape of prompt injection attacks and synthesize a benchmark of attacks embedded in realistic HTML payloads. Our benchmark goes beyond prior work by emphasizing injections that can influence real-world actions rather than mere text outputs, and by presenting attack payloads with complexity and distractor frequency similar to what real-world agents encounter. We leverage this benchmark to conduct a comprehensive empirical evaluation of existing defenses, assessing their effectiveness across a suite of frontier AI models. We propose a multi-layered defense strategy comprising both architectural and model-based defenses to protect against evolving prompt injection attacks. Our work offers a blueprint for designing practical, secure web agents through a defense-in-depth approach.

cs.LG

Workflow-GYM: Towards Long-Horizon Evaluation of Computer-use Agentic tasks in Real-World Professional Fields

Recent years have witnessed the rapid evolution of AI agents toward handling increasingly complex, real-world tasks. However, existing benchmarks rarely evaluate whether agents can operate graphical user interfaces to complete long-horizon, high-value professional workflows across diverse domains. Current GUI benchmarks still predominantly focus on general-purpose software, relatively simple applications, and short-horizon tasks, leaving it largely unknown whether modern agents can follow user instructions to autonomously operate domain-specific professional software and accomplish economically valuable work in an end-to-end manner. To bridge this gap, we introduce Workflow-GYM, a benchmark for long-horizon GUI tasks centered on professional domains and specialized software environments. Through extensive experiments on state-of-the-art models, we find that even the strongest models achieve only slightly above 30% success rates, highlighting that professional long-horizon GUI workflows remain highly challenging for current GUI agents. Further analysis reveals that current agents struggle to maintain long-horizon workflow consistency, frequently exhibiting workflow stage omission, error propagation, objective drift, and insufficient understanding of professional software environments. Our findings provide important insights into the limitations of current agent systems and suggest key directions for the next generation of GUI-agent research.

cs.AI

Microscopic Study of Charge Properties in Halo Nuclei

Employing the relativistic continuum Hartree-Bogoliubov (RCHB) theory with intrinsic electromagnetic structure corrections, this work primarily investigates the charge properties of halo nuclei along the Ne and P isotopic chains. Our results characterize halo nuclei by an extended tail in the charge density and distinct signatures in the charge form factors at low momentum transfer. Moreover, the higher-order radial moments of nuclear charge density, particularly the eighth moment, exhibit pronounced oscillations, serving as a key indicator of the neutron halo structure. These special features in nuclear charge distributions will serve as key references for identifying halo nuclei.

nucl-th

Entropy-Aware Domain-Routed Mixture-of-Experts Speech-LLM Framework: A Case Study of Multi-Domain Child-Adult ASR

While Speech Large Language Models (Speech-LLMs) have achieved strong performance on adult Automatic Speech Recognition (ASR), their effectiveness on child speech remains under-explored, and single models often struggle to handle diverse adult and child age groups simultaneously. This paper proposes a Mixture-of-Experts (MoE) Speech-LLM for unified ASR across adult and child speech spanning diverse environments and age groups. The framework employs a Classifier-based Domain Router (C-DR) with a coarse-to-fine strategy and integrates both a Mixture-of-Projectors (MoP) and a Mixture-of-LoRAs (MoL) to model domain-specific variations. To address routing uncertainty near domain boundaries, an Entropy-Aware Routing (EAR) mechanism is introduced to dynamically incorporate a shared expert. Experiments on public child corpora demonstrate consistent improvements over baselines while preserving adult ASR performance. To our knowledge, this is the first work leveraging Speech-LLMs for unified, multi-domain ASR encompassing both children and adults.

eess.AS

GC-LoRA: Gated Convolutional LoRA for Parameter-Efficient Acoustic Adaptation

Transformer-based Speech Foundation Models excel in most Automatic Speech Recognition tasks but often suffer performance degradation when applied to domains with mismatched acoustic characteristics. While Parameter Efficient Fine-Tuning (PEFT) methods, such as Low-Rank Adaptation (LoRA), adjust global attention, they lack the local context modeling crucial for capturing domain-specific variations. We propose GC-LoRA, a novel adapter architecture that injects Conformer-style local convolutional processing into pretrained Transformer encoders. By integrating a lightweight adapter to encoder attention output projections, our method efficiently captures local acoustic dependencies without disrupting pretrained global representations. Experiments across diverse datasets (acoustically-degraded, bandlimited, dialectal, child) demonstrate the efficacy of our approach, achieving Word Error Rate (WER) reductions of up to 10.9% compared to baselines while adding minimal trainable parameters.

eess.AS

Gumbel-BEARD: Automatic Layer Selection for Self-Supervised Adaptation of Whisper in Low-Resource Domains

Speech foundation models often struggle in low-resource domains due to domain mismatch and data scarcity. We propose Gumbel-BEARD, a domain adaptation framework that automates Whisper encoder layer selection via an end-to-end trainable hard Gumbel-Softmax selector. It enables self-supervised adaptation with a BEST-RQ objective that dynamically adapts to target acoustic characteristics without manual tuning. Experiments on the MyST child speech corpus demonstrate efficiency and scalability: with 10 h of labeled data for fine-tuning, our method matches a fully supervised baseline trained on the complete 133 h labeled set. We establish new state-of-the-art word error rates (WERs) of 8.21% using Whisper-medium on MyST and 11.06% using Whisper-small on the OGI Spontaneous dataset. Evaluation on CORAAL further confirms robustness to adult dialectal domain shifts, with up to 6% relative WER reduction, highlighting the generalizability of our approach to diverse low-resource conditions.

eess.AS

Civil Court Simulation with Large Language Models

Court simulation bridges legal education and judicial practice, yet human-based simulations are costly and difficult to scale. Large language models (LLMs) offer a scalable alternative, but existing court-simulation research mainly focuses on criminal cases. Civil litigation is more common in practice and harder to simulate because its claims, liability, and remedies are more flexible. We present a multi-agent court simulation framework for Chinese civil cases. The framework organizes role-based interaction through a five-stage civil trial procedure and integrates memory module and statute retrieval to support long-process adjudication. Experiments show that the framework produces reliable civil judgments, with clear strengths in liability allocation and multi-item adjudication. Further experiments show that memory quality substantially affects downstream simulation quality. Through a five-layer factor framework, we analyze how legal grounding, information conditions, judicial capability and role orientation, organizational pressure, and social context affect the framework's reliability and behavior. These results support the effectiveness of the proposed framework for civil court simulation. The dataset and code are available at: https://github.com/foggpoy/Civil-Court.

cs.CL

What-If World: A Causal Benchmark for General World Models in Embodied Scenarios

Video generation models are increasingly used as world simulators for tasks like driving and robotic manipulation. What matters in these settings is not whether a single video looks right, but whether the model's output changes when its input changes. We test this by giving a model two prompts describing the same scene with one physical detail varied, and checking whether the two videos diverge the way physics predicts. The wording difference between the prompts is small by design, since only one variable is changed, but the correct physical difference is not. A model that misses this can still produce two videos that each look plausible individually, and existing benchmarks score videos one at a time and cannot detect this failure. We introduce What-If World, 319 such prompt pairs built on real frames from nuScenes and DROID, organized by a taxonomy of six physical variables shared across driving and manipulation. Each pair is scored with APEO, a four-part rubric checking whether each video follows its prompt (Adherence), is physically consistent (Physics), preserves the shared scene (Environment), and ends in the correct difference (Outcome). Across nine state-of-the-art models, no system exceeds 52% on the paired score, and open-source models cluster near 28%. Every model tested fails on a large fraction of causal interventions, indicating substantial room before these models can reliably support action-conditioned simulation or model-based planning. Where models do score well, performance appears to track the visual prominence of the intervention rather than the tractability of its underlying physics. Some visually subtle interventions score as low as 14.2%, while visually pronounced ones reach 40.4%.

cs.CV

Xpertbench: Expert Level Tasks with Rubrics-Based Evaluation

As Large Language Models (LLMs) exhibit plateauing performance on conventional benchmarks, a pivotal challenge persists: evaluating their proficiency in complex, open-ended tasks characterizing genuine expert-level cognition. Existing frameworks suffer from narrow domain coverage, reliance on generalist tasks, or self-evaluation biases. To bridge this gap, we present XpertBench, a high-fidelity benchmark engineered to assess LLMs across authentic professional domains. XpertBench consists of 1,346 meticulously curated tasks across 80 categories, spanning finance, healthcare, legal services, education, and dual-track research (STEM and Humanities). These tasks are derived from over 1,000 submissions by domain experts--including researchers from elite institutions and practitioners with extensive clinical or industrial experience--ensuring superior ecological validity. Each task uses detailed rubrics with mostly 15-40 weighted checkpoints to assess professional rigor. To facilitate scalable yet human-aligned assessment, we introduce ShotJudge, a novel evaluation paradigm that employs LLM judges calibrated with expert few-shot exemplars to mitigate self-rewarding biases. Our empirical evaluation of state-of-the-art LLMs reveals a pronounced performance ceiling: even leading models achieve a peak success rate of only ~66%, with a mean score around 55%. Models also exhibit domain-specific divergence, showing non-overlapping strengths in quantitative reasoning versus linguistic synthesis.. These findings underscore a significant "expert-gap" in current AI systems and establish XpertBench as a critical instrument for navigating the transition from general-purpose assistants to specialized professional collaborators.

cs.AI

Security Considerations for Artificial Intelligence Agents

This article, a lightly adapted version of Perplexity's response to NIST/CAISI Request for Information 2025-0035, details our observations and recommendations concerning the security of frontier AI agents. These insights are informed by Perplexity's experience operating general-purpose agentic systems used by millions of users and thousands of enterprises in both controlled and open-world environments. Agent architectures change core assumptions around code-data separation, authority boundaries, and execution predictability, creating new confidentiality, integrity, and availability failure modes. We map principal attack surfaces across tools, connectors, hosting boundaries, and multi-agent coordination, with particular emphasis on indirect prompt injection, confused-deputy behavior, and cascading failures in long-running workflows. We then assess current defenses as a layered stack: input-level and model-level mitigations, sandboxed execution, and deterministic policy enforcement for high-consequence actions. Finally, we identify standards and research gaps, including adaptive security benchmarks, policy models for delegation and privilege control, and guidance for secure multi-agent system design aligned with NIST risk management principles.

cs.LG

AutoVerifier: An Agentic Automated Verification Framework Using Large Language Models

Scientific and Technical Intelligence (S&TI) analysis requires verifying complex technical claims across rapidly growing literature, where existing approaches fail to bridge the verification gap between surface-level accuracy and deeper methodological validity. We present AutoVerifier, an LLM-based agentic framework that automates end-to-end verification of technical claims without requiring domain expertise. AutoVerifier decomposes every technical assertion into structured claim triples of the form (Subject, Predicate, Object), constructing knowledge graphs that enable structured reasoning across six progressively enriching layers: corpus construction and ingestion, entity and claim extraction, intra-document verification, cross-source verification, external signal corroboration, and final hypothesis matrix generation. We demonstrate AutoVerifier on a contested quantum computing claim, where the framework, operated by analysts with no quantum expertise, automatically identified overclaims and metric inconsistencies within the target paper, traced cross-source contradictions, uncovered undisclosed commercial conflicts of interest, and produced a final assessment. These results show that structured LLM verification can reliably evaluate the validity and maturity of emerging technologies, turning raw technical documents into traceable, evidence-backed intelligence assessments.

cs.AI

One neutron triaxial halo candidates in aluminum isotopes from reaction observables

Microscopic description of one neutron ($1n$) halo candidates $^{40,42}$Al, with particular triaxial shape, is presented by combining the triaxial relativistic Hartree-Bogoliubov theory in continuum (TRHBc) with the Glauber reaction model for the first time. In this scheme, the reaction cross sections of aluminum isotopes on a carbon target at 240 and 900 MeV/A are calculated, which exhibit a pronounced increase for $^{40,42}$Al + $^{12}$C deviating from the systematic trend of their neighbours. Furthermore, the predicted longitudinal momentum distributions of the residues after $1n$ removal reactions for $^{40,42}$Al + $^{12}$C are narrower than those for $^{36,38}$Al + $^{12}$C, which suggest halo structure with spatially extended density distribution. Based on the large occupation probabilities of $p$-wave valence neutrons, we identify $^{40,42}$Al as the first triaxially deformed $1n$ $p$-wave halo candidates. This work cast a new light on the search for the heavier halo nuclei for future experiments in the mass region of $A\approx40$, through theoretical predictions from triaxial structure to reaction observables.

nucl-th