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Kamalika Das

Publications and source records attributed to Kamalika Das.

At least 19 recordsLinked to original sources

Observational Policy Ranking for SMB Financial Guidance from Multi-Action Accounting Logs

Small and medium-sized businesses need timely financial guidance, yet historical accounting logs record self-selected and often co-occurring business changes rather than randomized recommendations. We formulate this setting as observational policy ranking: from pre-decision financial information, a policy selects one of 34 ledger-derived business-change categories for a target financial KPI. Using 85,078 company-month observations from 7,505 firms, we introduce Covariate-Adjusted Residual Policy Learning (CAR-PL), an action-wise R-learner that operates directly on multi-hot logs and regularizes selection by observational support. We compare CAR-PL with an uplift T-Learner, a conservative contextual value model, a zero-shot LLM, and non-personalized references on company-disjoint held-out firms under a shared model-assisted scoring rule. CAR-PL has the highest Gross Profit point estimate (0.084), the T-Learner has the highest Revenue point estimate (0.085), and the contextual value model has the highest Quick Ratio point estimate (0.062). CAR-PL and the T-Learner are not statistically separated on either growth KPI in matched company-clustered comparisons, while CAR-PL selects 33-34 categories and produces less concentrated selections across the catalog. Outcome-model-only scoring retains the same KPI-level point-estimate leader or top pair, and category rankings remain similar when the all-zero treatment reference is replaced by the most common training co-action pattern. These findings support objective-specific ranking of SMB financial guidance from multi-action accounting logs.

cs.LG

RIMRULE: Improving Tool-Using Language Agents via MDL-Guided Rule Learning

Large language models (LLMs) often struggle to use tools reliably in domain-specific settings, where APIs may be idiosyncratic, under-documented, or tailored to private workflows. This highlights the need for effective adaptation to task-specific tools. We propose RIMRULE, a neuro-symbolic approach for LLM adaptation based on dynamic rule injection. Compact, interpretable rules are distilled from failure traces and injected into the prompt during inference to improve task performance. These rules are proposed by the LLM itself and consolidated using a Minimum Description Length (MDL) objective that favors generality and conciseness. Each rule is stored in both natural language and a structured symbolic form, supporting efficient retrieval at inference time. Experiments on tool-use benchmarks show that this approach improves accuracy on both seen and unseen tools without modifying LLM weights. It outperforms prompting-based adaptation methods and complements finetuning. Moreover, rules learned from one LLM can be reused to improve others, including long reasoning LLMs, highlighting the portability of symbolic knowledge across architectures.

cs.CL

Textual Belief States for World Models: Identifiable Representation Learning Under Strict Mediation

World models in partially observed environments rely on latent representations that summarize interaction history, but in many modern LLM-based architectures predictive performance fails to reflect representation quality due to history bypass, rendering the latent state unidentifiable. Strict latent state mediation, requiring predictions to depend only on the latent state and action, is a classical principle that resolves this, but enforcing it in text-based settings is an open challenge: textual latent states are discrete and non-differentiable, precluding variational training, and expressive LLM decoders readily ignore the bottleneck. We show how to make strict mediation work in the text domain. We formalize why it is necessary, showing that strict mediation makes representation quality empirically testable while history-leaky architectures break this connection. We then introduce textual latent states, which are discrete, interpretable, and variable-length, and factorized GRPO (fGRPO), a tree-structured reinforcement learning method that enforces strict mediation during training. Experiments on TextWorld and ScienceWorld show preserved one-step prediction accuracy alongside up to 57\% gains in representation quality and 98\% improvements in rollout performance, increasing with task complexity and horizon.

cs.LG

When Evidence is Sparse: Weakly Supervised Early Failure Alerting in Dialogs and LLM-Agent Trajectories

Early failure alerting requires deciding, while a dialog or agent trajectory is still unfolding, whether to flag it as likely to fail. This is challenging because supervision is typically available only as a trajectory-level success/failure label while alerts must be raised from partial interactions. Prior early-classification methods often bridge this gap by assigning the terminal label to every prefix, treating every turn as failure evidence. We hypothesize that this prefix-label assumption is poorly matched to multi-turn language interactions, where evidence of eventual failure is sparse and often delayed. In this paper, we introduce a two-stage approach that learns from this sparse evidence structure and uses the resulting risk estimates for controllable early alerting. Specifically, our attention-based failure predictor learns sparse turn-level failure evidence from trajectory labels and uses it to estimate failure risk from partial histories. We then pair this predictor with $α$-STOP, a single preference-conditioned stopping policy that selects an accuracy-earliness operating point at inference time rather than training a separate trigger for each preference. Across five benchmarks spanning customer support, task-oriented dialog, persuasion, tool use, and planning, we first show that high-relevance failure evidence occupies only 4.7-11.3% of turns and first appears after 59.0-83.6\% of trajectories on average. We further show that the attention-based predictor improves Pareto-frontier quality (hypervolume) by 1-10\% over naive prefix supervision, and that the full system improves frontier quality by 3-42\% over state-of-the-art trigger policies while reducing training cost per operating point by 1-3 orders of magnitude.

cs.CL

Executable Schema Contracts: From Automatic Ingestion to Multi-Source Retrieval

Real-world data spans tables, documents, and semi-structured files with implicit semantics. Querying this data requires integrating evidence across inconsistent schemas and formats, yet existing approaches either demand costly manual engineering or bypass structure entirely. We present a system that automatically discovers an executable schema from raw multi-source data and uses it as a shared contract for knowledge graph construction and query-time retrieval. A closed-world field catalog constrains LLM-based schema discovery to attested fields; deterministic structural analysis infers identity keys, foreign keys, and source hierarchy; and the resulting schema drives extraction, deduplication, and cross-source linking into a provenance-aware knowledge graph. At query time the schema -- optionally extended via a monotonic protocol -- conditions a multi-tool agent routing retrieval across structured lookup, graph traversal, and vector search, returning grounded answers with traceable citations. In controlled zero-shot comparisons using the same LLM, data, and evaluation harness, the system improves over retrieval-only and decomposition-based baselines across four QA benchmarks, with ablations showing that schema-conditioned routing, structural intelligence, and schema-guided construction each contribute to the gains.

cs.CL

Learning to Rewrite Tool Descriptions for Reliable LLM-Agent Tool Use

While most efforts to improve LLM-based tool-using agents focus on the agent itself - through larger models, better prompting, or fine-tuning - agent performance increasingly plateaus due to the quality of the tool interfaces these agents consume. Tool descriptions are often written for human developers and tolerate ambiguity that agents cannot resolve, particularly as the number of candidate tools grows. Existing approaches to improving tool interfaces (1) require re-running a multi-stage per-tool pipeline - synthesizing queries, executing an agent to collect trajectories, annotating trajectories, and prompting a strong LLM multiple times - for every API that enters the catalog, and (2) typically optimize each tool independently, limiting scalability and generalization to unseen tools. We propose Trace-Free+, a curriculum learning framework that progressively transfers supervision from trace-rich settings to trace-free deployment, encouraging the model to internalize reusable patterns of what makes a tool description effective. To support this approach, we construct a large-scale dataset of high-quality tool interfaces derived from real-world APIs through a principled data synthesis workflow. Experiments on widely adopted benchmarks show that Trace-Free+ improves robustness as tool catalogs scale to 150+ candidates - in scaling experiments, reducing accuracy degradation by 29.23% and improving average query-level success by 60.89% on StableToolBench - generalizes across domains without retraining, and provides complementary gains on top of agent fine-tuning.

cs.AI

REMem: Reasoning with Episodic Memory in Language Agent

Humans excel at remembering concrete experiences along spatiotemporal contexts and performing reasoning across those events, i.e., the capacity for episodic memory. In contrast, memory in language agents remains mainly semantic, and current agents are not yet capable of effectively recollecting and reasoning over interaction histories. We identify and formalize the core challenges of episodic recollection and reasoning from this gap, and observe that existing work often overlooks episodicity, lacks explicit event modeling, or overemphasizes simple retrieval rather than complex reasoning. We present REMem, a two-phase framework for constructing and reasoning with episodic memory: 1) Offline indexing, where REMem converts experiences into a hybrid memory graph that flexibly links time-aware gists and facts. 2) Online inference, where REMem employs an agentic retriever with carefully curated tools for iterative retrieval over the memory graph. Comprehensive evaluation across four episodic memory benchmarks shows that REMem substantially outperforms state-of-the-art memory systems such as Mem0 and HippoRAG 2, showing 3.4% and 13.4% absolute improvements on episodic recollection and reasoning tasks, respectively. Moreover, REMem also demonstrates more robust refusal behavior for unanswerable questions.

cs.AI

COMBOOD: A Semiparametric Approach for Detecting Out-of-distribution Data for Image Classification

Identifying out-of-distribution (OOD) data at inference time is crucial for many machine learning applications, especially for automation. We present a novel unsupervised semi-parametric framework COMBOOD for OOD detection with respect to image recognition. Our framework combines signals from two distance metrics, nearest-neighbor and Mahalanobis, to derive a confidence score for an inference point to be out-of-distribution. The former provides a non-parametric approach to OOD detection. The latter provides a parametric, simple, yet effective method for detecting OOD data points, especially, in the far OOD scenario, where the inference point is far apart from the training data set in the embedding space. However, its performance is not satisfactory in the near OOD scenarios that arise in practical situations. Our COMBOOD framework combines the two signals in a semi-parametric setting to provide a confidence score that is accurate both for the near-OOD and far-OOD scenarios. We show experimental results with the COMBOOD framework for different types of feature extraction strategies. We demonstrate experimentally that COMBOOD outperforms state-of-the-art OOD detection methods on the OpenOOD (both version 1 and most recent version 1.5) benchmark datasets (for both far-OOD and near-OOD) as well as on the documents dataset in terms of accuracy. On a majority of the benchmark datasets, the improvements in accuracy resulting from the COMBOOD framework are statistically significant. COMBOOD scales linearly with the size of the embedding space, making it ideal for many real-life applications.

cs.CV

SEE: Strategic Exploration and Exploitation for Cohesive In-Context Prompt Optimization

Designing optimal prompts for Large Language Models (LLMs) is a complicated and resource-intensive task, often requiring substantial human expertise and effort. Existing approaches typically separate the optimization of prompt instructions and in-context learning examples, leading to incohesive prompts that are defined and represented by suboptimal task performance. To overcome these challenges, we propose a novel Cohesive In-Context Prompt Optimization framework that refines both prompt instructions and examples. However, formulating such an optimization in the discrete and high-dimensional space of natural language poses significant challenges in both convergence and computational efficiency. To address these issues, we introduce SEE, a scalable and efficient prompt optimization framework that adopts metaheuristic optimization principles and strategically balances exploration and exploitation to enhance optimization performance and achieve efficient convergence. SEE features a quad-phased design that alternates between global traversal (exploration) and local optimization (exploitation) and adaptively chooses LLM operators during the optimization process. We have conducted a comprehensive evaluation across 35 benchmark tasks, and SEE significantly outperforms state-of-the-art baseline methods by a large margin, achieving an average performance gain of 13.94 while reducing computational costs by 58.67.

cs.CL

A Survey of Automatic Prompt Optimization with Instruction-focused Heuristic-based Search Algorithm

Recent advances in Large Language Models have led to remarkable achievements across a variety of Natural Language Processing tasks, making prompt engineering increasingly central to guiding model outputs. While manual methods can be effective, they typically rely on intuition and do not automatically refine prompts over time. In contrast, automatic prompt optimization employing heuristic-based search algorithms can systematically explore and improve prompts with minimal human oversight. This survey proposes a comprehensive taxonomy of these methods, categorizing them by where optimization occurs, what is optimized, what criteria drive the optimization, which operators generate new prompts, and which iterative search algorithms are applied. We further highlight specialized datasets and tools that support and accelerate automated prompt refinement. We conclude by discussing key open challenges pointing toward future opportunities for more robust and versatile LLM applications.

cs.CL

Gradient-guided Attention Map Editing: Towards Efficient Contextual Hallucination Mitigation

In tasks like summarization and open-book question answering (QA), Large Language Models (LLMs) often encounter "contextual hallucination", where they produce irrelevant or incorrect responses despite having access to accurate source information. This typically occurs because these models tend to prioritize self-generated content over the input context, causing them to disregard pertinent details. To address this challenge, we introduce a novel method called "Guided Attention Map Editing" (GAME), which dynamically adjusts attention maps to improve contextual relevance. During inference, GAME employs a trained classifier to identify attention maps prone to inducing hallucinations and executes targeted interventions. These interventions, guided by gradient-informed "edit directions'', strategically redistribute attention weights across various heads to effectively reduce hallucination. Comprehensive evaluations on challenging summarization and open-book QA tasks show that GAME consistently reduces hallucinations across a variety of open-source models. Specifically, GAME reduces hallucinations by 10% in the XSum summarization task while achieving a 7X speed-up in computational efficiency compared to the state-of-the-art baselines.

cs.CL

The Behavior Gap: Evaluating Zero-shot LLM Agents in Complex Task-Oriented Dialogs

Large Language Model (LLM)-based agents have significantly impacted Task-Oriented Dialog Systems (TODS) but continue to face notable performance challenges, especially in zero-shot scenarios. While prior work has noted this performance gap, the behavioral factors driving the performance gap remain under-explored. This study proposes a comprehensive evaluation framework to quantify the behavior gap between AI agents and human experts, focusing on discrepancies in dialog acts, tool usage, and knowledge utilization. Our findings reveal that this behavior gap is a critical factor negatively impacting the performance of LLM agents. Notably, as task complexity increases, the behavior gap widens (correlation: 0.963), leading to a degradation of agent performance on complex task-oriented dialogs. For the most complex task in our study, even the GPT-4o-based agent exhibits low alignment with human behavior, with low F1 scores for dialog acts (0.464), excessive and often misaligned tool usage with a F1 score of 0.139, and ineffective usage of external knowledge. Reducing such behavior gaps leads to significant performance improvement (24.3% on average). This study highlights the importance of comprehensive behavioral evaluations and improved alignment strategies to enhance the effectiveness of LLM-based TODS in handling complex tasks.

cs.CL

Transaction Categorization with Relational Deep Learning in QuickBooks

Automatic transaction categorization is crucial for enhancing the customer experience in QuickBooks by providing accurate accounting and bookkeeping. The distinct challenges in this domain stem from the unique formatting of transaction descriptions, the wide variety of transaction categories, and the vast scale of the data involved. Furthermore, organizing transaction data in a relational database creates difficulties in developing a unified model that covers the entire database. In this work, we develop a novel graph-based model, named Rel-Cat, which is built directly over the relational database. We introduce a new formulation of transaction categorization as a link prediction task within this graph structure. By integrating techniques from natural language processing and graph machine learning, our model not only outperforms the existing production model in QuickBooks but also scales effectively to a growing customer base with a simpler, more effective architecture without compromising on accuracy. This design also helps tackle a key challenge of the cold start problem by adapting to minimal data.

cs.CE

SCE: Scalable Consistency Ensembles Make Blackbox Large Language Model Generation More Reliable

Large language models (LLMs) have demonstrated remarkable performance, yet their diverse strengths and weaknesses prevent any single LLM from achieving dominance across all tasks. Ensembling multiple LLMs is a promising approach to generate reliable responses but conventional ensembling frameworks suffer from high computational overheads. This work introduces Scalable Consistency Ensemble (SCE), an efficient framework for ensembling LLMs by prompting consistent outputs. The SCE framework systematically evaluates and integrates outputs to produce a cohesive result through two core components: SCE-CHECK, a mechanism that gauges the consistency between response pairs via semantic equivalence; and SCE-FUSION, which adeptly merges the highest-ranked consistent responses from SCE-CHECK, to optimize collective strengths and mitigating potential weaknesses. To improve the scalability with multiple inference queries, we further propose ``{You Only Prompt Once}'' (YOPO), a novel technique that reduces the inference complexity of pairwise comparison from quadratic to constant time. We perform extensive empirical evaluations on diverse benchmark datasets to demonstrate \methodName's effectiveness. Notably, the \saccheckcomponent outperforms conventional baselines with enhanced performance and a significant reduction in computational overhead.

cs.CL

Learning to Search Effective Example Sequences for In-Context Learning

Large language models (LLMs) demonstrate impressive few-shot learning capabilities, but their performance varies widely based on the sequence of in-context examples. Key factors influencing this include the sequence's length, composition, and arrangement, as well as its relation to the specific query. Existing methods often tackle these factors in isolation, overlooking their interdependencies. Moreover, the extensive search space for selecting optimal sequences complicates the development of a holistic approach. In this work, we introduce Beam Search-based Example Sequence Constructor (BESC), a novel method for learning to construct optimal example sequences. BESC addresses all key factors involved in sequence selection by considering them jointly during inference, while incrementally building the sequence. This design enables the use of beam search to significantly reduce the complexity of the search space. Experiments across various datasets and language models show notable improvements in performance.

cs.CL

Synthetic Knowledge Ingestion: Towards Knowledge Refinement and Injection for Enhancing Large Language Models

Large language models (LLMs) are proficient in capturing factual knowledge across various domains. However, refining their capabilities on previously seen knowledge or integrating new knowledge from external sources remains a significant challenge. In this work, we propose a novel synthetic knowledge ingestion method called Ski, which leverages fine-grained synthesis, interleaved generation, and assemble augmentation strategies to construct high-quality data representations from raw knowledge sources. We then integrate Ski and its variations with three knowledge injection techniques: Retrieval Augmented Generation (RAG), Supervised Fine-tuning (SFT), and Continual Pre-training (CPT) to inject and refine knowledge in language models. Extensive empirical experiments are conducted on various question-answering tasks spanning finance, biomedicine, and open-generation domains to demonstrate that Ski significantly outperforms baseline methods by facilitating effective knowledge injection. We believe that our work is an important step towards enhancing the factual accuracy of LLM outputs by refining knowledge representation and injection capabilities.

cs.CL

Survival of the Safest: Towards Secure Prompt Optimization through Interleaved Multi-Objective Evolution

Large language models (LLMs) have demonstrated remarkable capabilities; however, the optimization of their prompts has historically prioritized performance metrics at the expense of crucial safety and security considerations. To overcome this shortcoming, we introduce "Survival of the Safest" (SoS), an innovative multi-objective prompt optimization framework that enhances both performance and security in LLMs simultaneously. SoS utilizes an interleaved multi-objective evolution strategy, integrating semantic, feedback, and crossover mutations to effectively traverse the prompt landscape. Differing from the computationally demanding Pareto front methods, SoS provides a scalable solution that expedites optimization in complex, high-dimensional discrete search spaces while keeping computational demands low. Our approach accommodates flexible weighting of objectives and generates a pool of optimized candidates, empowering users to select prompts that optimally meet their specific performance and security needs. Experimental evaluations across diverse benchmark datasets affirm SoS's efficacy in delivering high performance and notably enhancing safety and security compared to single-objective methods. This advancement marks a significant stride towards the deployment of LLM systems that are both high-performing and secure across varied industrial applications

cs.CR

Do You Know What You Are Talking About? Characterizing Query-Knowledge Relevance For Reliable Retrieval Augmented Generation

Language models (LMs) are known to suffer from hallucinations and misinformation. Retrieval augmented generation (RAG) that retrieves verifiable information from an external knowledge corpus to complement the parametric knowledge in LMs provides a tangible solution to these problems. However, the generation quality of RAG is highly dependent on the relevance between a user's query and the retrieved documents. Inaccurate responses may be generated when the query is outside of the scope of knowledge represented in the external knowledge corpus or if the information in the corpus is out-of-date. In this work, we establish a statistical framework that assesses how well a query can be answered by an RAG system by capturing the relevance of knowledge. We introduce an online testing procedure that employs goodness-of-fit (GoF) tests to inspect the relevance of each user query to detect out-of-knowledge queries with low knowledge relevance. Additionally, we develop an offline testing framework that examines a collection of user queries, aiming to detect significant shifts in the query distribution which indicates the knowledge corpus is no longer sufficiently capable of supporting the interests of the users. We demonstrate the capabilities of these strategies through a systematic evaluation on eight question-answering (QA) datasets, the results of which indicate that the new testing framework is an efficient solution to enhance the reliability of existing RAG systems.

cs.CL