arXiv subjects

Karl Henrik Johansson

Publications and source records attributed to Karl Henrik Johansson.

At least 127 records · Page 7Linked to original sources

arXiv2019

Two-Way Coding and Attack Decoupling in Control Systems Under Injection Attacks

In this paper, we introduce the concept of two-way coding, which originates in communication theory characterizing coding schemes for two-way channels, into control theory, particularly to facilitate the analysis and design of feedback control systems under injection attacks. Moreover, we propose the notion of attack decoupling, and show how the controller and the two-way coding can be co-designed to nullify the transfer function from attack to plant, rendering the attack effect zero both in transient phase and in steady state.

eess.SY↗

arXiv2019

An Entropy Power Inequality for Discrete Random Variables

Let $\mathsf{N}_{\rm d}\left[X\right]=\frac{1}{2π{\rm e}}{\rm e}^{2\mathsf{H}\left[X\right]}$ denote the entropy power of the discrete random variable $X$ where $\mathsf{H}\left[X\right]$ denotes the discrete entropy of $X$. In this paper, we show that for two independent discrete random variables $X$ and $Y$, the entropy power inequality $\mathsf{N}_{\rm d}\left[X\right]+\mathsf{N}_{\rm d}\left[Y\right]\leq 2 \mathsf{N}_{\rm d}\left[X+Y\right]$ holds and it can be tight. The basic idea behind the proof is to perturb the discrete random variables using suitably designed continuous random variables. Then, the continuous entropy power inequality is applied to the sum of the perturbed random variables and the resulting lower bound is optimized.

cs.IT↗

arXiv2019

Event-triggered Pulse Control with Model Learning (if Necessary)

In networked control systems, communication is a shared and therefore scarce resource. Event-triggered control (ETC) can achieve high performance control with a significantly reduced amount of samples compared to classical, periodic control schemes. However, ETC methods usually rely on the availability of an accurate dynamics model, which is oftentimes not readily available. In this paper, we propose a novel event-triggered pulse control strategy that learns dynamics models if necessary. In addition to adapting to changing dynamics, the method also represents a suitable replacement for the integral part typically used in periodic control.

eess.SY↗

arXiv2019

Secure distributed filtering for unstable dynamics under compromised observations

In this paper, we consider a secure distributed filtering problem for linear time-invariant systems with bounded noises and unstable dynamics under compromised observations. A malicious attacker is able to compromise a subset of the agents and manipulate the observations arbitrarily. We first propose a recursive distributed filter consisting of two parts at each time. The first part employs a saturation-like scheme, which gives a small gain if the innovation is too large. The second part is a consensus operation of state estimates among neighboring agents. A sufficient condition is then established for the boundedness of estimation error, which is with respect to network topology, system structure, and the maximal compromised agent subset. We further provide an equivalent statement, which connects to 2s-sparse observability in the centralized framework in certain scenarios, such that the sufficient condition is feasible. Numerical simulations are finally provided to illustrate the developed results.

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arXiv2019

Network Weight Estimation for Binary-Valued Observation Models

This paper studies the estimation of network weights for a class of systems with binary-valued observations. In these systems only quantized observations are available for the network estimation. Furthermore, system states are coupled with observations, and the quantization parts are unknown inherent components, which hinder the design of inputs and quantizers. To fulfill the estimation, we propose a recursive algorithm based on stochastic approximation techniques. More precisely, to deal with the temporal dependency of observations and achieve the recursive estimation of network weights, a deterministic objective function is constructed based on the likelihood function by extending the dimension of observations and applying ergodic properties of Markov chains. It is shown that this function is strictly concave and has unique maximum identical to the true parameter vector. Finally, the strong consistency of the algorithm is established. Our recursive algorithm can be applied to online tasks like real-time decision-making and surveillance for networked systems. This work also provides a new scheme for the identification of systems with quantized observations.

eess.SY↗

arXiv2019

Distributed Parameter Estimation Under Event-triggered Communications

In this paper, we study a distributed parameter estimation problem with an asynchronous communication protocol over multi-agent systems. Different from traditional time-driven communication schemes, in this work, data can be transmitted between agents intermittently rather than in a steady stream. First, we propose a recursive distributed estimator based on an event-triggered communication scheme, through which each agent can decide whether the current estimate is sent out to its neighbors or not. With this scheme, considerable communications between agents can be effectively reduced. Then, under mild conditions including a collective observability, we provide a design principle of triggering thresholds to guarantee the asymptotic unbiasedness and strong consistency. Furthermore, under certain conditions, we prove that, with probability one, for every agent the time interval between two successive triggered instants goes to infinity as time goes to infinity. Finally, we provide a numerical simulation to validate the theoretical results of this paper.

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arXiv2019

Actuator Security Indices Based on Perfect Undetectability: Computation, Robustness, and Sensor Placement

This paper proposes an actuator security index based on the definition of perfect undetectability. This index can help a control system operator to localize the most vulnerable actuators in the networked control system, which can then be secured. Particularly, the security index of an actuator equals the minimum number of sensors and actuators that needs to be compromised, such that a perfectly undetectable attack against that actuator can be conducted. A method for computing the index for small scale networked control systems is derived, and it is shown that the index can potentially be increased by placing additional sensors. The difficulties that appear once the system is of a large scale are then outlined: the problem of calculating the index is NP--hard, the index is vulnerable to system variations, and it is based on the assumption that the attacker knows the entire model of the system. To overcome these difficulties, a robust security index is introduced. The robust index can be calculated in polynomial time, it is unaffected by the system variations, and it can be related to both limited and full model knowledge attackers. Additionally, we analyze two sensor placement problems with the objective to increase the robust indices. We show that both of these problems have submodular structures, so their suboptimal solutions with performance guarantees can be obtained in polynomial time. Finally, the theoretical developments are illustrated through numerical examples.

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arXiv2019

Two-Way Coding in Control Systems Under Injection Attacks: From Attack Detection to Attack Correction

In this paper, we introduce the method of two-way coding, a concept originating in communication theory characterizing coding schemes for two-way channels, into (networked) feedback control systems under injection attacks. We first show that the presence of two-way coding can distort the perspective of the attacker on the control system. In general, the distorted viewpoint on the attacker side as a consequence of two-way coding will facilitate detecting the attacks, or restricting what the attacker can do, or even correcting the attack effect. In the particular case of zero-dynamics attacks, if the attacks are to be designed according to the original plant, then they will be easily detected; while if the attacks are designed with respect to the equivalent plant as viewed by the attacker, then under the additional assumption that the plant is stabilizable by static output feedback, the attack effect may be corrected in steady state.

eess.SY↗

arXiv2018

Synchronization of Kuramoto oscillators in a bidirectional frequency-dependent tree network

This paper studies the synchronization of a finite number of Kuramoto oscillators in a frequency-dependent bidirectional tree network. We assume that the coupling strength of each link in each direction is equal to the product of a common coefficient and the exogenous frequency of its corresponding head oscillator. We derive a sufficient condition for the common coupling strength in order to guarantee frequency synchronization in tree networks. Moreover, we discuss the dependency of the obtained bound on both the graph structure and the way that exogenous frequencies are distributed. Further, we present an application of the obtained result by means of an event-triggered algorithm for achieving frequency synchronization in a star network assuming that the common coupling coefficient is given.

eess.SY↗

arXiv2018

Estimating the Impact of Cyber-Attack Strategies for Stochastic Control Systems

Risk assessment is an inevitable step in implementation of a cyber-defense strategy. An important part of this assessment is to reason about the impact of possible attacks. In this paper, we propose a framework for estimating the impact of cyber-attacks in stochastic linear control systems. The framework can be used to estimate the impact of denial of service, rerouting, sign alternation, replay, false data injection, and bias injection attacks. For the stealthiness constraint, we adopt the Kullback-Leibler divergence between residual sequences during the attack. Two impact metrics are considered: (1) The probability that some of the critical states leave a safety region; and (2) The expected value of the infinity norm of the critical states. For the first metric, we prove that the impact estimation problem can be reduced to a set of convex optimization problems. Thus, the exact solution can be found efficiently. For the second metric, we derive an efficient to calculate lower bound. Finally, we demonstrate how the framework can be used for risk assessment on an example.

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arXiv2018

A Game-theoretic Framework for Security-aware Sensor Placement Problem in Networked Control Systems

This paper studies the sensor placement problem in a networked control system for improving its security against cyber-physical attacks. The problem is formulated as a zero-sum game between an attacker and a detector. The attacker's decision is to select $f$ nodes of the network to attack whereas the detector's decision is to place $f$ sensors to detect the presence of the attack signals. In our formulation, the attacker minimizes its visibility, defined as the system $L_2$ gain from the attack signals to the deployed sensors' outputs, and the detector maximizes the visibility of the attack signals. The equilibrium strategy of the game determines the optimal locations of the sensors. The existence of Nash equilibrium for the attacker-detector game is studied when the underlying connectivity graph is a directed or an undirected tree. When the game does not admit a Nash equilibrium, it is shown that the Stackelberg equilibrium of the game, with the detector as the game leader, can be computed efficiently. Finally, the attacker-detector game is studied in a cooperative adaptive cruise control algorithm for vehicle platooning problem. The existence of Nash equilibrium is investigated for both directed and undirected platoons and the effect of the position of the reference vehicle on the game value is studied. Our results show that, under the optimal sensor placement strategy, an undirected topology provides a higher security level for a networked control system compared with its corresponding directed topology.

math.OC↗

arXiv2018

An On-line Design of Physical Watermarks

This paper considers the problem to design physical watermark signals to protect a control system against replay attacks. We first define the replay attack model, where an adversary replays the previous sensory data in order to fool the system. The physical watermarking scheme, which leverages a random control input as a watermark, to detect the replay attack is introduced. The optimal watermark signal design problem is then proposed as an optimization problem, which achieves the optimal trade-off between the control performance and attack detection performance. For the system with unknown parameters, we provide a procedure to asymptotically derive the optimal watermarking signal. Numerical examples are provided to illustrate the effectiveness of the proposed strategy.

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arXiv2018

Linearly Solvable Mean-Field Road Traffic Games

We analyze the behavior of a large number of strategic drivers traveling over an urban traffic network using the mean-field game framework. We assume an incentive mechanism for congestion mitigation under which each driver selecting a particular route is charged a tax penalty that is affine in the logarithm of the number of agents selecting the same route. We show that the mean-field approximation of such a large-population dynamic game leads to the so-called linearly solvable Markov decision process, implying that an open-loop $ε$-Nash equilibrium of the original game can be found simply by solving a finite-dimensional linear system.

math.OC↗

arXiv2018

A Frequency-Domain Characterization of Optimal Error Covariance for the Kalman-Bucy Filter

In this paper, we discover that the trace of the division of the optimal output estimation error covariance over the noise covariance attained by the Kalman-Bucy filter can be explicitly expressed in terms of the plant dynamics and noise statistics in a frequency-domain integral characterization. Towards this end, we examine the algebraic Riccati equation associated with Kalman-Bucy filtering using analytic function theory and relate it to the Bode integral. Our approach features an alternative, frequency-domain framework for analyzing algebraic Riccati equations and reduces to various existing related results.

eess.SY↗

arXiv2018

Optimal LQG Control under Delay-dependent Costly Information

In the design of closed-loop networked control systems (NCSs), induced transmission delay between sensors and the control station is an often-present issue which compromises control performance and may even cause instability. A very relevant scenario in which network-induced delay needs to be investigated is costly usage of communication resources. More precisely, advanced communication technologies, e.g. 5G, are capable of offering latency-varying information exchange for different prices. Therefore, induced delay becomes a decision variable. It is then the matter of decision maker's willingness to either pay the required cost to have low-latency access to the communication resource, or delay the access at a reduced price. In this article, we consider optimal price-based bi-variable decision making problem for single-loop NCS with a stochastic linear time-invariant system. Assuming that communication incurs cost such that transmission with shorter delay is more costly, a decision maker determines the switching strategy between communication links of different delays such that an optimal balance between the control performance and the communication cost is maintained. In this article, we show that, under mild assumptions on the available information for decision makers, the separation property holds between the optimal link selecting and control policies. As the cost function is decomposable, the optimal policies are efficiently computed.

math.OC↗

arXiv2018

A Graph-Theoretic Approach to the $\mathcal{H}_{\infty}$ Performance of Dynamical Systems on Directed and Undirected Networks

We study a graph-theoretic approach to the $\mathcal{H}_{\infty}$ performance of leader following consensus dynamics on directed and undirected graphs. We first provide graph-theoretic bounds on the system $\mathcal{H}_{\infty}$ norm of the leader following dynamics and show the tightness of the proposed bounds. Then, we discuss the relation between the system $\mathcal{H}_{\infty}$ norm for directed and undirected networks for specific classes of graphs, i.e., balanced digraphs and directed trees. Moreover, we investigate the effects of adding directed edges to a directed tree on the resulting system $\mathcal{H}_{\infty}$ norm. In the end, we apply these theoretical results to a reference velocity tracking problem in a platoon of connected vehicles and discuss the effect of the location of the leading vehicle on the overall $\mathcal{H}_{\infty}$ performance of the system.

math.OC↗

arXiv2018

Retrofit Control: Localization of Controller Design and Implementation

In this paper, we propose a retrofit control method for stable network systems. The proposed approach is a control method that, rather than an entire system model, requires a model of the subsystem of interest for controller design. To design the retrofit controller, we use a novel approach based on hierarchical state-space expansion that generates a higher-dimensional cascade realization of a given network system. The upstream dynamics of the cascade realization corresponds to an isolated model of the subsystem of interest, which is stabilized by a local controller. The downstream dynamics can be seen as a dynamical model representing the propagation of interference signals among subsystems, the stability of which is equivalent to that of the original system. This cascade structure enables a systematic analysis of both the stability and control performance of the resultant closed-loop system. The resultant retrofit controller is formed as a cascade interconnection of the local controller and an output rectifier that rectifies an output signal of the subsystem of interest so as to conform to an output signal of the isolated subsystem model while acquiring complementary signals neglected in the local controller design, such as interconnection signals from neighboring subsystems. Finally, the efficiency of the retrofit control method is demonstrated through numerical examples of power systems control and vehicle platoon control.

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arXiv2018

Resilient Estimation and Control on $k$-Nearest Neighbor Platoons: A Network-Theoretic Approach

This paper is concerned with the network-theoretic properties of so-called $k$-nearest neighbor intelligent vehicular platoons, where each vehicle communicates with $k$ vehicles, both in front and behind. The network-theoretic properties analyzed in this paper play major roles in quantifying the resilience and robustness of three generic distributed estimation and control algorithms against communication failures and disturbances, namely resilient distributed estimation, resilient distributed consensus, and robust network formation. Based on the results for the connectivity measures of the $k$-nearest neighbor platoon, we show that extending the traditional platooning topologies (which were based on interacting with nearest neighbors) to $k$-nearest neighbor platoons increases the resilience of distributed estimation and control algorithms to both communication failures and disturbances. Finally, we discuss how the performance of each algorithm scales with the size of the vehicle platoon.

math.OC↗