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Karl Stapelfeldt

Publications and source records attributed to Karl Stapelfeldt.

At least 19 recordsLinked to original sources

NASA Exoplanet Exploration Program (ExEP) Science Gap List

The Exoplanet Exploration Program (ExEP) is chartered by the NASA Astrophysics Division to carry out science, research, and technology tasks that advance NASA's science goals for exoplanets. The ExEP Science Gap List is a compilation of "science gaps", defined as either: 1) The difference between knowledge needed to define requirements for specified future NASA exoplanet missions and the current state of the art, or 2) Knowledge which is needed to enhance the exoplanet science return of current and future NASA exoplanet missions. It is annually updated and input is solicited from the exoplanet community via ExoPAG. Current gaps are: 1) Spectroscopic observations of the atmospheres of small exoplanets, 2) Modeling exoplanet atmospheres, 3) Spectral signature retrieval, 4) Planetary system architectures: occurrence rates for exoplanets of all sizes, 5) Occurrence rates and uncertainties for temperate rocky planets, 6) Yield estimation for exoplanet direct imaging missions, 7) Intrinsic properties of known exoplanet host stars, 8) Mitigating stellar jitter as a limitation to sensitivity of dynamical methods to detect small temperate exoplanets and measure their masses and orbits, 9) Dynamical confirmation of exoplanet candidates and determination of their masses and orbits, 10) Observations and analyses of direct imaging targets, 11) Understanding the abundance and distribution of exozodiacal dust, 12) Measurements of accurate transiting planet radii, 13) Properties of atoms, molecules and aerosols in exoplanet atmospheres, 14) Exoplanet interior structure and material properties, 15) Quantify and mitigate the impacts of stellar contamination on transmission spectroscopy for measuring the composition of exoplanet atmospheres, 16) Building the inventory of remotely observable exoplanet biosignatures and their false positives, 17) Understanding planet formation and disk properties.

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The Habitable Worlds Observatory in Historical Context

We summarize the past four decades of astrophysics and exoplanet direct imaging mission concept studies, technology developments, and scientific progress that have led to the initiation of the Habitable Worlds Observatory project by NASA.

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The Flying Saucer edge-on disc's Near Infrared silhouette revealed by the JWST JEDIce program

Edge-on discs offer a unique opportunity to probe radial and vertical dust and gas distributions in the protoplanetary phase. This study aims to investigate the distribution of micron-sized dust particles in the Flying Saucer (BKLT J162813-243139) in Rho Ophiuchi, leveraging the unique observational conditions of a bright infrared background that enables the edge-on disc to be seen in both silhouette and scattered light at certain, specific wavelengths. As part of the JWST Edge-on Disc Ice program ('JEDIce'), we use NIRSpec IFU observations of the Flying Saucer, serendipitously observed against a PAH-emitting background, to constrain the dust distribution and grain sizes through radiative transfer modelling. Observation of the Flying Saucer in silhouette at 3.29 microns reveals that the midplane radial extent of small dust grains is ~235 au, larger than the large-grain disc extent previously determined to be 190 au from millimetre data. The scattered light observed in emission probes micron sized icy grains at large vertical distances above the midplane. The vertical extent of the disc silhouette is similar at visible, near-IR, and mid-IR wavelengths, corroborating the conclusion that dust settling is inefficient for grains as large as tens of microns, vertically and radially.

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Keck Observations in the INfrared of Taurus and $ρ$ Oph Exoplanets And Ultracool dwarfs (KOINTREAU) I: A Planetary-Mass Companion and a Disk-Obscured Stellar Companion Discovered in Taurus

We present the first discoveries from Keck Observations in the INfrared of Taurus and $ρ$ Oph Exoplanets And Ultracool dwarfs (KOINTREAU), an adaptive optics imaging survey of young stars in the Taurus and $ρ$ Oph star-forming regions using the Keck infrared pyramid wavefront sensor (PyWFS). We have found two faint ($Δ$K~7 mag), wide-separation companions to two ~3-Myr-old Taurus members. Relative astrometry for these systems show that both companions are bound to their host stars. We obtained near-infrared spectra of these companions using IRTF/SpeX (R~100) and Gemini/GNIRS (R~1000-2000), and combine these with photometry from our NIRC2 imaging, the Pan-STARRS survey, and Spitzer/IRAC archival imaging to constrain their properties. One companion, KOINTREAU-1b (at a projected separation of 690 au), has an average near-IR spectral type of M9$\pm$2, a gravity classification of VL-G, and a changing spectral type between the SpeX (M7) and GNIRS (L1) observations. We estimate this object's mass to be $10.6^{+2.5}_{-2.3}$ M$_{\rm Jup}$, making KOINTREAU-1b the fifth planetary-mass companion found in Taurus. The other companion, KOINTREAU-2b (projected separation 560 au), has a spectral type of M4.5$\pm$1 but is ~4 magnitudes underluminous relative to other Taurus stars of the same spectral type. We detect exceptionally strong He I 1.083 micron emission from this object, indicative of outflows driven by ongoing accretion, but with a conspicuous lack of accompanying H emission. We conclude that KOINTREAU-2b is a young star obscured by an edge-on disk and observed in scattered light. Finally, we derive a distortion solution for NIRC2 imaging which shows a 0.118° difference in position angle from the previous distortion solution.

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Are We There Yet? Challenges in Quantifying the Frequency of Earth Analogs in the Habitable Zone

Searching for life elsewhere in the universe is one of the most highly prioritized pursuits in astronomy today. However, the ability to observe evidence of Earth-like life through biosignatures is limited by the number of planets in the solar neighborhood with conditions similar to Earth. The occurrence rate of Earth-like planets in the habitable zones of Sun-like stars, $η_{\oplus}$, is therefore crucial for addressing the apparent lack of consensus on its value in the literature. Here we present a review of the current understanding of $η_{\oplus}$. We first provide definitions for parameters that contribute to $η_{\oplus}$. Then, we discuss the previous and current estimated parameter values and the context of the limitations on the analyses that produced these estimates. We compile an extensive list of the factors that go into any calculation of $η_{\oplus}$, and how detection techniques and surveys differ in their sensitivity and ability to accurately constrain $η_{\oplus}$. Understanding and refining the value of $η_{\oplus}$ is crucial for upcoming missions and telescopes, such as the planned Habitable Worlds Observatory and the Large Interferometer for Exoplanets, which aim to search for biosignatures on exoplanets in the solar neighborhood.

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Review and prospects of hot exozodiacal dust research for future exo-Earth direct imaging missions

Hot exozodiacal dust is dust in the innermost regions of planetary systems, at temperatures around 1000K to 2000K, and commonly detected by near-infrared interferometry. The phenomenon is poorly understood and has received renewed attention as a potential risk to a planned future space mission to image potentially habitable exoplanets and characterize their atmospheres (exo-Earth imaging) such as the Habitable Worlds Observatory (HWO). In this article, we review the current understanding of hot exozodiacal dust and its implications for HWO. We argue that the observational evidence suggests that the phenomenon is most likely real and indeed caused by hot dust, although conclusive proof in particular of the latter statement is still missing. Furthermore, we find that there exists as of yet no single model that is able to successfully explain the presence of the dust. We find that it is plausible and not unlikely that large amounts of hot exozodiacal dust in a system will critically limit the sensitivity of exo-Earth imaging observations around that star. It is thus crucial to better understood the phenomenon in order to be able to evaluate the actual impact on such a mission, and current and near-future observational opportunities for acquiring the required data exist. At the same time, hot exozodiacal dust (and warm exozodiacal dust closer to a system's habitable zone) has the potential to provide important context for HWO observations of rocky, HZ planets, constraining the environment in which these planets exist and hence to determine why a detected planet may be capable to sustain life or not.

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Cross-Model Validation of Coronagraphic Exposure Time Calculators for the Habitable Worlds Observatory: A Report from the Exoplanet Science Yield sub-Working Group

Estimating the exoplanet scientific productivity of the Habitable Worlds Observatory requires estimating science exposure times. From exoplanet yields to spectral retrievals, exposure times are at the heart of our understanding of the capabilities of this future mission. As such, ensuring accuracy and consistency between different exposure time calculators (ETCs) is critical. We summarize the efforts of the Exoplanet Science Yield sub-Working Group's ETC Calibration Task Group, which conducted a calibration study from March 4 to June 30 of 2024. We compare three commonly-used coronagraphic exposure time calculators. We find that the ETCs use a broad variety of differing methods, assumptions, and inputs that produce variation in the final exposure times at the ~60% level. The causes for the disagreement have largely been identified, flagged for further development efforts, and in some cases retired since the conclusion of this effort. We expect that addressing the flagged efforts will bring the ETCs to within better than ~30% agreement.

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Resolving the Young 2 Cygni Run-away Star into a Binary using iLocater

Precision radial velocity (RV) spectrographs that use adaptive optics (AO) show promise to advance telescope observing capabilities beyond those of seeing-limited designs. We are building a spectrograph for the Large Binocular Telescope (LBT) named iLocater that uses AO to inject starlight directly into single mode fibers (SMF). iLocater's first acquisition camera system (the `SX' camera), which receives light from one of the 8.4m diameter primary mirrors of the LBT, was initially installed in summer 2019 and has since been used for several commissioning runs. We present results from first-light observations that include on-sky measurements as part of commissioning activities. Imaging measurements of the bright B3IV star 2 Cygni ($V=4.98$) resulted in the direct detection of a candidate companion star at an angular separation of only $θ= 70$ mas. Follow-up AO measurements using Keck/NIRC2 recover the candidate companion in multiple filters. An $R\approx1500$ miniature spectrograph recently installed at the LBT named ``Lili'' provides spatially resolved spectra of each binary component, indicating similar spectral types and strengthening the case for companionship. Studying the multiplicity of young runaway star systems like 2 Cygni ($36.6 \pm 0.5$ Myr) can help to understand formation mechanisms for stars that exhibit anomalous velocities through the galaxy. This on-sky demonstration illustrates the spatial resolution of the iLocater SX acquisition camera working in tandem with the LBT AO system; it further derisks a number of technical hurdles involved in combining AO with Doppler spectroscopy.

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The Roman coronagraph community participation program: observation planning

The Coronagraphic Instrument onboard the Nancy Grace Roman Space Telescope is an important stepping stone towards the characterization of habitable, rocky exoplanets. In a technology demonstration phase conducted during the first 18 months of the mission (expected to launch in late 2026), novel starlight suppression technology may enable direct imaging of a Jupiter analog in reflected light. Here we summarize the current activities of the Observation Planning working group formed as part of the Community Participation Program. This working group is responsible for target selection and observation planning of both science and calibration targets in the technology demonstration phase of the Roman Coronagraph. We will discuss the ongoing efforts to expand target and reference catalogs, and to model astrophysical targets (exoplanets and circumstellar disks) within the Coronagraph's expected sensitivity. We will also present preparatory observations of high priority targets.

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A Survey of Protoplanetary Disks Using the Keck/NIRC2 Vortex Coronagraph

Recent Atacama Large Millimeter/submillimeter Array (ALMA) observations of protoplanetary disks in the millimeter continuum have shown a variety of radial gaps, cavities, and spiral features. These substructures may be signposts for ongoing planet formation, and therefore these systems are promising targets for direct imaging planet searches in the near-infrared. To this end, we present results from a deep imaging survey in the $L'$-band (3.8 $μ$m) with the Keck/NIRC2 vortex coronagraph to search for young planets in 43 disks with resolved features in the millimeter continuum or evidence for gaps/central cavities from their spectral energy distributions. Although we do not detect any new point sources, using the vortex coronagraph allows for high sensitivity to faint sources at small angular separations (down to ${\sim}$0$^{\prime\prime}$.1), allowing us to place strong upper limits on the masses of potential gas giant planets. We compare our mass sensitivities to the masses of planets derived using ALMA observations, and while we are sensitive to $\sim$1 M$_{Jup}$ planets in the gaps in some of our systems, we are generally not sensitive to planets of the masses expected from the ALMA observations. In addition to placing upper limits on the masses of gas giant planets that could be interacting with the dust in the disks to form the observed millimeter substructures, we are also able to map the micron-sized dust as seen in scattered light for 8 of these systems. Our large sample of systems also allows us to investigate limits on planetary accretion rates and disk viscosities.

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Current laboratory performance of starlight suppression systems, and potential pathways to desired Habitable Worlds Observatory exoplanet science capabilities

We summarize the current best polychromatic (10 to 20 % bandwidth) contrast performance demonstrated in the laboratory by different starlight suppression approaches and systems designed to directly characterize exoplanets around nearby stars. We present results obtained by internal coronagraph and external starshade experimental testbeds using entrance apertures equivalent to off-axis or on-axis telescopes, either monolithic or segmented. For a given angular separation and spectral bandwidth, the performance of each starlight suppression system is characterized by the values of raw contrast (before image processing), off-axis (exoplanet) core throughput, and post-calibration contrast (the final 1 sigma detection limit of off-axis point sources, after image processing). To place the current laboratory results in the perspective of the future Habitable Worlds Observatory (HWO) mission, we simulate visible observations of a fiducial Earth/Sun twin system at 12 pc, assuming a 6m (inscribed diameter) collecting aperture and a realistic end-to-end optical throughput. The exposure times required for broadband exoearth detection (20% bandwidth around a wavelength of 0.55 microns) and visible spectroscopic observations (R=70) are then computed assuming various levels of starlight suppression performance, including the values currently demonstrated in the laboratory. Using spectroscopic exposure time as a simple metric, our results point to key starlight suppression system design performance improvements and trades to be conducted in support of HWO exoplanet science capabilities. These trades may be explored via numerical studies, lab experiments, as well as high contrast space-based observations and demonstrations.

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NASA Exoplanet Exploration Program (ExEP) Mission Star List for the Habitable Worlds Observatory (2023)

The Astro 2020 Decadal Survey "Pathways to Discovery in Astronomy and Astrophysics for the 2020s" has recommended that "after a successful mission and technology maturation program, NASA should embark on a program to realize a mission to search for biosignatures from a robust number of about ~25 habitable zone planets and to be a transformative facility for general astrophysics," and prescribing that the high-contrast direct imaging mission would have "a target off-axis inscribed diameter of approximately 6 meters." The Decadal Survey assumed an exo-Earth frequency of ~25%, requiring that approximately 100 cumulative habitable zones of nearby stars should be surveyed. Surveying the nearby bright stars, and taking into account inputs from the LUVOIR and HabEx mission studies (but without being overly prescriptive in the required starlight suppression technology or requirements), we compile a list of 164 stars whose exo-Earths would be the most accessible for a systematic imaging survey of habitable zones with a 6-m-class space telescope in terms of angular separation, planet brightness in reflected light, and planet-star brightness ratio. We compile this star list to motivate observations and analysis to help inform observatory design (mission-enabling "precursor science") and enhance the science return of the Habitable Worlds Observatory (HWO) survey for exo-Earths (mission-enhancing "preparatory science"). It is anticipated that this list of target stars and their properties will be updated periodically by the NASA Exoplanet Exploration Program.

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Demographics of Protoplanetary Disks: A Simulated Population of Edge-on Systems

The structure of protoplanetary disks plays an essential role in planet formation. Disks that are highly inclined, or ''edge-on'', are of particular interest since their geometry provides a unique opportunity to study the disk's vertical structure and radial extent. Candidate edge-on protoplanetary disks are typically identified via their unique spectral energy distribution and subsequently confirmed through high-resolution imaging. However, this selection process is likely biased toward the largest, most massive disks, and the resulting sample may not accurately represent the underlying disk population. To investigate this, we generated a grid of protoplanetary disk models using radiative transfer simulations and determined which sets of disk parameters produce edge-on systems that could be recovered by aforementioned detection techniques--i.e., identified by their spectral energy distribution and confirmed through follow-up imaging with HST. In doing so, we adopt a quantitative working definition of "edge-on disks" that is observation-driven and agnostic about the disk inclination or other properties. Folding in empirical disk demographics, we predict an occurrence rate of 6.2% for edge-on disks and quantify biases towards highly inclined, massive disks. We also find that edge-on disks are under-represented in samples of Spitzer-studied young stellar objects, particularly for disks with M $\lesssim$ 0.5 $M_\odot$. Overall, our analysis suggests that several dozen edge-on disks remain undiscovered in nearby star-forming regions, and provides a universal selection process to identify edge-on disks for consistent, population-level demographic studies.

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The JWST Early Release Science Program for Direct Observations of Exoplanetary Systems: Best Practices for Data Collection in Cycle 2 and Beyond

We present a set of recommended best practices for JWST data collection for members of the community focussed on the direct imaging and spectroscopy of exoplanetary systems. These findings and recommendations are based on the early analysis of the JWST Early Release Science Program 1386, "High-Contrast Imaging of Exoplanets and Exoplanetary Systems with JWST." Our goal is for this information to be useful for observers in preparation of JWST proposals for Cycle 2 and beyond. In addition to compiling a set of best practices from our ERS program, in a few cases we also draw on the expertise gained within the instrument commissioning programs, as well as include a handful of data processing best practices. We anticipate that this document will be regularly updated and resubmitted to arXiv.org to ensure that we have distributed our knowledge of best-practices for data collection as widely and efficiently as possible.

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The JWST Early Release Science Program for the Direct Imaging & Spectroscopy of Exoplanetary Systems

The direct characterization of exoplanetary systems with high contrast imaging is among the highest priorities for the broader exoplanet community. As large space missions will be necessary for detecting and characterizing exo-Earth twins, developing the techniques and technology for direct imaging of exoplanets is a driving focus for the community. For the first time, JWST will directly observe extrasolar planets at mid-infrared wavelengths beyond 5$μ$m, deliver detailed spectroscopy revealing much more precise chemical abundances and atmospheric conditions, and provide sensitivity to analogs of our solar system ice-giant planets at wide orbital separations, an entirely new class of exoplanet. However, in order to maximise the scientific output over the lifetime of the mission, an exquisite understanding of the instrumental performance of JWST is needed as early in the mission as possible. In this paper, we describe our 55-hour Early Release Science Program that will utilize all four JWST instruments to extend the characterisation of planetary mass companions to $\sim$15$μ$m as well as image a circumstellar disk in the mid-infrared with unprecedented sensitivity. Our program will also assess the performance of the observatory in the key modes expected to be commonly used for exoplanet direct imaging and spectroscopy, optimize data calibration and processing, and generate representative datasets that will enable a broad user base to effectively plan for general observing programs in future cycles.

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A Multi-Wavelength Study of the Highly Asymmetrical Debris Disk Around HD 111520

We observed the nearly edge-on debris disk system HD 111520 at $J$, $H$, & $K1$ near infrared (NIR) bands using both the spectral and polarization modes of the Gemini Planet Imager (GPI). With these new observations, we have performed an empirical analysis in order to better understand the disk morphology and its highly asymmetrical nature. We find that the disk features a large brightness and radial asymmetry, most prominent at shorter wavelengths. We also find that the radial location of the peak polarized intensity differs on either side of the star by 11 AU, suggesting that the disk may be eccentric, although, such an eccentricity does not fully explain the large brightness and radial asymmetry observed. Observations of the disk halo with HST also show the disk to be warped at larger separations, with a bifurcation feature in the northwest, further suggesting that there may be a planet in this system creating an asymmetrical disk structure. Measuring the disk color shows that the brighter extension is bluer compared to the dimmer extension, suggesting that the two sides have different dust grain properties. This finding, along with the large brightness asymmetry, are consistent with the hypothesis that a giant impact occurred between two large bodies in the northern extension of the disk, although confirming this based on NIR observations alone is not feasible. Follow-up imaging with ALMA to resolve the asymmetry in the dust mass distribution is essential in order to confirm this scenario.

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Sensitivity of the Roman Coronagraph Instrument to Exozodiacal Dust

Exozodiacal dust, warm debris from comets and asteroids in and near the habitable zone of stellar systems, reveals the physical processes that shape planetary systems. Scattered light from this dust is also a source of background flux which must be overcome by future missions to image Earthlike planets. This study quantifies the sensitivity of the Nancy Grace Roman Space Telescope Coronagraph to light scattered by exozodi, the zodiacal dust around other stars. Using a sample of 149 nearby stars, previously selected for optimum detection of habitable exoplanets by space observatories, we find the maximum number of exozodiacal disks with observable \textit{inner} habitable zone boundaries is six and the number of observable outer habitable boundaries is 74. One zodi was defined as the visible-light surface brightness of 22 $m_{\rm V}\ $arcsec$^{-2}$ around a solar-mass star, approximating the scattered light brightness in visible light at the Earth-equivalent insolation. In the speckle limited case, where the signal-to-noise ratio is limited by speckle temporal stability rather than shot noise, the median $5σ$ sensitivity to habitable zone exozodi is 12 zodi per resolution element. This estimate is calculated at the inner-working angle of the coronagraph, for the current best estimate performance, neglecting margins on the uncertainty in instrument performance and including a post-processing speckle suppression factor. For an log-norm distribution of exozodi levels with a median exozodi of 3$\times$ the solar zodi, we find that the Roman Coronagraph would be able to make 5$σ$ detections of exozodiacal disks in scattered light from 13 systems with a 95\% confidence interval spanning 7-20 systems. This sensitivity allows Roman Coronagraph to complement ground-based measurements of exozodiacal thermal emission and constrain dust albedos.

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Circumbinary and circumstellar discs around the eccentric binary IRAS 04158+2805 -- a testbed for binary-disc interaction

IRAS~04158+2805 has long been thought to be a very low mass T-Tauri star (VLMS) surrounded by a nearly edge-on, extremely large disc. Recent observations revealed that this source hosts a binary surrounded by an extended circumbinary disc with a central dust cavity. In this paper, we combine ALMA multi-wavelength observations of continuum and $^{12}$CO line emission, with H$α$ imaging and Keck astrometric measures of the binary to develop a coherent dynamical model of this system. The system features an azimuthal asymmetry detected at the western edge of the cavity in Band~7 observations and a wiggling outflow. Dust emission in ALMA Band 4 from the proximity of the individual stars suggests the presence of marginally resolved circumstellar discs. We estimate the binary orbital parameters from the measured arc of the orbit from Keck and ALMA astrometry. We further constrain these estimates using considerations from binary-disc interaction theory. We finally perform three SPH gas + dust simulations based on the theoretical constraints; we post-process the hydrodynamic output using radiative transfer Monte Carlo methods and directly compare the models with observations. Our results suggest that a highly eccentric $e\sim 0.5\textrm{--}0.7$ equal mass binary, with a semi-major axis of $\sim 55$ au, and small/moderate orbital plane vs. circumbinary disc inclination $θ\lesssim 30^\circ$ provides a good match with observations. A dust mass of $\sim 1.5\times 10^{-4} {\rm M_\odot}$ best reproduces the flux in Band 7 continuum observations. Synthetic CO line emission maps qualitatively capture both the emission from the central region and the non-Keplerian nature of the gas motion in the binary proximity.

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