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Karl Stratos

Publications and source records attributed to Karl Stratos.

At least 19 recordsLinked to original sources

ReNCE: Learning to Reason by Noise Contrastive Estimation

GRPO is a standard approach to endowing pretrained LLMs with reasoning capabilities. It estimates the advantage of an outcome from a group of $K$ outcomes, and promotes those with positive advantages inside a trust region. Since GRPO discriminates between good and bad outcomes softly, it benefits from additional refinements such as asymmetric clipping and zero-variance data filtering. While effective, these refinements require significant empirical insight and can be challenging to identify. We instead propose an explicit contrastive learning approach. Instead of estimating advantages, we bifurcate $K$ outcomes into positive and negative sets, then maximize the likelihood of positive outcomes. Our approach can be viewed as an online instantiation of (multi-label) noise contrastive estimation for LLM reasoning. We validate our method by demonstrating competitive performance on a suite of challenging math benchmarks against strong baselines such as DAPO and online DPO.

cs.LG

Essential-Web v1.0: 24T tokens of organized web data

Data plays the most prominent role in how language models acquire skills and knowledge. The lack of massive, well-organized pre-training datasets results in costly and inaccessible data pipelines. We present Essential-Web v1.0, a 24-trillion-token dataset in which every document is annotated with a twelve-category taxonomy covering topic, format, content complexity, and quality. Taxonomy labels are produced by EAI-Distill-0.5b, a fine-tuned 0.5b-parameter model that achieves an annotator agreement within 3% of Qwen2.5-32B-Instruct. With nothing more than SQL-style filters, we obtain competitive web-curated datasets in math (-8.0% relative to SOTA), web code (+14.3%), STEM (+24.5%) and medical (+8.6%). Essential-Web v1.0 is available on HuggingFace: https://huggingface.co/datasets/EssentialAI/essential-web-v1.0

cs.CL

ImpRAG: Retrieval-Augmented Generation with Implicit Queries

Retrieval-Augmented Generation (RAG) systems traditionally treat retrieval and generation as separate processes, requiring explicit textual queries to connect them. This separation can limit the ability of models to generalize across diverse tasks. In this work, we propose a query-free RAG system, named ImpRAG, which integrates retrieval and generation into a unified model. ImpRAG allows models to implicitly express their information needs, eliminating the need for human-specified queries. By dividing pretrained decoder-only language models into specialized layer groups, ImpRAG optimizes retrieval and generation tasks simultaneously. Our approach employs a two-stage inference process, using the same model parameters and forward pass for both retrieval and generation, thereby minimizing the disparity between retrievers and language models. Experiments on 8 knowledge-intensive tasks demonstrate that ImpRAG achieves 3.6-11.5 improvements in exact match scores on unseen tasks with diverse formats, highlighting its effectiveness in enabling models to articulate their own information needs and generalize across tasks. Our analysis underscores the importance of balancing retrieval and generation parameters and leveraging generation perplexities as retrieval training objectives for enhanced performance.

cs.CL

Practical Efficiency of Muon for Pretraining

We demonstrate that Muon, the simplest instantiation of a second-order optimizer, explicitly expands the Pareto frontier over AdamW on the compute-time tradeoff. We find that Muon is more effective than AdamW in retaining data efficiency at large batch sizes, far beyond the so-called critical batch size, while remaining computationally efficient, thus enabling more economical training. We study the combination of Muon and the maximal update parameterization (muP) for efficient hyperparameter transfer and present a simple telescoping algorithm that accounts for all sources of error in muP while introducing only a modest overhead in resources. We validate our findings through extensive experiments with model sizes up to four billion parameters and ablations on the data distribution and architecture.

cs.LG

Rethinking Reflection in Pre-Training

A language model's ability to reflect on its own reasoning provides a key advantage for solving complex problems. While most recent research has focused on how this ability develops during reinforcement learning, we show that it actually begins to emerge much earlier - during the model's pre-training. To study this, we introduce deliberate errors into chains-of-thought and test whether the model can still arrive at the correct answer by recognizing and correcting these mistakes. By tracking performance across different stages of pre-training, we observe that this self-correcting ability appears early and improves steadily over time. For instance, an OLMo2-7B model pre-trained on 4 trillion tokens displays self-correction on our six self-reflection tasks.

cs.CL

The Impact of Visual Information in Chinese Characters: Evaluating Large Models' Ability to Recognize and Utilize Radicals

The glyphic writing system of Chinese incorporates information-rich visual features in each character, such as radicals that provide hints about meaning or pronunciation. However, there has been no investigation into whether contemporary Large Language Models (LLMs) and Vision-Language Models (VLMs) can harness these sub-character features in Chinese through prompting. In this study, we establish a benchmark to evaluate LLMs' and VLMs' understanding of visual elements in Chinese characters, including radicals, composition structures, strokes, and stroke counts. Our results reveal that models surprisingly exhibit some, but still limited, knowledge of the visual information, regardless of whether images of characters are provided. To incite models' ability to use radicals, we further experiment with incorporating radicals into the prompts for Chinese language processing (CLP) tasks. We observe consistent improvement in Part-Of-Speech tagging when providing additional information about radicals, suggesting the potential to enhance CLP by integrating sub-character information.

cs.CL

Model Editing by Standard Fine-Tuning

Standard fine-tuning is considered not as effective as specialized methods for model editing due to its comparatively poor performance. However, it is simple, agnostic to the architectural details of the model being edited, and able to leverage advances in standard training techniques with no additional work (e.g., black-box PEFT for computational efficiency), making it an appealing choice for a model editor. In this work, we show that standard fine-tuning alone can yield competitive model editing performance with two minor modifications. First, we optimize the conditional likelihood rather than the full likelihood. Second, in addition to the typical practice of training on randomly paraphrased edit prompts to encourage generalization, we also train on random or similar unedited facts to encourage locality. Our experiments on the ZsRE and CounterFact datasets demonstrate that these simple modifications allow standard fine-tuning to match or outperform highly specialized editors in terms of edit score.

cs.LG

Seq2seq is All You Need for Coreference Resolution

Existing works on coreference resolution suggest that task-specific models are necessary to achieve state-of-the-art performance. In this work, we present compelling evidence that such models are not necessary. We finetune a pretrained seq2seq transformer to map an input document to a tagged sequence encoding the coreference annotation. Despite the extreme simplicity, our model outperforms or closely matches the best coreference systems in the literature on an array of datasets. We also propose an especially simple seq2seq approach that generates only tagged spans rather than the spans interleaved with the original text. Our analysis shows that the model size, the amount of supervision, and the choice of sequence representations are key factors in performance.

cs.CL

Improving Multitask Retrieval by Promoting Task Specialization

In multitask retrieval, a single retriever is trained to retrieve relevant contexts for multiple tasks. Despite its practical appeal, naive multitask retrieval lags behind task-specific retrieval in which a separate retriever is trained for each task. We show that it is possible to train a multitask retriever that outperforms task-specific retrievers by promoting task specialization. The main ingredients are: (1) a better choice of pretrained model (one that is explicitly optimized for multitasking) along with compatible prompting, and (2) a novel adaptive learning method that encourages each parameter to specialize in a particular task. The resulting multitask retriever is highly performant on the KILT benchmark. Upon analysis, we find that the model indeed learns parameters that are more task-specialized compared to naive multitasking without prompting or adaptive learning.

cs.CL

EntQA: Entity Linking as Question Answering

A conventional approach to entity linking is to first find mentions in a given document and then infer their underlying entities in the knowledge base. A well-known limitation of this approach is that it requires finding mentions without knowing their entities, which is unnatural and difficult. We present a new model that does not suffer from this limitation called EntQA, which stands for Entity linking as Question Answering. EntQA first proposes candidate entities with a fast retrieval module, and then scrutinizes the document to find mentions of each candidate with a powerful reader module. Our approach combines progress in entity linking with that in open-domain question answering and capitalizes on pretrained models for dense entity retrieval and reading comprehension. Unlike in previous works, we do not rely on a mention-candidates dictionary or large-scale weak supervision. EntQA achieves strong results on the GERBIL benchmarking platform.

cs.CL

Corrected CBOW Performs as well as Skip-gram

Mikolov et al. (2013a) observed that continuous bag-of-words (CBOW) word embeddings tend to underperform Skip-gram (SG) embeddings, and this finding has been reported in subsequent works. We find that these observations are driven not by fundamental differences in their training objectives, but more likely on faulty negative sampling CBOW implementations in popular libraries such as the official implementation, word2vec.c, and Gensim. We show that after correcting a bug in the CBOW gradient update, one can learn CBOW word embeddings that are fully competitive with SG on various intrinsic and extrinsic tasks, while being many times faster to train.

cs.CL

Data-to-text Generation by Splicing Together Nearest Neighbors

We propose to tackle data-to-text generation tasks by directly splicing together retrieved segments of text from "neighbor" source-target pairs. Unlike recent work that conditions on retrieved neighbors but generates text token-by-token, left-to-right, we learn a policy that directly manipulates segments of neighbor text, by inserting or replacing them in partially constructed generations. Standard techniques for training such a policy require an oracle derivation for each generation, and we prove that finding the shortest such derivation can be reduced to parsing under a particular weighted context-free grammar. We find that policies learned in this way perform on par with strong baselines in terms of automatic and human evaluation, but allow for more interpretable and controllable generation.

cs.CL

NatCat: Weakly Supervised Text Classification with Naturally Annotated Resources

We describe NatCat, a large-scale resource for text classification constructed from three data sources: Wikipedia, Stack Exchange, and Reddit. NatCat consists of document-category pairs derived from manual curation that occurs naturally within online communities. To demonstrate its usefulness, we build general purpose text classifiers by training on NatCat and evaluate them on a suite of 11 text classification tasks (CatEval), reporting large improvements compared to prior work. We benchmark different modeling choices and resource combinations and show how tasks benefit from particular NatCat data sources.

cs.CL

Label-Agnostic Sequence Labeling by Copying Nearest Neighbors

Retrieve-and-edit based approaches to structured prediction, where structures associated with retrieved neighbors are edited to form new structures, have recently attracted increased interest. However, much recent work merely conditions on retrieved structures (e.g., in a sequence-to-sequence framework), rather than explicitly manipulating them. We show we can perform accurate sequence labeling by explicitly (and only) copying labels from retrieved neighbors. Moreover, because this copying is label-agnostic, we can achieve impressive performance when transferring to new sequence-labeling tasks without retraining. We additionally consider a dynamic programming approach to sequence labeling in the presence of retrieved neighbors, which allows for controlling the number of distinct (copied) segments used to form a prediction, and leads to both more interpretable and accurate predictions.

cs.CL

Understanding Hard Negatives in Noise Contrastive Estimation

The choice of negative examples is important in noise contrastive estimation. Recent works find that hard negatives -- highest-scoring incorrect examples under the model -- are effective in practice, but they are used without a formal justification. We develop analytical tools to understand the role of hard negatives. Specifically, we view the contrastive loss as a biased estimator of the gradient of the cross-entropy loss, and show both theoretically and empirically that setting the negative distribution to be the model distribution results in bias reduction. We also derive a general form of the score function that unifies various architectures used in text retrieval. By combining hard negatives with appropriate score functions, we obtain strong results on the challenging task of zero-shot entity linking.

cs.CL

Fast and Effective Biomedical Entity Linking Using a Dual Encoder

Biomedical entity linking is the task of identifying mentions of biomedical concepts in text documents and mapping them to canonical entities in a target thesaurus. Recent advancements in entity linking using BERT-based models follow a retrieve and rerank paradigm, where the candidate entities are first selected using a retriever model, and then the retrieved candidates are ranked by a reranker model. While this paradigm produces state-of-the-art results, they are slow both at training and test time as they can process only one mention at a time. To mitigate these issues, we propose a BERT-based dual encoder model that resolves multiple mentions in a document in one shot. We show that our proposed model is multiple times faster than existing BERT-based models while being competitive in accuracy for biomedical entity linking. Additionally, we modify our dual encoder model for end-to-end biomedical entity linking that performs both mention span detection and entity disambiguation and out-performs two recently proposed models.

cs.CL

Unsupervised Label Refinement Improves Dataless Text Classification

Dataless text classification is capable of classifying documents into previously unseen labels by assigning a score to any document paired with a label description. While promising, it crucially relies on accurate descriptions of the label set for each downstream task. This reliance causes dataless classifiers to be highly sensitive to the choice of label descriptions and hinders the broader application of dataless classification in practice. In this paper, we ask the following question: how can we improve dataless text classification using the inputs of the downstream task dataset? Our primary solution is a clustering based approach. Given a dataless classifier, our approach refines its set of predictions using k-means clustering. We demonstrate the broad applicability of our approach by improving the performance of two widely used classifier architectures, one that encodes text-category pairs with two independent encoders and one with a single joint encoder. Experiments show that our approach consistently improves dataless classification across different datasets and makes the classifier more robust to the choice of label descriptions.

cs.CL

Mining Knowledge for Natural Language Inference from Wikipedia Categories

Accurate lexical entailment (LE) and natural language inference (NLI) often require large quantities of costly annotations. To alleviate the need for labeled data, we introduce WikiNLI: a resource for improving model performance on NLI and LE tasks. It contains 428,899 pairs of phrases constructed from naturally annotated category hierarchies in Wikipedia. We show that we can improve strong baselines such as BERT and RoBERTa by pretraining them on WikiNLI and transferring the models on downstream tasks. We conduct systematic comparisons with phrases extracted from other knowledge bases such as WordNet and Wikidata to find that pretraining on WikiNLI gives the best performance. In addition, we construct WikiNLI in other languages, and show that pretraining on them improves performance on NLI tasks of corresponding languages.

cs.CL