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Kathrin Grosse

Publications and source records attributed to Kathrin Grosse.

At least 19 recordsLinked to original sources

Rising From the Ashes: How Agentic AI is Unblocking Challenges in Cybersecurity

Security remains a high-cost challenge, with many problems historically deemed inefficient to address or effectively unsolvable. A significant number of these problems stem from labor-intensive tasks that create bottlenecks in defensive approaches. Agentic AI has the potential to alleviate these bottlenecks by directly ingesting and reasoning over natural language or code, thereby expanding the scope of feasible defenses. In this paper, we map open security problems to emergent agentic AI capabilities. To illustrate this potential, we examine 16 case studies, including supply chain analysis, highlighting how agentic AI may benefit defenders.

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Prevalence of Security and Privacy Risk-Inducing Usage of AI-based Conversational Agents

Recent improvement gains in large language models (LLMs) have lead to everyday usage of AI-based Conversational Agents (CAs). At the same time, LLMs are vulnerable to an array of threats, including jailbreaks and, for example, causing remote code execution when fed specific inputs. As a result, users may unintentionally introduce risks, for example, by uploading malicious files or disclosing sensitive information. However, the extent to which such user behaviors occur and thus potentially facilitate exploits remains largely unclear. To shed light on this issue, we surveyed a representative sample of 3,270 UK adults in 2024 using Prolific. A third of these use CA services such as ChatGPT or Gemini at least once a week. Of these ``regular users'', up to a third exhibited behaviors that may enable attacks, and a fourth have tried jailbreaking (often out of understandable reasons such as curiosity, fun or information seeking). Half state that they sanitize data and most participants report not sharing sensitive data. However, few share very sensitive data such as passwords. The majority are unaware that their data can be used to train models and that they can opt-out. While potentially risk-inducing behavior does not directly translate into actual risk, our findings suggest that current academic threat models might manifest in the wild, and mitigations or guidelines for the secure usage of CAs should be developed. In areas critical to security and privacy, CAs must be equipped with effective AI guardrails to prevent, for example, revealing sensitive information to curious employees. Vendors need to increase efforts to prevent the entry of sensitive data, and to create transparency with regard to data usage policies and settings.

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Gen-Review: A Large-scale Dataset of AI-Generated (and Human-written) Peer Reviews

How does the progressive embracement of Large Language Models (LLMs) affect scientific peer reviewing? This multifaceted question is fundamental to the effectiveness -- as well as to the integrity -- of the scientific process. Recent evidence suggests that LLMs may have already been tacitly used in peer reviewing, e.g., at the 2024 International Conference of Learning Representations (ICLR). Furthermore, some efforts have been undertaken in an attempt to explicitly integrate LLMs in peer reviewing by various editorial boards (including that of ICLR'25). To fully understand the utility and the implications of LLMs' deployment for scientific reviewing, a comprehensive relevant dataset is strongly desirable. Despite some previous research on this topic, such dataset has been lacking so far. We fill in this gap by presenting GenReview, the hitherto largest dataset containing LLM-written reviews. Our dataset includes 81K reviews generated for all submissions to the 2018--2025 editions of the ICLR by providing the LLM with three independent prompts: a negative, a positive, and a neutral one. GenReview is also linked to the respective papers and their original reviews, thereby enabling a broad range of investigations. To illustrate the value of GenReview, we explore a sample of intriguing research questions, namely: if LLMs exhibit bias in reviewing (they do); if LLM-written reviews can be automatically detected (so far, they can); if LLMs can rigorously follow reviewing instructions (not always) and whether LLM-provided ratings align with decisions on paper acceptance or rejection (holds true only for accepted papers). GenReview can be accessed at the following link: https://anonymous.4open.science/r/gen_review.

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I Stolenly Swear That I Am Up to (No) Good: Design and Evaluation of Model Stealing Attacks

Model stealing attacks endanger the confidentiality of machine learning models offered as a service. Although these models are kept secret, a malicious party can query a model to label data samples and train their own substitute model, violating intellectual property. While novel attacks in the field are continually being published, their design and evaluations are not standardised, making it challenging to compare prior works and assess progress in the field. This paper is the first to address this gap by providing recommendations for designing and evaluating model stealing attacks. To this end, we study the largest group of attacks that rely on training a substitute model -- those attacking image classification models. We propose the first comprehensive threat model and develop a framework for attack comparison. Further, we analyse attack setups from related works to understand which tasks and models have been studied the most. Based on our findings, we present best practices for attack development before, during, and beyond experiments and derive an extensive list of open research questions regarding the evaluation of model stealing attacks. Our findings and recommendations also transfer to other problem domains, hence establishing the first generic evaluation methodology for model stealing attacks.

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Design Patterns for Securing LLM Agents against Prompt Injections

As AI agents powered by Large Language Models (LLMs) become increasingly versatile and capable of addressing a broad spectrum of tasks, ensuring their security has become a critical challenge. Among the most pressing threats are prompt injection attacks, which exploit the agent's resilience on natural language inputs -- an especially dangerous threat when agents are granted tool access or handle sensitive information. In this work, we propose a set of principled design patterns for building AI agents with provable resistance to prompt injection. We systematically analyze these patterns, discuss their trade-offs in terms of utility and security, and illustrate their real-world applicability through a series of case studies.

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Practice-Informed, Practice-Ready: An AI security incident taxonomy

With the increasing prevalence of AI systems, several real-world AI security incidents have been reported. However, despite forthcoming legal mandates, the reporting and collection of these incidents still lacks practical standards and proposals. We bridge this gap by establishing a rigorous foundation based on discussions with a diverse group of AI practitioners spanning industrial, non-profit, research, and governmental sectors. Our proposed taxonomy provides concrete guidance to identify affected parties, recommend relevant security measures, and gain an actionable overview of the evolving AI security landscape. Our tests show that different coders consistently identify similar topics, but that automating incident tagging via an LLM like ChatGPT is of limited use. Notably, our framework has already served as the scientific basis for an established industry standard, proving its utility and readiness for widespread adoption.

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Towards more Practical Threat Models in Artificial Intelligence Security

Recent works have identified a gap between research and practice in artificial intelligence security: threats studied in academia do not always reflect the practical use and security risks of AI. For example, while models are often studied in isolation, they form part of larger ML pipelines in practice. Recent works also brought forward that adversarial manipulations introduced by academic attacks are impractical. We take a first step towards describing the full extent of this disparity. To this end, we revisit the threat models of the six most studied attacks in AI security research and match them to AI usage in practice via a survey with 271 industrial practitioners. On the one hand, we find that all existing threat models are indeed applicable. On the other hand, there are significant mismatches: research is often too generous with the attacker, assuming access to information not frequently available in real-world settings. Our paper is thus a call for action to study more practical threat models in artificial intelligence security.

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Machine Learning Security against Data Poisoning: Are We There Yet?

The recent success of machine learning (ML) has been fueled by the increasing availability of computing power and large amounts of data in many different applications. However, the trustworthiness of the resulting models can be compromised when such data is maliciously manipulated to mislead the learning process. In this article, we first review poisoning attacks that compromise the training data used to learn ML models, including attacks that aim to reduce the overall performance, manipulate the predictions on specific test samples, and even implant backdoors in the model. We then discuss how to mitigate these attacks using basic security principles, or by deploying ML-oriented defensive mechanisms. We conclude our article by formulating some relevant open challenges which are hindering the development of testing methods and benchmarks suitable for assessing and improving the trustworthiness of ML models against data poisoning attacks

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Testing autonomous vehicles and AI: perspectives and challenges from cybersecurity, transparency, robustness and fairness

This study explores the complexities of integrating Artificial Intelligence (AI) into Autonomous Vehicles (AVs), examining the challenges introduced by AI components and the impact on testing procedures, focusing on some of the essential requirements for trustworthy AI. Topics addressed include the role of AI at various operational layers of AVs, the implications of the EU's AI Act on AVs, and the need for new testing methodologies for Advanced Driver Assistance Systems (ADAS) and Automated Driving Systems (ADS). The study also provides a detailed analysis on the importance of cybersecurity audits, the need for explainability in AI decision-making processes and protocols for assessing the robustness and ethical behaviour of predictive systems in AVs. The paper identifies significant challenges and suggests future directions for research and development of AI in AV technology, highlighting the need for multidisciplinary expertise.

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Manipulating Trajectory Prediction with Backdoors

Autonomous vehicles ought to predict the surrounding agents' trajectories to allow safe maneuvers in uncertain and complex traffic situations. As companies increasingly apply trajectory prediction in the real world, security becomes a relevant concern. In this paper, we focus on backdoors - a security threat acknowledged in other fields but so far overlooked for trajectory prediction. To this end, we describe and investigate four triggers that could affect trajectory prediction. We then show that these triggers (for example, a braking vehicle), when correlated with a desired output (for example, a curve) during training, cause the desired output of a state-of-the-art trajectory prediction model. In other words, the model has good benign performance but is vulnerable to backdoors. This is the case even if the trigger maneuver is performed by a non-casual agent behind the target vehicle. As a side-effect, our analysis reveals interesting limitations within trajectory prediction models. Finally, we evaluate a range of defenses against backdoors. While some, like simple offroad checks, do not enable detection for all triggers, clustering is a promising candidate to support manual inspection to find backdoors.

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Machine Learning Security in Industry: A Quantitative Survey

Despite the large body of academic work on machine learning security, little is known about the occurrence of attacks on machine learning systems in the wild. In this paper, we report on a quantitative study with 139 industrial practitioners. We analyze attack occurrence and concern and evaluate statistical hypotheses on factors influencing threat perception and exposure. Our results shed light on real-world attacks on deployed machine learning. On the organizational level, while we find no predictors for threat exposure in our sample, the amount of implement defenses depends on exposure to threats or expected likelihood to become a target. We also provide a detailed analysis of practitioners' replies on the relevance of individual machine learning attacks, unveiling complex concerns like unreliable decision making, business information leakage, and bias introduction into models. Finally, we find that on the individual level, prior knowledge about machine learning security influences threat perception. Our work paves the way for more research about adversarial machine learning in practice, but yields also insights for regulation and auditing.

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Wild Patterns Reloaded: A Survey of Machine Learning Security against Training Data Poisoning

The success of machine learning is fueled by the increasing availability of computing power and large training datasets. The training data is used to learn new models or update existing ones, assuming that it is sufficiently representative of the data that will be encountered at test time. This assumption is challenged by the threat of poisoning, an attack that manipulates the training data to compromise the model's performance at test time. Although poisoning has been acknowledged as a relevant threat in industry applications, and a variety of different attacks and defenses have been proposed so far, a complete systematization and critical review of the field is still missing. In this survey, we provide a comprehensive systematization of poisoning attacks and defenses in machine learning, reviewing more than 100 papers published in the field in the last 15 years. We start by categorizing the current threat models and attacks, and then organize existing defenses accordingly. While we focus mostly on computer-vision applications, we argue that our systematization also encompasses state-of-the-art attacks and defenses for other data modalities. Finally, we discuss existing resources for research in poisoning, and shed light on the current limitations and open research questions in this research field.

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Security of Deep Reinforcement Learning for Autonomous Driving: A Survey

Reinforcement learning (RL) enables agents to learn optimal behaviors through interaction with their environment and has been increasingly deployed in safety-critical applications, including autonomous driving. Despite its promise, RL is susceptible to attacks designed either to compromise policy learning or to induce erroneous decisions by trained agents. Although the literature on RL security has grown rapidly and several surveys exist, existing categorizations often fall short in guiding the selection of appropriate defenses for specific systems. In this work, we present a comprehensive survey of 86 recent studies on RL security, addressing these limitations by systematically categorizing attacks and defenses according to defined threat models and single- versus multi-agent settings. Furthermore, we examine the relevance and applicability of state-of-the-art attacks and defense mechanisms within the context of autonomous driving, providing insights to inform the design of robust RL systems.

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Mental Models of Adversarial Machine Learning

Although machine learning is widely used in practice, little is known about practitioners' understanding of potential security challenges. In this work, we close this substantial gap and contribute a qualitative study focusing on developers' mental models of the machine learning pipeline and potentially vulnerable components. Similar studies have helped in other security fields to discover root causes or improve risk communication. Our study reveals two \facets of practitioners' mental models of machine learning security. Firstly, practitioners often confuse machine learning security with threats and defences that are not directly related to machine learning. Secondly, in contrast to most academic research, our participants perceive security of machine learning as not solely related to individual models, but rather in the context of entire workflows that consist of multiple components. Jointly with our additional findings, these two facets provide a foundation to substantiate mental models for machine learning security and have implications for the integration of adversarial machine learning into corporate workflows, \new{decreasing practitioners' reported uncertainty}, and appropriate regulatory frameworks for machine learning security.

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Backdoor Smoothing: Demystifying Backdoor Attacks on Deep Neural Networks

Backdoor attacks mislead machine-learning models to output an attacker-specified class when presented a specific trigger at test time. These attacks require poisoning the training data to compromise the learning algorithm, e.g., by injecting poisoning samples containing the trigger into the training set, along with the desired class label. Despite the increasing number of studies on backdoor attacks and defenses, the underlying factors affecting the success of backdoor attacks, along with their impact on the learning algorithm, are not yet well understood. In this work, we aim to shed light on this issue by unveiling that backdoor attacks induce a smoother decision function around the triggered samples -- a phenomenon which we refer to as \textit{backdoor smoothing}. To quantify backdoor smoothing, we define a measure that evaluates the uncertainty associated to the predictions of a classifier around the input samples. Our experiments show that smoothness increases when the trigger is added to the input samples, and that this phenomenon is more pronounced for more successful attacks. We also provide preliminary evidence that backdoor triggers are not the only smoothing-inducing patterns, but that also other artificial patterns can be detected by our approach, paving the way towards understanding the limitations of current defenses and designing novel ones.

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Backdoor Learning Curves: Explaining Backdoor Poisoning Beyond Influence Functions

Backdoor attacks inject poisoning samples during training, with the goal of forcing a machine learning model to output an attacker-chosen class when presented a specific trigger at test time. Although backdoor attacks have been demonstrated in a variety of settings and against different models, the factors affecting their effectiveness are still not well understood. In this work, we provide a unifying framework to study the process of backdoor learning under the lens of incremental learning and influence functions. We show that the effectiveness of backdoor attacks depends on: (i) the complexity of the learning algorithm, controlled by its hyperparameters; (ii) the fraction of backdoor samples injected into the training set; and (iii) the size and visibility of the backdoor trigger. These factors affect how fast a model learns to correlate the presence of the backdoor trigger with the target class. Our analysis unveils the intriguing existence of a region in the hyperparameter space in which the accuracy on clean test samples is still high while backdoor attacks are ineffective, thereby suggesting novel criteria to improve existing defenses.

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Killing four birds with one Gaussian process: the relation between different test-time attacks

In machine learning (ML) security, attacks like evasion, model stealing or membership inference are generally studied in individually. Previous work has also shown a relationship between some attacks and decision function curvature of the targeted model. Consequently, we study an ML model allowing direct control over the decision surface curvature: Gaussian Process classifiers (GPCs). For evasion, we find that changing GPC's curvature to be robust against one attack algorithm boils down to enabling a different norm or attack algorithm to succeed. This is backed up by our formal analysis showing that static security guarantees are opposed to learning. Concerning intellectual property, we show formally that lazy learning does not necessarily leak all information when applied. In practice, often a seemingly secure curvature can be found. For example, we are able to secure GPC against empirical membership inference by proper configuration. In this configuration, however, the GPC's hyper-parameters are leaked, e.g. model reverse engineering succeeds. We conclude that attacks on classification should not be studied in isolation, but in relation to each other.

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On the security relevance of weights in deep learning

Recently, a weight-based attack on stochastic gradient descent inducing overfitting has been proposed. We show that the threat is broader: A task-independent permutation on the initial weights suffices to limit the achieved accuracy to for example 50% on the Fashion MNIST dataset from initially more than $90$%. These findings are confirmed on MNIST and CIFAR. We formally confirm that the attack succeeds with high likelihood and does not depend on the data. Empirically, weight statistics and loss appear unsuspicious, making it hard to detect the attack if the user is not aware. Our paper is thus a call for action to acknowledge the importance of the initial weights in deep learning.

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