arXiv subjects
Publications and source records attributed to Katrin Gelfert.
We study the Lyapunov spectrum of the ergodic measures of isolated homoclinic classes of $C^1$-generic diffeomorphisms. We show that this spectrum has nonempty interior and that any vector in its interior is the spectrum of some ergodic measure fully supported on the homoclinic class. We also discuss the averaged Lyapunov spectrum of homoclinic classes (an extension of the Lyapunov graph).
We consider one dimensional maps with several neutral fixed points that do not admit any physical measures. We show that there is simplex of measures so that every measure in this simplex has a basin which has full Hausdorff dimension.
We study nonhyperbolic and transitive partially hyperbolic diffeomorphisms having a one-dimensional center. We prove joint flexibility with respect to entropy and center Lyapunov exponent for a broad class of these systems. Flexibility means that for any given value of the center Lyapunov exponent and any value of entropy less than the supremum of entropies of ergodic measures with that exponent, there is an ergodic measure with exactly this entropy and exponent. Our hypotheses involve minimal foliations and blender-horseshoes, they formalize the interplay between two regions of the ambient space, one of center expanding and the other of center contracting type. The list of examples our results apply is rather long, a non-exhaustive list includes fibered by circles, flow-type, some Derived from Anosov diffeomorphisms, and some anomalous (non-dynamically coherent) diffeomorphisms.
We combine the two classical topological concepts, time-preserving topological factors and synchronizing time-changes of a continuous flow, and explore some of their thermodynamic consequences. Particular focus is put on equilibrium states and, in particular, measures of maximal entropy, with emphasis on geodesic flows on rank-one surfaces of nonpositive curvature and their time-preserving expansive topological factors for which we investigate the scaled geometric potentials.
We introduce the concept of a heterodimensional cycle of hyperbolic ergodic measures and a special type of them that we call rich. Within a partially hyperbolic context, we prove that if two measures are related by a rich heterodimensional cycle, then the entire segment of probability measures linking them lies within the closure of measures supported on periodic orbits. Motivated by the occurrence of robust heterodimensional cycles of hyperbolic basic sets, we study robust rich heterodimensional cycles of measures providing a framework for this phenomenon for diffeomorphisms. In the setting of skew products, we construct an open set of maps having uncountably many measures related by rich heterodimensional cycles.
We study the amount of nonhyperbolicity within a broad class of (nonhyperbolic) partially hyperbolic diffeomorphisms with a one-dimensional center. For that, we focus on the center Lyapunov exponent and the entropy of its level sets. We show that these entropies vary continuously and can be expressed in terms of restricted variational principles. In this study, no dynamical coherence is required. Of particular interest is the case where the exponent is zero. To study this level set, we construct a compact set foliated by curves tangent to the central direction. Within this set, the entropy attains the maximal possible (and positive) value. Moreover, finite-time Lyapunov exponents converge uniformly to zero. In this construction, we introduce a mechanism to concatenate center curves. The class studied consists of those robustly transitive diffeomorphisms that have a pair of blender-horseshoes with different types of hyperbolicity and possess minimal strong stable and unstable foliations. This classes includes flow-type and circle-fibered diffeomorphisms as well as some derived from Anosov diffeomorphisms. It also includes the so-called anomalous examples which are dynamically incoherent.
We study general random dynamical systems of continuous maps on some compact metric space. Assuming a local contraction condition and uniqueness of the stationary measure, we establish probabilistic limit laws such as the central limit theorem, the strong law of large numbers, and the law of the iterated logarithm. Moreover, we study exponential synchronization and synchronization on average. In the particular case of iterated function systems on $\mathbb S^1$, we analyze synchronization rates and describe their large deviations. In the case of $C^{1+\beta}$-diffeomorphisms, these deviations on random orbits are obtained from the large deviations of the expected Lyapunov exponent.
For a geodesic flow on a negatively curved Riemannian manifold $M$ and some subset $A\subset T^1M$, we study the limit $A$-exceptional set, that is the set of points whose $\omega$-limit do not intersect $A$. We show that if the topological $\ast$-entropy of $A$ is smaller than the topological entropy of the geodesic flow, then the limit $A$-exceptional set has full topological entropy. Some consequences are stated for limit exceptional sets of invariant compact subsets and proper submanifolds.
We study contraction conditions for an iterated function system of continuous maps on a metric space which are chosen randomly, identically and independently. We investigate metric changes, preserving the topological structure of the space, which turn the IFS into one which is contracting on average. For the particular case of a system of $C^1$-diffeomorphisms of the circle which is proximal and does not have a probability measure simultaneously invariant by every map, we derive a strongly equivalent metric which contracts on average.
We derive sufficient conditions for a dynamical systems to have a set of irregular points with full topological entropy. Such conditions are verified for some nonuniformly hyperbolic systems such as positive entropy surface diffeomorphisms and rational functions on the Riemann sphere.
For a large class of transitive non-hyperbolic systems, we construct nonhyperbolic ergodic measures with entropy arbitrarily close to its maximal possible value. The systems we consider are partially hyperbolic with one-dimension central direction for which there are positive entropy ergodic measures whose central Lyapunov exponent is negative, zero, or positive. We construct ergodic measures with zero central Lyapunov exponent whose entropy is positive and arbitrarily close to the topological entropy of the set of points with central Lyapunov exponent zero. This provides a restricted variational principle for nonhyperbolic (zero exponent) ergodic measures. The result is applied to the setting of $\mathrm{SL}(2,\mathbb R)$ matrix cocycles and provides a counterpart to Furstenberg's classical result: for an open and dense subset of elliptic $\mathrm{SL}(2,\mathbb R)$ cocycles we construct ergodic measures with upper Lyapunov exponent zero and with metric entropy arbitrarily close to the topological entropy of the set of infinite matrix products with subexponential growth of the norm.
We study the geodesic flow of a compact surface without conjugate points and genus greater than one and continuous Green bundles. Identifying each strip of bi-asymptotic geodesics induces an equivalence relation on the unit tangent bundle. Its quotient space is shown to carry the structure of a 3-dimensional compact manifold. This manifold carries a canonically defined continuous flow which is expansive, time-preserving semi-conjugate to the geodesic flow, and has a local product structure. An essential step towards the proof of these properties is to study regularity properties of the horospherical foliations and to show that they are indeed tangent to the Green subbundles. As an application it is shown that the geodesic flow has a unique measure of maximal entropy.
We prove that for the geodesic flow of a rank 1 Riemannian surface which is expansive but not Anosov the Hausdorff dimension of the set of vectors with only zero Lyapunov exponents is large.
We study step skew-products over a finite-state shift (base) space whose fiber maps are $C^1$ injective maps on the unit interval. We show that certain invariant sets have a multi-graph structure and can be written graphs of one, two or more functions defined on the base. In particular, this applies to any hyperbolic set and to the support of any ergodic hyperbolic measure. Moreover, within the class of step skew-products whose interval maps are 'absorbing', open and densely the phase space decomposes into attracting and repelling double-strips such that their attractors and repellers are graphs of one single-valued or bi-valued continuous function almost everywhere, respectively.
We provide examples of transitive partially hyperbolic dynamics (specific but paradigmatic examples of homoclinic classes) which blend different types of hyperbolicity in the one-dimensional center direction. These homoclinic classes have two disjoint parts: an "exposed" piece which is poorly homoclinically related with the rest and a "core" with rich homoclinic relations. There is an associated natural division of the space of ergodic measures which are either supported on the exposed piece or on the core. We describe the topology of these two parts and show that they glue along nonhyperbolic measures. Measures of maximal entropy are discussed in more detail. We present examples where the measure of maximal entropy is nonhyperbolic. We also present examples where the measure of maximal entropy is unique and nonhyperbolic, however in this case the dynamics is nontransitive.
We study $C^1$-robustly transitive and nonhyperbolic diffeomorphisms having a partially hyperbolic splitting with one-dimensional central bundle whose strong un-/stable foliations are both minimal. {In dimension $3$, an important class of examples of such systems is given by those with a simple closed periodic curve tangent to the central bundle.} We prove that there is a $C^1$-open and dense subset of such diffeomorphisms such that every nonhyperbolic ergodic measure (i.e. with zero central exponent) can be approximated in the weak$\ast$ topology and in entropy by measures supported in basic sets with positive (negative) central Lyapunov exponent. Our method also allows to show how entropy changes across measures with central Lyapunov exponent close to zero. We also prove that any nonhyperbolic ergodic measure is in the intersection of the convex hulls of the measures with positive central exponent and with negative central exponent.
For a surface diffeomorphism, a compact invariant locally maximal set $W$ and some subset $A\subset W$ we study the $A$-exceptional set, that is, the set of points whose orbits do not accumulate at $A$. We show that if the Hausdorff dimension of $A$ is smaller than the Hausdorff dimension $d$ of some ergodic hyperbolic measure, then the topological entropy of the exceptional set is at least the entropy of this measure and its Hausdorff dimension is at least $d$. Particular consequences occur when there is some a priori defined hyperbolic structure on $W$ and, for example, if there exists an SRB measure.
We study random independent and identically distributed iterations of functions from an iterated function system of homeomorphisms on the circle which is minimal. We show how such systems can be analyzed in terms of iterated function systems with probabilities which are non-expansive on average.