arXiv subjects

Katrin Kirchhoff

Publications and source records attributed to Katrin Kirchhoff.

At least 19 recordsLinked to original sources

arXiv2026

CLARITY: A Framework and Benchmark for Conversational Language Ambiguity and Unanswerability in Interactive NL2SQL Systems

NL2SQL systems deployed in industry settings often encounter ambiguous or unanswerable queries, particularly in interactive scenarios with incomplete user clarification. Existing benchmarks typically assume a single source of ambiguity and rely on user interaction for resolution, overlooking realistic failure modes. We introduce Clarity, a framework for automatically generating an NL2SQL benchmark with multi-faceted ambiguities and diverse user behaviors across both single- and multi-turn settings. Using a constraint-driven pipeline, Clarity transforms executable SQL into ambiguous queries, augmented with grounded conversational continuations and schema-level metadata. Empirical evaluation on Spider and BIRD shows that leading NL2SQL systems, including those based on strong LLMs, suffer significant performance degradation under multi-faceted ambiguity. While these systems often detect ambiguity, they struggle to accurately localize and resolve the underlying schema-level sources. Our results highlight the need for more robust ambiguity detection and resolution in industry-grade NL2SQL systems.

cs.CL↗

arXiv2026

OPERA: Online Data Pruning for Efficient Retrieval Model Adaptation

Domain-specific finetuning is essential for dense retrievers, yet not all data pairs contribute equally to the learning process. We introduce OPERA, a data pruning framework that exploits this heterogeneity to improve both the effectiveness and efficiency of retrieval model adaptation. We first investigate static pruning (SP), which retains only high-similarity query-document pairs, revealing an intrinsic quality-coverage tradeoff: ranking (NDCG) improves while retrieval (Recall) can degrade due to reduced query diversity. To resolve this tradeoff, we propose a two-stage dynamic pruning (DP) strategy that adaptively modulates sampling probabilities at both query and document levels throughout training, prioritizing high-quality examples while maintaining access to the full training set. Evaluations across eight datasets spanning six domains demonstrate the effectiveness of both approaches: SP improves ranking over standard finetuning (NDCG@10 +0.2 points), while DP achieves the strongest performance on both ranking (NDCG@10 +1.0 points) and retrieval (Recall@20 +0.4 points), with an average rank of 1.38 across all methods. These findings scale to Qwen3-Embedding, an LLM-based dense retriever, confirming architecture-agnostic benefits. Notably, DP reaches comparable performance in less than 50\% of the training time required by standard finetuning.

cs.IR↗

arXiv2024

Zero-resource Speech Translation and Recognition with LLMs

Despite recent advancements in speech processing, zero-resource speech translation (ST) and automatic speech recognition (ASR) remain challenging problems. In this work, we propose to leverage a multilingual Large Language Model (LLM) to perform ST and ASR in languages for which the model has never seen paired audio-text data. We achieve this by using a pre-trained multilingual speech encoder, a multilingual LLM, and a lightweight adaptation module that maps the audio representations to the token embedding space of the LLM. We perform several experiments both in ST and ASR to understand how to best train the model and what data has the most impact on performance in previously unseen languages. In ST, our best model is capable to achieve BLEU scores over 23 in CoVoST2 for two previously unseen languages, while in ASR, we achieve WERs of up to 28.2\%. We finally show that the performance of our system is bounded by the ability of the LLM to output text in the desired language.

cs.CL↗

arXiv2024

CriSPO: Multi-Aspect Critique-Suggestion-guided Automatic Prompt Optimization for Text Generation

Existing automatic prompt engineering methods are typically designed for discriminative tasks, where new task prompts are iteratively refined with limited feedback from a single metric reflecting a single aspect. However, these approaches are suboptimal for generative tasks, which require more nuanced guidance beyond a single numeric metric to improve the prompt and optimize multiple aspects of the generated text. To address these challenges, we propose a novel multi-aspect Critique-Suggestion-guided automatic Prompt Optimization (CriSPO) approach. CriSPO introduces a critique-suggestion module as its core component. This module spontaneously discovers aspects, and compares generated and reference texts across these aspects, providing specific suggestions for prompt modification. These clear critiques and actionable suggestions guide a receptive optimizer module to make more substantial changes, exploring a broader and more effective search space. To further improve CriSPO with multi-metric optimization, we introduce an Automatic Suffix Tuning (AST) extension to enhance the performance of task prompts across multiple metrics. We evaluate CriSPO on 4 state-of-the-art LLMs across 4 summarization and 5 QA datasets. Extensive experiments show 3-4% ROUGE score improvement on summarization and substantial improvement of various metrics on QA. Code available at https://github.com/amazon-science/crispo

cs.CL↗

arXiv2024

SpeechVerse: A Large-scale Generalizable Audio Language Model

Large language models (LLMs) have shown incredible proficiency in performing tasks that require semantic understanding of natural language instructions. Recently, many works have further expanded this capability to perceive multimodal audio and text inputs, but their capabilities are often limited to specific fine-tuned tasks such as automatic speech recognition and translation. We therefore develop SpeechVerse, a robust multi-task training and curriculum learning framework that combines pre-trained speech and text foundation models via a small set of learnable parameters, while keeping the pre-trained models frozen during training. The models are instruction finetuned using continuous latent representations extracted from the speech foundation model to achieve optimal zero-shot performance on a diverse range of speech processing tasks using natural language instructions. We perform extensive benchmarking that includes comparing our model performance against traditional baselines across several datasets and tasks. Furthermore, we evaluate the model's capability for generalized instruction following by testing on out-of-domain datasets, novel prompts, and unseen tasks. Our empirical experiments reveal that our multi-task SpeechVerse model is even superior to conventional task-specific baselines on 9 out of the 11 tasks.

cs.CL↗

arXiv2024

SpeechGuard: Exploring the Adversarial Robustness of Multimodal Large Language Models

Integrated Speech and Large Language Models (SLMs) that can follow speech instructions and generate relevant text responses have gained popularity lately. However, the safety and robustness of these models remains largely unclear. In this work, we investigate the potential vulnerabilities of such instruction-following speech-language models to adversarial attacks and jailbreaking. Specifically, we design algorithms that can generate adversarial examples to jailbreak SLMs in both white-box and black-box attack settings without human involvement. Additionally, we propose countermeasures to thwart such jailbreaking attacks. Our models, trained on dialog data with speech instructions, achieve state-of-the-art performance on spoken question-answering task, scoring over 80% on both safety and helpfulness metrics. Despite safety guardrails, experiments on jailbreaking demonstrate the vulnerability of SLMs to adversarial perturbations and transfer attacks, with average attack success rates of 90% and 10% respectively when evaluated on a dataset of carefully designed harmful questions spanning 12 different toxic categories. However, we demonstrate that our proposed countermeasures reduce the attack success significantly.

cs.CL↗

arXiv2024

AutoGluon-Multimodal (AutoMM): Supercharging Multimodal AutoML with Foundation Models

AutoGluon-Multimodal (AutoMM) is introduced as an open-source AutoML library designed specifically for multimodal learning. Distinguished by its exceptional ease of use, AutoMM enables fine-tuning of foundation models with just three lines of code. Supporting various modalities including image, text, and tabular data, both independently and in combination, the library offers a comprehensive suite of functionalities spanning classification, regression, object detection, semantic matching, and image segmentation. Experiments across diverse datasets and tasks showcases AutoMM's superior performance in basic classification and regression tasks compared to existing AutoML tools, while also demonstrating competitive results in advanced tasks, aligning with specialized toolboxes designed for such purposes.

cs.LG↗

arXiv2024

DeAL: Decoding-time Alignment for Large Language Models

Large Language Models (LLMs) are nowadays expected to generate content aligned with human preferences. Current work focuses on alignment at model training time, through techniques such as Reinforcement Learning with Human Feedback (RLHF). However, it is unclear if such methods are an effective choice to teach alignment objectives to the model. First, the inability to incorporate multiple, custom rewards and reliance on a model developer's view of universal and static principles are key limitations. Second, the reliability of such approaches is also questionable (e.g. susceptibility to jailbreaking even after safety training). To address these issues, we propose DeAL, a framework that allows the user to customize reward functions and enables Decoding-time Alignment of LLMs (DeAL). At its core, we view decoding as a heuristic-guided search process and facilitate the use of a wide variety of alignment objectives. Our experiments with programmatic constraints such as keyword and length constraints, and abstract objectives such as harmlessness and helpfulness, show that we can DeAL with fine-grained trade-offs and improve adherence to alignment objectives. Lastly, we demonstrate that DeAL is largely complementary to existing alignment strategies, and can be effectively paired with RLHF and prompting techniques to achieve better alignment.

cs.AI↗

arXiv2023

Don't Stop Self-Supervision: Accent Adaptation of Speech Representations via Residual Adapters

Speech representations learned in a self-supervised fashion from massive unlabeled speech corpora have been adapted successfully toward several downstream tasks. However, such representations may be skewed toward canonical data characteristics of such corpora and perform poorly on atypical, non-native accented speaker populations. With the state-of-the-art HuBERT model as a baseline, we propose and investigate self-supervised adaptation of speech representations to such populations in a parameter-efficient way via training accent-specific residual adapters. We experiment with 4 accents and choose automatic speech recognition (ASR) as the downstream task of interest. We obtain strong word error rate reductions (WERR) over HuBERT-large for all 4 accents, with a mean WERR of 22.7% with accent-specific adapters and a mean WERR of 25.1% if the entire encoder is accent-adapted. While our experiments utilize HuBERT and ASR as the downstream task, our proposed approach is both model and task-agnostic.

cs.CL↗

arXiv2023

DCTX-Conformer: Dynamic context carry-over for low latency unified streaming and non-streaming Conformer ASR

Conformer-based end-to-end models have become ubiquitous these days and are commonly used in both streaming and non-streaming automatic speech recognition (ASR). Techniques like dual-mode and dynamic chunk training helped unify streaming and non-streaming systems. However, there remains a performance gap between streaming with a full and limited past context. To address this issue, we propose the integration of a novel dynamic contextual carry-over mechanism in a state-of-the-art (SOTA) unified ASR system. Our proposed dynamic context Conformer (DCTX-Conformer) utilizes a non-overlapping contextual carry-over mechanism that takes into account both the left context of a chunk and one or more preceding context embeddings. We outperform the SOTA by a relative 25.0% word error rate, with a negligible latency impact due to the additional context embeddings.

eess.AS↗

arXiv2023

Mask The Bias: Improving Domain-Adaptive Generalization of CTC-based ASR with Internal Language Model Estimation

End-to-end ASR models trained on large amount of data tend to be implicitly biased towards language semantics of the training data. Internal language model estimation (ILME) has been proposed to mitigate this bias for autoregressive models such as attention-based encoder-decoder and RNN-T. Typically, ILME is performed by modularizing the acoustic and language components of the model architecture, and eliminating the acoustic input to perform log-linear interpolation with the text-only posterior. However, for CTC-based ASR, it is not as straightforward to decouple the model into such acoustic and language components, as CTC log-posteriors are computed in a non-autoregressive manner. In this work, we propose a novel ILME technique for CTC-based ASR models. Our method iteratively masks the audio timesteps to estimate a pseudo log-likelihood of the internal LM by accumulating log-posteriors for only the masked timesteps. Extensive evaluation across multiple out-of-domain datasets reveals that the proposed approach improves WER by up to 9.8% and OOV F1-score by up to 24.6% relative to Shallow Fusion, when only text data from target domain is available. In the case of zero-shot domain adaptation, with no access to any target domain data, we demonstrate that removing the source domain bias with ILME can still outperform Shallow Fusion to improve WER by up to 9.3% relative.

eess.AS↗

arXiv2022

Rethinking the Role of Scale for In-Context Learning: An Interpretability-based Case Study at 66 Billion Scale

Language models have been shown to perform better with an increase in scale on a wide variety of tasks via the in-context learning paradigm. In this paper, we investigate the hypothesis that the ability of a large language model to in-context learn-perform a task is not uniformly spread across all of its underlying components. Using a 66 billion parameter language model (OPT-66B) across a diverse set of 14 downstream tasks, we find this is indeed the case: $\sim$70% of attention heads and $\sim$20% of feed forward networks can be removed with minimal decline in task performance. We find substantial overlap in the set of attention heads (un)important for in-context learning across tasks and number of in-context examples. We also address our hypothesis through a task-agnostic lens, finding that a small set of attention heads in OPT-66B score highly on their ability to perform primitive induction operations associated with in-context learning, namely, prefix matching and copying. These induction heads overlap with task-specific important heads, reinforcing arguments by Olsson et al. (arXiv:2209.11895) regarding induction head generality to more sophisticated behaviors associated with in-context learning. Overall, our study provides several insights that indicate large language models may be under-trained for in-context learning and opens up questions on how to pre-train language models to more effectively perform in-context learning.

cs.CL↗

arXiv2022

Device Directedness with Contextual Cues for Spoken Dialog Systems

In this work, we define barge-in verification as a supervised learning task where audio-only information is used to classify user spoken dialogue into true and false barge-ins. Following the success of pre-trained models, we use low-level speech representations from a self-supervised representation learning model for our downstream classification task. Further, we propose a novel technique to infuse lexical information directly into speech representations to improve the domain-specific language information implicitly learned during pre-training. Experiments conducted on spoken dialog data show that our proposed model trained to validate barge-in entirely from speech representations is faster by 38% relative and achieves 4.5% relative F1 score improvement over a baseline LSTM model that uses both audio and Automatic Speech Recognition (ASR) 1-best hypotheses. On top of this, our best proposed model with lexically infused representations along with contextual features provides a further relative improvement of 5.7% in the F1 score but only 22% faster than the baseline.

cs.CL↗

arXiv2022

Towards Personalization of CTC Speech Recognition Models with Contextual Adapters and Adaptive Boosting

End-to-end speech recognition models trained using joint Connectionist Temporal Classification (CTC)-Attention loss have gained popularity recently. In these models, a non-autoregressive CTC decoder is often used at inference time due to its speed and simplicity. However, such models are hard to personalize because of their conditional independence assumption that prevents output tokens from previous time steps to influence future predictions. To tackle this, we propose a novel two-way approach that first biases the encoder with attention over a predefined list of rare long-tail and out-of-vocabulary (OOV) words and then uses dynamic boosting and phone alignment network during decoding to further bias the subword predictions. We evaluate our approach on open-source VoxPopuli and in-house medical datasets to showcase a 60% improvement in F1 score on domain-specific rare words over a strong CTC baseline.

cs.CL↗

arXiv2022

Self-Supervised Speech Representation Learning: A Review

Although supervised deep learning has revolutionized speech and audio processing, it has necessitated the building of specialist models for individual tasks and application scenarios. It is likewise difficult to apply this to dialects and languages for which only limited labeled data is available. Self-supervised representation learning methods promise a single universal model that would benefit a wide variety of tasks and domains. Such methods have shown success in natural language processing and computer vision domains, achieving new levels of performance while reducing the number of labels required for many downstream scenarios. Speech representation learning is experiencing similar progress in three main categories: generative, contrastive, and predictive methods. Other approaches rely on multi-modal data for pre-training, mixing text or visual data streams with speech. Although self-supervised speech representation is still a nascent research area, it is closely related to acoustic word embedding and learning with zero lexical resources, both of which have seen active research for many years. This review presents approaches for self-supervised speech representation learning and their connection to other research areas. Since many current methods focus solely on automatic speech recognition as a downstream task, we review recent efforts on benchmarking learned representations to extend the application beyond speech recognition.

cs.CL↗

arXiv2021

Prompt Tuning GPT-2 language model for parameter-efficient domain adaptation of ASR systems

Automatic Speech Recognition (ASR) systems have found their use in numerous industrial applications in very diverse domains creating a need to adapt to new domains with small memory and deployment overhead. In this work, we introduce domain-prompts, a methodology that involves training a small number of domain embedding parameters to prime a Transformer-based Language Model (LM) to a particular domain. Using this domain-adapted LM for rescoring ASR hypotheses can achieve 7-13% WER reduction for a new domain with just 1000 unlabeled textual domain-specific sentences. This improvement is comparable or even better than fully fine-tuned models even though just 0.02% of the parameters of the base LM are updated. Additionally, our method is deployment-friendly as the learnt domain embeddings are prefixed to the input to the model rather than changing the base model architecture. Therefore, our method is an ideal choice for on-the-fly adaptation of LMs used in ASR systems to progressively scale it to new domains.

cs.CL↗

arXiv2021

Directed Speech Separation for Automatic Speech Recognition of Long Form Conversational Speech

Many of the recent advances in speech separation are primarily aimed at synthetic mixtures of short audio utterances with high degrees of overlap. Most of these approaches need an additional stitching step to stitch the separated speech chunks for long form audio. Since most of the approaches involve Permutation Invariant training (PIT), the order of separated speech chunks is nondeterministic and leads to difficulty in accurately stitching homogenous speaker chunks for downstream tasks like Automatic Speech Recognition (ASR). Also, most of these models are trained with synthetic mixtures and do not generalize to real conversational data. In this paper, we propose a speaker conditioned separator trained on speaker embeddings extracted directly from the mixed signal using an over-clustering based approach. This model naturally regulates the order of the separated chunks without the need for an additional stitching step. We also introduce a data sampling strategy with real and synthetic mixtures which generalizes well to real conversation speech. With this model and data sampling technique, we show significant improvements in speaker-attributed word error rate (SA-WER) on Hub5 data.

eess.AS↗

arXiv2021

Representation learning through cross-modal conditional teacher-student training for speech emotion recognition

Generic pre-trained speech and text representations promise to reduce the need for large labeled datasets on specific speech and language tasks. However, it is not clear how to effectively adapt these representations for speech emotion recognition. Recent public benchmarks show the efficacy of several popular self-supervised speech representations for emotion classification. In this study, we show that the primary difference between the top-performing representations is in predicting valence while the differences in predicting activation and dominance dimensions are less pronounced. However, we show that even the best-performing HuBERT representation underperforms on valence prediction compared to a multimodal model that also incorporates text representation. We address this shortcoming by injecting lexical information into the speech representation using the multimodal model as a teacher. To improve the efficacy of our approach, we propose a novel estimate of the quality of the emotion predictions, to condition teacher-student training. We report new audio-only state-of-the-art concordance correlation coefficient (CCC) values of 0.757, 0.627, 0.671 for activation, valence and dominance predictions, respectively, on the MSP-Podcast corpus, and also state-of-the-art values of 0.667, 0.582, 0.545 on the IEMOCAP corpus.

eess.AS↗