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Kedong Xiu

Publications and source records attributed to Kedong Xiu.

9 recordsLinked to original sources

ProbGuard: Calibrated Safety Risk Estimation from LLM Output Distributions

Recent research on Large Language Model (LLM) safety has widely adopted guardrails to identify unsafe LLM outputs. Existing guardrails typically formulate safety assessment as a deterministic classification task, mapping a discrete token sequence to a discrete safety label. However, this paradigm has two limitations: First, safety assessment is inherently an uncertain problem, particularly during the early generation state. Second, relying solely on discrete token sequences discards the rich probabilistic information embedded in the LLM output distribution. To address these limitations, we propose the first completely probabilistic architecture-agnostic guardrail \textsc{ProbGuard} to leverage the LLM early output distributional signals for estimating and calibrating the safety probability, thereby enabling early stopping of unsafe ongoing outputs. Specifically, given an LLM's generated prefix distribution, we formulate the safety risk as the unsafe probability of its continued generation dynamics and estimate this risk by Monte-Carlo sampling. Through post-training on the distributional signals and calibrated safety risk, \textsc{ProbGuard} achieves the best calibration performance across all nine model--dataset combination settings, reducing the average Brier score and ECE by 79.6\% and 71.9\%, respectively, over the best baseline. \textsc{ProbGuard} further limits the attack success rate to at most 1\% across six representative jailbreak attacks after observing the LLM early output distributions from only the first ten decoding steps.

cs.LG

LoMC: Localized Multidirectional Correction for Refusal Suppression in Routed Foundation Models

We study controlled post-training refusal suppression in routed MoE and hybrid-MoE foundation models, aiming to increase non-refusal target-response behavior while preserving general capability under a compact intervention footprint. Existing broad direction-based edits can perturb general-purpose computation, whereas support-only expert edits often lack sufficient capacity to correct heterogeneous refusal representations. To address this limitation, we introduce Localized Multidirectional Correction (LoMC), a support-gated intervention framework that follows a support-then-correction execution order: it first identifies a compact edit support, then aggregates prototype correction directions into layer-wise correction directions, and finally applies rank-one layer-wise correction only within the selected support. By using the edit support as a structural gating constraint, LoMC increases correction capacity without expanding the intervention scope. Experiments on text-only and multimodal safety benchmarks across four routed backbones show that LoMC substantially improves non-refusal target-response behavior while maintaining general capability under a compact intervention footprint.

stat.ML

RoCo-ACE: Rollout-Conditioned Online Distillation for Retention-Aware Knowledge Injection

Knowledge injection updates pretrained MLLMs with new factual or domain-specific knowledge, but fitting full authoritative answers can cause drift in non-updated behavior. Online distillation mitigates this drift by training on model-generated rollouts, yet uniform reference-conditioned distillation provides coarse supervision: it can under-emphasize reference-supported rollout tokens and supervise omitted facts only indirectly. We introduce RoCo-ACE, a rollout-conditioned online distillation objective for knowledge injection. RoCo uses same-rollout reference-free/reference-conditioned likelihood contrast to reallocate additional distillation weight to reference-supported rollout tokens, while ACE adds sparse reference-side anchored correction for authoritative anchors omitted from the rollout without full-answer imitation. Across three knowledge-injection settings, six retention benchmarks, multiple baselines, and multiple base models, RoCo-ACE achieves the best injected-knowledge accuracy among compared methods while keeping evaluated retention close to the base model.

cs.AI

TRACE: Task-Aware Adaptive Self-Evolving Agentic Jailbreaking

The rise of LLM agents introduces a new threat by enabling planning, coding, and even end-to-end execution of expert-level attack workflows. However, this threat remains underexplored and underestimated since (i) safety alignment prevents LLMs from directly generating harmful instructions, and (ii) most existing jailbreak methods cannot consistently induce agents to execute malicious operations. In this paper, we propose TRACE, a practical agentic jailbreaking framework to further reveal the risks of this threat surface. To conceal the malicious intent, TRACE decomposes a malicious task into multiple subtask sequences under different schemes and selects the sequence with the fewest explicitly harmful subtasks. TRACE then disguises the remaining harmful subtasks as benign-looking instructions by embedding them in task-aware scenarios with related roles, environments, directives, and heuristics. The scenarios are iteratively evolved through well-defined transformation actions, which are sampled by a Q-learning-inspired mechanism, for inducing the agent to execute on the harmful subtasks. Extensive evaluations on AgentHarm and AdvCUA show that TRACE consistently outperforms existing jailbreak baselines across multiple advanced LLM agents, achieving up to 100% bypass rate and 0.73 average success score. We also demonstrate the effectiveness of TRACE in controlled cyberattack instances. Our code and demos are available at https://github.com/ZJU-LLM-Safety/TRACE.git.

cs.CR

NonTextual Target Attack

Existing gradient-based jailbreak attacks on Large Language Models (LLMs) typically optimize adversarial suffixes to align the LLM output with predefined target responses. However, restricting the objective as inducing fixed targets inherently constrains the adversarial search space, limiting the overall attack efficacy. Furthermore, existing methods typically require numerous optimization iterations to fulfill the large gap between the fixed target and the original LLM output, resulting in low attack efficiency. To overcome these limitations, we propose NonTextual Target Attack (NTA), the first gradient-based attack that relies on a non-textual constrained objective to maximize the unsafety probability of the LLM output, without enforcing any response patterns. For tractable optimization, we further decompose this objective into two constrained sub-objectives, which can be approximated by two differentiable unconstrained losses, to iteratively optimize the response and the adversarial prompt in the neighborhood of the original prompt, with a theoretical analysis to validate the decomposition. In contrast to existing attacks, NTA first realizes gradient-based prompt optimization on a non-textual target and significantly expands the attack space, enabling more flexible and efficient exploration of LLM vulnerabilities. Extensive evaluations show that \textsc{NTA} achieves an average attack success rate of 96.8\% against recent safety-aligned LLMs with only 100 optimization iterations on AdvBench, outperforming state-of-the-art gradient-based attacks by over 40\%.

cs.CR

Dynamic Jailbreaking Attack

Existing gradient-based jailbreak attacks typically optimize a fixed-length adversarial suffix toward a predefined target response with a static optimization strategy. However, this fully static formulation undermines the effectiveness, efficiency and flexibility of gradient-based jailbreaking because (i) A predefined target usually lies in the low-probability region of a safety-aligned LLM's conditional output distribution, forcing the optimization to pursue an unlikely response pattern; (ii) Simple affirmative targets may even mislead LLMs to generate affirmative responses that are not highly relevant to the prompts; (iii) Fixed optimization strategy and suffix length treat all prompts equally, leading to limited attack capability for hard prompts and redundant capacity for easy ones. To address these limitations, we propose Dynamic Jailbreaking Attack (DJA), a parameter-free gradient-based jailbreak framework using dynamic candidate exploration, dynamic relevant targets and dynamic optimization strategy to craft adversarial prompts. In each optimization round, DJA samples multiple candidate target responses directly from the LLM's distribution conditioned on the current adversarial prompt. Among these candidates, DJA employs a multi-objective scorer to select an optimal target that satisfies multi-dimensional criteria such as harmfulness, relevance, and usefulness. Moreover, DJA introduces a parameter-free dynamic optimization strategy that allocates adversarial effort based on real-time feedback, adapting suffix length, candidate sampling capacity, and optimization iterations according to the difficulty of each harmful prompt. In an extensive evaluation of 40 safety-aligned LLMs (12 model families, scaling from 0.5B to 32B), DJA achieves a 100% ASR across all LLMs, requiring only 13.68 optimization rounds on average (10 iterations per round).

cs.CR

HarmMetric Eval: Benchmarking Metrics and Judges for LLM Harmfulness Assessment

The potential of large language models (LLMs) to generate harmful content poses a significant safety risk for data management, as LLMs are increasingly being used as engines for data generation. To assess this risk, numerous harmfulness evaluation metrics and judges have been proposed. However, due to differences in their formats and scales, these metrics may yield inconsistent evaluation results on LLM-generated harmful data, undermining their credibility in practice. To address this gap, we present HarmMetric Eval, a systematic benchmark for assessing the quality of harmfulness metrics and judges with varying formats and scales. HarmMetric Eval includes a high-quality dataset comprising representative harmful prompts paired with harmful and non-harmful LLM outputs across multiple fine-grained categories, along with a unified scoring mechanism to reward the metrics for correctly ranking harmful outputs over non-harmful ones. Extensive experiments on HarmMetric Eval yield a surprising finding: conventional reference-based metrics such as ROUGE and METEOR can outperform LLM-based judges in fine-grained harmfulness evaluation, challenging prevailing assumptions about LLMs' superiority in this domain. To reveal the reasons behind this finding, we provide a fine-grained analysis to explain the limitations of LLM-based judges on rating irrelevant or useless LLM outputs. Motivated by these insights, we design an improved harmfulness judge that explicitly incorporates fine-grained harmfulness criteria in its prompt template and leverages reference-based metrics for lightweight fine-tuning of its base LLM. The resulting judge achieves state-of-the-art evaluation effectiveness on HarmMetric Eval.

cs.CL

CapRecover: A Cross-Modality Feature Inversion Attack Framework on Vision Language Models

As Vision-Language Models (VLMs) are increasingly deployed in split-DNN configurations--with visual encoders (e.g., ResNet, ViT) operating on user devices and sending intermediate features to the cloud--there is a growing privacy risk from semantic information leakage. Existing approaches to reconstructing images from these intermediate features often result in blurry, semantically ambiguous images. To directly address semantic leakage, we propose CapRecover, a cross-modality inversion framework that recovers high-level semantic content, such as labels or captions, directly from intermediate features without image reconstruction. We evaluate CapRecover on multiple datasets and victim models, demonstrating strong performance in semantic recovery. Specifically, CapRecover achieves up to 92.71% Top-1 label accuracy on CIFAR-10 and generates fluent captions from ResNet50 features on COCO2017 with ROUGE-L scores up to 0.52. Our analysis further reveals that deeper convolutional layers encode significantly more semantic information compared to shallow layers. To mitigate semantic leakage, we introduce a simple yet effective protection method: adding random noise to intermediate features at each layer and removing the noise in the next layer. Experimental results show that this approach prevents semantic leakage without additional training costs. Our code is available at https://jus1mple.github.io/Image2CaptionAttack.

cs.CV

DualBreach: Efficient Dual-Jailbreaking via Target-Driven Initialization and Multi-Target Optimization

Recent research has focused on exploring the vulnerabilities of Large Language Models (LLMs), aiming to elicit harmful and/or sensitive content from LLMs. However, due to the insufficient research on dual-jailbreaking -- attacks targeting both LLMs and Guardrails, the effectiveness of existing attacks is limited when attempting to bypass safety-aligned LLMs shielded by guardrails. Therefore, in this paper, we propose DualBreach, a target-driven framework for dual-jailbreaking. DualBreach employs a Target-driven Initialization (TDI) strategy to dynamically construct initial prompts, combined with a Multi-Target Optimization (MTO) method that utilizes approximate gradients to jointly adapt the prompts across guardrails and LLMs, which can simultaneously save the number of queries and achieve a high dual-jailbreaking success rate. For black-box guardrails, DualBreach either employs a powerful open-sourced guardrail or imitates the target black-box guardrail by training a proxy model, to incorporate guardrails into the MTO process. We demonstrate the effectiveness of DualBreach in dual-jailbreaking scenarios through extensive evaluation on several widely-used datasets. Experimental results indicate that DualBreach outperforms state-of-the-art methods with fewer queries, achieving significantly higher success rates across all settings. More specifically, DualBreach achieves an average dual-jailbreaking success rate of 93.67% against GPT-4 with Llama-Guard-3 protection, whereas the best success rate achieved by other methods is 88.33%. Moreover, DualBreach only uses an average of 1.77 queries per successful dual-jailbreak, outperforming other state-of-the-art methods. For the purpose of defense, we propose an XGBoost-based ensemble defensive mechanism named EGuard, which integrates the strengths of multiple guardrails, demonstrating superior performance compared with Llama-Guard-3.

cs.CR