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Ken Duffy

Publications and source records attributed to Ken Duffy.

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NOVA: Fundamental Limits of Knowledge Discovery Through AI

Can AI systems discover new knowledge through iterative self-improvement, and at what cost? We introduce NOVA, which models the ``generate, verify, accumulate, retrain'' loop as an adaptive sampling process over a knowledge space. We give sufficient conditions for accumulated genuine knowledge to cover a finite domain and show how violations produce contamination, forgetting, exploration failure, and acceptance failure. We then analyze how adaptive generation arises from recursive retraining. In an explicit distribution-level model where accepted artifacts influence the next generator, we identify a recursive-feedback phase transition. Unanchored feedback can lock generation onto early accepted artifacts and leave initially reachable valid artifacts undiscovered with positive probability. Anchoring updates to a persistent base distribution prevents unbounded distortion and guarantees continued exposure. Under imperfect verification, we identify a contamination trap: as easy knowledge is exhausted, even small false-positive rates can admit invalid artifacts faster than genuine discoveries. We show that Good--Turing estimation is a local batch-diversity diagnostic, not an estimator of the historically undiscovered valid mass governing long-term progress. Under a Zipf tail with exponent $\alpha>1$, the cumulative generation cost of obtaining $D$ distinct genuine discoveries satisfies $R_{\rm cum}(D)=\Theta(c_{\rm gen}D^\alpha)$. When the valid base distribution has such a tail, anchored retraining preserves the exposure needed for this scaling law. Finally, we show how human guidance, generation, and verification can redirect or expand discovery when autonomous sampling stalls because of repetition, vanishing exposure, or unreliable verification.

cs.AI

The Benefit of Decoder-Provided Pilots in Highly Dynamic Channels

Communications in highly dynamic channels relying on training-based channel estimation experience a trade-off between increasing channel measurement accuracy by sending more frequent training sequences and increasing data rate by sending fewer training sequences. Simultaneously, most communication systems use forward error correction to enable error detection and correction at the receiver. This paper presents decoder-provided pilots for time-varying channels by using decoded codewords as training sequences to update the channel estimate at the receiver. In contrast to approaches such as data-aided channel estimation, decision-feedback equalization, joint channel estimation and error correction, and turbo equalization, the decoder-provided pilots approach is non-iterative, which is ideal for low-latency requirements in highly dynamic scenarios. Furthermore, it is modulation-, code-, and decoder-agnostic, meaning it can be implemented on top of virtually any communication system that uses forward error correction. From an information-theoretic perspective, we derive the fundamental limits of decoder-provided pilots' ability to simultaneously sense the channel and transmit data. Simulation results demonstrate that decoder-provided pilots significantly improve performance, that when coding across frequency, soft-output can further enhance performance, and that when coding across time, short codes can outperform long codes of the same rate in fast-fading channels.

cs.IT

GRAND-assisted Optimal Modulation

Optimal modulation (OM) schemes for Gaussian channels with peak and average power constraints are known to require nonuniform probability distributions over signal points, which presents practical challenges. An established way to map uniform binary sources to non-uniform symbol distributions is to assign a different number of bits to different constellation points. Doing so, however, means that erroneous demodulation at the receiver can lead to bit insertions or deletions that result in significant binary error propagation. In this paper, we introduce a light-weight variant of Guessing Random Additive Noise Decoding (GRAND) to resolve insertion and deletion errors at the receiver by using a simple padding scheme. Performance evaluation demonstrates that our approach results in an overall gain in demodulated bit-error-rate of over 2 dB Eb/N0 when compared to 128-Quadrature Amplitude Modulation (QAM). The GRAND-aided OM scheme outperforms coding with a low-density parity check code of the same average rate as that induced by our simple padding.

cs.IT

Optimal age-specific vaccination control for COVID-19: an Irish case study

The outbreak of a novel coronavirus causing severe acute respiratory syndrome in December 2019 has escalated into a worldwide pandemic. In this work, we propose a compartmental model to describe the dynamics of transmission of infection and use it to obtain the optimal vaccination control. The model accounts for the various stages of the vaccination and the optimisation is focused on minimising the infections to protect the population and relieve the healthcare system. As a case study we selected the Republic of Ireland. We use data provided by Ireland's COVID-19 Data-Hub and simulate the evolution of the pandemic with and without the vaccination in place for two different scenarios, one representative of a national lockdown situation and the other indicating looser restrictions in place. One of the main findings of our work is that the optimal approach would involve a vaccination programme where the older population is vaccinated in larger numbers earlier while simultaneously part of the younger population also gets vaccinated to lower the risk of transmission between groups. We compare our simulated results with that of the vaccination policy taken by the Irish government to explore the advantages of our optimisation method. Our comparison suggests that a similar reduction in cases may have been possible even with a reduced set of vaccinations being available for use.

math.OC

A Coding Theory Perspective on Multiplexed Molecular Profiling of Biological Tissues

High-throughput and quantitative experimental technologies are experiencing rapid advances in the biological sciences. One important recent technique is multiplexed fluorescence in situ hybridization (mFISH), which enables the identification and localization of large numbers of individual strands of RNA within single cells. Core to that technology is a coding problem: with each RNA sequence of interest being a codeword, how to design a codebook of probes, and how to decode the resulting noisy measurements? Published work has relied on assumptions of uniformly distributed codewords and binary symmetric channels for decoding and to a lesser degree for code construction. Here we establish that both of these assumptions are inappropriate in the context of mFISH experiments and substantial decoding performance gains can be obtained by using more appropriate, less classical, assumptions. We propose a more appropriate asymmetric channel model that can be readily parameterized from data and use it to develop a maximum a posteriori (MAP) decoders. We show that false discovery rate for rare RNAs, which is the key experimental metric, is vastly improved with MAP decoders even when employed with the existing sub-optimal codebook. Using an evolutionary optimization methodology, we further show that by permuting the codebook to better align with the prior, which is an experimentally straightforward procedure, significant further improvements are possible.

cs.IT

MDS coding is better than replication for job completion times

In a multi-server system, how can one get better performance than random assignment of jobs to servers if queue-states cannot be queried by the dispatcher? A replication strategy has recently been proposed where $d$ copies of each arriving job are sent to servers chosen at random. The job's completion time is the first time that the service of any of its copies is complete. On completion, redundant copies of the job are removed from other queues so as not to overburden the system. For digital jobs, where the objects to be served can be algebraically manipulated, and for servers whose output is a linear function of their input, here we consider an alternate strategy: Maximum Distance Separable (MDS) codes. For every batch of $n$ digital jobs that arrive, $n+m$ linear combinations are created over the reals or a large finite field, and each coded job is sent to a random server. The batch completion time is the first time that any $n$ of the $n+m$ coded jobs are served, as the evaluation of $n$ original jobs can be recovered by Gaussian elimination. If redundant jobs can be removed from queues on batch completion, we establish that in order to get the improved response-time performance of sending $d$ copies of each of $n$ jobs via the replication strategy, with the MDS methodology it suffices to send $n+d$ jobs. That is, while replication is multiplicative, MDS is linear.

cs.PF

5G NR CA-Polar Maximum Likelihood Decoding by GRAND

CA-Polar codes have been selected for all control channel communications in 5G NR, but accurate, computationally feasible decoders are still subject to development. Here we report the performance of a recently proposed class of optimally precise Maximum Likelihood (ML) decoders, GRAND, that can be used with any block-code. As published theoretical results indicate that GRAND is computationally efficient for short-length, high-rate codes and 5G CA-Polar codes are in that class, here we consider GRAND's utility for decoding them. Simulation results indicate that decoding of 5G CA-Polar codes by GRAND, and a simple soft detection variant, is a practical possibility.

cs.IT

A Characterization of Guesswork on Swiftly Tilting Curves

Given a collection of strings, each with an associated probability of occurrence, the guesswork of each of them is their position in a list ordered from most likely to least likely, breaking ties arbitrarily. Guesswork is central to several applications in information theory: Average guesswork provides a lower bound on the expected computational cost of a sequential decoder to decode successfully the transmitted message; the complementary cumulative distribution function of guesswork gives the error probability in list decoding; the logarithm of guesswork is the number of bits needed in optimal lossless one-to-one source coding; and guesswork is the number of trials required of an adversary to breach a password protected system in a brute-force attack. In this paper, we consider memoryless string-sources that generate strings consisting of i.i.d. characters drawn from a finite alphabet, and characterize their corresponding guesswork. Our main tool is the tilt operation. We show that the tilt operation on a memoryless string-source parametrizes an exponential family of memoryless string-sources, which we refer to as the tilted family. We provide an operational meaning to the tilted families by proving that two memoryless string-sources result in the same guesswork on all strings of all lengths if and only if their respective categorical distributions belong to the same tilted family. Establishing some general properties of the tilt operation, we generalize the notions of weakly typical set and asymptotic equipartition property to tilted weakly typical sets of different orders. We use this new definition to characterize the large deviations for all atypical strings and characterize the volume of weakly typical sets of different orders. We subsequently build on this characterization to prove large deviation bounds on guesswork and provide an accurate approximation of its PMF.

cs.IT

Guesswork Subject to a Total Entropy Budget

We consider an abstraction of computational security in password protected systems where a user draws a secret string of given length with i.i.d. characters from a finite alphabet, and an adversary would like to identify the secret string by querying, or guessing, the identity of the string. The concept of a "total entropy budget" on the chosen word by the user is natural, otherwise the chosen password would have arbitrary length and complexity. One intuitively expects that a password chosen from the uniform distribution is more secure. This is not the case, however, if we are considering only the average guesswork of the adversary when the user is subject to a total entropy budget. The optimality of the uniform distribution for the user's secret string holds when we have also a budget on the guessing adversary. We suppose that the user is subject to a "total entropy budget" for choosing the secret string, whereas the computational capability of the adversary is determined by his "total guesswork budget." We study the regime where the adversary's chances are exponentially small in guessing the secret string chosen subject to a total entropy budget. We introduce a certain notion of uniformity and show that a more uniform source will provide better protection against the adversary in terms of his chances of success in guessing the secret string. In contrast, the average number of queries that it takes the adversary to identify the secret string is smaller for the more uniform secret string subject to the same total entropy budget.

cs.IT

Network Maximal Correlation

We introduce Network Maximal Correlation (NMC) as a multivariate measure of nonlinear association among random variables. NMC is defined via an optimization that infers transformations of variables by maximizing aggregate inner products between transformed variables. For finite discrete and jointly Gaussian random variables, we characterize a solution of the NMC optimization using basis expansion of functions over appropriate basis functions. For finite discrete variables, we propose an algorithm based on alternating conditional expectation to determine NMC. Moreover we propose a distributed algorithm to compute an approximation of NMC for large and dense graphs using graph partitioning. For finite discrete variables, we show that the probability of discrepancy greater than any given level between NMC and NMC computed using empirical distributions decays exponentially fast as the sample size grows. For jointly Gaussian variables, we show that under some conditions the NMC optimization is an instance of the Max-Cut problem. We then illustrate an application of NMC in inference of graphical model for bijective functions of jointly Gaussian variables. Finally, we show NMC's utility in a data application of learning nonlinear dependencies among genes in a cancer dataset.

stat.ML

A Linear Network Code Construction for General Integer Connections Based on the Constraint Satisfaction Problem

The problem of finding network codes for general connections is inherently difficult in capacity constrained networks. Resource minimization for general connections with network coding is further complicated. Existing methods for identifying solutions mainly rely on highly restricted classes of network codes, and are almost all centralized. In this paper, we introduce linear network mixing coefficients for code constructions of general connections that generalize random linear network coding (RLNC) for multicast connections. For such code constructions, we pose the problem of cost minimization for the subgraph involved in the coding solution and relate this minimization to a path-based Constraint Satisfaction Problem (CSP) and an edge-based CSP. While CSPs are NP-complete in general, we present a path-based probabilistic distributed algorithm and an edge-based probabilistic distributed algorithm with almost sure convergence in finite time by applying Communication Free Learning (CFL). Our approach allows fairly general coding across flows, guarantees no greater cost than routing, and shows a possible distributed implementation. Numerical results illustrate the performance improvement of our approach over existing methods.

cs.IT

Network Infusion to Infer Information Sources in Networks

Several significant models have been developed that enable the study of diffusion of signals across biological, social and engineered networks. Within these established frameworks, the inverse problem of identifying the source of the propagated signal is challenging, owing to the numerous alternative possibilities for signal progression through the network. In real world networks, the challenge of determining sources is compounded as the true propagation dynamics are typically unknown, and when they have been directly measured, they rarely conform to the assumptions of any of the well-studied models. In this paper we introduce a method called Network Infusion (NI) that has been designed to circumvent these issues, making source inference practical for large, complex real world networks. The key idea is that to infer the source node in the network, full characterization of diffusion dynamics, in many cases, may not be necessary. This objective is achieved by creating a diffusion kernel that well-approximates standard diffusion models, but lends itself to inversion, by design, via likelihood maximization or error minimization. We apply NI for both single-source and multi-source diffusion, for both single-snapshot and multi-snapshot observations, and for both homogeneous and heterogeneous diffusion setups. We prove the mean-field optimality of NI for different scenarios, and demonstrate its effectiveness over several synthetic networks. Moreover, we apply NI to a real-data application, identifying news sources in the Digg social network, and demonstrate the effectiveness of NI compared to existing methods. Finally, we propose an integrative source inference framework that combines NI with a distance centrality-based method, which leads to a robust performance in cases where the underlying dynamics are unknown.

cs.SI

A Perspective on Future Research Directions in Information Theory

Information theory is rapidly approaching its 70th birthday. What are promising future directions for research in information theory? Where will information theory be having the most impact in 10-20 years? What new and emerging areas are ripe for the most impact, of the sort that information theory has had on the telecommunications industry over the last 60 years? How should the IEEE Information Theory Society promote high-risk new research directions and broaden the reach of information theory, while continuing to be true to its ideals and insisting on the intellectual rigor that makes its breakthroughs so powerful? These are some of the questions that an ad hoc committee (composed of the present authors) explored over the past two years. We have discussed and debated these questions, and solicited detailed inputs from experts in fields including genomics, biology, economics, and neuroscience. This report is the result of these discussions.

cs.IT

Optimization-Based Linear Network Coding for General Connections of Continuous Flows

For general connections, the problem of finding network codes and optimizing resources for those codes is intrinsically difficult and little is known about its complexity. Most of the existing solutions rely on very restricted classes of network codes in terms of the number of flows allowed to be coded together, and are not entirely distributed. In this paper, we consider a new method for constructing linear network codes for general connections of continuous flows to minimize the total cost of edge use based on mixing. We first formulate the minimumcost network coding design problem. To solve the optimization problem, we propose two equivalent alternative formulations with discrete mixing and continuous mixing, respectively, and develop distributed algorithms to solve them. Our approach allows fairly general coding across flows and guarantees no greater cost than any solution without network coding.

cs.IT