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Ken Huang

Publications and source records attributed to Ken Huang.

At least 19 recordsLinked to original sources

The Defense Trilemma: Why Prompt Injection Defense Wrappers Fail?

We prove that no continuous, utility-preserving wrapper defense-a function $D: X\to X$ that preprocesses inputs before the model sees them-can make all outputs strictly safe for a language model with connected prompt space, and we characterize exactly where every such defense must fail. We establish three results under successively stronger hypotheses: boundary fixation-the defense must leave some threshold-level inputs unchanged; an $\epsilon$-robust constraint-under Lipschitz regularity, a positive-measure band around fixed boundary points remains near-threshold; and a persistent unsafe region under a transversality condition, a positive-measure subset of inputs remains strictly unsafe. These constitute a defense trilemma: continuity, utility preservation, and completeness cannot coexist. We prove parallel discrete results requiring no topology, and extend to multi-turn interactions, stochastic defenses, and capacity-parity settings. The results do not preclude training-time alignment, architectural changes, or defenses that sacrifice utility. The full theory is mechanically verified in Lean 4 and validated empirically on three LLMs.

cs.CR

LAAF: Logic-layer Automated Attack Framework A Systematic Red-Teaming Methodology for LPCI Vulnerabilities in Agentic Large Language Model Systems

Agentic LLM systems equipped with persistent memory, RAG pipelines, and external tool connectors face a class of attacks - Logic-layer Prompt Control Injection (LPCI) - for which no automated red-teaming instrument existed. We present LAAF (Logic-layer Automated Attack Framework), the first automated red-teaming framework to combine an LPCI-specific technique taxonomy with stage-sequential seed escalation - two capabilities absent from existing tools: Garak lacks memory-persistence and cross-session triggering; PyRIT supports multi-turn testing but treats turns independently, without seeding each stage from the prior breakthrough. LAAF provides: (i) a 49-technique taxonomy spanning six attack categories (Encoding~11, Structural~8, Semantic~8, Layered~5, Trigger~12, Exfiltration~5; see Table 1), combinable across 5 variants per technique and 6 lifecycle stages, yielding a theoretical maximum of 2,822,400 unique payloads ($49 \times 5 \times 1{,}920 \times 6$; SHA-256 deduplicated at generation time); and (ii) a Persistent Stage Breaker (PSB) that drives payload mutation stage-by-stage: on each breakthrough, the PSB seeds the next stage with a mutated form of the winning payload, mirroring real adversarial escalation. Evaluation on five production LLM platforms across three independent runs demonstrates that LAAF achieves higher stage-breakthrough efficiency than single-technique random testing, with a mean aggregate breakthrough rate of 84\% (range 83--86\%) and platform-level rates stable within 17 percentage points across runs. Layered combinations and semantic reframing are the highest-effectiveness technique categories, with layered payloads outperforming encoding on well-defended platforms.

cs.CR

Capability-Priced Micro-Markets: A Micro-Economic Framework for the Agentic Web over HTTP 402

This paper introduces Capability-Priced Micro-Markets (CPMM), a micro-economic framework designed to enable robust, scalable, and secure commerce among autonomous AI agents on the agentic web. The framework addresses the fundamental challenge of economic coordination in decentralized agent ecosystems, where entities must transact with minimal human oversight. CPMM synthesizes three key technologies into a unified system: MIT originated, Project NANDA infrastructure for cryptographically verifiable, capability-based security and discovery; the HTTP 402 "Payment Required" status code, with modern X402/H402 extensions for efficient, low-cost micropayments; and the Agent Capability Negotiation and Binding Protocol (ACNBP) for secure, multi-step negotiation and commitment. The paper formalizes agent interactions as a repeated bilateral game with incomplete information, demonstrating theoretically that the CPMM mechanism converges to a constrained Radner equilibrium, ensuring efficient outcomes under information asymmetry. A key theoretical contribution is the concept of "privacy elasticity of demand," which is introduced to quantify the trade-off between an agent's information disclosure and the market price of its services. By integrating secure capabilities, micropayment protocols, and formal negotiation mechanisms, CPMM provides a comprehensive, theoretically-grounded solution for creating functional micro-markets for the emergent agentic web.

cs.GT

Manifold of Failure: Behavioral Attraction Basins in Language Models

While prior work has focused on projecting adversarial examples back onto the manifold of natural data to restore safety, we argue that a comprehensive understanding of AI safety requires characterizing the unsafe regions themselves. This paper introduces a framework for systematically mapping the Manifold of Failure in Large Language Models (LLMs). We reframe the search for vulnerabilities as a quality diversity problem, using MAP-Elites to illuminate the continuous topology of these failure regions, which we term behavioral attraction basins. Our quality metric, Alignment Deviation, guides the search towards areas where the model's behavior diverges most from its intended alignment. Across three LLMs: Llama-3-8B, GPT-OSS-20B, and GPT-5-Mini, we show that MAP-Elites achieves up to 63% behavioral coverage, discovers up to 370 distinct vulnerability niches, and reveals dramatically different model-specific topological signatures: Llama-3-8B exhibits a near-universal vulnerability plateau (mean Alignment Deviation 0.93), GPT-OSS-20B shows a fragmented landscape with spatially concentrated basins (mean 0.73), and GPT-5-Mini demonstrates strong robustness with a ceiling at 0.50. Our approach produces interpretable, global maps of each model's safety landscape that no existing attack method (GCG, PAIR, or TAP) can provide, shifting the paradigm from finding discrete failures to understanding their underlying structure.

cs.LG

Audited Skill-Graph Self-Improvement for Agentic LLMs via Verifiable Rewards, Experience Synthesis, and Continual Memory

Reinforcement learning is increasingly used to transform large language models into agentic systems that act over long horizons, invoke tools, and manage memory under partial observability. While recent work has demonstrated performance gains through tool learning, verifiable rewards, and continual training, deployed self-improving agents raise unresolved security and governance challenges: optimization pressure can incentivize reward hacking, behavioral drift is difficult to audit or reproduce, and improvements are often entangled in opaque parameter updates rather than reusable, verifiable artifacts. This paper proposes Audited Skill-Graph Self-Improvement (ASG-SI), a framework that treats self-improvement as iterative compilation of an agent into a growing, auditable skill graph. Each candidate improvement is extracted from successful trajectories, normalized into a skill with an explicit interface, and promoted only after passing verifier-backed replay and contract checks. Rewards are decomposed into reconstructible components derived from replayable evidence, enabling independent audit of promotion decisions and learning signals. ASG-SI further integrates experience synthesis for scalable stress testing and continual memory control to preserve long-horizon performance under bounded context. We present a complete system architecture, threat model, and security analysis, and provide a fully runnable reference implementation that demonstrates verifier-backed reward construction, skill compilation, audit logging, and measurable improvement under continual task streams. ASG-SI reframes agentic self-improvement as accumulation of verifiable, reusable capabilities, offering a practical path toward reproducible evaluation and operational governance of self-improving AI agents.

cs.CR

Policy-Value Guided MDP-MCTS Framework for Cyber Kill-Chain Inference

Threat analysts routinely rely on natural-language reports that describe attacker actions without enumerating the full kill chain or the dependencies between phases, making automated reconstruction of ATT&CK consistent intrusion paths a difficult open problem. We propose a reasoning framework that infers complete seven-phase kill chains by coupling phase-conditioned semantic priors from Transformer models with a symbolic Markov Decision Process and an AlphaZero-style Monte Carlo Tree Search guided by a Policy-Value Network. The framework enforces semantic relevance, phase cohesion, and transition plausibility through a multi-objective reward function while allowing search to explore alternative interpretations of the CTI narrative. Applied to three real intrusions FIN6, APT24, and UNC1549 the approach yields kill chains that surpass Transformer baselines in semantic fidelity and operational coherence, and frequently align with expert-selected TTPs. Our results demonstrate that combining contextual embeddings with search-based decision-making offers a practical path toward automated, interpretable kill-chain reconstruction for cyber defense.

cs.CR

Bilevel Optimization for Covert Memory Tampering in Heterogeneous Multi-Agent Architectures (XAMT)

The increasing operational reliance on complex Multi-Agent Systems (MAS) across safety-critical domains necessitates rigorous adversarial robustness assessment. Modern MAS are inherently heterogeneous, integrating conventional Multi-Agent Reinforcement Learning (MARL) with emerging Large Language Model (LLM) agent architectures utilizing Retrieval-Augmented Generation (RAG). A critical shared vulnerability is reliance on centralized memory components: the shared Experience Replay (ER) buffer in MARL and the external Knowledge Base (K) in RAG agents. This paper proposes XAMT (Bilevel Optimization for Covert Memory Tampering in Heterogeneous Multi-Agent Architectures), a novel framework that formalizes attack generation as a bilevel optimization problem. The Upper Level minimizes perturbation magnitude (delta) to enforce covertness while maximizing system behavior divergence toward an adversary-defined target (Lower Level). We provide rigorous mathematical instantiations for CTDE MARL algorithms and RAG-based LLM agents, demonstrating that bilevel optimization uniquely crafts stealthy, minimal-perturbation poisons evading detection heuristics. Comprehensive experimental protocols utilize SMAC and SafeRAG benchmarks to quantify effectiveness at sub-percent poison rates (less than or equal to 1 percent in MARL, less than or equal to 0.1 percent in RAG). XAMT defines a new unified class of training-time threats essential for developing intrinsically secure MAS, with implications for trust, formal verification, and defensive strategies prioritizing intrinsic safety over perimeter-based detection.

cs.CR

AAGATE: A NIST AI RMF-Aligned Governance Platform for Agentic AI

This paper introduces the Agentic AI Governance Assurance & Trust Engine (AAGATE), a Kubernetes-native control plane designed to address the unique security and governance challenges posed by autonomous, language-model-driven agents in production. Recognizing the limitations of traditional Application Security (AppSec) tooling for improvisational, machine-speed systems, AAGATE operationalizes the NIST AI Risk Management Framework (AI RMF). It integrates specialized security frameworks for each RMF function: the Agentic AI Threat Modeling MAESTRO framework for Map, a hybrid of OWASP's AIVSS and SEI's SSVC for Measure, and the Cloud Security Alliance's Agentic AI Red Teaming Guide for Manage. By incorporating a zero-trust service mesh, an explainable policy engine, behavioral analytics, and decentralized accountability hooks, AAGATE provides a continuous, verifiable governance solution for agentic AI, enabling safe, accountable, and scalable deployment. The framework is further extended with DIRF for digital identity rights, LPCI defenses for logic-layer injection, and QSAF monitors for cognitive degradation, ensuring governance spans systemic, adversarial, and ethical risks.

cs.CR

A2AS: Agentic AI Runtime Security and Self-Defense

The A2AS framework is introduced as a security layer for AI agents and LLM-powered applications, similar to how HTTPS secures HTTP. A2AS enforces certified behavior, activates model self-defense, and ensures context window integrity. It defines security boundaries, authenticates prompts, applies security rules and custom policies, and controls agentic behavior, enabling a defense-in-depth strategy. The A2AS framework avoids latency overhead, external dependencies, architectural changes, model retraining, and operational complexity. The BASIC security model is introduced as the A2AS foundation: (B) Behavior certificates enable behavior enforcement, (A) Authenticated prompts enable context window integrity, (S) Security boundaries enable untrusted input isolation, (I) In-context defenses enable secure model reasoning, (C) Codified policies enable application-specific rules. This first paper in the series introduces the BASIC security model and the A2AS framework, exploring their potential toward establishing the A2AS industry standard.

cs.CR

KillChainGraph: ML Framework for Predicting and Mapping ATT&CK Techniques

The escalating complexity and volume of cyberattacks demand proactive detection strategies that go beyond traditional rule-based systems. This paper presents a phase-aware, multi-model machine learning framework that emulates adversarial behavior across the seven phases of the Cyber Kill Chain using the MITRE ATT&CK Enterprise dataset. Techniques are semantically mapped to phases via ATTACK-BERT, producing seven phase-specific datasets. We evaluate LightGBM, a custom Transformer encoder, fine-tuned BERT, and a Graph Neural Network (GNN), integrating their outputs through a weighted soft voting ensemble. Inter-phase dependencies are modeled using directed graphs to capture attacker movement from reconnaissance to objectives. The ensemble consistently achieved the highest scores, with F1-scores ranging from 97.47% to 99.83%, surpassing GNN performance (97.36% to 99.81%) by 0.03%--0.20% across phases. This graph-driven, ensemble-based approach enables interpretable attack path forecasting and strengthens proactive cyber defense.

cs.CR

Fortifying the Agentic Web: A Unified Zero-Trust Architecture Against Logic-layer Threats

This paper presents a Unified Security Architecture that fortifies the Agentic Web through a Zero-Trust IAM framework. This architecture is built on a foundation of rich, verifiable agent identities using Decentralized Identifiers (DIDs) and Verifiable Credentials (VCs), with discovery managed by a protocol-agnostic Agent Name Service (ANS). Security is operationalized through a multi-layered Trust Fabric which introduces significant innovations, including Trust-Adaptive Runtime Environments (TARE), Causal Chain Auditing, and Dynamic Identity with Behavioral Attestation. By explicitly linking the LPCI threat to these enhanced architectural countermeasures within a formal security model, we propose a comprehensive and forward-looking blueprint for a secure, resilient, and trustworthy agentic ecosystem. Our formal analysis demonstrates that the proposed architecture provides provable security guarantees against LPCI attacks with bounded probability of success.

cs.CR

Using the NANDA Index Architecture in Practice: An Enterprise Perspective

The proliferation of autonomous AI agents represents a paradigmatic shift from traditional web architectures toward collaborative intelligent systems requiring sophisticated mechanisms for discovery, authentication, capability verification, and secure collaboration across heterogeneous protocol environments. This paper presents a comprehensive framework addressing the fundamental infrastructure requirements for secure, trustworthy, and interoperable AI agent ecosystems. We introduce the NANDA (Networked AI Agents in a Decentralized Architecture) framework, providing global agent discovery, cryptographically verifiable capability attestation through AgentFacts, and cross-protocol interoperability across Anthropic's Modal Context Protocol (MCP), Google's Agent-to-Agent (A2A), Microsoft's NLWeb, and standard HTTPS communications. NANDA implements Zero Trust Agentic Access (ZTAA) principles, extending traditional Zero Trust Network Access (ZTNA) to address autonomous agent security challenges including capability spoofing, impersonation attacks, and sensitive data leakage. The framework defines Agent Visibility and Control (AVC) mechanisms enabling enterprise governance while maintaining operational autonomy and regulatory compliance. Our approach transforms isolated AI agents into an interconnected ecosystem of verifiable, trustworthy intelligent services, establishing foundational infrastructure for large-scale autonomous agent deployment across enterprise and consumer environments. This work addresses the critical gap between current AI agent capabilities and infrastructure requirements for secure, scalable, multi-agent collaboration, positioning the foundation for next-generation autonomous intelligent systems.

cs.NI

DIRF: A Framework for Digital Identity Protection and Clone Governance in Agentic AI Systems

The rapid advancement and widespread adoption of generative artificial intelligence (AI) pose significant threats to the integrity of personal identity, including digital cloning, sophisticated impersonation, and the unauthorized monetization of identity-related data. Mitigating these risks necessitates the development of robust AI-generated content detection systems, enhanced legal frameworks, and ethical guidelines. This paper introduces the Digital Identity Rights Framework (DIRF), a structured security and governance model designed to protect behavioral, biometric, and personality-based digital likeness attributes to address this critical need. Structured across nine domains and 63 controls, DIRF integrates legal, technical, and hybrid enforcement mechanisms to secure digital identity consent, traceability, and monetization. We present the architectural foundations, enforcement strategies, and key use cases supporting the need for a unified framework. This work aims to inform platform builders, legal entities, and regulators about the essential controls needed to enforce identity rights in AI-driven systems.

cs.CR

Towards Unifying Quantitative Security Benchmarking for Multi Agent Systems

Evolving AI systems increasingly deploy multi-agent architectures where autonomous agents collaborate, share information, and delegate tasks through developing protocols. This connectivity, while powerful, introduces novel security risks. One such risk is a cascading risk: a breach in one agent can cascade through the system, compromising others by exploiting inter-agent trust. In tandem with OWASP's initiative for an Agentic AI Vulnerability Scoring System we define an attack vector, Agent Cascading Injection, analogous to Agent Impact Chain and Blast Radius, operating across networks of agents. In an ACI attack, a malicious input or tool exploit injected at one agent leads to cascading compromises and amplified downstream effects across agents that trust its outputs. We formalize this attack with an adversarial goal equation and key variables (compromised agent, injected exploit, polluted observations, etc.), capturing how a localized vulnerability can escalate into system-wide failure. We then analyze ACI's properties -- propagation chains, amplification factors, and inter-agent compound effects -- and map these to OWASP's emerging Agentic AI risk categories (e.g. Impact Chain and Orchestration Exploits). Finally, we argue that ACI highlights a critical need for quantitative benchmarking frameworks to evaluate the security of agent-to-agent communication protocols. We outline a methodology for stress-testing multi-agent systems (using architectures such as Google's A2A and Anthropic's MCP) against cascading trust failures, developing upon groundwork for measurable, standardized agent-to-agent security evaluation. Our work provides the necessary apparatus for engineers to benchmark system resilience, make data-driven architectural trade-offs, and develop robust defenses against a new generation of agentic threats.

cs.CR

QSAF: A Novel Mitigation Framework for Cognitive Degradation in Agentic AI

We introduce Cognitive Degradation as a novel vulnerability class in agentic AI systems. Unlike traditional adversarial external threats such as prompt injection, these failures originate internally, arising from memory starvation, planner recursion, context flooding, and output suppression. These systemic weaknesses lead to silent agent drift, logic collapse, and persistent hallucinations over time. To address this class of failures, we introduce the Qorvex Security AI Framework for Behavioral & Cognitive Resilience (QSAF Domain 10), a lifecycle-aware defense framework defined by a six-stage cognitive degradation lifecycle. The framework includes seven runtime controls (QSAF-BC-001 to BC-007) that monitor agent subsystems in real time and trigger proactive mitigation through fallback routing, starvation detection, and memory integrity enforcement. Drawing from cognitive neuroscience, we map agentic architectures to human analogs, enabling early detection of fatigue, starvation, and role collapse. By introducing a formal lifecycle and real-time mitigation controls, this work establishes Cognitive Degradation as a critical new class of AI system vulnerability and proposes the first cross-platform defense model for resilient agentic behavior.

cs.AI

Logic layer Prompt Control Injection (LPCI): A Novel Security Vulnerability Class in Agentic Systems

The integration of large language models (LLMs) into enterprise systems has introduced a new class of covert security vulnerabilities, particularly within logic execution layers and persistent memory contexts. This paper introduces Logic-layer Prompt Control Injection (LPCI), a novel category of attacks that embeds encoded, delayed, and conditionally triggered payloads within memory, vector stores, or tool outputs. These payloads can bypass conventional input filters and trigger unauthorised behaviour across sessions.

cs.CR

The Trust Fabric: Decentralized Interoperability and Economic Coordination for the Agentic Web

The fragmentation of AI agent ecosystems has created urgent demands for interoperability, trust, and economic coordination that current protocols -- including MCP (Hou et al., 2025), A2A (Habler et al., 2025), ACP (Liu et al., 2025), and Cisco's AGP (Edwards, 2025) -- cannot address at scale. We present the Nanda Unified Architecture, a decentralized framework built around three core innovations: fast DID-based agent discovery through distributed registries, semantic agent cards with verifiable credentials and composability profiles, and a dynamic trust layer that integrates behavioral attestations with policy compliance. The system introduces X42/H42 micropayments for economic coordination and MAESTRO, a security framework incorporating Synergetics' patented AgentTalk protocol (US Patent 12,244,584 B1) and secure containerization. Real-world deployments demonstrate 99.9 percent compliance in healthcare applications and substantial monthly transaction volumes with strong privacy guarantees. By unifying MIT's trust research with production deployments from Cisco and Synergetics, we show how cryptographic proofs and policy-as-code transform agents into trust-anchored participants in a decentralized economy (Lakshmanan, 2025; Sha, 2025). The result enables a globally interoperable Internet of Agents where trust becomes the native currency of collaboration across both enterprise and Web3 ecosystems.

cs.CR

Agent Capability Negotiation and Binding Protocol (ACNBP)

As multi-agent systems evolve to encompass increasingly diverse and specialized agents, the challenge of enabling effective collaboration between heterogeneous agents has become paramount, with traditional agent communication protocols often assuming homogeneous environments or predefined interaction patterns that limit their applicability in dynamic, open-world scenarios. This paper presents the Agent Capability Negotiation and Binding Protocol (ACNBP), a novel framework designed to facilitate secure, efficient, and verifiable interactions between agents in heterogeneous multi-agent systems through integration with an Agent Name Service (ANS) infrastructure that provides comprehensive discovery, negotiation, and binding mechanisms. The protocol introduces a structured 10-step process encompassing capability discovery, candidate pre-screening and selection, secure negotiation phases, and binding commitment with built-in security measures including digital signatures, capability attestation, and comprehensive threat mitigation strategies, while a key innovation of ACNBP is its protocolExtension mechanism that enables backward-compatible protocol evolution and supports diverse agent architectures while maintaining security and interoperability. We demonstrate ACNBP's effectiveness through a comprehensive security analysis using the MAESTRO threat modeling framework, practical implementation considerations, and a detailed example showcasing the protocol's application in a document translation scenario, with the protocol addressing critical challenges in agent autonomy, capability verification, secure communication, and scalable agent ecosystem management.

cs.AI