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Ken Kobayashi

Publications and source records attributed to Ken Kobayashi.

At least 37 records · Page 2Linked to original sources

Tomography of a solar plage with the Tenerife Inversion Code

We apply the Tenerife Inversion Code (TIC) to the plage spectropolarimetric observations obtained by the Chromospheric LAyer SpectroPolarimeter (CLASP2). These unprecedented data consist of full Stokes profiles in the spectral region around the Mg II h and k lines for a single slit position, with around two thirds of the 200 arcsec slit crossing a plage region and the rest crossing an enhanced network. A former analysis of these data had allowed us to infer the longitudinal component of the magnetic field by applying the weak field approximation (WFA) to the circular polarization profiles, and to assign the inferred magnetic fields to different layers of the solar atmosphere based on the results of previous theoretical radiative transfer investigations. In this work, we apply the recently developed TIC to the same data. We obtain the stratified model atmosphere that fits the intensity and circular polarization profiles at each position along the spectrograph slit and we compare our results for the longitudinal component of the magnetic field with the previously obtained WFA results, highlighting the generally good agreement in spite of the fact that the WFA is known to produce an underestimation when applied to the outer lobes of the Mg II h and k circular polarization profiles. Finally, we use the inverted model atmospheres to give a rough estimation of the energy that could be carried by Alfvèn waves propagating along the chromosphere in the plage and network regions, showing that it is sufficient to compensate the estimated energy losses in the chromosphere of solar active regions.

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Solar Sail Propulsion by 2050: An Enabling Capability for Heliophysics Missions

Solar sails enable missions to observe the solar environment from unique vantage points, such as sustained observations away from the Sun-Earth line; sub-L1 station keeping; high inclination solar orbits; Earth polar-sitting and polar-viewing observatories; fast transit missions to study heliosphere to interstellar medium transition, as well as missions of interest across a broad user community. Recent and planned demonstration missions make this technology ready for use on near-term science missions.

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Cardinality-constrained Distributionally Robust Portfolio Optimization

This paper studies a distributionally robust portfolio optimization model with a cardinality constraint for limiting the number of invested assets. We formulate this model as a mixed-integer semidefinite optimization (MISDO) problem by means of the moment-based ambiguity set of probability distributions of asset returns. To exactly solve large-scale problems, we propose a specialized cutting-plane algorithm that is based on bilevel optimization reformulation. We prove the finite convergence of the algorithm. We also apply a matrix completion technique to lower-level SDO problems to make their problem sizes much smaller. Numerical experiments demonstrate that our cutting-plane algorithm is significantly faster than the state-of-the-art MISDO solver SCIP-SDP. We also show that our portfolio optimization model can achieve good investment performance compared with the conventional robust optimization model based on the ellipsoidal uncertainty set.

math.OC↗

The First Flight of the Marshall Grazing Incidence X-ray Spectrometer (MaGIXS)

The Marshall Grazing Incidence X-ray Spectrometer (MaGIXS) sounding rocket experiment launched on July 30, 2021 from the White Sands Missile Range in New Mexico. MaGIXS is a unique solar observing telescope developed to capture X-ray spectral images, in the 6 - 24 Angstrom wavelength range, of coronal active regions. Its novel design takes advantage of recent technological advances related to fabricating and optimizing X-ray optical systems as well as breakthroughs in inversion methodologies necessary to create spectrally pure maps from overlapping spectral images. MaGIXS is the first instrument of its kind to provide spatially resolved soft X-ray spectra across a wide field of view. The plasma diagnostics available in this spectral regime make this instrument a powerful tool for probing solar coronal heating. This paper presents details from the first MaGIXS flight, the captured observations, the data processing and inversion techniques, and the first science results.

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Parallel plasma loops and the energization of the solar corona

The outer atmosphere of the Sun is composed of plasma heated to temperatures well in excess of the visible surface. We investigate short cool and warm (<1 MK) loops seen in the core of an active region to address the role of field-line braiding in energising these structures. We report observations from the High-resolution Coronal imager (Hi-C) that have been acquired in a coordinated campaign with the Interface Region Imaging Spectrograph (IRIS). In the core of the active region, the 172 A band of Hi-C and the 1400 A channel of IRIS show plasma loops at different temperatures that run in parallel. There is a small but detectable spatial offset of less than 1 arcsec between the loops seen in the two bands. Most importantly, we do not see observational signatures that these loops might be twisted around each other. Considering the scenario of magnetic braiding, our observations of parallel loops imply that the stresses put into the magnetic field have to relax while the braiding is applied: the magnetic field never reaches a highly braided state on these length-scales comparable to the separation of the loops. This supports recent numerical 3D models of loop braiding in which the effective dissipation is sufficiently large that it keeps the magnetic field from getting highly twisted within a loop.

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Bézier Flow: a Surface-wise Gradient Descent Method for Multi-objective Optimization

In this paper, we propose a strategy to construct a multi-objective optimization algorithm from a single-objective optimization algorithm by using the Bézier simplex model. Also, we extend the stability of optimization algorithms in the sense of Probability Approximately Correct (PAC) learning and define the PAC stability. We prove that it leads to an upper bound on the generalization with high probability. Furthermore, we show that multi-objective optimization algorithms derived from a gradient descent-based single-objective optimization algorithm are PAC stable. We conducted numerical experiments and demonstrated that our method achieved lower generalization errors than the existing multi-objective optimization algorithm.

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A Two-phase Framework with a Bézier Simplex-based Interpolation Method for Computationally Expensive Multi-objective Optimization

This paper proposes a two-phase framework with a Bézier simplex-based interpolation method (TPB) for computationally expensive multi-objective optimization. The first phase in TPB aims to approximate a few Pareto optimal solutions by optimizing a sequence of single-objective scalar problems. The first phase in TPB can fully exploit a state-of-the-art single-objective derivative-free optimizer. The second phase in TPB utilizes a Bézier simplex model to interpolate the solutions obtained in the first phase. The second phase in TPB fully exploits the fact that a Bézier simplex model can approximate the Pareto optimal solution set by exploiting its simplex structure when a given problem is simplicial. We investigate the performance of TPB on the 55 bi-objective BBOB problems. The results show that TPB performs significantly better than HMO-CMA-ES and some state-of-the-art meta-model-based optimizers.

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Calibration of the MaGIXS experiment II: Flight Instrument Calibration

The Marshall Grazing Incidence X-ray Spectrometer (MaGIXS) is a sounding rocket experiment that observes the soft X-ray spectrum of the Sun from 6.0 - 24 Angstrom (0.5 - 2.0 keV), successfully launched on 30 July 2021. End-to-end alignment of the flight instrument and calibration experiments are carried out using the X-ray and Cryogenic Facility (XRCF) at NASA Marshall Space Flight Center. In this paper, we present the calibration experiments of MaGIXS, which include wavelength calibration, measurement of line spread function, and determination of effective area. Finally, we use the measured instrument response function to predict the expected count rates for MaGIXS flight observation looking at a typical solar active region

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Approximate Bayesian Computation of Bézier Simplices

Bézier simplex fitting algorithms have been recently proposed to approximate the Pareto set/front of multi-objective continuous optimization problems. These new methods have shown to be successful at approximating various shapes of Pareto sets/fronts when sample points exactly lie on the Pareto set/front. However, if the sample points scatter away from the Pareto set/front, those methods often likely suffer from over-fitting. To overcome this issue, in this paper, we extend the Bézier simplex model to a probabilistic one and propose a new learning algorithm of it, which falls into the framework of approximate Bayesian computation (ABC) based on the Wasserstein distance. We also study the convergence property of the Wasserstein ABC algorithm. An extensive experimental evaluation on publicly available problem instances shows that the new algorithm converges on a finite sample. Moreover, it outperforms the deterministic fitting methods on noisy instances.

cs.LG↗

Ordered Counterfactual Explanation by Mixed-Integer Linear Optimization

Post-hoc explanation methods for machine learning models have been widely used to support decision-making. One of the popular methods is Counterfactual Explanation (CE), also known as Actionable Recourse, which provides a user with a perturbation vector of features that alters the prediction result. Given a perturbation vector, a user can interpret it as an "action" for obtaining one's desired decision result. In practice, however, showing only a perturbation vector is often insufficient for users to execute the action. The reason is that if there is an asymmetric interaction among features, such as causality, the total cost of the action is expected to depend on the order of changing features. Therefore, practical CE methods are required to provide an appropriate order of changing features in addition to a perturbation vector. For this purpose, we propose a new framework called Ordered Counterfactual Explanation (OrdCE). We introduce a new objective function that evaluates a pair of an action and an order based on feature interaction. To extract an optimal pair, we propose a mixed-integer linear optimization approach with our objective function. Numerical experiments on real datasets demonstrated the effectiveness of our OrdCE in comparison with unordered CE methods.

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Mapping Solar Magnetic Fields from the Photosphere to the Base of the Corona

Routine ultraviolet imaging of the Sun's upper atmosphere shows the spectacular manifestation of solar activity; yet we remain blind to its main driver, the magnetic field. Here we report unprecedented spectropolarimetric observations of an active region plage and its surrounding enhanced network, showing circular polarization in ultraviolet (Mg II $h$ & $k$ and Mn I) and visible (Fe I) lines. We infer the longitudinal magnetic field from the photosphere to the very upper chromosphere. At the top of the plage chromosphere the field strengths reach more than 300 gauss, strongly correlated with the Mg II $k$ line core intensity and the electron pressure. This unique mapping shows how the magnetic field couples the different atmospheric layers and reveals the magnetic origin of the heating in the plage chromosphere.

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Calibration of the MaGIXS experiment I: Calibration of the X-ray source at the X-ray and Cryogenic Facility (XRCF)

The Marshall Grazing Incidence Spectrometer {\it MaGIXS} is a sounding rocket experiment that will observe the soft X-ray spectrum of the Sun from 24 - 6.0 Å (0.5 - 2.0 keV) and is scheduled for launch in 2021. Component and instrument level calibrations for the {\it MaGIXS} instrument are carried out using the X-ray and Cryogenic Facility (XRCF) at NASA Marshall Space Flight Center. In this paper, we present the calibration of the incident X-ray flux from the electron impact source with different targets at the XRCF using a CCD camera; the photon flux at the CCD was low enough to enable its use as a "photon counter" i.e. the ability to identify individual photon hits and calculate their energy. The goal of this paper is two-fold: 1) to confirm that the flux measured by the XRCF beam normalization detectors is consistent with the values reported in the literature and therefore reliable for {\it MaGIXS} calibration and 2) to develop a method of counting photons in CCD images that best captures their number and energy

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Bilevel Cutting-plane Algorithm for Solving Cardinality-constrained Mean-CVaR Portfolio Optimization Problems

This paper studies mean-risk portfolio optimization models using the conditional value-at-risk (CVaR) as a risk measure. We also employ a cardinality constraint for limiting the number of invested assets. Solving such a cardinality-constrained mean-CVaR model is computationally challenging for two main reasons. First, this model is formulated as a mixed-integer optimization (MIO) problem because of the cardinality constraint, so solving it exactly is very hard when the number of investable assets is large. Second, the problem size depends on the number of asset return scenarios, and the computational efficiency decreases when the number of scenarios is large. To overcome these challenges, we propose a high-performance algorithm named the \emph{bilevel cutting-plane algorithm} for exactly solving the cardinality-constrained mean-CVaR portfolio optimization problem. We begin by reformulating the problem as a bilevel optimization problem and then develop a cutting-plane algorithm for solving the upper-level problem. To speed up computations for cut generation, we apply to the lower-level problem another cutting-plane algorithm for efficiently minimizing CVaR with a large number of scenarios. Moreover, we prove the convergence properties of our bilevel cutting-plane algorithm. Numerical experiments demonstrate that, compared with other MIO approaches, our algorithm can provide optimal solutions to large problem instances faster.

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Prediction of hierarchical time series using structured regularization and its application to artificial neural networks

This paper discusses the prediction of hierarchical time series, where each upper-level time series is calculated by summing appropriate lower-level time series. Forecasts for such hierarchical time series should be coherent, meaning that the forecast for an upper-level time series equals the sum of forecasts for corresponding lower-level time series. Previous methods for making coherent forecasts consist of two phases: first computing base (incoherent) forecasts and then reconciling those forecasts based on their inherent hierarchical structure. With the aim of improving time series predictions, we propose a structured regularization method for completing both phases simultaneously. The proposed method is based on a prediction model for bottom-level time series and uses a structured regularization term to incorporate upper-level forecasts into the prediction model. We also develop a backpropagation algorithm specialized for application of our method to artificial neural networks for time series prediction. Experimental results using synthetic and real-world datasets demonstrate the superiority of our method in terms of prediction accuracy and computational efficiency.

cs.LG↗

The drivers of active region outflows into the slow solar wind

Plasma outflows from the edges of active regions have been suggested as a possible source of the slow solar wind. Spectroscopic measurements show that these outflows have an enhanced elemental composition, which is a distinct signature of the slow wind. Current spectroscopic observations, however, do not have sufficient spatial resolution to distinguish what structures are being measured or to determine the driver of the outflows. The High-resolution Coronal Imager (Hi-C) flew on a sounding rocket in May, 2018, and observed areas of active region outflow at the highest spatial resolution ever achieved (250 km). Here we use the Hi-C data to disentangle the outflow composition signatures observed with the Hinode satellite during the flight. We show that there are two components to the outflow emission: a substantial contribution from expanded plasma that appears to have been expelled from closed loops in the active region core, and a second contribution from dynamic activity in active region plage, with a composition signature that reflects solar photospheric abundances. The two competing drivers of the outflows may explain the variable composition of the slow solar wind.

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Is the High-Resolution Coronal Imager Resolving Coronal Strands? Results from AR 12712

Following the success of the first mission, the High-Resolution Coronal Imager (Hi-C) was launched for a third time (Hi-C 2.1) on 29th May 2018 from the White Sands Missile Range, NM, USA. On this occasion, 329 seconds of 17.2 nm data of target active region AR 12712 was captured with a cadence of ~4s, and a plate scale of 0.129''/pixel. Using data captured by Hi-C 2.1 and co-aligned observations from SDO/AIA 17.1 nm we investigate the widths of 49 coronal strands. We search for evidence of substructure within the strands that is not detected by AIA, and further consider whether these strands are fully resolved by Hi-C 2.1. With the aid of Multi-Scale Gaussian Normalization (MGN), strands from a region of low-emission that can only be visualized against the contrast of the darker, underlying moss are studied. A comparison is made between these low-emission strands with those from regions of higher emission within the target active region. It is found that Hi-C 2.1 can resolve individual strands as small as ~202km, though more typical strands widths seen are ~513km. For coronal strands within the region of low-emission, the most likely width is significantly narrower than the high-emission strands at ~388km. This places the low-emission coronal strands beneath the resolving capabilities of SDO/AIA, highlighting the need of a permanent solar observatory with the resolving power of Hi-C.

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Hi-C 2.1 Observations of Jetlet-like Events at Edges of Solar Magnetic Network Lane

We present high-resolution, high-cadence observations of six, fine-scale, on-disk jet-like events observed by the High-resolution Coronal Imager 2.1 (Hi-C 2.1) during its sounding-rocket flight. We combine the Hi-C 2.1 images with images from SDO/AIA, and IRIS, and investigate each event's magnetic setting with co-aligned line-of-sight magnetograms from SDO/HMI. We find that: (i) all six events are jetlet-like (having apparent properties of jetlets), (ii) all six are rooted at edges of magnetic network lanes, (iii) four of the jetlet-like events stem from sites of flux cancelation between majority-polarity network flux and merging minority-polarity flux, and (iv) four of the jetlet-like events show brightenings at their bases reminiscent of the base brightenings in coronal jets. The average spire length of the six jetlet-like events (9,000$\pm$3000km) is three times shorter than that for IRIS jetlets (27,000$\pm$8000km). While not ruling out other generation mechanisms, the observations suggest that at least four of these events may be miniature versions of both larger-scale coronal jets that are driven by minifilament eruptions and still-larger-scale solar eruptions that are driven by filament eruptions. Therefore, we propose that our Hi-C events are driven by the eruption of a tiny sheared-field flux rope, and that the flux-rope field is built and triggered to erupt by flux cancelation.

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Fine-scale explosive energy release at sites of prospective magnetic flux cancellation in the core of the solar active region observed by Hi-C 2.1, IRIS and SDO

The second Hi-C flight (Hi-C2.1) provided unprecedentedly-high spatial and temporal resolution ($\sim$250km, 4.4s) coronal EUV images of Fe IX/X emission at 172 Å, of AR 12712 on 29-May-2018, during 18:56:21-19:01:56 UT. Three morphologically-different types (I: dot-like, II: loop-like, III: surge/jet-like) of fine-scale sudden-brightening events (tiny microflares) are seen within and at the ends of an arch filament system in the core of the AR. Although type Is (not reported before) resemble IRIS-bombs (in size, and brightness wrt surroundings), our dot-like events are apparently much hotter, and shorter in span (70s). We complement the 5-minute-duration Hi-C2.1 data with SDO/HMI magnetograms, SDO/AIA EUV images, and IRIS UV spectra and slit-jaw images to examine, at the sites of these events, brightenings and flows in the transition-region and corona and evolution of magnetic flux in the photosphere. Most, if not all, of the events are seated at sites of opposite-polarity magnetic flux convergence (sometimes driven by adjacent flux emergence), implying likely flux cancellation at the microflare's polarity inversion line. In the IRIS spectra and images, we find confirming evidence of field-aligned outflow from brightenings at the ends of loops of the arch filament system. In types I and II the explosion is confined, while in type III the explosion is ejective and drives jet-like outflow. The light-curves from Hi-C, AIA and IRIS peak nearly simultaneously for many of these events and none of the events display a systematic cooling sequence as seen in typical coronal flares, suggesting that these tiny brightening-events have chromospheric/transition-region origin.

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