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Ken Liu

Publications and source records attributed to Ken Liu.

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The Limits of AI Data Transparency Policy: Three Disclosure Fallacies

Data transparency has emerged as a rallying cry for addressing concerns about AI: data quality, privacy, and copyright chief among them. Yet while these calls are crucial for accountability, current transparency policies often fall short of their intended aims. Similar to nutrition facts for food, policies aimed at nutrition facts for AI currently suffer from a limited consideration of research on effective disclosures. We offer an institutional perspective and identify three common fallacies in policy implementations of data disclosures for AI. First, many data transparency proposals exhibit a specification gap between the stated goals of data transparency and the actual disclosures necessary to achieve such goals. Second, reform attempts exhibit an enforcement gap between required disclosures on paper and enforcement to ensure compliance in fact. Third, policy proposals manifest an impact gap between disclosed information and meaningful changes in developer practices and public understanding. Informed by the social science on transparency, our analysis identifies affirmative paths for transparency that are effective rather than merely symbolic.

cs.CY

The Ramon Llull's Thinking Machine for Automated Ideation

This paper revisits Ramon Llull's Ars combinatoria - a medieval framework for generating knowledge through symbolic recombination - as a conceptual foundation for building a modern Llull's thinking machine for research ideation. Our approach defines three compositional axes: Theme (e.g., efficiency, adaptivity), Domain (e.g., question answering, machine translation), and Method (e.g., adversarial training, linear attention). These elements represent high-level abstractions common in scientific work - motivations, problem settings, and technical approaches - and serve as building blocks for LLM-driven exploration. We mine elements from human experts or conference papers and show that prompting LLMs with curated combinations produces research ideas that are diverse, relevant, and grounded in current literature. This modern thinking machine offers a lightweight, interpretable tool for augmenting scientific creativity and suggests a path toward collaborative ideation between humans and AI.

cs.AI

Broadband on-chip SiN lasers

Broadband active materials are pivotal for advancing emerging technologies spanning on-chip optical interconnects, artificial intelligence, quantum systems and precision metrology. Current semiconductor gain media face bandwidth limitations; and Ttitanium-doped sapphire (Ti:sapphire), the most widely used broadband light-emitting material, covering the red to short-wave near-infrared (SW-NIR) spectrum, lacking emission in the entire visible range. Here, a mechanism for generating ultra-broadband gain is revealed, which utilizes defect and band-tail states in the bandgap, and balances cavity enhanced reabsorption and radiation. By leveraging this mechanism, the gain of on-chip integrated silicon nitride (SiN) is greatly enhanced at longer wavelengths, thereby achieving broadband emission, from blue light to SW-NIR (approximately 450 nm to 1000 nm), and mode-hop-free tuning about 1.6 nm at about 738 nm and amplification at about 532.3 nm was achieved. By leveraging the maturity, cost-effectiveness, and CMOS compatibility of SiN photonics, this work transitions SiN from conventional passive photonic material to ultrawide-band active medium, establishing a disruptive foundation for next generation visible and SW-NIR integrated photonic platforms.

physics.optics

Applied Astrobiology: An Integrated Approach to the Future of Life in Space

Searching for extraterrestrial life and supporting human life in space are traditionally regarded as separate challenges. However, there are significant benefits to an approach that treats them as different aspects of the same essential inquiry: How can we conceptualize life beyond our home planet?

physics.pop-ph

Launching Insights: A Pilot Study on Leveraging Real-World Observational Data from the Mayo Clinic Platform to Advance Clinical Research

Backgrounds: Artificial intelligence (AI) is transforming healthcare, yet translating AI models from theoretical frameworks to real-world clinical applications remains challenging. The Mayo Clinic Platform (MCP) was established to address these challenges by providing a scalable ecosystem that integrates real-world multiple modalities data from multiple institutions, advanced analytical tools, and secure computing environments to support clinical research and AI development. Methods: In this study, we conducted four research projects leveraging MCP's data infrastructure and analytical capabilities to demonstrate its potential in facilitating real-world evidence generation and AI-driven clinical insights. Utilizing MCP's tools and environment, we facilitated efficient cohort identification, data extraction, and subsequent statistical or AI-powered analyses. Results: The results underscore MCP's role in accelerating translational research by offering de-identified, standardized real-world data and facilitating AI model validation across diverse healthcare settings. Compared to Mayo's internal Electronic Health Record (EHR) data, MCP provides broader accessibility, enhanced data standardization, and multi-institutional integration, making it a valuable resource for both internal and external researchers. Conclusion: Looking ahead, MCP is well-positioned to transform clinical research through its scalable ecosystem, effectively bridging the divide between AI innovation and clinical deployment. Future investigations will build upon this foundation, further exploring MCP's capacity to advance precision medicine and enhance patient outcomes.

cs.CY

Machine Unlearning Doesn't Do What You Think: Lessons for Generative AI Policy and Research

"Machine unlearning" is a popular proposed solution for mitigating the existence of content in an AI model that is problematic for legal or moral reasons, including privacy, copyright, safety, and more. For example, unlearning is often invoked as a solution for removing the effects of specific information from a generative-AI model's parameters, e.g., a particular individual's personal data or the inclusion of copyrighted content in the model's training data. Unlearning is also proposed as a way to prevent a model from generating targeted types of information in its outputs, e.g., generations that closely resemble a particular individual's data or reflect the concept of "Spiderman." Both of these goals--the targeted removal of information from a model and the targeted suppression of information from a model's outputs--present various technical and substantive challenges. We provide a framework for ML researchers and policymakers to think rigorously about these challenges, identifying several mismatches between the goals of unlearning and feasible implementations. These mismatches explain why unlearning is not a general-purpose solution for circumscribing generative-AI model behavior in service of broader positive impact.

cs.LG

Intrinsic polarization conversion and avoided-mode crossing in X-cut lithium niobate microrings

Compared with well-developed free space polarization converters, polarization conversion between TE and TM modes in waveguide is generally considered to be caused by shape birefringence, like curvature, morphology of waveguide cross section and scattering. Here, we reveal a hidden polarization conversion mechanism in X-cut lithium niobate microrings, that is the conversion can be implemented by birefringence of waveguides, which will also introduce an unavoidable avoided-mode crossing. In the experiment, we find that this mode crossing results in severe suppression of one sideband in local nondegenerate four-wave mixing and disrupts the cascaded four-wave mixing on this side. Simultaneously, we proposed, for the first time to our best knowledge, one two-dimensional method to simulate the eigenmodes (TE and TM) in X-cut microrings, which avoids the obstacle from large computational effort in three-dimensional anisotropic microrings simulation, and the mode crossing point. This work will provide an entirely novel approach to the design of polarization converters and simulation for monolithic photonics integrated circuits, and may be helpful to the studies of missed temporal dissipative soliton formation in X-cut lithium niobate rings.

physics.optics

Enhanced Robustness via Loss Engineering in Detuned Non-Hermitian Scattering Systems

Non-Hermitian optics has revealed a series of counterintuitive phenomena with profound implications for sensing, lasing, and light manipulation. While the non-Hermiticity of Hamitonians is well-recognized, recent advancements in non-Hermitian physics have broadened to include scattering matrices, uncovering phenomena such as simultaneous lasing and coherent perfect absorption (CPA), reflectionless scattering modes (RSMs), and coherent chaos control. Despite these developments, the investigation has predominantly focused on static and symmetric configurations, leaving the dynamic properties of non-Hermitian scattering in detuned systems largely unexplored. Bridging this gap, we extend certain stationary non-Hermitian scattering phenomena to detuned systems. We delve into the interplay between bi-directional RSMs and RSM exceptional points (EPs), and elucidate the global existence conditions for RSMs under detuning. Moreover, we introduces a novel category of EPs, characterized by the coalescence of transmission peaks, emerging independent with the presence of Hamiltonian EPs. The transmission EPs (TEPs) exhibit flat-top lineshape and can be extended to a square-shaped spectrum when detuning is involved, accompanied by a distinctive phase transition. Significantly, we demonstrate the applications of the TEPs in a one-dimensional coupled cavity system, engineered to enhance sensing robustness against environmental instabilities such as laser frequency drifts, which can exceed 10 MHz. This capability represents a substantial improvement over traditional sensing methods and an important improvement of fragile EP sensors. Our findings not only contribute to the broader understanding of non-Hermitian scattering phenomena but also paves the way for future advancements in non-Hermitian sensing technologies.

physics.optics

Spatio-Temporal Nonlinear Theory in Birefringent Microrings

Frequency-dependent nonlinear process in microresonators is widely acknowledged, but there is no theory available to calculate the conversion efficiency for each resonance of the ring, except for the phase-matching one. Similarly for azimuth-dependent nonlinear process in birefringent rings, there is a lack of theory to analysis the conversion efficiency for each azimuth of the ring. Consequently, it leads to old-fashioned or ill-considered coupling position and inefficient energy conversion in birefringent microrings. Here, we introduce spatio-temporal coupled-mode equation to describe mode spatial properties in the cavity, compensating for the deficiency of temporal coupled-mode equation in describing sophisticated responses. By this equation, we find that over a wide frequency range, the extremely strong second-harmonic generation can be achieved at different azimuth under different pumps in an X-cut lithium niobate microring, which is important for realizing an efficient entangled quantum light source, for example. This work will provide new ideas and guidelines for design and applications of monolithic birefringent photonic integrated circuits with high efficiency.

physics.optics

Circular Polarizer Realized by a Single Layer of Planar Chiral Metallic Nanostructure

As a basic optical element, circular polarizer plays significant roles in signal transmission, measurements and life science microscopy. Three-dimensional (3D) chiral structures have been thought to be necessary to realize circular polarizers. Here we demonstrate theoretically and experimentally for the first time that a high-efficiency circular polarizer could be realized by a single layer of planar 2D chiral structure. Our proposed circular polarizer is based on unidirectional polarization conversion instead of circular polarization stop bands. Since two-dimensional planar structures present obvious advantage for fabrication and integration on chip, the proposed circular polarizer is of great interest in integrated optics and microscopy. It provides a novel scheme to manipulate polarizations of light wave, as well as Terahertz wave and microwave.

physics.optics